Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Dakota Gold Corp.DC · Entity 5130 | Director | August 10, 2026 | August 12, 2026 |
| E2open Parent Holdings, Inc.ETWO · Entity 76849 | General Counsel and Secretary | May 01, 2024 | May 03, 2024 |
| Farmland Partners Inc.FPI · Entity 5527 | Director | February 24, 2026 | February 26, 2026 |
| Rare Earths Americas, Inc.REA · Entity 6072 | COO, GC and Secretary | August 22, 2026 | August 24, 2026 |
| WESTMORELAND COAL CoWLB · Entity 159111 | CAO, CLO & Secretary | April 06, 2018 | April 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Dakota Gold Corp.
Report date August 10, 2026 · Filed August 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 230,900 |
Reported balance
After 2026-08-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-10 · Exercise / conversion · Acquired 100,000 · Balance 230,900 |
| COMMON STOCKSEC Table I · non-derivative | Direct | 130,900 |
Reported balance
After 2026-08-10 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-08-10 · Sale · Disposed 100,000 · Balance 130,900 F1: Represents shares of common stock sold at a weighted average sale price of $6.1169 per share. These shares were sold in multiple transactions at prices ranging from $6.145 to $6.155. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of common stock sold at each separate price. |
| STOCK OPTIONSSEC Table II · derivative / convertible security · Conversion / exercise price $5.09 · Expires 2026-09-13 | Direct | 0 |
Reported balance
After 2026-08-10 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-08-10 · Exercise / conversion · Acquired 100,000 · Balance 0 F2: The options vested in one-third tranches on September 13, 2021, September 13, 2022, and September 13, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock sold at a weighted average sale price of $6.1169 per share. These shares were sold in multiple transactions at prices ranging from $6.145 to $6.155. The reporting person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares of common stock sold at each separate price.
F2: The options vested in one-third tranches on September 13, 2021, September 13, 2022, and September 13, 2023.
E2open Parent Holdings, Inc.
Report date May 01, 2024 · Filed May 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 23,941 |
Ending reported balance
After 2024-05-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-05-01 · Exercise / conversion · Acquired 21,164 · Balance 32,754 F1: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a predetermined vesting schedule. On May 1, 2024, the first tranche of various RSUs vested. The remaining RSUs will vest in accordance with the previously disclosed schedules subject to continued employment with e2open or as otherwise provided in the equity award agreement. Row 2 · 2024-05-01 · Tax withholding · Disposed 8,813 · Balance 23,941 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,166 |
Reported balance
After 2024-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-05-01 · Exercise / conversion · Disposed 3,722 · Balance 11,166 F2: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a four-year time-based vesting schedule. On May 1, 2024, the first quarter of the RSUs vested. The remaining 3/4s of the RSUs will vest on May 1, 2025, 2026 and 2027 subject to continued employment with E2open. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 34,884 |
Reported balance
After 2024-05-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-05-01 · Exercise / conversion · Disposed 17,442 · Balance 34,884 F3: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On May 1, 2024, the first third of the RSUs vested. The remaining 2/3rds of the RSUs will vest quarterly through May 1, 2026 subject to continued employment with E2open. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,000 |
Reported balance
After 2024-05-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-05-01 · Grant · Acquired 16,000 · Balance 16,000 F4: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2025, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2027, subject to continued employment with E2open. F5: Each restricted stock unit represents a contingent right to receive one share of ETWO common stock. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 108,228 |
Reported balance
After 2024-05-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-05-01 · Grant · Acquired 108,228 · Balance 108,228 F4: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2025, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2027, subject to continued employment with E2open. F5: Each restricted stock unit represents a contingent right to receive one share of ETWO common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a predetermined vesting schedule. On May 1, 2024, the first tranche of various RSUs vested. The remaining RSUs will vest in accordance with the previously disclosed schedules subject to continued employment with e2open or as otherwise provided in the equity award agreement.
F2: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a four-year time-based vesting schedule. On May 1, 2024, the first quarter of the RSUs vested. The remaining 3/4s of the RSUs will vest on May 1, 2025, 2026 and 2027 subject to continued employment with E2open.
F3: Each restricted stock unit represented a contingent right to receive a share of ETWO common stock based on a three-year time-based vesting schedule. On May 1, 2024, the first third of the RSUs vested. The remaining 2/3rds of the RSUs will vest quarterly through May 1, 2026 subject to continued employment with E2open.
F4: The Restricted Stock Units will vest one-third (1/3rd) on May 1, 2025, and two-thirds (2/3rds) will vest equally on each three-month anniversary thereafter for two years with the last vesting occurring on May 1, 2027, subject to continued employment with E2open.
F5: Each restricted stock unit represents a contingent right to receive one share of ETWO common stock.
Farmland Partners Inc.
Report date February 24, 2026 · Filed February 26, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,400 |
Reported balance
After 2026-02-24 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-02-24 · Sale · Disposed 1,600 · Balance 10,400 F1: The sale reported in this Form 4 was effective pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2025. F2: On February 24, 2026, the reporting person filed a Form 4 which inadvertently reported a purchase of common stock, when it should have reported a sale. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported in this Form 4 was effective pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 4, 2025.
F2: On February 24, 2026, the reporting person filed a Form 4 which inadvertently reported a purchase of common stock, when it should have reported a sale.
Rare Earths Americas, Inc.
Report date August 22, 2026 · Filed August 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 131,058 |
Reported balance
After 2026-08-22 transaction · row 1
1 source rowRow 1 · 2026-08-22 · Exercise / conversion · Acquired 30,000 · Balance 131,058 F1: Pursuant to lock-up agreements entered into in connection with the Underwriting Agreement for the Issuer's initial public offering, the shares underlying the restricted stock units that vested on August 22, 2026 will not settle to the Reporting Person until the expiration of the lock-up period. F2: Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-22 · Exercise / conversion · Disposed 30,000 · Balance 0 F2: Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to lock-up agreements entered into in connection with the Underwriting Agreement for the Issuer's initial public offering, the shares underlying the restricted stock units that vested on August 22, 2026 will not settle to the Reporting Person until the expiration of the lock-up period.
F2: Each restricted stock unit represented a contingent right to receive one share of REA common stock, subject to both a one-year service condition from the date of grant and the occurrence of a Liquidity Event as defined in the Award Agreement. The Issuer's initial public offering, which closed on May 7, 2026, satisfied the Liquidity Event condition; the one-year service condition was satisfied on August 22, 2026, triggering vesting of all such units.
WESTMORELAND COAL Co
Report date April 06, 2018 · Filed April 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 19,119 |
Ending reported balance
After 2018-04-06 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2018-04-06 · Exercise / conversion · Acquired 4,575 · Balance 23,694 Row 2 · 2018-04-06 · Disposition to issuer · Disposed 4,575 · Balance 19,119 Row 3 · 2018-04-06 · Exercise / conversion · Acquired 5,450 · Balance 24,569 Row 4 · 2018-04-06 · Disposition to issuer · Disposed 5,450 · Balance 19,119 |
| Cash UnitsSEC Table II · derivative / convertible security | Direct | 4,575 |
Reported balance
After 2018-04-06 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-04-06 · Exercise / conversion · Disposed 4,575 · Balance 4,575 F1: Each Cash Unit was the economic equivalent of one share of the Issuer's common stock and automatically settled in cash pursuant to its terms. F2: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments annually. |
| Cash UnitsSEC Table II · derivative / convertible security | Direct | 10,899 |
Reported balance
After 2018-04-06 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2018-04-06 · Exercise / conversion · Disposed 5,450 · Balance 10,899 F1: Each Cash Unit was the economic equivalent of one share of the Issuer's common stock and automatically settled in cash pursuant to its terms. F2: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments annually. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Cash Unit was the economic equivalent of one share of the Issuer's common stock and automatically settled in cash pursuant to its terms.
F2: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments annually.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
DAKOTA TERRITORY RESOURCE CORP
Report date March 31, 2022 · Filed April 04, 2022
Section 16 reporting ended · disclosed 2022-04-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.09 · Expires 2026-09-13 | Direct | 0 |
Reported balance
After 2022-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-03-31 · Disposition to issuer · Disposed 100,000 · Balance 0 F1: Reflects securities disposed of pursuant to the Mergers (as defined below). On March 31, 2022, the Issuer and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers. F3: At the effective time of the Mergers, each outstanding Issuer stock option or restricted stock unit, whether vested or unvested, was assumed and converted into an option or restricted stock unit, as applicable, with respect to shares of common stock of Dakota Gold equal to the number of shares of Issuer common stock subject to such option or restricted share unit, on the same terms and conditions as applied to such option or restricted share unit immediately prior to the effective time of the Mergers. F2: The options vest one-third on September 13, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects securities disposed of pursuant to the Mergers (as defined below). On March 31, 2022, the Issuer and Dakota Gold Corp., formerly JR Resources Corp. ("Dakota Gold") combined pursuant to that certain Amended and Restated Agreement and Plan of Merger entered into by and among the Issuer, Dakota Gold, DGC Merger Sub I Corp. ("Merger Sub I") and DGC Merger Sub II LLC ("Merger Sub II"), dated as of September 10, 2021 (the "Merger Agreement"). In accordance with the Merger Agreement, Merger Sub I merged with and into the Issuer (the "First Merger"), with the Issuer surviving and then merging with and into Merger Sub II, with Merger Sub II surviving as a wholly-owned subsidiary of Dakota Gold (the "Mergers"). JR Resources Corp. changed its name to Dakota Gold Corp. prior to the Mergers.
F2: The options vest one-third on September 13, 2021, one-third on the first anniversary of the date of grant and one-third on the second anniversary of the date of grant.
F3: At the effective time of the Mergers, each outstanding Issuer stock option or restricted stock unit, whether vested or unvested, was assumed and converted into an option or restricted stock unit, as applicable, with respect to shares of common stock of Dakota Gold equal to the number of shares of Issuer common stock subject to such option or restricted share unit, on the same terms and conditions as applied to such option or restricted share unit immediately prior to the effective time of the Mergers.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 23, 2017 Filed Jun 27, 2017 20:09 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | GrantRestricted Stock Units · Derivative | 24,524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000106455-17-000051 · wf-form4_149860853185828.xml · derivative · entry 1 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,524 Underlying: Common Stock · 24,524 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock payable in common stock, cash or a combination thereof at the discretion of the Compensation and Benefits Committee. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock payable in common stock, cash or a combination thereof at the discretion of the Compensation and Benefits Committee. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning on April 1st following the grant date. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 21:51 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Exercise / conversionRestricted Stock Units · Derivative | 5,121 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000106455-17-000016 · wf-form4_149256666742558.xml · derivative · entry 12 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,121 shares Expires 2017-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock payable in common stock, cash or a combination thereof at the discretion of the Compensation and Benefits Committee. F3 · shares: Performance-based Restricted Stock Units granted pursuant to the Westmoreland Coal Company 2014 Equity Incentive Plan for Employees and Non-Employee Directors on June 2, 2014. This award was based on a three year cumulative free cash flow metric and was earned at the maximum of 150% of target grant. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock payable in common stock, cash or a combination thereof at the discretion of the Compensation and Benefits Committee. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 21:51 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Exercise / conversionRestricted Stock Units · Derivative | 5,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000106455-17-000016 · wf-form4_149256666742558.xml · derivative · entry 11 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,500 Underlying: Common Stock · 5,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock payable in common stock, cash or a combination thereof at the discretion of the Compensation and Benefits Committee. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock payable in common stock, cash or a combination thereof at the discretion of the Compensation and Benefits Committee. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning on April 1st following the grant date. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 21:51 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Exercise / conversionRestricted Stock Unit · Derivative | 3,101 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000106455-17-000016 · wf-form4_149256666742558.xml · derivative · entry 10 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,101 Underlying: Common Stock · 3,101 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock payable in common stock, cash or a combination thereof at the discretion of the Compensation and Benefits Committee. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock payable in common stock, cash or a combination thereof at the discretion of the Compensation and Benefits Committee. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning on April 1st following the grant date. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 21:51 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Exercise / conversionRestricted Stock Units · Derivative | 1,138 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000106455-17-000016 · wf-form4_149256666742558.xml · derivative · entry 9 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock payable in common stock, cash or a combination thereof at the discretion of the Compensation and Benefits Committee. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock payable in common stock, cash or a combination thereof at the discretion of the Compensation and Benefits Committee. F2 · derivative.expiration_date: The Restricted Stock Units vest in three equal annual installments beginning on April 1st following the grant date. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 21:51 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Tax withholdingCommon Stock | 4,011 | $14.61 | $58,600.71 |
DisclosureSEC source: 0000106455-17-000016 · wf-form4_149256666742558.xml · nonDerivative · entry 8 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,119 Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 21:51 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Exercise / conversionCommon Stock | 5,121 | $0.00 | $0.00 |
DisclosureSEC source: 0000106455-17-000016 · wf-form4_149256666742558.xml · nonDerivative · entry 7 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 21:51 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Tax withholdingCommon Stock | 4,071 | $14.61 | $59,477.31 |
DisclosureSEC source: 0000106455-17-000016 · wf-form4_149256666742558.xml · nonDerivative · entry 6 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,009 Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 21:51 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Exercise / conversionCommon Stock | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000106455-17-000016 · wf-form4_149256666742558.xml · nonDerivative · entry 5 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 21:51 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Tax withholdingCommon Stock | 1,359 | $14.61 | $19,854.99 |
DisclosureSEC source: 0000106455-17-000016 · wf-form4_149256666742558.xml · nonDerivative · entry 4 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,830 Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 21:51 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Exercise / conversionCommon Stock | 3,101 | $0.00 | $0.00 |
DisclosureSEC source: 0000106455-17-000016 · wf-form4_149256666742558.xml · nonDerivative · entry 3 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,189 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 21:51 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Tax withholdingCommon Stock | 445 | $14.61 | $6,501.45 |
DisclosureSEC source: 0000106455-17-000016 · wf-form4_149256666742558.xml · nonDerivative · entry 2 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,088 Read SEC document |
| April 13, 2017 Filed Apr 18, 2017 21:51 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Exercise / conversionCommon Stock | 1,138 | $0.00 | $0.00 |
DisclosureSEC source: 0000106455-17-000016 · wf-form4_149256666742558.xml · nonDerivative · entry 1 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 13, 2017 Filed Nov 15, 2017 19:46 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Exercise / conversionCash Units · Derivative | 4,575 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000106455-17-000095 · wf-form4_151079315226003.xml · derivative · entry 4 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,150 Underlying: Common Stock · 4,575 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Cash Unit was the economic equivalent of one share of the Issuer's common stock and automatically settled in cash pursuant to its terms. F2 · price: Each Cash Unit was the economic equivalent of one share of the Issuer's common stock and automatically settled in cash pursuant to its terms. F1 · derivative.expiration_date: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments on April 1, 2017, 2018 and 2019. Read SEC document |
| April 13, 2017 Filed Nov 15, 2017 19:46 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Disposition to issuerCommon Stock | 4,575 | $13.86 | $63,409.50 |
DisclosureSEC source: 0000106455-17-000095 · wf-form4_151079315226003.xml · nonDerivative · entry 2 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,119 Read SEC document |
| April 13, 2017 Filed Nov 15, 2017 19:46 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | Exercise / conversionCommon Stock | 4,575 | $0.00 | $0.00 |
DisclosureSEC source: 0000106455-17-000095 · wf-form4_151079315226003.xml · nonDerivative · entry 1 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 02, 2016 Filed Dec 2, 2016 19:15 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | SaleCommon Stock | 4,372.75 | $19.42 | $84,918.81 |
DisclosureSEC source: 0000106455-16-000208 · wf-form4_148072412616428.xml · nonDerivative · entry 2 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 0 F1 · kind: Proceeds from the shares sold were reallocated within the Reporting Person's 401(k) plan assets. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 19:15 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | SaleCommon Stock | 3,692.25 | $17.32 | $63,949.77 |
DisclosureSEC source: 0000106455-16-000208 · wf-form4_148072412616428.xml · nonDerivative · entry 1 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Plan Disclosed balance after: 4,372.75 F1 · kind: Proceeds from the shares sold were reallocated within the Reporting Person's 401(k) plan assets. Read SEC document |
| May 18, 2016 Filed Nov 15, 2017 19:46 UTC | WESTMORELAND COAL Co WLB · Entity 159111 | GrantCash Units · Derivative | 13,725 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000106455-17-000095 · wf-form4_151079315226003.xml · derivative · entry 3 Grafton Jennifer S · CIK 0001513547 · CAO, CLO & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,725 Underlying: Common Stock · 13,725 shares Expires not disclosed F1 · derivative.exercise_price: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments on April 1, 2017, 2018 and 2019. F1 · price: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments on April 1, 2017, 2018 and 2019. F1 · derivative.expiration_date: Each Cash Unit is settled solely in cash upon vesting and represents the economic equivalent of one share of the Issuer's common stock. These Cash Units vest in three equal installments on April 1, 2017, 2018 and 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.