Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | July 23, 2026 | July 24, 2026 |
| YUM BRANDS INCYUM · Entity 3067 | COO and CPO | August 24, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 23, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 37,952.2656 |
Reported balance
After 2026-07-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-23 · Grant · Acquired 6,476.1905 · Balance 37,952.2656 F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
YUM BRANDS INC
Report date August 24, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3 |
Reported balance
After 2026-08-24 transaction · row 1
1 source rowRow 1 · 2026-08-24 · Sale · Disposed 3,494 · Balance 3 F1: Pursuant to 10b5-1 Plan |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to 10b5-1 Plan
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 08, 2020 Filed Sep 11, 2020 00:20 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 2,009 | $0.00 Strike: $35.10 | $0.00 |
DisclosureSEC source: 0001127602-20-024961 · form4.xml · derivative · entry 10 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704 Underlying: Common Stock · 2,009 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 08, 2020 Filed Sep 11, 2020 00:20 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 1,357 | $0.00 Strike: $35.10 | $0.00 |
DisclosureSEC source: 0001127602-20-024961 · form4.xml · derivative · entry 9 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,662 Underlying: Common Stock · 1,357 shares Expires 2021-02-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 08, 2020 Filed Sep 11, 2020 00:20 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 1,246 | $95.00 | $118,370.00 |
DisclosureSEC source: 0001127602-20-024961 · form4.xml · nonDerivative · entry 7 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,583 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 08, 2020 Filed Sep 11, 2020 00:20 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 1,268 | $95.00 | $120,460.00 |
DisclosureSEC source: 0001127602-20-024961 · form4.xml · nonDerivative · entry 6 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,829 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 08, 2020 Filed Sep 11, 2020 00:20 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 741 | $95.22 | $70,558.02 |
DisclosureSEC source: 0001127602-20-024961 · form4.xml · nonDerivative · entry 5 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,097 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 08, 2020 Filed Sep 11, 2020 00:20 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 2,009 | $35.10 | $70,515.90 |
DisclosureSEC source: 0001127602-20-024961 · form4.xml · nonDerivative · entry 4 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,838 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 08, 2020 Filed Sep 11, 2020 00:20 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 856 | $95.00 | $81,320.00 |
DisclosureSEC source: 0001127602-20-024961 · form4.xml · nonDerivative · entry 3 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,829 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 08, 2020 Filed Sep 11, 2020 00:20 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 501 | $95.22 | $47,705.22 |
DisclosureSEC source: 0001127602-20-024961 · form4.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,685 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| September 08, 2020 Filed Sep 11, 2020 00:20 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,357 | $35.10 | $47,630.70 |
DisclosureSEC source: 0001127602-20-024961 · form4.xml · nonDerivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| August 10, 2020 Filed Aug 11, 2020 19:41 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 5,600 | $91.24 | $510,944.00 |
DisclosureSEC source: 0001127602-20-023354 · form4.xml · nonDerivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,829 Read SEC document |
| July 30, 2020 Filed Aug 3, 2020 21:59 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 3,253.4518 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-20-000132 · wf-form4_159649196781294.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,940.3418 Underlying: Class A Common · 3,253.4518 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 30, 2020, were based on the closing price of the Company's Class A common stock on that date ($63.01). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| June 12, 2020 Filed Feb 8, 2021 21:25 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 25.16 | $91.28 | $2,296.60 |
DisclosureSEC source: 0001127602-21-004362 · form4.xml · derivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,911.72 Underlying: Common Stock · 25.16 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| March 06, 2020 Filed Feb 8, 2021 21:25 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 25.56 | $89.40 | $2,285.06 |
DisclosureSEC source: 0001127602-21-004362 · form4.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,886.56 Underlying: Common Stock · 25.56 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:06 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantRestricted Stock Units · Derivative | 4,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004892 · form4.xml · derivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,861 Underlying: Common Stock · 4,861 shares Expires 2024-02-10 F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| February 10, 2020 Filed Feb 11, 2020 22:06 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 43,337 | $0.00 Strike: $102.87 | $0.00 |
DisclosureSEC source: 0001127602-20-004892 · form4.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,337 Underlying: Common Stock · 43,337 shares Expires 2030-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 16:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 1,756 | $103.74 | $182,167.44 |
DisclosureSEC source: 0001127602-20-004507 · form4.xml · nonDerivative · entry 4 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,429 Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 16:17 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 4,440 | $103.74 | $460,605.60 |
DisclosureSEC source: 0001127602-20-004507 · form4.xml · nonDerivative · entry 3 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,185 Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 16:17 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 1,676 | $103.74 | $173,868.24 |
DisclosureSEC source: 0001127602-20-004507 · form4.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,745 Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 16:17 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 4,234 | $103.74 | $439,235.16 |
DisclosureSEC source: 0001127602-20-004507 · form4.xml · nonDerivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,421 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 17:50 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 3,195 | $105.98 | $338,606.10 |
DisclosureSEC source: 0001127602-20-002387 · form4.xml · nonDerivative · entry 4 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,124 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 17:50 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 8,457 | $105.98 | $896,272.86 |
DisclosureSEC source: 0001127602-20-002387 · form4.xml · nonDerivative · entry 3 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,319 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 17:50 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 2,112 | $105.98 | $223,829.76 |
DisclosureSEC source: 0001127602-20-002387 · form4.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,862 Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 17:50 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 4,234 | $105.98 | $448,719.32 |
DisclosureSEC source: 0001127602-20-002387 · form4.xml · nonDerivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,974 Read SEC document |
| January 24, 2020 Filed Feb 10, 2020 16:11 UTC Amendment | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 3,195 | $105.98 | $338,606.10 |
DisclosureSEC source: 0001127602-20-004505 · form4a.xml · nonDerivative · entry 4 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,187 Read SEC document |
| January 24, 2020 Filed Feb 10, 2020 16:11 UTC Amendment | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 8,457 | $105.98 | $896,272.86 |
DisclosureSEC source: 0001127602-20-004505 · form4a.xml · nonDerivative · entry 3 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,382 Read SEC document |
| January 24, 2020 Filed Feb 10, 2020 16:11 UTC Amendment | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 1,049 | $105.98 | $111,173.02 |
DisclosureSEC source: 0001127602-20-004505 · form4a.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,925 Read SEC document |
| January 24, 2020 Filed Feb 10, 2020 16:11 UTC Amendment | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 4,234 | $105.98 | $448,719.32 |
DisclosureSEC source: 0001127602-20-004505 · form4a.xml · nonDerivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,974 Read SEC document |
| July 25, 2019 Filed Jul 29, 2019 21:49 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,530.9336 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-19-000136 · wf-form4_156443697235314.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,271.889 Underlying: Class A Common · 2,530.9336 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 25, 2019, were based on the closing price of the Company's Class A common stock on that date ($53.34). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:08 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 6,068 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-19-022041 · form4.xml · derivative · entry 9 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,068 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:08 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 1,627 | $0.00 Strike: $23.48 | $0.00 |
DisclosureSEC source: 0001127602-19-022041 · form4.xml · derivative · entry 8 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,627 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:08 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 4,770 | $110.00 | $524,700.00 |
DisclosureSEC source: 0001127602-19-022041 · form4.xml · nonDerivative · entry 6 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,479 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:08 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 1,298 | $109.79 | $142,507.42 |
DisclosureSEC source: 0001127602-19-022041 · form4.xml · nonDerivative · entry 5 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,249 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:08 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 6,068 | $23.48 | $142,476.64 |
DisclosureSEC source: 0001127602-19-022041 · form4.xml · nonDerivative · entry 4 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,547 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:08 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 1,279 | $110.00 | $140,690.00 |
DisclosureSEC source: 0001127602-19-022041 · form4.xml · nonDerivative · entry 3 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,479 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:08 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 348 | $109.79 | $38,206.92 |
DisclosureSEC source: 0001127602-19-022041 · form4.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,758 F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| June 17, 2019 Filed Jun 18, 2019 21:08 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,627 | $23.48 | $38,201.96 |
DisclosureSEC source: 0001127602-19-022041 · form4.xml · nonDerivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Pursuant to 10b5-1 Plan Read SEC document |
| February 11, 2019 Filed Feb 12, 2019 20:54 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 50,328 | $0.00 Strike: $93.26 | $0.00 |
DisclosureSEC source: 0001127602-19-005354 · form4.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,328 Underlying: Common Stock · 50,328 shares Expires 2029-02-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 20:42 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 2,012 | $92.91 | $186,934.92 |
DisclosureSEC source: 0001127602-19-002816 · form4.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,479 Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 20:42 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 7,959 | $92.91 | $739,470.69 |
DisclosureSEC source: 0001127602-19-002816 · form4.xml · nonDerivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,491 Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 16:44 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 620 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-037053 · form4.xml · derivative · entry 7 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388.8187 Underlying: Common Stock · 620 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 16:44 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 1,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-037053 · form4.xml · derivative · entry 6 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,141.4921 Underlying: Common Stock · 1,827 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 16:44 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 232 | $90.10 | $20,903.20 |
DisclosureSEC source: 0001127602-18-037053 · form4.xml · nonDerivative · entry 4 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532 Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 16:44 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 620 | $90.10 | $55,862.00 |
DisclosureSEC source: 0001127602-18-037053 · form4.xml · nonDerivative · entry 3 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 16:44 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 683 | $90.10 | $61,538.30 |
DisclosureSEC source: 0001127602-18-037053 · form4.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,144 Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 16:44 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,827 | $90.10 | $164,612.70 |
DisclosureSEC source: 0001127602-18-037053 · form4.xml · nonDerivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,827 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2018 Filed Dec 4, 2018 21:42 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionStock Appreciation Right · Derivative | 834 | $0.00 Strike: $20.85 | $0.00 |
DisclosureSEC source: 0001127602-18-035146 · form4.xml · derivative · entry 6 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 834 shares Expires 2019-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2018 Filed Dec 4, 2018 21:42 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 1,045 | $88.66 | $92,649.70 |
DisclosureSEC source: 0001127602-18-035146 · form4.xml · nonDerivative · entry 4 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| November 01, 2018 Filed Dec 4, 2018 21:42 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 636 | $87.99 | $55,961.64 |
DisclosureSEC source: 0001127602-18-035146 · form4.xml · nonDerivative · entry 3 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045 Read SEC document |
| November 01, 2018 Filed Dec 4, 2018 21:42 UTC | YUM BRANDS INC YUM · Entity 3067 | Disposition to issuerCommon Stock | 198 | $87.95 | $17,414.10 |
DisclosureSEC source: 0001127602-18-035146 · form4.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,681 Read SEC document |
| November 01, 2018 Filed Dec 4, 2018 21:42 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 834 | $20.85 | $17,388.90 |
DisclosureSEC source: 0001127602-18-035146 · form4.xml · nonDerivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.