Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | July 23, 2026 | July 24, 2026 |
| YUM BRANDS INCYUM · Entity 3067 | COO and CPO | August 24, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 23, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 37,952.2656 |
Reported balance
After 2026-07-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-23 · Grant · Acquired 6,476.1905 · Balance 37,952.2656 F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
YUM BRANDS INC
Report date August 24, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3 |
Reported balance
After 2026-08-24 transaction · row 1
1 source rowRow 1 · 2026-08-24 · Sale · Disposed 3,494 · Balance 3 F1: Pursuant to 10b5-1 Plan |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to 10b5-1 Plan
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 26, 2018 Filed Jul 30, 2018 23:35 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 4,680.8303 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-18-000157 · wf-form4_153299369793308.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,680.8303 Underlying: Class A Common · 4,680.8303 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A common stock. Grants made on July 26, 2018, were based on the closing price of the Company's Class A common stock on that date ($54.20). On each dividend payment date, participants are credited with DSU equivalents. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the Director's termination from Board service. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 19:30 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 60,976 | $0.00 Strike: $78.07 | $0.00 |
DisclosureSEC source: 0001127602-18-005424 · form4.xml · derivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,976 Underlying: Common Stock · 60,976 shares Expires 2028-02-12 Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 19:30 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 38,110 | $0.00 Strike: $78.07 | $0.00 |
DisclosureSEC source: 0001127602-18-005424 · form4.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,110 Underlying: Common Stock · 38,110 shares Expires 2028-02-12 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:39 UTC Amendment | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 31.338 | $82.63 | $2,589.46 |
DisclosureSEC source: 0001127602-18-004364 · form4a.xml · derivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,008.8187 Underlying: Common Stock · 31.338 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:39 UTC Amendment | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 151.9781 | $82.63 | $12,557.95 |
DisclosureSEC source: 0001127602-18-004364 · form4a.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,968.4921 Underlying: Common Stock · 151.9781 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:31 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 31.338 | $82.63 | $2,589.46 |
DisclosureSEC source: 0001127602-18-004357 · form4.xml · derivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,937.1541 Underlying: Common Stock · 31.338 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 22:31 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 151.9781 | $82.63 | $12,557.95 |
DisclosureSEC source: 0001127602-18-004357 · form4.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,968.4921 Underlying: Common Stock · 151.9781 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The Program does not have specified expiration dates. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 18:12 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 455 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013497 · form4.xml · derivative · entry 7 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.9776 Underlying: Common Stock · 455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 18:12 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionPhantom Stock · Derivative | 1,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013497 · form4.xml · derivative · entry 6 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0.4392 Underlying: Common Stock · 1,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 18:12 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 183 | $63.90 | $11,693.70 |
DisclosureSEC source: 0001127602-17-013497 · form4.xml · nonDerivative · entry 4 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,045 Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 18:12 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 455 | $63.90 | $29,074.50 |
DisclosureSEC source: 0001127602-17-013497 · form4.xml · nonDerivative · entry 3 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 18:12 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 517 | $63.90 | $33,036.30 |
DisclosureSEC source: 0001127602-17-013497 · form4.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773 Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 18:12 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,290 | $63.90 | $82,431.00 |
DisclosureSEC source: 0001127602-17-013497 · form4.xml · nonDerivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,290 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 20:09 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 38,733 | $0.00 Strike: $68.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005359 · form4.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,733 Underlying: Common Stock · 38,733 shares Expires 2027-02-10 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:46 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 8.9893 | $66.23 | $595.36 |
DisclosureSEC source: 0001127602-17-004557 · form4.xml · derivative · entry 2 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455.9776 Underlying: Common Stock · 8.9893 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 20:46 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingPhantom Stock · Derivative | 104.4614 | $66.23 | $6,918.48 |
DisclosureSEC source: 0001127602-17-004557 · form4.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,290.4392 Underlying: Common Stock · 104.4614 shares Expires not disclosed F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Payments are made in accordance with elections on file. F3 · derivative.expiration_date: The YUM! Brands, Inc. Executive Income Deferral Program does not have specified expiration dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.