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LEE WILLIS C

Disclosed activity across 1 company

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206
SEC CIK
0001517775

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Emmaus Life Sciences, Inc.EMMA · Entity 205Director · CEOMay 30, 2025September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Emmaus Life Sciences, Inc.

Report date May 30, 2025 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Roth IRA FBO Willis C. Lee229,400 Reported balance After 2025-05-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-05-30 · Purchase · Acquired 70,000 · Balance 229,400

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.01 to $0.02, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1), footnote (2), footnote (3), footnote (4), footnote (5) and footnote (6).

Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Roth IRA FBO Willis C. Lee275,400 Reported balance After 2025-08-29 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2025-08-29 · Purchase · Acquired 170,000 · Balance 275,400

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0109 to $0.011, inclusive.

Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Roth IRA FBO Willis C. Lee445,400 Reported balance After 2026-08-25 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-08-25 · Purchase · Acquired 46,000 · Balance 445,400

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.034 to $0.039, inclusive.

Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Roth IRA FBO Willis C. Lee495,400 Reported balance After 2026-08-27 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2026-08-27 · Purchase · Acquired 50,000 · Balance 495,400

F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.044 to $0.051, inclusive.

Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Roth IRA FBO Willis C. Lee590,167 Reported balance After 2026-08-28 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2026-08-28 · Purchase · Acquired 94,767 · Balance 590,167

F5: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.050 to $0.075, inclusive.

Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Roth IRA FBO Willis C. Lee690,167 Reported balance After 2026-08-31 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2026-08-31 · Purchase · Acquired 100,000 · Balance 690,167

F6: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.046 to $0.05, inclusive.

Common stock, $0.001 par valueSEC Table I · non-derivativeDirect395,124 Reported balance Holding disclosure · report date 2025-05-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 395,124

Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Traditional IRA FBO Willis C. Leeee241,194 Reported balance Holding disclosure · report date 2025-05-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 241,194

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.01 to $0.02, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1), footnote (2), footnote (3), footnote (4), footnote (5) and footnote (6).

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0109 to $0.011, inclusive.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.034 to $0.039, inclusive.

F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.044 to $0.051, inclusive.

F5: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.050 to $0.075, inclusive.

F6: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.046 to $0.05, inclusive.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 31, 2026 Filed Sep 2, 2026 19:05 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 100,000 $0.05 $5,000.00
Disclosure

SEC source: 0001193125-26-380023 · ownership.xml · nonDerivative · entry 8

LEE WILLIS C · CIK 0001517775 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 690,167

F6 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.046 to $0.05, inclusive.

Read SEC document
August 28, 2026 Filed Sep 2, 2026 19:05 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 94,767 $0.06 $5,686.02
Disclosure

SEC source: 0001193125-26-380023 · ownership.xml · nonDerivative · entry 7

LEE WILLIS C · CIK 0001517775 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 590,167

F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.050 to $0.075, inclusive.

Read SEC document
August 27, 2026 Filed Sep 2, 2026 19:05 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 50,000 $0.05 $2,500.00
Disclosure

SEC source: 0001193125-26-380023 · ownership.xml · nonDerivative · entry 6

LEE WILLIS C · CIK 0001517775 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 495,400

F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.044 to $0.051, inclusive.

Read SEC document
August 25, 2026 Filed Sep 2, 2026 19:05 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 46,000 $0.04 $1,840.00
Disclosure

SEC source: 0001193125-26-380023 · ownership.xml · nonDerivative · entry 5

LEE WILLIS C · CIK 0001517775 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 445,400

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.034 to $0.039, inclusive.

Read SEC document
August 29, 2025 Filed Sep 2, 2026 19:05 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 170,000 $0.01 $1,700.00
Disclosure

SEC source: 0001193125-26-380023 · ownership.xml · nonDerivative · entry 4

LEE WILLIS C · CIK 0001517775 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 275,400

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0109 to $0.011, inclusive.

Read SEC document
May 30, 2025 Filed Sep 2, 2026 19:05 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 70,000 $0.02 $1,400.00
Disclosure

SEC source: 0001193125-26-380023 · ownership.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 229,400

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.01 to $0.02, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1), footnote (2), footnote (3), footnote (4), footnote (5) and footnote (6).

Read SEC document
February 29, 2024 Filed Feb 29, 2024 23:11 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 77,000 $0.13 $10,010.00
Disclosure

SEC source: 0001209191-24-004124 · doc4.xml · nonDerivative · entry 4

LEE WILLIS C · CIK 0001517775 · Director · Co-President & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 159,400

Read SEC document
February 28, 2024 Filed Feb 29, 2024 23:11 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 15,000 $0.12 $1,800.00
Disclosure

SEC source: 0001209191-24-004124 · doc4.xml · nonDerivative · entry 3

LEE WILLIS C · CIK 0001517775 · Director · Co-President & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 82,400

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.12 to $0.13, inclusive.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 23:11 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 10,000 $0.13 $1,300.00
Disclosure

SEC source: 0001209191-24-004124 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Co-President & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 67,400

Read SEC document
February 26, 2024 Filed Feb 29, 2024 23:11 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 13,200 $0.12 $1,584.00
Disclosure

SEC source: 0001209191-24-004124 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Co-President & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 57,400

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.12 to $0.13, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (2) to this Form 4.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 21:32 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 GrantOptions · Derivative 200,000 $0.15 Strike: $0.15 $30,000.00
Disclosure

SEC source: 0001209191-24-002790 · doc4.xml · derivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Co-President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2034-01-31

Read SEC document
November 30, 2023 Filed Dec 5, 2023 01:33 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 7,417 $0.12 $890.04
Disclosure

SEC source: 0001209191-23-057328 · doc4.xml · nonDerivative · entry 6

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,124

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.11 to $0.13, inclusive.

Read SEC document
November 30, 2023 Filed Jan 3, 2024 21:59 UTC Amendment Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 59,400 $0.12 $7,128.00
Disclosure

SEC source: 0001209191-24-000442 · doc4a.xml · nonDerivative · entry 6

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,124

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.11 to $0.13, inclusive.

Read SEC document
November 29, 2023 Filed Dec 5, 2023 01:33 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 4,325 $0.12 $519.00
Disclosure

SEC source: 0001209191-23-057328 · doc4.xml · nonDerivative · entry 5

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,724

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.11 to $0.13, inclusive.

Read SEC document
November 29, 2023 Filed Jan 3, 2024 21:59 UTC Amendment Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 36,000 $0.12 $4,320.00
Disclosure

SEC source: 0001209191-24-000442 · doc4a.xml · nonDerivative · entry 5

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 335,724

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.11 to $0.13, inclusive.

Read SEC document
November 28, 2023 Filed Dec 5, 2023 01:33 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,470 $0.12 $176.40
Disclosure

SEC source: 0001209191-23-057328 · doc4.xml · nonDerivative · entry 4

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,724

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.12 to $0.13, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnotes (2) and (3) to this Form 4.

Read SEC document
November 28, 2023 Filed Jan 3, 2024 21:59 UTC Amendment Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 12,000 $0.12 $1,440.00
Disclosure

SEC source: 0001209191-24-000442 · doc4a.xml · nonDerivative · entry 4

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,724

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.12 to $0.13, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnotes (2) and (3) to this Form 4.

Read SEC document
November 14, 2023 Filed Dec 5, 2023 01:33 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 132 $0.12 $15.84
Disclosure

SEC source: 0001209191-23-057328 · doc4.xml · nonDerivative · entry 3

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 44,200

Read SEC document
November 14, 2023 Filed Jan 3, 2024 21:59 UTC Amendment Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,100 $0.12 $132.00
Disclosure

SEC source: 0001209191-24-000442 · doc4a.xml · nonDerivative · entry 3

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 44,200

Read SEC document
August 31, 2023 Filed Dec 5, 2023 01:33 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 900 $0.15 $135.00
Disclosure

SEC source: 0001209191-23-057328 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 43,100

Read SEC document
August 31, 2023 Filed Jan 3, 2024 21:59 UTC Amendment Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 6,000 $0.15 $900.00
Disclosure

SEC source: 0001209191-24-000442 · doc4a.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 43,100

Read SEC document
August 25, 2023 Filed Dec 5, 2023 01:33 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,365 $0.21 $286.65
Disclosure

SEC source: 0001209191-23-057328 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 37,100

Read SEC document
August 25, 2023 Filed Jan 3, 2024 21:59 UTC Amendment Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 6,500 $0.21 $1,365.00
Disclosure

SEC source: 0001209191-24-000442 · doc4a.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 37,100

Read SEC document
May 31, 2023 Filed Jun 2, 2023 17:23 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 28,700 $0.29 $8,323.00
Disclosure

SEC source: 0001209191-23-033573 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 30,600

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.28 to $0.32, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

Read SEC document
January 12, 2023 Filed Jan 17, 2023 19:27 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 GrantOptions · Derivative 750,000 $4.50 Strike: $4.50 $3,375,000.00
Disclosure

SEC source: 0001209191-23-003460 · doc4.xml · derivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,000

Underlying: Common Stock · 750,000 shares

Expires 2033-01-11

F1 · derivative.exercise_date: The options vest as to one-third of the option shares on the 12-month anniversary of the grant date and as to the remaining two-thirds of the option shares in 24 equal monthly installments as of the end of each month after such anniversary.

Read SEC document
January 12, 2023 Filed Jan 19, 2023 22:54 UTC Amendment Emmaus Life Sciences, Inc. EMMA · Entity 205 GrantOptions · Derivative 500,000 $4.50 Strike: $4.50 $2,250,000.00
Disclosure

SEC source: 0001209191-23-004070 · doc4a.xml · derivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 500,000 shares

Expires 2033-01-11

F1 · derivative.exercise_date: The options vest as to one-third of the option shares on the 12-month anniversary of the grant date and as to the remaining two-thirds of the option shares in 24 equal monthly installments as of the end of each month after such anniversary.

Read SEC document
September 20, 2022 Filed Jun 2, 2023 17:23 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 750 $0.28 $210.00
Disclosure

SEC source: 0001209191-23-033573 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,724

Read SEC document
July 19, 2022 Filed Jul 25, 2022 16:49 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 3,200 $0.39 $1,248.00
Disclosure

SEC source: 0001209191-22-043081 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,974

Read SEC document
May 31, 2022 Filed Jun 3, 2022 15:52 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 2,500 $0.40 $1,000.00
Disclosure

SEC source: 0001209191-22-033847 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Director & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,774

Read SEC document
May 27, 2022 Filed Jun 3, 2022 15:52 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 2,500 $0.37 $925.00
Disclosure

SEC source: 0001209191-22-033847 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Director & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,274

Read SEC document
April 11, 2022 Filed Apr 12, 2022 19:59 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 8,900 $0.88 $7,832.00
Disclosure

SEC source: 0001209191-22-024129 · doc4.xml · nonDerivative · entry 4

LEE WILLIS C · CIK 0001517775 · Director · Director & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,774

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.85 to $0.89, inclusive.

Read SEC document
April 08, 2022 Filed Apr 12, 2022 19:59 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,600 $0.76 $1,216.00
Disclosure

SEC source: 0001209191-22-024129 · doc4.xml · nonDerivative · entry 3

LEE WILLIS C · CIK 0001517775 · Director · Director & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 241,194

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.75 to $0.78, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (2) to this Form 4.

Read SEC document
April 06, 2022 Filed Apr 12, 2022 19:59 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,400 $0.95 $1,330.00
Disclosure

SEC source: 0001209191-22-024129 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Director & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 239,594

Read SEC document
April 04, 2022 Filed Apr 12, 2022 19:59 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 3,200 $0.98 $3,136.00
Disclosure

SEC source: 0001209191-22-024129 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Director & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 238,194

Read SEC document
February 28, 2022 Filed Feb 28, 2022 22:34 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 900 $1.65 $1,485.00
Disclosure

SEC source: 0001209191-22-013725 · doc4.xml · nonDerivative · entry 5

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 1,900

Read SEC document
February 28, 2022 Filed Feb 28, 2022 22:34 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 6,600 $1.50 $9,900.00
Disclosure

SEC source: 0001209191-22-013725 · doc4.xml · nonDerivative · entry 4

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 234,994

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.60, inclusive.

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February 28, 2022 Filed Feb 28, 2022 22:34 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 7,200 $1.51 $10,872.00
Disclosure

SEC source: 0001209191-22-013725 · doc4.xml · nonDerivative · entry 3

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,874

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.41 to $1.54, inclusive.

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February 24, 2022 Filed Feb 28, 2022 22:34 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 5,900 $1.44 $8,496.00
Disclosure

SEC source: 0001209191-22-013725 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,674

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.42 to $1.44, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnotes (2) and (3) to this Form 4.

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February 22, 2022 Filed Feb 28, 2022 22:34 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 500 $1.42 $710.00
Disclosure

SEC source: 0001209191-22-013725 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,774

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December 17, 2021 Filed Jan 5, 2022 16:52 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 500 $1.50 $750.00
Disclosure

SEC source: 0001209191-22-001426 · doc4.xml · nonDerivative · entry 4

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 1,000

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December 13, 2021 Filed Jan 5, 2022 16:52 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 500 $1.52 $760.00
Disclosure

SEC source: 0001209191-22-001426 · doc4.xml · nonDerivative · entry 3

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Roth IRA FBO Willis C. Lee

Disclosed balance after: 500

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December 10, 2021 Filed Jan 5, 2022 16:52 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 200 $1.74 $348.00
Disclosure

SEC source: 0001209191-22-001426 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,274

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December 03, 2021 Filed Jan 5, 2022 16:52 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 500 $1.54 $770.00
Disclosure

SEC source: 0001209191-22-001426 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,074

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.53 to $1.55, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

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November 30, 2021 Filed Nov 30, 2021 22:45 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 15,500 $1.50 $23,250.00
Disclosure

SEC source: 0001209191-21-067167 · doc4.xml · nonDerivative · entry 3

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 228,394

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.39 to $1.53, inclusive.

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November 29, 2021 Filed Nov 30, 2021 22:45 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 15,705 $1.47 $23,086.35
Disclosure

SEC source: 0001209191-21-067167 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 212,894

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.38 to $1.50, inclusive.

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November 26, 2021 Filed Nov 30, 2021 22:45 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 24,328 $1.45 $35,275.60
Disclosure

SEC source: 0001209191-21-067167 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 197,189

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.28 to $1.50, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnotes (2) and (3) to this Form 4.

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November 24, 2021 Filed Nov 26, 2021 21:05 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 34,500 $1.34 $46,230.00
Disclosure

SEC source: 0001209191-21-066920 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 172,861

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.29 to $1.35, inclusive.

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November 23, 2021 Filed Nov 26, 2021 21:05 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 3,500 $1.32 $4,620.00
Disclosure

SEC source: 0001209191-21-066920 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 138,361

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.26 to $1.35, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (2) to this Form 4.

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November 22, 2021 Filed Nov 23, 2021 21:27 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 8,900 $1.44 $12,816.00
Disclosure

SEC source: 0001209191-21-066428 · doc4.xml · nonDerivative · entry 5

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 134,861

F5 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.39 to $1.49, inclusive

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November 19, 2021 Filed Nov 23, 2021 21:27 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 5,000 $1.37 $6,850.00
Disclosure

SEC source: 0001209191-21-066428 · doc4.xml · nonDerivative · entry 4

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 125,961

F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.30 to $1.40, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.