Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | July 23, 2026 | July 24, 2026 |
| YUM BRANDS INCYUM · Entity 3067 | COO and CPO | August 24, 2026 | August 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date July 23, 2026 · Filed July 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 37,952.2656 |
Reported balance
After 2026-07-23 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-07-23 · Grant · Acquired 6,476.1905 · Balance 37,952.2656 F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. |
Filing footnotes · ownership attribution and instrument terms
F1: Under the Brown-Forman Corporation Amended and Restated Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 23, 2026, were based on the closing price of the Company's Class A common stock on that date ($26.25). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits.
F2: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service.
YUM BRANDS INC
Report date August 24, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3 |
Reported balance
After 2026-08-24 transaction · row 1
1 source rowRow 1 · 2026-08-24 · Sale · Disposed 3,494 · Balance 3 F1: Pursuant to 10b5-1 Plan |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to 10b5-1 Plan
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2024 Filed Feb 12, 2024 17:55 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,462 | $130.27 | $190,454.74 |
DisclosureSEC source: 0001127602-24-004377 · form4.xml · nonDerivative · entry 7 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,123.27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 17:55 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionRestricted Stock Units · Derivative | 1,334 | $0.00 Strike: $131.31 | $0.00 |
DisclosureSEC source: 0001127602-24-004377 · form4.xml · derivative · entry 12 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,002.39 Underlying: Common Stock · 1,334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. F3 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant. Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 17:55 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionRestricted Stock Units · Derivative | 5,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004377 · form4.xml · derivative · entry 11 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0.45 Underlying: Common Stock · 5,237 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 17:55 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 526 | $130.27 | $68,522.02 |
DisclosureSEC source: 0001127602-24-004377 · form4.xml · nonDerivative · entry 6 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,661.27 Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 17:55 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,334 | $130.27 | $173,780.18 |
DisclosureSEC source: 0001127602-24-004377 · form4.xml · nonDerivative · entry 5 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,187.27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 17:55 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 2,062 | $130.27 | $268,616.74 |
DisclosureSEC source: 0001127602-24-004377 · form4.xml · nonDerivative · entry 4 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,853.27 Read SEC document |
| February 10, 2024 Filed Feb 12, 2024 17:55 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 5,237 | $130.27 | $682,223.99 |
DisclosureSEC source: 0001127602-24-004377 · form4.xml · nonDerivative · entry 3 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,915.27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 17:55 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantRestricted Stock Units · Derivative | 5,470 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-004377 · form4.xml · derivative · entry 10 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,470 Underlying: Common Stock · 5,470 shares Expires not disclosed F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. F3 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant. Read SEC document |
| February 09, 2024 Filed Feb 12, 2024 17:55 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 25,159 | $0.00 Strike: $130.27 | $0.00 |
DisclosureSEC source: 0001127602-24-004377 · form4.xml · derivative · entry 9 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,159 Underlying: Common Stock · 25,159 shares Expires 2034-02-09 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| January 24, 2024 Filed Jan 25, 2024 18:36 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 11,433 | $129.44 | $1,479,887.52 |
DisclosureSEC source: 0001127602-24-002104 · form4.xml · nonDerivative · entry 6 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,678.27 Read SEC document |
| January 24, 2024 Filed Jan 25, 2024 18:36 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 31,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002104 · form4.xml · nonDerivative · entry 5 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,111.27 F2 · shares: Distribution of Accelerating PSP Read SEC document |
| January 24, 2024 Filed Jan 25, 2024 18:36 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 6,485 | $129.44 | $839,418.40 |
DisclosureSEC source: 0001127602-24-002104 · form4.xml · nonDerivative · entry 4 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,176.27 Read SEC document |
| January 24, 2024 Filed Jan 25, 2024 18:36 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 16,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-002104 · form4.xml · nonDerivative · entry 3 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,661.27 F1 · shares: Distribution of PSP Grant Read SEC document |
| December 20, 2023 Filed Dec 20, 2023 17:36 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 20.79 | $126.53 | $2,630.56 |
DisclosureSEC source: 0001127602-23-030130 · form4.xml · derivative · entry 12 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,389.58 Underlying: Common Stock · 20.79 shares Expires 2032-02-11 F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| December 08, 2023 Filed Dec 20, 2023 17:36 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 25.84 | $124.34 Strike: $131.31 | $3,212.95 |
DisclosureSEC source: 0001127602-23-030130 · form4.xml · derivative · entry 11 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,336.39 Underlying: Common Stock · 25.84 shares Expires not disclosed F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. F4 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant. Read SEC document |
| December 08, 2023 Filed Dec 20, 2023 17:36 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 21.25 | $124.34 | $2,642.23 |
DisclosureSEC source: 0001127602-23-030130 · form4.xml · derivative · entry 10 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,368.79 Underlying: Common Stock · 21.25 shares Expires 2032-02-11 F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| December 08, 2023 Filed Dec 20, 2023 17:36 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 25.36 | $124.34 | $3,153.26 |
DisclosureSEC source: 0001127602-23-030130 · form4.xml · derivative · entry 9 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,237.45 Underlying: Common Stock · 25.36 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| September 08, 2023 Filed Dec 20, 2023 17:36 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 25.27 | $126.53 Strike: $131.31 | $3,197.41 |
DisclosureSEC source: 0001127602-23-030130 · form4.xml · derivative · entry 8 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,310.55 Underlying: Common Stock · 25.27 shares Expires not disclosed F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. F4 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant. Read SEC document |
| September 08, 2023 Filed Dec 20, 2023 17:36 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 24.8 | $126.53 | $3,137.94 |
DisclosureSEC source: 0001127602-23-030130 · form4.xml · derivative · entry 7 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,212.09 Underlying: Common Stock · 24.8 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| July 27, 2023 Filed Jul 28, 2023 23:16 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,176.0494 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-23-000104 · wk-form4_1690586163.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,041.9894 Underlying: Class A Common · 2,176.0494 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 27, 2023, were based on the closing price of the Company's Class A common stock on that date ($71.23). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| June 09, 2023 Filed Dec 20, 2023 17:36 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 23.85 | $133.44 Strike: $131.31 | $3,182.54 |
DisclosureSEC source: 0001127602-23-030130 · form4.xml · derivative · entry 6 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,285.28 Underlying: Common Stock · 23.85 shares Expires not disclosed F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. F4 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant. Read SEC document |
| June 09, 2023 Filed Dec 20, 2023 17:36 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 19.62 | $133.44 | $2,618.09 |
DisclosureSEC source: 0001127602-23-030130 · form4.xml · derivative · entry 5 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,347.54 Underlying: Common Stock · 19.62 shares Expires 2032-02-11 F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| June 09, 2023 Filed Dec 20, 2023 17:36 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 23.41 | $133.44 | $3,123.83 |
DisclosureSEC source: 0001127602-23-030130 · form4.xml · derivative · entry 4 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,187.29 Underlying: Common Stock · 23.41 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| April 17, 2023 Filed Apr 18, 2023 17:41 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 3,680 | $136.00 | $500,480.00 |
DisclosureSEC source: 0001127602-23-013060 · form4.xml · nonDerivative · entry 1 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,183.27 F1 · shares: Shares sold pursuant to 10b5-1(c) plan that was adopted on February 24, 2023. Read SEC document |
| April 13, 2023 Filed Apr 14, 2023 14:40 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 3,740 | $134.00 | $501,160.00 |
DisclosureSEC source: 0001127602-23-012894 · form4.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 6,863.27 F1 · shares: Pursuant to 10b5-1 plan adopted on February 24, 2023. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 18:07 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 3,790 | $132.00 | $500,280.00 |
DisclosureSEC source: 0001127602-23-011833 · form4.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,603.27 F1 · shares: Shares sold pursuant to 10b5-1 plan that was implemented on February 24, 2023. Read SEC document |
| March 10, 2023 Filed Dec 20, 2023 17:36 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 25.43 | $124.58 Strike: $131.31 | $3,168.07 |
DisclosureSEC source: 0001127602-23-030130 · form4.xml · derivative · entry 3 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,261.43 Underlying: Common Stock · 25.43 shares Expires not disclosed F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. F4 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant. Read SEC document |
| March 10, 2023 Filed Dec 20, 2023 17:36 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 20.92 | $124.58 | $2,606.21 |
DisclosureSEC source: 0001127602-23-030130 · form4.xml · derivative · entry 2 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,327.92 Underlying: Common Stock · 20.92 shares Expires 2032-02-11 F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F3 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| March 10, 2023 Filed Dec 20, 2023 17:36 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 24.96 | $124.58 | $3,109.52 |
DisclosureSEC source: 0001127602-23-030130 · form4.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,163.88 Underlying: Common Stock · 24.96 shares Expires 2024-02-10 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| March 07, 2023 Filed Mar 7, 2023 19:40 UTC | YUM BRANDS INC YUM · Entity 3067 | SaleCommon Stock | 3,925 | $130.00 | $510,250.00 |
DisclosureSEC source: 0001127602-23-009253 · form4.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,393.27 Read SEC document |
| February 11, 2023 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionRestricted Stock Units · Derivative | 1,435.27 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · derivative · entry 17 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,307 Underlying: Common Stock · 1,435.27 shares Expires 2032-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 11, 2023 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 566 | $131.31 | $74,321.46 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · nonDerivative · entry 4 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,318.27 Read SEC document |
| February 11, 2023 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | Exercise / conversionCommon Stock | 1,435.27 | $131.31 | $188,465.30 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · nonDerivative · entry 3 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,884.27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantRestricted Stock Units · Derivative | 5,236 | $0.00 Strike: $131.31 | $0.00 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · derivative · entry 16 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,236 Underlying: Common Stock · 5,236 shares Expires not disclosed F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. F4 · derivative.expiration_date: The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 22,971 | $0.00 Strike: $131.31 | $0.00 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · derivative · entry 15 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,971 Underlying: Common Stock · 22,971 shares Expires 2033-02-10 F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | Tax withholdingCommon Stock | 2,600 | $131.31 | $341,406.00 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,449 Read SEC document |
| February 10, 2023 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantCommon Stock | 9,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · nonDerivative · entry 1 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,049 Read SEC document |
| December 09, 2022 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 22.83 | $127.71 | $2,915.62 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · derivative · entry 14 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,138.92 Underlying: Common Stock · 22.83 shares Expires 2024-02-10 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| December 09, 2022 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 25.52 | $127.71 | $3,259.16 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · derivative · entry 13 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,742.27 Underlying: Common Stock · 25.52 shares Expires 2032-02-11 F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| September 09, 2022 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 25 | $116.09 | $2,902.25 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · derivative · entry 12 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,116.09 Underlying: Common Stock · 25 shares Expires 2024-02-10 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| September 09, 2022 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 27.93 | $116.09 | $3,242.39 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · derivative · entry 11 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,716.75 Underlying: Common Stock · 27.93 shares Expires 2032-02-11 F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| July 28, 2022 Filed Aug 1, 2022 22:19 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantDeferred Stock Units · Derivative | 2,981.9695 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-22-000115 · wf-form4_165939231347479.xml · derivative · entry 1 Skeans Tracy L · CIK 0001660119 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,640.05 Underlying: Class A Common · 2,981.9695 shares Expires not disclosed F1 · derivative.exercise_price: Under the Brown-Forman Corporation Non-Employee Director Deferred Stock Unit Program, each DSU represents the right to receive one share of the Company's Class A stock. Grants made on July 28, 2022, were based on the closing price of the Company's Class A common stock on that date ($72.10). On each dividend payment date, participants are credited with DSU equivalents, and the DSU total on this form has been updated to reflect such credits. F2 · derivative.exercise_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. F2 · derivative.expiration_date: Annual grants of DSUs vest over the course of the Board year. DSUs are paid out in Class A common stock on the first February 1 that is at least six months following the director's termination from Board service. Read SEC document |
| June 10, 2022 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 25.24 | $114.41 | $2,887.71 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · derivative · entry 10 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,091.09 Underlying: Common Stock · 25.24 shares Expires 2024-02-10 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| June 10, 2022 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 28.2 | $114.41 | $3,226.36 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · derivative · entry 9 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,688.82 Underlying: Common Stock · 28.2 shares Expires 2032-02-11 F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| March 11, 2022 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 24.72 | $116.26 | $2,873.95 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · derivative · entry 8 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,065.85 Underlying: Common Stock · 24.72 shares Expires 2024-02-10 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock Read SEC document |
| March 11, 2022 Filed Feb 13, 2023 17:08 UTC | YUM BRANDS INC YUM · Entity 3067 | OtherRestricted Stock Units · Derivative | 27.62 | $116.23 | $3,210.27 |
DisclosureSEC source: 0001127602-23-004738 · form4.xml · derivative · entry 7 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,660.62 Underlying: Common Stock · 27.62 shares Expires 2032-02-11 F1 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F2 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| March 02, 2022 Filed Mar 7, 2022 18:18 UTC | YUM BRANDS INC YUM · Entity 3067 | GiftCommon Stock | 7,251 | $122.00 | $884,622.00 |
DisclosureSEC source: 0001127602-22-008358 · form4.xml · nonDerivative · entry 2 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Indirect · Skeans Trust Disclosed balance after: 7,251 Read SEC document |
| March 02, 2022 Filed Mar 7, 2022 18:18 UTC | YUM BRANDS INC YUM · Entity 3067 | GiftCommon Stock | 7,251 | $122.00 | $884,622.00 |
DisclosureSEC source: 0001127602-22-008358 · form4.xml · nonDerivative · entry 1 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,595 Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:17 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantRestricted Stock Units · Derivative | 5,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-004718 · form4.xml · derivative · entry 5 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,633 Underlying: Common Stock · 5,633 shares Expires 2032-02-11 F2 · derivative.exercise_price: Conversion occurs on a one-for-one basis. F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
| February 11, 2022 Filed Feb 14, 2022 17:17 UTC | YUM BRANDS INC YUM · Entity 3067 | GrantStock Appreciation Right · Derivative | 25,808 | $0.00 Strike: $122.07 | $0.00 |
DisclosureSEC source: 0001127602-22-004718 · form4.xml · derivative · entry 4 Skeans Tracy L · CIK 0001660119 · COO and CPO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,808 Underlying: Common Stock · 25,808 shares Expires 2032-02-11 F1 · derivative.exercise_date: Vesting occurs 25% per year beginning one year from grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.