Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | President, Capital& Enterprise | September 08, 2026 | September 10, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date September 08, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 592,578 |
Reported balance
After 2026-09-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-08 · Exercise / conversion · Acquired 300,000 · Balance 592,578 |
| Common StockSEC Table I · non-derivative | Direct | 476,578 |
Reported balance
After 2026-09-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-08 · Sale · Disposed 116,000 · Balance 476,578 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.92 to $27.81. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
| Employee Stock Option (Right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.35 · Expires 2026-12-28 | Direct | 302,607 |
Reported balance
After 2026-09-08 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-09-08 · Exercise / conversion · Disposed 300,000 · Balance 302,607 F3: All of the shares subject to this option are fully vested and exercisable as of the date hereof. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.92 to $27.81. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F2: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
F3: All of the shares subject to this option are fully vested and exercisable as of the date hereof.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2024 Filed May 30, 2024 20:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $23.71 | $23,710.00 |
DisclosureSEC source: 0001628280-24-025822 · wk-form4_1717101201.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 381,398 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:41 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 18,138 | $25.61 | $464,539.57 |
DisclosureSEC source: 0001628280-24-024751 · wk-form4_1716410487.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 382,398 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.27 to $26.23. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 11, 2024 Filed Mar 13, 2024 21:56 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $27.50 | $27,500.00 |
DisclosureSEC source: 0001628280-24-011006 · wk-form4_1710367007.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 400,536 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 04, 2024 Filed Mar 6, 2024 21:36 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $26.21 | $26,210.00 |
DisclosureSEC source: 0001628280-24-009421 · wk-form4_1709760947.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 401,536 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:06 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 116,281 | $0.00 Strike: $25.75 | $0.00 |
DisclosureSEC source: 0001628280-24-008637 · wk-form4_1709593536.xml · derivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,281 Underlying: Common Stock · 116,281 shares Expires 2034-02-28 F3 · derivative.exercise_date: 1/48th of the shares subject to the option shall vest on March 20, 2024 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:06 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 61,201 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008637 · wk-form4_1709593536.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 402,536 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/16th of the RSUs shall vest on May 20, 2024 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 26, 2024 Filed Feb 28, 2024 21:18 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $24.13 | $24,130.00 |
DisclosureSEC source: 0001628280-24-007605 · wk-form4_1709155107.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 341,335 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 11,510 | $25.28 | $291,025.75 |
DisclosureSEC source: 0001628280-24-006379 · wk-form4_1708637240.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 342,335 F4 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.55. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:27 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $25.35 | $25,350.00 |
DisclosureSEC source: 0001628280-24-006379 · wk-form4_1708637240.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 353,845 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F3 · balance_after: Includes 755 shares acquired on February 15, 2024 under the Issuer's 2020 Employee Stock Purchase Plan. Read SEC document |
| February 12, 2024 Filed Feb 14, 2024 21:19 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $33.84 | $33,840.00 |
DisclosureSEC source: 0001628280-24-004794 · wk-form4_1707945526.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 354,090 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 21:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $31.70 | $31,700.00 |
DisclosureSEC source: 0001628280-24-003703 · wk-form4_1707340234.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 355,090 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 21:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $32.62 | $32,620.00 |
DisclosureSEC source: 0001628280-24-002748 · wk-form4_1706736822.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 356,090 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 21:53 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $33.71 | $33,710.00 |
DisclosureSEC source: 0001628280-24-002071 · wk-form4_1706133201.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 357,090 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 21:11 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $31.04 | $31,040.00 |
DisclosureSEC source: 0001628280-24-001671 · wk-form4_1705612271.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 358,090 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 08, 2024 Filed Jan 11, 2024 01:21 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $34.14 | $34,140.00 |
DisclosureSEC source: 0001628280-24-001075 · wk-form4_1704936074.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 359,090 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 21:13 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $39.62 | $39,620.00 |
DisclosureSEC source: 0001628280-24-000441 · wk-form4_1704402796.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 360,090 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 26, 2023 Filed Dec 28, 2023 21:45 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $44.55 | $44,550.00 |
DisclosureSEC source: 0001628280-23-042807 · wk-form4_1703799895.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 361,090 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 21:33 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $43.99 | $43,990.00 |
DisclosureSEC source: 0001628280-23-042247 · wk-form4_1703108024.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 362,090 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 23:58 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $37.76 | $37,760.00 |
DisclosureSEC source: 0001628280-23-041484 · wk-form4_1702511912.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 363,090 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 22:48 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $31.51 | $31,510.00 |
DisclosureSEC source: 0001628280-23-040935 · wk-form4_1701902878.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 364,090 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 27, 2023 Filed Nov 29, 2023 21:47 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $23.80 | $23,800.00 |
DisclosureSEC source: 0001628280-23-040235 · wk-form4_1701294455.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 365,090 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 21:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 21,674 | $24.01 | $520,459.93 |
DisclosureSEC source: 0001628280-23-039869 · wk-form4_1700688022.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 366,090 F3 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Unites (RSUs). F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.74 to $24.2650. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 20, 2023 Filed Nov 22, 2023 21:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $25.79 | $25,790.00 |
DisclosureSEC source: 0001628280-23-039869 · wk-form4_1700688022.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 387,764 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 13, 2023 Filed Nov 15, 2023 21:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $20.57 | $20,570.00 |
DisclosureSEC source: 0001628280-23-039152 · wk-form4_1700082873.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 388,764 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 06, 2023 Filed Nov 9, 2023 00:08 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $31.00 | $31,000.00 |
DisclosureSEC source: 0001628280-23-037979 · wk-form4_1699488476.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 389,764 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 30, 2023 Filed Nov 1, 2023 20:53 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $23.73 | $23,730.00 |
DisclosureSEC source: 0001628280-23-036025 · wk-form4_1698872023.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 390,764 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 23, 2023 Filed Oct 25, 2023 22:31 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $23.97 | $23,970.00 |
DisclosureSEC source: 0001628280-23-035158 · wk-form4_1698273091.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 391,764 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 16, 2023 Filed Oct 18, 2023 20:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $27.35 | $27,350.00 |
DisclosureSEC source: 0001628280-23-034581 · wk-form4_1697659469.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 392,764 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 09, 2023 Filed Oct 11, 2023 20:29 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $26.73 | $26,730.00 |
DisclosureSEC source: 0001628280-23-034247 · wk-form4_1697056141.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 393,764 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| October 02, 2023 Filed Oct 4, 2023 20:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $28.74 | $28,740.00 |
DisclosureSEC source: 0001628280-23-033831 · wk-form4_1696452845.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 394,764 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 25, 2023 Filed Sep 27, 2023 20:06 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $26.00 | $26,000.00 |
DisclosureSEC source: 0001628280-23-033110 · wk-form4_1695845158.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 395,764 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 20:13 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $29.50 | $29,500.00 |
DisclosureSEC source: 0001628280-23-032654 · wk-form4_1695240816.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 396,764 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 11, 2023 Filed Sep 14, 2023 00:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $31.09 | $31,090.00 |
DisclosureSEC source: 0001628280-23-032225 · wk-form4_1694650371.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 397,764 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 05, 2023 Filed Sep 6, 2023 23:45 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,000 | $32.53 | $32,530.00 |
DisclosureSEC source: 0001628280-23-031612 · wk-form4_1694043912.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 398,764 F1 · kind: The sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 23:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,500 | $33.18 | $49,768.50 |
DisclosureSEC source: 0001628280-23-030560 · wk-form4_1692918006.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399,764 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Unites (RSUs). F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.10 to $33.28. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 23:00 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 18,513 | $32.57 | $603,042.46 |
DisclosureSEC source: 0001628280-23-030560 · wk-form4_1692918006.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 401,264 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Unites (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.10 to $33.09. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 26, 2023 Filed May 31, 2023 20:19 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 26,072 | $23.99 | $625,378.64 |
DisclosureSEC source: 0001628280-23-020329 · wk-form4_1685564328.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 419,777 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.84 to $24.18. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:37 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 17,419 | $26.92 | $468,989.16 |
DisclosureSEC source: 0001628280-23-019803 · wk-form4_1685047051.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,849 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $27.33. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 08, 2023 Filed May 10, 2023 21:07 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-017311 · wk-form4_1683752821.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 18,739 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| May 08, 2023 Filed May 10, 2023 21:07 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $13.25 | $42,400.00 |
DisclosureSEC source: 0001628280-23-017311 · wk-form4_1683752821.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 463,268 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| May 08, 2023 Filed May 10, 2023 21:07 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-017311 · wk-form4_1683752821.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 466,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:58 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-015270 · wf-form4_168314748992035.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,939 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:58 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $13.84 | $44,288.00 |
DisclosureSEC source: 0001628280-23-015270 · wf-form4_168314748992035.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 463,268 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| May 01, 2023 Filed May 3, 2023 20:58 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-015270 · wf-form4_168314748992035.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 466,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 20:06 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-013223 · wf-form4_168253959000407.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,139 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 20:06 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 3,200 | $15.00 | $48,000.00 |
DisclosureSEC source: 0001628280-23-013223 · wf-form4_168253959000407.xml · nonDerivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 463,268 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. Read SEC document |
| April 24, 2023 Filed Apr 26, 2023 20:06 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,200 | $1.35 | $4,320.00 |
DisclosureSEC source: 0001628280-23-013223 · wf-form4_168253959000407.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 466,468 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 20:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 15,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-012569 · wf-form4_168236742292809.xml · derivative · entry 2 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 602,607 Underlying: Common Stock · 15,000 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| April 20, 2023 Filed Apr 24, 2023 20:17 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 15,000 | $1.35 | $20,250.00 |
DisclosureSEC source: 0001628280-23-012569 · wf-form4_168236742292809.xml · nonDerivative · entry 1 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| April 17, 2023 Filed Apr 19, 2023 20:30 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,200 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001628280-23-012065 · wf-form4_168193623997278.xml · derivative · entry 3 Datta Sanjay · CIK 0001832808 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 28,339 Underlying: Common Stock · 3,200 shares Expires 2026-12-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2022. F4 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.