Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | President, Capital& Enterprise | September 08, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 592,578 |
Reported balance
After 2026-09-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-08 · Exercise / conversion · Acquired 300,000 · Balance 592,578 |
| Common StockSEC Table I · non-derivative | Direct | 476,578 |
Reported balance
After 2026-09-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-08 · Sale · Disposed 116,000 · Balance 476,578 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.92 to $27.81. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2026-12-28 | Direct | 302,607 |
Reported balance
After 2026-09-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-08 · Exercise / conversion · Disposed 300,000 · Balance 302,607 F3: All of the shares subject to this option are fully vested and exercisable as of the date hereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.92 to $27.81. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F3: All of the shares subject to this option are fully vested and exercisable as of the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 17, 2023 Filed Apr 19, 2023 20:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $15.18 | $48,587.20 |
DisclosureSEC source: 0001628280-23-012065 · wf-form4_168193623997278.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 448,268 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.09 to $15.37. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 20:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-012065 · wf-form4_168193623997278.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 451,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 20:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-011390 · wf-form4_168133044733833.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,539 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 20:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $16.69 | $53,411.84 |
DisclosureSEC source: 0001628280-23-011390 · wf-form4_168133044733833.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 448,268 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.685 to $16.74. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 10, 2023 Filed Apr 12, 2023 20:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-011390 · wf-form4_168133044733833.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 451,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-010865 · wf-form4_168072778701830.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,739 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $15.75 | $50,406.40 |
DisclosureSEC source: 0001628280-23-010865 · wf-form4_168072778701830.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 448,268 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.73 to $15.84. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-010865 · wf-form4_168072778701830.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 451,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 20:56 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-009724 · wf-form4_168012337511363.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,939 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 20:56 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $13.24 | $42,368.00 |
DisclosureSEC source: 0001628280-23-009724 · wf-form4_168012337511363.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 448,268 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| March 27, 2023 Filed Mar 29, 2023 20:56 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-009724 · wf-form4_168012337511363.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 451,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 21:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $15.16 Strike: $1.35 | $48,512.00 |
DisclosureSEC source: 0001628280-23-008779 · wf-form4_167943519099347.xml · derivative · entry 5 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,139 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 21:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $15.16 | $48,512.00 |
DisclosureSEC source: 0001628280-23-008779 · wf-form4_167943519099347.xml · nonDerivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 448,268 F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| March 20, 2023 Filed Mar 21, 2023 21:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-008779 · wf-form4_167943519099347.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 451,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 21:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 318,436 | $0.00 Strike: $15.23 | $0.00 |
DisclosureSEC source: 0001628280-23-008779 · wf-form4_167943519099347.xml · derivative · entry 4 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 318,436 Underlying: Common Stock · 318,436 shares Expires 2033-03-17 F4 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on March 20, 2023 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 21:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 167,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-008779 · wf-form4_167943519099347.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 448,268 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/16th of the RSUs shall vest on May 20, 2023 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 20:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-008085 · wf-form4_167891065445695.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,339 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 20:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $15.14 | $48,448.00 |
DisclosureSEC source: 0001628280-23-008085 · wf-form4_167891065445695.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,670 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| March 13, 2023 Filed Mar 15, 2023 20:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-008085 · wf-form4_167891065445695.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 23:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-006825 · wf-form4_167823086907914.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,539 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 23:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $19.17 | $61,344.00 |
DisclosureSEC source: 0001628280-23-006825 · wf-form4_167823086907914.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,670 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| March 06, 2023 Filed Mar 7, 2023 23:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-006825 · wf-form4_167823086907914.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-005831 · wf-form4_167770498551583.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,739 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $18.23 | $58,336.00 |
DisclosureSEC source: 0001628280-23-005831 · wf-form4_167770498551583.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,670 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-005831 · wf-form4_167770498551583.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,870 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:05 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-004878 · wf-form4_167718992459130.xml · derivative · entry 4 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,939 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F6 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:05 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 10,672 | $18.14 | $193,615.69 |
DisclosureSEC source: 0001628280-23-004878 · wf-form4_167718992459130.xml · nonDerivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,670 F4 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.97 to $18.33. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:05 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $17.74 | $56,768.00 |
DisclosureSEC source: 0001628280-23-004878 · wf-form4_167718992459130.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,342 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:05 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-004878 · wf-form4_167718992459130.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F3 · balance_after: Includes 757 shares acquired on February 15, 2023 under the Issuer's 2020 Employee Stock Purchase Plan. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-003736 · wf-form4_167649806353894.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,139 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $16.21 | $51,872.00 |
DisclosureSEC source: 0001628280-23-003736 · wf-form4_167649806353894.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,585 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| February 13, 2023 Filed Feb 15, 2023 21:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-003736 · wf-form4_167649806353894.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 21:43 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,300 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-002591 · wf-form4_167580618128747.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,339 Underlying: Common Stock · 2,300 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 21:43 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,300 | $21.36 | $49,128.00 |
DisclosureSEC source: 0001628280-23-002591 · wf-form4_167580618128747.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,585 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| February 06, 2023 Filed Feb 7, 2023 21:43 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 2,300 | $1.35 | $3,105.00 |
DisclosureSEC source: 0001628280-23-002591 · wf-form4_167580618128747.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:38 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-001922 · wf-form4_167528746813139.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,639 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:38 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $18.82 | $60,224.00 |
DisclosureSEC source: 0001628280-23-001922 · wf-form4_167528746813139.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,585 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 21:38 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-001922 · wf-form4_167528746813139.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 21:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 15,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-001747 · wf-form4_167511553414073.xml · derivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,607 Underlying: Common Stock · 15,000 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 21:52 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 15,000 | $1.35 | $20,250.00 |
DisclosureSEC source: 0001628280-23-001747 · wf-form4_167511553414073.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 23:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-001564 · wf-form4_167469087168429.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,839 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 23:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $17.48 | $55,936.00 |
DisclosureSEC source: 0001628280-23-001564 · wf-form4_167469087168429.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,585 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 23:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-001564 · wf-form4_167469087168429.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 23:23 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-001283 · wf-form4_167417056196487.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,039 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 23:23 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $17.02 | $54,448.00 |
DisclosureSEC source: 0001628280-23-001283 · wf-form4_167417056196487.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,585 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| January 17, 2023 Filed Jan 19, 2023 23:23 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-001283 · wf-form4_167417056196487.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 23:35 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-000916 · wf-form4_167348008801200.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,239 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 23:35 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $13.48 | $43,136.00 |
DisclosureSEC source: 0001628280-23-000916 · wf-form4_167348008801200.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,585 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| January 09, 2023 Filed Jan 11, 2023 23:35 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-000916 · wf-form4_167348008801200.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 03, 2023 Filed Jan 5, 2023 22:41 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-000523 · wf-form4_167295844420451.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,439 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.