TapewireFind a company

person · Reporting owner

LEE WILLIS C

Disclosed activity across 1 company

Tapewire entity
206
SEC CIK
0001517775

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Emmaus Life Sciences, Inc.EMMA · Entity 205Director · CEOMay 30, 2025September 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Emmaus Life Sciences, Inc.

Report date May 30, 2025 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Roth IRA FBO Willis C. Lee229,400 Reported balance After 2025-05-30 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2025-05-30 · Purchase · Acquired 70,000 · Balance 229,400

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.01 to $0.02, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1), footnote (2), footnote (3), footnote (4), footnote (5) and footnote (6).

Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Roth IRA FBO Willis C. Lee275,400 Reported balance After 2025-08-29 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2025-08-29 · Purchase · Acquired 170,000 · Balance 275,400

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0109 to $0.011, inclusive.

Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Roth IRA FBO Willis C. Lee445,400 Reported balance After 2026-08-25 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-08-25 · Purchase · Acquired 46,000 · Balance 445,400

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.034 to $0.039, inclusive.

Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Roth IRA FBO Willis C. Lee495,400 Reported balance After 2026-08-27 transaction · row 6 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 6 · 2026-08-27 · Purchase · Acquired 50,000 · Balance 495,400

F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.044 to $0.051, inclusive.

Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Roth IRA FBO Willis C. Lee590,167 Reported balance After 2026-08-28 transaction · row 7 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 7 · 2026-08-28 · Purchase · Acquired 94,767 · Balance 590,167

F5: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.050 to $0.075, inclusive.

Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Roth IRA FBO Willis C. Lee690,167 Reported balance After 2026-08-31 transaction · row 8 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 8 · 2026-08-31 · Purchase · Acquired 100,000 · Balance 690,167

F6: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.046 to $0.05, inclusive.

Common stock, $0.001 par valueSEC Table I · non-derivativeDirect395,124 Reported balance Holding disclosure · report date 2025-05-30 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 395,124

Common stock, $0.001 par valueSEC Table I · non-derivativeIndirectFidelity Traditional IRA FBO Willis C. Leeee241,194 Reported balance Holding disclosure · report date 2025-05-30 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 241,194

Filing footnotes · ownership attribution and instrument terms

F1: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.01 to $0.02, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1), footnote (2), footnote (3), footnote (4), footnote (5) and footnote (6).

F2: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.0109 to $0.011, inclusive.

F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.034 to $0.039, inclusive.

F4: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.044 to $0.051, inclusive.

F5: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.050 to $0.075, inclusive.

F6: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.046 to $0.05, inclusive.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 17, 2021 Filed Nov 23, 2021 21:27 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,000 $1.29 $1,290.00
Disclosure

SEC source: 0001209191-21-066428 · doc4.xml · nonDerivative · entry 3

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 120,961

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.24 to $1.30, inclusive.

Read SEC document
November 16, 2021 Filed Nov 23, 2021 21:27 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 2,100 $1.29 $2,709.00
Disclosure

SEC source: 0001209191-21-066428 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 119,961

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.24 to $1.29, inclusive.

Read SEC document
November 15, 2021 Filed Nov 23, 2021 21:27 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,600 $1.24 $1,984.00
Disclosure

SEC source: 0001209191-21-066428 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 117,861

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.19 to $1.25, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnotes (2), (3), (4) and (5) to this Form 4.

Read SEC document
September 17, 2021 Filed Sep 18, 2021 00:38 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 500 $1.71 $855.00
Disclosure

SEC source: 0001209191-21-056785 · doc4.xml · nonDerivative · entry 3

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 116,261

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.73, inclusive.

Read SEC document
September 16, 2021 Filed Sep 18, 2021 00:38 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,000 $1.71 $1,710.00
Disclosure

SEC source: 0001209191-21-056785 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 115,761

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.62 to $1.72, inclusive.

Read SEC document
September 15, 2021 Filed Sep 18, 2021 00:38 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 2,000 $1.51 $3,020.00
Disclosure

SEC source: 0001209191-21-056785 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 114,761

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.46 to $1.66, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnotes (2) and (3) to this Form 4.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 22:17 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 2,000 $1.72 $3,440.00
Disclosure

SEC source: 0001209191-21-055547 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 112,761

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.67 to $1.77, inclusive.

Read SEC document
September 08, 2021 Filed Sep 10, 2021 22:17 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 2,000 $1.70 $3,400.00
Disclosure

SEC source: 0001209191-21-055547 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Fidelity Traditional IRA FBO Willis C. Lee

Disclosed balance after: 110,761

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.65 to $1.75, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (2) to this Form 4.

Read SEC document
August 27, 2021 Filed Aug 27, 2021 21:42 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,500 $1.54 $2,310.00
Disclosure

SEC source: 0001209191-21-053681 · doc4.xml · nonDerivative · entry 3

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,574

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.49 to $1.57, inclusive.

Read SEC document
August 26, 2021 Filed Aug 27, 2021 21:42 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,000 $1.69 $1,690.00
Disclosure

SEC source: 0001209191-21-053681 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,074

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.55 to $1.80, inclusive.

Read SEC document
August 25, 2021 Filed Aug 27, 2021 21:42 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 2,400 $1.51 $3,624.00
Disclosure

SEC source: 0001209191-21-053681 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,074

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.44 to $1.55, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnotes (2) and (3) to this Form 4.

Read SEC document
May 28, 2021 Filed May 28, 2021 22:02 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 3,900 $1.57 $6,123.00
Disclosure

SEC source: 0001209191-21-036627 · doc4.xml · nonDerivative · entry 3

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,674

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.50 to $1.61, inclusive.

Read SEC document
May 27, 2021 Filed May 28, 2021 22:02 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 2,000 $1.58 $3,160.00
Disclosure

SEC source: 0001209191-21-036627 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,774

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.57 to $1.59, inclusive.

Read SEC document
May 26, 2021 Filed May 28, 2021 22:02 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 2,700 $1.53 $4,131.00
Disclosure

SEC source: 0001209191-21-036627 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,774

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.51 to $1.59, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnotes (2) and (3) to this Form 4.

Read SEC document
May 12, 2021 Filed May 12, 2021 22:28 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 13,350 $1.10 $14,685.00
Disclosure

SEC source: 0001209191-21-032183 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,074

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.10 to $1.20, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

Read SEC document
May 10, 2021 Filed May 12, 2021 22:28 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,500 $1.14 $1,710.00
Disclosure

SEC source: 0001209191-21-032183 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,724

Read SEC document
May 07, 2021 Filed May 7, 2021 21:27 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,500 $1.23 $1,845.00
Disclosure

SEC source: 0001209191-21-030990 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,224

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.19 to $1.23, inclusive.

Read SEC document
May 05, 2021 Filed May 7, 2021 21:27 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 2,500 $1.26 $3,150.00
Disclosure

SEC source: 0001209191-21-030990 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,724

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.21 to $1.26, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (2) to this Form 4.

Read SEC document
October 14, 2020 Filed Oct 15, 2020 18:09 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,600 $0.83 $1,328.00
Disclosure

SEC source: 0001209191-20-054870 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,224

Read SEC document
October 13, 2020 Filed Oct 15, 2020 18:09 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 6,000 $0.84 $5,040.00
Disclosure

SEC source: 0001209191-20-054870 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,624

Read SEC document
March 31, 2020 Filed Apr 1, 2020 18:43 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 4,000 $1.25 $5,000.00
Disclosure

SEC source: 0001209191-20-022059 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By FMT CO CUST IRA FBO Willis Lee

Disclosed balance after: 33,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.20 to $1.34, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

Read SEC document
March 30, 2020 Filed Apr 1, 2020 18:43 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 500 $1.33 $665.00
Disclosure

SEC source: 0001209191-20-022059 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By FMT CO CUST IRA FBO Willis Lee

Disclosed balance after: 29,000

Read SEC document
March 27, 2020 Filed Mar 30, 2020 18:13 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 3,300 $1.05 $3,465.00
Disclosure

SEC source: 0001209191-20-021667 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By FMT CO CUST IRA FBO Willis Lee

Disclosed balance after: 28,500

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.99 to $1.10, inclusive.

Read SEC document
March 26, 2020 Filed Mar 30, 2020 18:13 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 3,500 $1.23 $4,305.00
Disclosure

SEC source: 0001209191-20-021667 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By FMT CO CUST IRA FBO Willis Lee

Disclosed balance after: 25,200

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.15 to $1.34, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (2) to this Form 4.

Read SEC document
March 24, 2020 Filed Mar 25, 2020 20:48 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 500 $1.30 $650.00
Disclosure

SEC source: 0001209191-20-021130 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By FMT CO CUST IRA FBO Willis Lee

Disclosed balance after: 21,700

Read SEC document
March 23, 2020 Filed Mar 25, 2020 20:48 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,000 $1.33 $1,330.00
Disclosure

SEC source: 0001209191-20-021130 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By FMT CO CUST IRA FBO Willis Lee

Disclosed balance after: 21,200

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.33 to $1.34, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

Read SEC document
March 18, 2020 Filed Mar 19, 2020 18:40 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 3,500 $1.56 $5,460.00
Disclosure

SEC source: 0001209191-20-020227 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By FMT CO CUST IRA FBO Willis Lee

Disclosed balance after: 20,200

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.51 to $1.60, inclusive.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 18:40 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 3,050 $1.63 $4,971.50
Disclosure

SEC source: 0001209191-20-020227 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By FMT CO CUST IRA FBO Willis Lee

Disclosed balance after: 16,700

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.57 to $1.64, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (2) to this Form 4.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:09 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,200 $1.64 $1,968.00
Disclosure

SEC source: 0001209191-20-018467 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By FMT CO CUST IRA FBO Willis Lee

Disclosed balance after: 13,650

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.62 to $1.64, inclusive.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:09 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,300 $1.72 $2,236.00
Disclosure

SEC source: 0001209191-20-018467 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By FMT CO CUST IRA FBO Willis Lee

Disclosed balance after: 12,450

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.68 to $1.81, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (2) to this Form 4.

Read SEC document
March 09, 2020 Filed Mar 9, 2020 23:10 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 9,500 $1.32 $12,540.00
Disclosure

SEC source: 0001209191-20-017496 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By FMT CO CUST IRA FBO Willis Lee

Disclosed balance after: 11,150

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.27 to $1.44, inclusive.

Read SEC document
March 05, 2020 Filed Mar 9, 2020 23:10 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,650 $1.68 $2,772.00
Disclosure

SEC source: 0001209191-20-017496 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By FMT CO CUST IRA FBO Willis Lee

Disclosed balance after: 1,650

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.60 to $1.70, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (2) to this Form 4.

Read SEC document
February 13, 2020 Filed Feb 14, 2020 18:33 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,100 $1.80 $1,980.00
Disclosure

SEC source: 0001209191-20-009517 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,624

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.75 to $1.80, inclusive.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 18:33 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,900 $1.75 $3,325.00
Disclosure

SEC source: 0001209191-20-009517 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,524

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.70 to $1.76, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (2) to this Form 4.

Read SEC document
February 07, 2020 Filed Feb 10, 2020 17:25 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 2,600 $1.43 $3,718.00
Disclosure

SEC source: 0001209191-20-007815 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,624

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.35 to $1.49, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2).

Read SEC document
February 06, 2020 Filed Feb 10, 2020 17:25 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,950 $1.15 $2,242.50
Disclosure

SEC source: 0001209191-20-007815 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,024

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.12 to $1.17, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

Read SEC document
November 01, 2019 Filed Nov 1, 2019 22:19 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 800 $2.98 $2,384.00
Disclosure

SEC source: 0001209191-19-054769 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,074

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.89 to $2.99, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., and the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

Read SEC document
October 31, 2019 Filed Nov 1, 2019 22:19 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,000 $2.90 $2,900.00
Disclosure

SEC source: 0001209191-19-054769 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,274

Read SEC document
October 18, 2019 Filed Oct 18, 2019 20:03 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 3,890 $2.79 $10,853.10
Disclosure

SEC source: 0001209191-19-053596 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,274

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.75 to $2.80, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1).

Read SEC document
October 16, 2019 Filed Oct 18, 2019 20:03 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 4,000 $2.51 $10,040.00
Disclosure

SEC source: 0001209191-19-053596 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,384

Read SEC document
October 15, 2019 Filed Oct 16, 2019 18:41 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 7,000 $2.69 $18,830.00
Disclosure

SEC source: 0001209191-19-053257 · doc4.xml · nonDerivative · entry 2

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,384

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.32 to $2.76, inclusive.

Read SEC document
October 14, 2019 Filed Oct 16, 2019 18:41 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 4,000 $2.47 $9,880.00
Disclosure

SEC source: 0001209191-19-053257 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,384

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.20 to $2.50, inclusive. The reporting person undertakes to provide to Emmaus Life Sciences, Inc., any security holder of Emmaus Life Sciences, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) and in footnote (2) to this Form 4.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 16:40 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 600 $2.62 $1,572.00
Disclosure

SEC source: 0001209191-19-047679 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,384

Read SEC document
August 21, 2019 Filed Aug 23, 2019 16:27 UTC Emmaus Life Sciences, Inc. EMMA · Entity 205 PurchaseCommon stock, $0.001 par value 1,000 $3.35 $3,350.00
Disclosure

SEC source: 0001209191-19-047235 · doc4.xml · nonDerivative · entry 1

LEE WILLIS C · CIK 0001517775 · Director · Vice Chairman & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,784

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.