TapewireFind a company

person · Reporting owner

Grafton Jennifer S

Disclosed activity across 6 companies

Tapewire entity
20267
SEC CIK
0001513547

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Dakota Gold Corp.DC · Entity 5130DirectorAugust 10, 2026August 12, 2026
E2open Parent Holdings, Inc.ETWO · Entity 76849General Counsel and SecretaryMay 01, 2024May 03, 2024
Farmland Partners Inc.FPI · Entity 5527DirectorFebruary 24, 2026February 26, 2026
Rare Earths Americas, Inc.REA · Entity 6072COO, GC and SecretaryAugust 22, 2026August 24, 2026
WESTMORELAND COAL CoWLB · Entity 159111CAO, CLO & SecretaryApril 06, 2018April 10, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Dakota Gold Corp.

Report date August 10, 2026 · Filed August 12, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
COMMON STOCKSEC Table I · non-derivativeDirect230,900 Reported balance After 2026-08-10 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-08-10 · Exercise / conversion · Acquired 100,000 · Balance 230,900

COMMON STOCKSEC Table I · non-derivativeDirect130,900 Reported balance After 2026-08-10 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-08-10 · Sale · Disposed 100,000 · Balance 130,900

F1: Represents shares of common stock sold at a weighted average sale price of $6.1169 per share. These shares were sold in multiple transactions at prices ranging from $6.145 to $6.155. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of common stock sold at each separate price.

STOCK OPTIONSSEC Table II · derivative / convertible security · Conversion / exercise price $5.09 · Expires 2026-09-13Direct0 Reported balance After 2026-08-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-08-10 · Exercise / conversion · Acquired 100,000 · Balance 0

F2: The options vested in one-third tranches on September 13, 2021, September 13, 2022, and September 13, 2023.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock sold at a weighted average sale price of $6.1169 per share. These shares were sold in multiple transactions at prices ranging from $6.145 to $6.155. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of common stock sold at each separate price.

F2: The options vested in one-third tranches on September 13, 2021, September 13, 2022, and September 13, 2023.

E2open Parent Holdings, Inc.

Report date May 01, 2024 · Filed May 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect23,941 Ending reported balance After 2024-05-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-05-01 · Exercise / conversion · Acquired 21,164 · Balance 32,754

F1: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a predetermined vesting schedule. On May 1, 2024, the first tranche of various RSUs vested. The remaining RSUs will vest in accordance with the previously disclosed schedules subject to continued employment with e2open or as otherwise provided in the equity award agreement.

Row 2 · 2024-05-01 · Tax withholding · Disposed 8,813 · Balance 23,941

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect11,166 Reported balance After 2024-05-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-05-01 · Exercise / conversion · Disposed 3,722 · Balance 11,166

F2: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a four-year time-based vesting schedule. On May 1, 2024, the first quarter of the RSUs vested. The remaining 3/4s of the RSUs will vest on May 1, 2025, 2026 and 2027 subject to continued employment with E2open.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect34,884 Reported balance After 2024-05-01 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-05-01 · Exercise / conversion · Disposed 17,442 · Balance 34,884

F3: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On May 1, 2024, the first third of the RSUs vested. The remaining 2/3rds of the RSUs will vest quarterly through May 1, 2026 subject to continued employment with E2open.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect16,000 Reported balance After 2024-05-01 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-05-01 · Grant · Acquired 16,000 · Balance 16,000

F4: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2025, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2027, subject to continued employment with E2open.

F5: Each restricted stock unit represents a contingent right to receive one share of ETWO common stock.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect108,228 Reported balance After 2024-05-01 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-05-01 · Grant · Acquired 108,228 · Balance 108,228

F4: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2025, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2027, subject to continued employment with E2open.

F5: Each restricted stock unit represents a contingent right to receive one share of ETWO common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a predetermined vesting schedule. On May 1, 2024, the first tranche of various RSUs vested. The remaining RSUs will vest in accordance with the previously disclosed schedules subject to continued employment with e2open or as otherwise provided in the equity award agreement.

F2: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a four-year time-based vesting schedule. On May 1, 2024, the first quarter of the RSUs vested. The remaining 3/4s of the RSUs will vest on May 1, 2025, 2026 and 2027 subject to continued employment with E2open.

F3: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On May 1, 2024, the first third of the RSUs vested. The remaining 2/3rds of the RSUs will vest quarterly through May 1, 2026 subject to continued employment with E2open.

F4: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2025, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2027, subject to continued employment with E2open.

F5: Each restricted stock unit represents a contingent right to receive one share of ETWO common stock.

Farmland Partners Inc.

Report date February 24, 2026 · Filed February 26, 2026 · Amendment

Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,400 Reported balance After 2026-02-24 transaction · row 1 Amendment: may correct only part of an earlier disclosure.
1 source row

Row 1 · 2026-02-24 · Sale · Disposed 1,600 · Balance 10,400

F1: The sale reported in this Form 4 was effective pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2025.

F2: On February 24, 2026, the reporting person filed a Form 4 which inadvertently reported a purchase of common stock, when it should have reported a sale.

Filing footnotes · ownership attribution and instrument terms

F1: The sale reported in this Form 4 was effective pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2025.

F2: On February 24, 2026, the reporting person filed a Form 4 which inadvertently reported a purchase of common stock, when it should have reported a sale.

Rare Earths Americas, Inc.

Report date August 22, 2026 · Filed August 24, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect131,058 Reported balance After 2026-08-22 transaction · row 1
1 source row

Row 1 · 2026-08-22 · Exercise / conversion · Acquired 30,000 · Balance 131,058

F1: Pursuant to lock-up agreements entered into in connection with the Underwriting Agreement for the Issuer's initial public offering, the shares underlying the restricted stock units that vested on August 22, 2026 will not settle to the Reporting Person until the expiration of the lock-up period.

F2: Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-08-22 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-08-22 · Exercise / conversion · Disposed 30,000 · Balance 0

F2: Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to lock-up agreements entered into in connection with the Underwriting Agreement for the Issuer's initial public offering, the shares underlying the restricted stock units that vested on August 22, 2026 will not settle to the Reporting Person until the expiration of the lock-up period.

F2: Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units.

WESTMORELAND COAL Co

Report date April 06, 2018 · Filed April 10, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect19,119 Ending reported balance After 2018-04-06 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2018-04-06 · Exercise / conversion · Acquired 4,575 · Balance 23,694

Row 2 · 2018-04-06 · Disposition to issuer · Disposed 4,575 · Balance 19,119

Row 3 · 2018-04-06 · Exercise / conversion · Acquired 5,450 · Balance 24,569

Row 4 · 2018-04-06 · Disposition to issuer · Disposed 5,450 · Balance 19,119

Cash UnitsSEC Table II · derivative / convertible securityDirect4,575 Reported balance After 2018-04-06 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-04-06 · Exercise / conversion · Disposed 4,575 · Balance 4,575

F1: Each Cash Unit was the economic equivalent of one share of the Issuer's common stock and automatically settled in cash pursuant to its terms.

F2: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments annually.

Cash UnitsSEC Table II · derivative / convertible securityDirect10,899 Reported balance After 2018-04-06 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-04-06 · Exercise / conversion · Disposed 5,450 · Balance 10,899

F1: Each Cash Unit was the economic equivalent of one share of the Issuer's common stock and automatically settled in cash pursuant to its terms.

F2: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments annually.

Filing footnotes · ownership attribution and instrument terms

F1: Each Cash Unit was the economic equivalent of one share of the Issuer's common stock and automatically settled in cash pursuant to its terms.

F2: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments annually.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

DAKOTA TERRITORY RESOURCE CORP

Report date March 31, 2022 · Filed April 04, 2022

Section 16 reporting ended · disclosed 2022-04-04. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.09 · Expires 2026-09-13Direct0 Reported balance After 2022-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-03-31 · Disposition to issuer · Disposed 100,000 · Balance 0

F1: Reflects securities disposed of pursuant to the Mergers (as defined below). On March 31, 2022, the Issuer and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers.

F3: At the effective time of the Mergers, each outstanding Issuer stock option or restricted stock unit, whether vested or unvested, was assumed and converted into an option or restricted stock unit, as applicable, with respect to shares of common stock of Dakota Gold equal to the number of shares of Issuer common stock subject to such option or restricted share unit, on the same terms and conditions as applied to such option or restricted share unit immediately prior to the effective time of the Mergers.

F2: The options vest one-third on September 13, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects securities disposed of pursuant to the Mergers (as defined below). On March 31, 2022, the Issuer and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers.

F2: The options vest one-third on September 13, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant.

F3: At the effective time of the Mergers, each outstanding Issuer stock option or restricted stock unit, whether vested or unvested, was assumed and converted into an option or restricted stock unit, as applicable, with respect to shares of common stock of Dakota Gold equal to the number of shares of Issuer common stock subject to such option or restricted share unit, on the same terms and conditions as applied to such option or restricted share unit immediately prior to the effective time of the Mergers.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 22, 2026 Filed Aug 24, 2026 21:00 UTC Rare Earths Americas, Inc. REA · Entity 6072 Exercise / conversionRestricted Stock Unit · Derivative 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-363735 · ownership.xml · derivative · entry 2

Grafton Jennifer S · CIK 0001513547 · COO, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units.

Read SEC document
August 22, 2026 Filed Aug 24, 2026 21:00 UTC Rare Earths Americas, Inc. REA · Entity 6072 Exercise / conversionCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-363735 · ownership.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · COO, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Pursuant to lock-up agreements entered into in connection with the Underwriting Agreement for the Issuer's initial public offering, the shares underlying the restricted stock units that vested on August 22, 2026 will not settle to the Reporting Person until the expiration of the lock-up period.

F2 · price: Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units.

Read SEC document
August 12, 2026 Filed Aug 13, 2026 21:30 UTC Rare Earths Americas, Inc. REA · Entity 6072 GrantPerformance Based Restricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-349677 · ownership.xml · derivative · entry 1

Grafton Jennifer S · CIK 0001513547 · COO, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Common Stock. The PSUs will vest 25% if the volume weighted average price ("VWAP") during any period of 20 consecutive trading days during a three year period commencing August 12, 2026 (the "Performance Period") equals or exceeds $22.50, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $25.00, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $27.50 and 25% of the PSUs will vest if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $30.00, subject to continuous service with Rare Earths Americas, Inc. through each such date. Following vesting, the Reporting Person shall be subject to an 18-month holding period.

F1 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Common Stock. The PSUs will vest 25% if the volume weighted average price ("VWAP") during any period of 20 consecutive trading days during a three year period commencing August 12, 2026 (the "Performance Period") equals or exceeds $22.50, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $25.00, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $27.50 and 25% of the PSUs will vest if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $30.00, subject to continuous service with Rare Earths Americas, Inc. through each such date. Following vesting, the Reporting Person shall be subject to an 18-month holding period.

F1 · derivative.expiration_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of Common Stock. The PSUs will vest 25% if the volume weighted average price ("VWAP") during any period of 20 consecutive trading days during a three year period commencing August 12, 2026 (the "Performance Period") equals or exceeds $22.50, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $25.00, 25% if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $27.50 and 25% of the PSUs will vest if the VWAP during any period of 20 consecutive trading days during the Performance Period equals or exceeds $30.00, subject to continuous service with Rare Earths Americas, Inc. through each such date. Following vesting, the Reporting Person shall be subject to an 18-month holding period.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:01 UTC Dakota Gold Corp. DC · Entity 5130 Exercise / conversionSTOCK OPTIONS · Derivative 100,000 $0.00 Strike: $5.09 $0.00
Disclosure

SEC source: 0001104659-26-094843 · tm2622872-1_4seq1.xml · derivative · entry 3

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: COMMON STOCK · 100,000 shares

Expires 2026-09-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in one-third tranches on September 13, 2021, September 13, 2022, and September 13, 2023.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:01 UTC Dakota Gold Corp. DC · Entity 5130 SaleCOMMON STOCK 100,000 $6.12 $611,690.00
Disclosure

SEC source: 0001104659-26-094843 · tm2622872-1_4seq1.xml · nonDerivative · entry 2

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,900

F1 · security: Represents shares of common stock sold at a weighted average sale price of $6.1169 per share. These shares were sold in multiple transactions at prices ranging from $6.145 to $6.155. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of common stock sold at each separate price.

Read SEC document
August 10, 2026 Filed Aug 12, 2026 20:01 UTC Dakota Gold Corp. DC · Entity 5130 Exercise / conversionCOMMON STOCK 100,000 $5.09 $509,000.00
Disclosure

SEC source: 0001104659-26-094843 · tm2622872-1_4seq1.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,900

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 16:55 UTC Dakota Gold Corp. DC · Entity 5130 GrantCOMMON STOCK 17,362 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-070017 · tm2616571-6_4seq1.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,900

F1 · security: Represents restricted stock units ("RSUs") granted under the Issuer's 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest on June 1, 2027.

Read SEC document
May 18, 2026 Filed May 20, 2026 00:13 UTC Dakota Gold Corp. DC · Entity 5130 SaleCOMMON STOCK 15,511 $5.56 $86,241.16
Disclosure

SEC source: 0001104659-26-064012 · tm2614993-1_4seq1.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,560

F1 · security: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 12, 2026. Represents shares of common stock sold at a weighted average sale price of $5.56 per share. These shares were sold in multiple transactions at prices ranging from $5.560 to $5.575. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of common stock sold at each separate price.

Read SEC document
May 07, 2026 Filed May 8, 2026 21:00 UTC Rare Earths Americas, Inc. REA · Entity 6072 Exercise / conversionRestricted Stock Unit · Derivative 101,058 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-214921 · ownership.xml · derivative · entry 2

Grafton Jennifer S · CIK 0001513547 · COO, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 101,058 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares.

F2 · price: Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares.

Read SEC document
May 07, 2026 Filed May 8, 2026 21:00 UTC Rare Earths Americas, Inc. REA · Entity 6072 Exercise / conversionCommon Stock 101,058 Not disclosed Not disclosed
Disclosure

SEC source: 0001193125-26-214921 · ownership.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · COO, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: Pursuant to the Restricted Stock Unit Agreement, the shares vested to the recipient on the closing date of the IPO. However, due to lock-up agreements signed pursuant to the Underwriting Agreement, the shares won't settle to the recipient until the lock-up period expires.

F2 · price: Each restricted stock unit represented a contingent right to receive a share of REA common stock upon a Liquidity Event, as defined in the Award Agreement. On May 7, 2026, REA closed its initial public offering, which was a Liquidity Event, triggering the vesting of all shares.

Read SEC document
May 07, 2026 Filed May 8, 2026 21:00 UTC Rare Earths Americas, Inc. REA · Entity 6072 GrantRestricted Stock Units · Derivative 23,137 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-214904 · ownership.xml · derivative · entry 1

Grafton Jennifer S · CIK 0001513547 · COO, GC and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,137

Underlying: Common Stock · 23,137 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units will vest equally across three years, one-third on the anniversary of the grant date through May 7, 2029, subject to continued employment with REA.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of REA common stock.

F1 · derivative.exercise_date: The Restricted Stock Units will vest equally across three years, one-third on the anniversary of the grant date through May 7, 2029, subject to continued employment with REA.

F1 · derivative.expiration_date: The Restricted Stock Units will vest equally across three years, one-third on the anniversary of the grant date through May 7, 2029, subject to continued employment with REA.

Read SEC document
February 24, 2026 Filed Feb 25, 2026 00:12 UTC Farmland Partners Inc. FPI · Entity 5527 PurchaseCommon Stock 1,600 $12.36 $19,776.00
Disclosure

SEC source: 0001104659-26-019290 · tm267207-1_4seq1.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 13,600

F1 · kind: The purchase reported in this Form 4 was effective pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2025.

Read SEC document
February 24, 2026 Filed Feb 26, 2026 00:42 UTC Amendment Farmland Partners Inc. FPI · Entity 5527 SaleCommon Stock 1,600 $12.36 $19,776.00
Disclosure

SEC source: 0001104659-26-019848 · tm267349-1_4aseq1.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,400

F1 · kind: The sale reported in this Form 4 was effective pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2025.

F2 · kind: On February 24, 2026, the reporting person filed a Form 4 which inadvertently reported a purchase of common stock, when it should have reported a sale.

Read SEC document
March 01, 2025 Filed Mar 5, 2025 23:57 UTC Dakota Gold Corp. DC · Entity 5130 GrantCOMMON STOCK 33,003 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-004678 · form4.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,049

F1 · security: Represents restricted stock units ("RSUs") granted under the Issuer's 2022 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2026, March 1, 2027 and March 1, 2028.

Read SEC document
February 18, 2025 Filed Feb 21, 2025 01:40 UTC Farmland Partners Inc. FPI · Entity 5527 GrantCommon Stock 4,000 $11.74 $46,960.00
Disclosure

SEC source: 0001062993-25-003098 · form4.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,000

F1 · shares: Represents a grant of restricted shares of common stock pursuant to the Third Amended and Restated Farmland Partners Inc. 2014 Equity Incentive Plan, which shares will vest on the first anniversary of the date of the grant.

Read SEC document
May 01, 2024 Filed May 3, 2024 22:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 GrantRestricted Stock Unit · Derivative 108,228 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005513 · doc4.xml · derivative · entry 6

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,228

Underlying: Class A Common Stock · 108,228 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2025, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2027, subject to continued employment with E2open.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ETWO common stock.

F4 · derivative.exercise_date: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2025, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2027, subject to continued employment with E2open.

F4 · derivative.expiration_date: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2025, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2027, subject to continued employment with E2open.

Read SEC document
May 01, 2024 Filed May 3, 2024 22:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 GrantRestricted Stock Units · Derivative 16,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005513 · doc4.xml · derivative · entry 5

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Class A Common Stock · 16,000 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2025, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2027, subject to continued employment with E2open.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ETWO common stock.

F4 · derivative.exercise_date: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2025, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2027, subject to continued employment with E2open.

F4 · derivative.expiration_date: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2025, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2027, subject to continued employment with E2open.

Read SEC document
May 01, 2024 Filed May 3, 2024 22:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 Exercise / conversionRestricted Stock Units · Derivative 17,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-005513 · doc4.xml · derivative · entry 4

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,884

Underlying: Class A Common Stock · 17,442 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On May 1, 2024, the first third of the RSUs vested. The remaining 2/3rds of the RSUs will vest quarterly through May 1, 2026 subject to continued employment with E2open.

F3 · price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On May 1, 2024, the first third of the RSUs vested. The remaining 2/3rds of the RSUs will vest quarterly through May 1, 2026 subject to continued employment with E2open.

F3 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On May 1, 2024, the first third of the RSUs vested. The remaining 2/3rds of the RSUs will vest quarterly through May 1, 2026 subject to continued employment with E2open.

F3 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On May 1, 2024, the first third of the RSUs vested. The remaining 2/3rds of the RSUs will vest quarterly through May 1, 2026 subject to continued employment with E2open.

Read SEC document
May 01, 2024 Filed May 3, 2024 22:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 Exercise / conversionRestricted Stock Units · Derivative 3,722 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-005513 · doc4.xml · derivative · entry 3

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,166

Underlying: Class A Common Stock · 3,722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a four-year time-based vesting schedule. On May 1, 2024, the first quarter of the RSUs vested. The remaining 3/4s of the RSUs will vest on May 1, 2025, 2026 and 2027 subject to continued employment with E2open.

F2 · price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a four-year time-based vesting schedule. On May 1, 2024, the first quarter of the RSUs vested. The remaining 3/4s of the RSUs will vest on May 1, 2025, 2026 and 2027 subject to continued employment with E2open.

F2 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a four-year time-based vesting schedule. On May 1, 2024, the first quarter of the RSUs vested. The remaining 3/4s of the RSUs will vest on May 1, 2025, 2026 and 2027 subject to continued employment with E2open.

F2 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a four-year time-based vesting schedule. On May 1, 2024, the first quarter of the RSUs vested. The remaining 3/4s of the RSUs will vest on May 1, 2025, 2026 and 2027 subject to continued employment with E2open.

Read SEC document
May 01, 2024 Filed May 3, 2024 22:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 Tax withholdingClass A Common Stock 8,813 $4.86 $42,831.18
Disclosure

SEC source: 0001209191-24-005513 · doc4.xml · nonDerivative · entry 2

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,941

Read SEC document
May 01, 2024 Filed May 3, 2024 22:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 Exercise / conversionClass A Common Stock 21,164 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-005513 · doc4.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a predetermined vesting schedule. On May 1, 2024, the first tranche of various RSUs vested. The remaining RSUs will vest in accordance with the previously disclosed schedules subject to continued employment with e2open or as otherwise provided in the equity award agreement.

Read SEC document
April 29, 2024 Filed May 1, 2024 21:35 UTC Farmland Partners Inc. FPI · Entity 5527 GrantCommon Stock 4,000 $10.79 $43,160.00
Disclosure

SEC source: 0001062993-24-009182 · form4.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,000

F1 · shares: Represents a grant of restricted shares of common stock pursuant to the Third Amended and Restated Farmland Partners Inc. 2014 Equity Incentive Plan, which shares will vest on the first anniversary of the date of the grant.

Read SEC document
April 26, 2024 Filed Apr 29, 2024 21:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 GrantRestricted Stock Units · Derivative 14,888 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005408 · doc4.xml · derivative · entry 1

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,888

Underlying: Class A Common Stock · 14,888 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ETWO common stock.

F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning May 1, 2024. The restricted stock units were initially granted May 1, 2023 subject to achieving a fiscal year 2024 organic revenue growth, net bookings and adjusted EBITDA metric. On April 26, 2024, the Compensation Committee determined that performance of the key financial metrics was less than original Plan Target resulting in the issuance of a below target number of restricted stock units.

F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning May 1, 2024. The restricted stock units were initially granted May 1, 2023 subject to achieving a fiscal year 2024 organic revenue growth, net bookings and adjusted EBITDA metric. On April 26, 2024, the Compensation Committee determined that performance of the key financial metrics was less than original Plan Target resulting in the issuance of a below target number of restricted stock units.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:04 UTC Dakota Gold Corp. DC · Entity 5130 GrantCommon Stock 47,170 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-005468 · form4.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,046

F1 · shares: Represents restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of Dakota Gold Corp. common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2025, March 1, 2026 and March 1, 2027.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 Exercise / conversionRestricted Stock Units · Derivative 13,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004452 · doc4.xml · derivative · entry 3

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,882

Underlying: Class A Common Stock · 13,441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On March 1, 2024, the first third of the RSUs vested. The remaining 2/3s of the RSUs will vest on March 1, 2025, and 2026 subject to continued employment with E2open.

F1 · price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On March 1, 2024, the first third of the RSUs vested. The remaining 2/3s of the RSUs will vest on March 1, 2025, and 2026 subject to continued employment with E2open.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On March 1, 2024, the first third of the RSUs vested. The remaining 2/3s of the RSUs will vest on March 1, 2025, and 2026 subject to continued employment with E2open.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On March 1, 2024, the first third of the RSUs vested. The remaining 2/3s of the RSUs will vest on March 1, 2025, and 2026 subject to continued employment with E2open.

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 Tax withholdingClass A Common Stock 6,325 $4.31 $27,260.75
Disclosure

SEC source: 0001209191-24-004452 · doc4.xml · nonDerivative · entry 2

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,590

Read SEC document
March 01, 2024 Filed Mar 6, 2024 00:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 Exercise / conversionClass A Common Stock 13,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-24-004452 · doc4.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On March 1, 2024, the first third of the RSUs vested. The remaining 2/3s of the RSUs will vest on March 1, 2025, and 2026 subject to continued employment with E2open.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 23:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 GrantRestricted Stock Units · Derivative 150,502 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-056526 · doc4.xml · derivative · entry 1

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,502

Underlying: Class A Common Stock · 150,502 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ETWO common stock.

F2 · derivative.exercise_price: The Restricted Stock Units will cliff vest 18 months from the grant date, subject to continued employment with E2open.

F2 · derivative.exercise_date: The Restricted Stock Units will cliff vest 18 months from the grant date, subject to continued employment with E2open.

F2 · derivative.expiration_date: The Restricted Stock Units will cliff vest 18 months from the grant date, subject to continued employment with E2open.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 22:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 Exercise / conversionRestricted Stock Units · Derivative 2,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-044527 · doc4.xml · derivative · entry 3

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,811

Underlying: Class A Common Stock · 2,405 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On August 1, 2023, the first third of the RSUs vested. The remaining 2/3s of the RSUs will vest on August 1, 2024, and 2025 subject to continued employment with E2open.

F1 · price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On August 1, 2023, the first third of the RSUs vested. The remaining 2/3s of the RSUs will vest on August 1, 2024, and 2025 subject to continued employment with E2open.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On August 1, 2023, the first third of the RSUs vested. The remaining 2/3s of the RSUs will vest on August 1, 2024, and 2025 subject to continued employment with E2open.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On August 1, 2023, the first third of the RSUs vested. The remaining 2/3s of the RSUs will vest on August 1, 2024, and 2025 subject to continued employment with E2open.

Read SEC document
August 01, 2023 Filed Aug 3, 2023 22:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 Tax withholdingClass A Common Stock 899 $5.08 $4,566.92
Disclosure

SEC source: 0001209191-23-044527 · doc4.xml · nonDerivative · entry 2

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,474

Read SEC document
August 01, 2023 Filed Aug 3, 2023 22:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 Exercise / conversionClass A Common Stock 2,405 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-044527 · doc4.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,373

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On August 1, 2023, the first third of the RSUs vested. The remaining 2/3s of the RSUs will vest on August 1, 2024, and 2025 subject to continued employment with E2open.

Read SEC document
May 23, 2023 Filed May 24, 2023 22:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 Tax withholdingClass A Common Stock 2,208 $4.47 $9,869.76
Disclosure

SEC source: 0001209191-23-031948 · doc4.xml · nonDerivative · entry 2

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,968

Read SEC document
May 23, 2023 Filed May 24, 2023 22:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 Exercise / conversionClass A Common Stock 5,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031948 · doc4.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On May 21, 2023, the first third of the RSUs vested. As May 21, 2023 was a Sunday, the official vesting event occurred on May 22, 2023. The remaining 2/3s of the RSUs will vest on May 21, 2024, and 2025 subject to continued employment with E2open.

Read SEC document
May 22, 2023 Filed May 24, 2023 22:00 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 Exercise / conversionRestricted Stock Units · Derivative 5,176 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-031948 · doc4.xml · derivative · entry 3

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,352

Underlying: Class A Common Stock · 5,176 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On May 21, 2023, the first third of the RSUs vested. As May 21, 2023 was a Sunday, the official vesting event occurred on May 22, 2023. The remaining 2/3s of the RSUs will vest on May 21, 2024, and 2025 subject to continued employment with E2open.

F1 · price: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On May 21, 2023, the first third of the RSUs vested. As May 21, 2023 was a Sunday, the official vesting event occurred on May 22, 2023. The remaining 2/3s of the RSUs will vest on May 21, 2024, and 2025 subject to continued employment with E2open.

F1 · derivative.exercise_date: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On May 21, 2023, the first third of the RSUs vested. As May 21, 2023 was a Sunday, the official vesting event occurred on May 22, 2023. The remaining 2/3s of the RSUs will vest on May 21, 2024, and 2025 subject to continued employment with E2open.

F1 · derivative.expiration_date: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On May 21, 2023, the first third of the RSUs vested. As May 21, 2023 was a Sunday, the official vesting event occurred on May 22, 2023. The remaining 2/3s of the RSUs will vest on May 21, 2024, and 2025 subject to continued employment with E2open.

Read SEC document
May 05, 2023 Filed May 10, 2023 01:32 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 GrantStock Option · Derivative 54,731 $0.00 Strike: $4.62 $0.00
Disclosure

SEC source: 0001209191-23-028396 · doc4.xml · derivative · entry 1

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,731

Underlying: Class A Common Stock · 54,731 shares

Expires 2033-05-05

F1 · derivative.exercise_date: The options will vest one-third (1/3rd) on May 5, 2024, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 5, 2026, subject to continued employment with E2open.

Read SEC document
May 01, 2023 Filed May 3, 2023 20:09 UTC E2open Parent Holdings, Inc. ETWO · Entity 76849 GrantRestricted Stock Units · Derivative 52,326 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-026933 · doc4.xml · derivative · entry 1

Grafton Jennifer S · CIK 0001513547 · General Counsel and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,326

Underlying: Class A Common Stock · 52,326 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of ETWO common stock.

F2 · derivative.exercise_price: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2024, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2026, subject to continued employment with E2open.

F2 · derivative.exercise_date: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2024, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2026, subject to continued employment with E2open.

F2 · derivative.expiration_date: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2024, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2026, subject to continued employment with E2open.

Read SEC document
March 21, 2023 Filed Mar 23, 2023 22:16 UTC Farmland Partners Inc. FPI · Entity 5527 GrantCommon Stock 4,000 $10.17 $40,680.00
Disclosure

SEC source: 0001062993-23-007567 · form4.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,000

F1 · shares: Represents a grant of restricted shares of common stock pursuant to the Third Amended and Restated Farmland Partners Inc. 2014 Equity Incentive Plan, which shares will vest on the first anniversary of the date of the grant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 19:35 UTC Dakota Gold Corp. DC · Entity 5130 GrantCommon Stock 35,587 $0.00 $0.00
Disclosure

SEC source: 0001062993-23-005799 · form4.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,876

F1 · shares: Represents restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of Dakota Gold Corp. common stock. The RSUs are scheduled to vest in three equal tranches on March 1, 2024, March 1, 2025 and March 1, 2026.

Read SEC document
September 02, 2022 Filed Sep 7, 2022 21:00 UTC Dakota Gold Corp. DC · Entity 5130 GrantCommon Stock 13,289 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-019321 · form4.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,289

F1 · shares: Represents restricted stock units ("RSU"). Each RSU represents a contingent right to receive one share of Dakota Gold Corp. common stock. The RSUs are scheduled to vest on May 11, 2023.

Read SEC document
March 31, 2022 Filed Apr 5, 2022 01:17 UTC Dakota Gold Corp. DC · Entity 5130 GrantStock Options · Derivative 100,000 Not disclosed Strike: $5.09 Not disclosed
Disclosure

SEC source: 0001062993-22-009587 · form4.xml · derivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-09-13

F1 · kind: Reflects securities acquired pursuant to the Mergers (as defined below). On March 31, 2022, Dakota Territory Resource Corp. ("DTRC") and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into DTRC, with DTRC surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers.

F3 · price: Reflects securities acquired pursuant to the Mergers (as defined below). On March 31, 2022, Dakota Territory Resource Corp. ("DTRC") and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into DTRC, with DTRC surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers.

F2 · derivative.exercise_date: The options vest one-third on May 17, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 21:17 UTC DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 Disposition to issuerStock Options · Derivative 100,000 Not disclosed Strike: $5.09 Not disclosed
Disclosure

SEC source: 0001062993-22-009588 · form4.xml · derivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2026-09-13

F1 · kind: Reflects securities disposed of pursuant to the Mergers (as defined below). On March 31, 2022, the Issuer and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers.

F3 · price: At the effective time of the Mergers, each outstanding Issuer stock option or restricted stock unit, whether vested or unvested, was assumed and converted into an option or restricted stock unit, as applicable, with respect to shares of common stock of Dakota Gold equal to the number of shares of Issuer common stock subject to such option or restricted share unit, on the same terms and conditions as applied to such option or restricted share unit immediately prior to the effective time of the Mergers.

F2 · derivative.exercise_date: The options vest one-third on September 13, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant.

Read SEC document
September 13, 2021 Filed Sep 15, 2021 14:37 UTC DAKOTA TERRITORY RESOURCE CORP DTRC · Entity 128410 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $5.09 $0.00
Disclosure

SEC source: 0001062993-21-008624 · form4.xml · derivative · entry 1

Grafton Jennifer S · CIK 0001513547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2026-09-13

F1 · derivative.exercise_date: The options vest one third immediately, one third on the first anniversary of the date of grant and one third on the second anniversary of the date of grant.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 19:08 UTC WESTMORELAND COAL Co WLB · Entity 159111 Exercise / conversionCash Units · Derivative 5,450 Not disclosed Not disclosed
Disclosure

SEC source: 0000106455-18-000032 · wf-form4_152340166815044.xml · derivative · entry 6

Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,899

Underlying: Common Stock · 5,450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Cash Unit was the economic equivalent of one share of the Issuer's common stock and automatically settled in cash pursuant to its terms.

F1 · price: Each Cash Unit was the economic equivalent of one share of the Issuer's common stock and automatically settled in cash pursuant to its terms.

F2 · derivative.expiration_date: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments annually.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 19:08 UTC WESTMORELAND COAL Co WLB · Entity 159111 Exercise / conversionCash Units · Derivative 4,575 Not disclosed Not disclosed
Disclosure

SEC source: 0000106455-18-000032 · wf-form4_152340166815044.xml · derivative · entry 5

Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,575

Underlying: Common Stock · 4,575 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Cash Unit was the economic equivalent of one share of the Issuer's common stock and automatically settled in cash pursuant to its terms.

F1 · price: Each Cash Unit was the economic equivalent of one share of the Issuer's common stock and automatically settled in cash pursuant to its terms.

F2 · derivative.expiration_date: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments annually.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 19:08 UTC WESTMORELAND COAL Co WLB · Entity 159111 Disposition to issuerCommon Stock 5,450 $0.41 $2,234.50
Disclosure

SEC source: 0000106455-18-000032 · wf-form4_152340166815044.xml · nonDerivative · entry 4

Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,119

Read SEC document
April 06, 2018 Filed Apr 10, 2018 19:08 UTC WESTMORELAND COAL Co WLB · Entity 159111 Exercise / conversionCommon Stock 5,450 $0.00 $0.00
Disclosure

SEC source: 0000106455-18-000032 · wf-form4_152340166815044.xml · nonDerivative · entry 3

Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 06, 2018 Filed Apr 10, 2018 19:08 UTC WESTMORELAND COAL Co WLB · Entity 159111 Disposition to issuerCommon Stock 4,575 $0.41 $1,875.75
Disclosure

SEC source: 0000106455-18-000032 · wf-form4_152340166815044.xml · nonDerivative · entry 2

Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,119

Read SEC document
April 06, 2018 Filed Apr 10, 2018 19:08 UTC WESTMORELAND COAL Co WLB · Entity 159111 Exercise / conversionCommon Stock 4,575 $0.00 $0.00
Disclosure

SEC source: 0000106455-18-000032 · wf-form4_152340166815044.xml · nonDerivative · entry 1

Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 20:09 UTC WESTMORELAND COAL Co WLB · Entity 159111 GrantCash Units · Derivative 16,349 Not disclosed Not disclosed
Disclosure

SEC source: 0000106455-17-000051 · wf-form4_149860853185828.xml · derivative · entry 3

Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,349

Underlying: Common Stock · 16,349 shares

Expires not disclosed

F4 · derivative.exercise_price: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments on April 1, 2018, 2019 and 2020.

F4 · price: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments on April 1, 2018, 2019 and 2020.

F4 · derivative.expiration_date: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments on April 1, 2018, 2019 and 2020.

Read SEC document
June 23, 2017 Filed Jun 27, 2017 20:09 UTC WESTMORELAND COAL Co WLB · Entity 159111 GrantPerformance Based Restricted Stock Units · Derivative 40,873 Not disclosed Not disclosed
Disclosure

SEC source: 0000106455-17-000051 · wf-form4_149860853185828.xml · derivative · entry 2

Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,873

Underlying: Common Stock · 40,873 shares

Expires 2020-04-01

F3 · derivative.exercise_price: Each Performance Based Restricted Stock Unit ("PBRSU") represents a contingent right to receive up to 1.5 shares of common stock or the economic equivalent thereof. Units vest over three years and may become payable on April 1, 2020; achievement is 25% weighted based on a comparison of the company's relative total shareholder return ("TSR") over the performance period to a weighted total shareholder return during such period of companies in the Russell 3000 Index; 25% weighted based on a comparison of the company's TSR over the performance period to a weighted TSR during such period of certain companies in the Market Vectors Global Coal Index with principal places of business in the US, Australia or Canada; and 50% weighted based on a three-year free cash flow goal for the Company's consolidated enterprise. For achievement between 100% and 150% of target performance, the PBRSU will be settled solely in cash.

F3 · price: Each Performance Based Restricted Stock Unit ("PBRSU") represents a contingent right to receive up to 1.5 shares of common stock or the economic equivalent thereof. Units vest over three years and may become payable on April 1, 2020; achievement is 25% weighted based on a comparison of the company's relative total shareholder return ("TSR") over the performance period to a weighted total shareholder return during such period of companies in the Russell 3000 Index; 25% weighted based on a comparison of the company's TSR over the performance period to a weighted TSR during such period of certain companies in the Market Vectors Global Coal Index with principal places of business in the US, Australia or Canada; and 50% weighted based on a three-year free cash flow goal for the Company's consolidated enterprise. For achievement between 100% and 150% of target performance, the PBRSU will be settled solely in cash.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.