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person · Reporting owner

Skeans Tracy L

Disclosed activity across 2 companies

Tapewire entity
20497
SEC CIK
0001660119

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BROWN FORMAN CORPBFA, BFB · Entity 3449DirectorJuly 23, 2026July 24, 2026
YUM BRANDS INCYUM · Entity 3067COO and CPOAugust 24, 2026August 24, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BROWN FORMAN CORP

Report date July 23, 2026 · Filed July 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Stock UnitsSEC Table II · derivative / convertible securityDirect37,952.2656 Reported balance After 2026-07-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-07-23 · Grant · Acquired 6,476.1905 · Balance 37,952.2656

F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Filing footnotes · ownership attribution and instrument terms

F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

YUM BRANDS INC

Report date August 24, 2026 · Filed August 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3 Reported balance After 2026-08-24 transaction · row 1
1 source row

Row 1 · 2026-08-24 · Sale · Disposed 3,494 · Balance 3

F1: Pursuant to 10b5-1 Plan

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to 10b5-1 Plan

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 11, 2022 Filed Feb 14, 2022 17:17 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 2,692 $122.07 $328,612.44
Disclosure

SEC source: 0001127602-22-004718 · form4.xml · nonDerivative · entry 2

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,846

Read SEC document
February 11, 2022 Filed Feb 14, 2022 17:17 UTC YUM BRANDS INC YUM · Entity 3067 GrantCommon Stock 9,943 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004718 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,538

Read SEC document
December 10, 2021 Filed Feb 9, 2022 16:34 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 18.76 $133.87 $2,511.40
Disclosure

SEC source: 0001127602-22-003887 · form4.xml · derivative · entry 4

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,041.13

Underlying: Common Stock · 18.76 shares

Expires 2024-02-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

Read SEC document
September 10, 2021 Filed Feb 9, 2022 16:34 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 19.26 $129.89 $2,501.68
Disclosure

SEC source: 0001127602-22-003887 · form4.xml · derivative · entry 3

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,022.37

Underlying: Common Stock · 19.26 shares

Expires 2024-02-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

Read SEC document
July 30, 2021 Filed Aug 3, 2021 01:19 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 15,218 $0.00 Strike: $49.66 $0.00
Disclosure

SEC source: 0001127602-21-022816 · form4.xml · derivative · entry 13

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,487

Underlying: Common Stock · 15,218 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 01:19 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 5,065 $0.00 Strike: $49.66 $0.00
Disclosure

SEC source: 0001127602-21-022816 · form4.xml · derivative · entry 12

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,705

Underlying: Common Stock · 5,065 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 01:19 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 10,134 $0.00 Strike: $49.66 $0.00
Disclosure

SEC source: 0001127602-21-022816 · form4.xml · derivative · entry 11

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,770

Underlying: Common Stock · 10,134 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
July 30, 2021 Filed Aug 3, 2021 01:19 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 9,418 $130.22 $1,226,411.96
Disclosure

SEC source: 0001127602-21-022816 · form4.xml · nonDerivative · entry 9

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 30, 2021 Filed Aug 3, 2021 01:19 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 5,800 $130.31 $755,798.00
Disclosure

SEC source: 0001127602-21-022816 · form4.xml · nonDerivative · entry 8

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,013

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 30, 2021 Filed Aug 3, 2021 01:19 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 15,218 $49.66 $755,725.88
Disclosure

SEC source: 0001127602-21-022816 · form4.xml · nonDerivative · entry 7

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 30, 2021 Filed Aug 3, 2021 01:19 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 3,134 $129.19 $404,881.46
Disclosure

SEC source: 0001127602-21-022816 · form4.xml · nonDerivative · entry 6

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 30, 2021 Filed Aug 3, 2021 01:19 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 1,931 $130.31 $251,628.61
Disclosure

SEC source: 0001127602-21-022816 · form4.xml · nonDerivative · entry 5

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,729

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 30, 2021 Filed Aug 3, 2021 01:19 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 5,065 $49.66 $251,527.90
Disclosure

SEC source: 0001127602-21-022816 · form4.xml · nonDerivative · entry 4

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 30, 2021 Filed Aug 3, 2021 01:19 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 6,272 $129.19 $810,279.68
Disclosure

SEC source: 0001127602-21-022816 · form4.xml · nonDerivative · entry 3

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 30, 2021 Filed Aug 3, 2021 01:19 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 3,862 $130.31 $503,257.22
Disclosure

SEC source: 0001127602-21-022816 · form4.xml · nonDerivative · entry 2

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,867

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 30, 2021 Filed Aug 3, 2021 01:19 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 10,134 $49.66 $503,254.44
Disclosure

SEC source: 0001127602-21-022816 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 27, 2021 Filed Jul 28, 2021 13:30 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 8,455 $0.00 Strike: $52.64 $0.00
Disclosure

SEC source: 0001127602-21-022529 · form4.xml · derivative · entry 5

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,454

Underlying: Common Stock · 8,455 shares

Expires 2025-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
July 27, 2021 Filed Jul 28, 2021 13:30 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 4,894 $125.00 $611,750.00
Disclosure

SEC source: 0001127602-21-022529 · form4.xml · nonDerivative · entry 3

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 27, 2021 Filed Jul 28, 2021 13:30 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 3,561 $125.00 $445,125.00
Disclosure

SEC source: 0001127602-21-022529 · form4.xml · nonDerivative · entry 2

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,489

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 27, 2021 Filed Jul 28, 2021 13:30 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 8,455 $52.64 $445,071.20
Disclosure

SEC source: 0001127602-21-022529 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

Read SEC document
July 22, 2021 Filed Jul 26, 2021 21:33 UTC BROWN FORMAN CORP BFA, BFB · Entity 3449 GrantDeferred Stock Units · Derivative 3,192.2791 $0.00 $0.00
Disclosure

SEC source: 0000014693-21-000145 · wf-form4_162733514286436.xml · derivative · entry 1

Skeans Tracy L · CIK 0001660119 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,192.2791

Underlying: Class A Common · 3,192.2791 shares

Expires not disclosed

F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 22, 2021, were based on the closing price of the Company's Class A common stock on that date ($67.35). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.

F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.

Read SEC document
June 11, 2021 Filed Feb 9, 2022 16:34 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 20.82 $119.65 $2,491.11
Disclosure

SEC source: 0001127602-22-003887 · form4.xml · derivative · entry 2

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,003.11

Underlying: Common Stock · 20.82 shares

Expires 2024-02-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

Read SEC document
May 24, 2021 Filed May 25, 2021 14:41 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 6,786 $0.00 Strike: $50.22 $0.00
Disclosure

SEC source: 0001127602-21-017972 · form4.xml · derivative · entry 13

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,787

Underlying: Common Stock · 6,786 shares

Expires 2024-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 25, 2021 14:41 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 5,769 $0.00 Strike: $50.22 $0.00
Disclosure

SEC source: 0001127602-21-017972 · form4.xml · derivative · entry 12

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,768

Underlying: Common Stock · 5,769 shares

Expires 2024-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
May 24, 2021 Filed May 25, 2021 14:41 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 5,647 $0.00 Strike: $44.81 $0.00
Disclosure

SEC source: 0001127602-21-017972 · form4.xml · derivative · entry 11

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,648

Underlying: Common Stock · 5,647 shares

Expires 2023-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
May 24, 2021 Filed May 25, 2021 14:41 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 3,946 $120.16 $474,151.36
Disclosure

SEC source: 0001127602-21-017972 · form4.xml · nonDerivative · entry 9

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595

Read SEC document
May 24, 2021 Filed May 25, 2021 14:41 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 2,840 $120.00 $340,800.00
Disclosure

SEC source: 0001127602-21-017972 · form4.xml · nonDerivative · entry 8

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,541

Read SEC document
May 24, 2021 Filed May 25, 2021 14:41 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 6,786 $50.22 $340,792.92
Disclosure

SEC source: 0001127602-21-017972 · form4.xml · nonDerivative · entry 7

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 25, 2021 14:41 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 3,354 $120.16 $403,016.64
Disclosure

SEC source: 0001127602-21-017972 · form4.xml · nonDerivative · entry 6

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595

Read SEC document
May 24, 2021 Filed May 25, 2021 14:41 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 2,415 $120.00 $289,800.00
Disclosure

SEC source: 0001127602-21-017972 · form4.xml · nonDerivative · entry 5

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,949

Read SEC document
May 24, 2021 Filed May 25, 2021 14:41 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 5,769 $50.22 $289,719.18
Disclosure

SEC source: 0001127602-21-017972 · form4.xml · nonDerivative · entry 4

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 24, 2021 Filed May 25, 2021 14:41 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 3,538 $120.16 $425,126.08
Disclosure

SEC source: 0001127602-21-017972 · form4.xml · nonDerivative · entry 3

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595

Read SEC document
May 24, 2021 Filed May 25, 2021 14:41 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 2,109 $120.00 $253,080.00
Disclosure

SEC source: 0001127602-21-017972 · form4.xml · nonDerivative · entry 2

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,133

Read SEC document
May 24, 2021 Filed May 25, 2021 14:41 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 5,647 $44.81 $253,042.07
Disclosure

SEC source: 0001127602-21-017972 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2021 Filed Feb 9, 2022 16:34 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 23.66 $104.81 $2,479.80
Disclosure

SEC source: 0001127602-22-003887 · form4.xml · derivative · entry 1

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,982.29

Underlying: Common Stock · 23.66 shares

Expires 2024-02-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:18 UTC Amendment YUM BRANDS INC YUM · Entity 3067 GrantStock Appreciation Right · Derivative 58,769 $0.00 Strike: $103.36 $0.00
Disclosure

SEC source: 0001127602-21-004685 · form4a.xml · derivative · entry 1

Skeans Tracy L · CIK 0001660119 · COO and CPO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,769

Underlying: Common Stock · 58,769 shares

Expires 2031-02-08

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 21:13 UTC YUM BRANDS INC YUM · Entity 3067 GrantStock Appreciation Right · Derivative 58,769 $0.00 Strike: $103.36 $0.00
Disclosure

SEC source: 0001127602-21-004674 · form4.xml · derivative · entry 1

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,769

Underlying: Common Stock · 58,769 shares

Expires 2031-02-08

F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 16:11 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 1,702 $107.88 $183,611.76
Disclosure

SEC source: 0001127602-21-002416 · form4.xml · nonDerivative · entry 2

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,595

Read SEC document
January 21, 2021 Filed Jan 25, 2021 16:11 UTC YUM BRANDS INC YUM · Entity 3067 GrantCommon Stock 6,744 $107.88 $727,542.72
Disclosure

SEC source: 0001127602-21-002416 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,297

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:37 UTC YUM BRANDS INC YUM · Entity 3067 Tax withholdingCommon Stock 1,470 $107.38 $157,848.60
Disclosure

SEC source: 0001127602-20-031473 · form4.xml · nonDerivative · entry 2

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,553

Read SEC document
December 15, 2020 Filed Dec 16, 2020 17:37 UTC YUM BRANDS INC YUM · Entity 3067 GrantCommon Stock 3,734 $107.38 $400,956.92
Disclosure

SEC source: 0001127602-20-031473 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,023

Read SEC document
December 11, 2020 Filed Feb 8, 2021 21:25 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 21.89 $105.99 $2,320.12
Disclosure

SEC source: 0001127602-21-004362 · form4.xml · derivative · entry 4

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,958.63

Underlying: Common Stock · 21.89 shares

Expires 2024-02-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

Read SEC document
November 18, 2020 Filed Nov 20, 2020 02:06 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 4,800 $105.00 $504,000.00
Disclosure

SEC source: 0001127602-20-029650 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,289

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October 16, 2020 Filed Oct 16, 2020 15:55 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionStock Appreciation Right · Derivative 4,533 $0.00 Strike: $45.88 $0.00
Disclosure

SEC source: 0001127602-20-027022 · form4.xml · derivative · entry 7

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,532

Underlying: Common Stock · 4,533 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date.

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October 16, 2020 Filed Oct 16, 2020 15:55 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 2,453 $100.00 $245,300.00
Disclosure

SEC source: 0001127602-20-027022 · form4.xml · nonDerivative · entry 5

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,089

F1 · shares: Pursuant to 10b5-1 Plan

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October 16, 2020 Filed Oct 16, 2020 15:55 UTC YUM BRANDS INC YUM · Entity 3067 Disposition to issuerCommon Stock 2,080 $100.00 $208,000.00
Disclosure

SEC source: 0001127602-20-027022 · form4.xml · nonDerivative · entry 4

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,542

F1 · shares: Pursuant to 10b5-1 Plan

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October 16, 2020 Filed Oct 16, 2020 15:55 UTC YUM BRANDS INC YUM · Entity 3067 Exercise / conversionCommon Stock 4,533 $45.88 $207,974.04
Disclosure

SEC source: 0001127602-20-027022 · form4.xml · nonDerivative · entry 3

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Pursuant to 10b5-1 Plan

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October 16, 2020 Filed Oct 16, 2020 15:55 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 1,247 $100.00 $124,700.00
Disclosure

SEC source: 0001127602-20-027022 · form4.xml · nonDerivative · entry 2

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,089

F1 · shares: Pursuant to 10b5-1 Plan

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October 15, 2020 Filed Oct 16, 2020 15:55 UTC YUM BRANDS INC YUM · Entity 3067 SaleCommon Stock 1,247 $98.00 $122,206.00
Disclosure

SEC source: 0001127602-20-027022 · form4.xml · nonDerivative · entry 1

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,336

F1 · shares: Pursuant to 10b5-1 Plan

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September 11, 2020 Filed Feb 8, 2021 21:25 UTC YUM BRANDS INC YUM · Entity 3067 OtherRestricted Stock Units · Derivative 25.02 $92.27 $2,308.60
Disclosure

SEC source: 0001127602-21-004362 · form4.xml · derivative · entry 3

Skeans Tracy L · CIK 0001660119 · Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,936.74

Underlying: Common Stock · 25.02 shares

Expires 2024-02-10

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.