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person · Reporting owner

Mock James M

Disclosed activity across 2 companies

Tapewire entity
2026
SEC CIK
0001736359

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Moderna, Inc.MRNA · Entity 2025Chief Financial OfficerOctober 05, 2026October 07, 2026
REVVITY, INC.PKI · Entity 3382Please See RemarksJune 24, 2022June 27, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Moderna, Inc.

Report date October 05, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect60,125 Ending reported balance After 2026-10-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-10-05 · Exercise / conversion · Acquired 1,454 · Balance 60,829

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 2 · 2026-10-05 · Tax withholding · Disposed 704 · Balance 60,125

F2: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-10-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-05 · Exercise / conversion · Disposed 1,454 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F3: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

F3: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

REVVITY, INC.

Report date June 24, 2022 · Filed June 27, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,577 Ending reported balance After 2022-06-24 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-06-24 · Sale · Disposed 2,072 · Balance 30,530

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Mock on May 23, 2022.

F2: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $144.27 to $145.11. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Row 2 · 2022-06-24 · Sale · Disposed 2,290 · Balance 28,240

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Mock on May 23, 2022.

F3: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $145.27 to $146.26. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Row 3 · 2022-06-24 · Sale · Disposed 663 · Balance 27,577

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Mock on May 23, 2022.

F4: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $146.28 to $146.40. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Mock on May 23, 2022.

F2: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $144.27 to $145.11. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

F3: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $145.27 to $146.26. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

F4: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $146.28 to $146.40. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 05, 2026 Filed Oct 7, 2026 20:04 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 1,454 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000185 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 20:04 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 704 $190.01 $133,767.04
Disclosure

SEC source: 0001682852-26-000185 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,125

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
October 05, 2026 Filed Oct 7, 2026 20:04 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,454 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000185 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:25 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionStock Option (Right to Buy) · Derivative 19,836 $0.00 Strike: $30.96 $0.00
Disclosure

SEC source: 0001682852-26-000174 · form4.xml · derivative · entry 4

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 43,642

Underlying: Common Stock · 19,836 shares

Expires 2035-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2026.

F2 · derivative.exercise_date: 25% of this option vested and become exercisable on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:25 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 15,000 $134.49 $2,017,350.00
Disclosure

SEC source: 0001682852-26-000174 · form4.xml · nonDerivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,375

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2026.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:25 UTC Moderna, Inc. MRNA · Entity 2025 SaleCommon Stock 19,836 $134.49 $2,667,743.64
Disclosure

SEC source: 0001682852-26-000174 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 74,375

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2026.

Read SEC document
September 10, 2026 Filed Sep 14, 2026 20:25 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 19,836 $30.96 $614,122.56
Disclosure

SEC source: 0001682852-26-000174 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,211

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reported transaction was effected pursuant to a Rule 10b5-1 trading plan adopted on June 9, 2026.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 21:02 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 11,797 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000172 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,179

Underlying: Common Stock · 11,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 21:02 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 5,704 $148.87 $849,154.48
Disclosure

SEC source: 0001682852-26-000172 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,375

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
September 04, 2026 Filed Sep 8, 2026 21:02 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 11,797 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000172 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,079

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:52 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 2,475 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000165 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,755

Underlying: Common Stock · 2,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:52 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 1,197 $140.34 $167,986.98
Disclosure

SEC source: 0001682852-26-000165 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,282

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:52 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000165 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 20:34 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000155 · form4.xml · derivative · entry 6

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 658

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 20:34 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 160 $142.77 $22,843.20
Disclosure

SEC source: 0001682852-26-000155 · form4.xml · nonDerivative · entry 4

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,004

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
August 28, 2026 Filed Aug 31, 2026 20:34 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000155 · form4.xml · nonDerivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 27, 2026 Filed Aug 31, 2026 20:34 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 774 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000155 · form4.xml · derivative · entry 5

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,642

Underlying: Common Stock · 774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
August 27, 2026 Filed Aug 31, 2026 20:34 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 375 $149.66 $56,122.50
Disclosure

SEC source: 0001682852-26-000155 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,835

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
August 27, 2026 Filed Aug 31, 2026 20:34 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 774 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000155 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 20:30 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 1,452 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000129 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,454

Underlying: Common Stock · 1,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 20:30 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 703 $72.50 $50,967.50
Disclosure

SEC source: 0001682852-26-000129 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,436

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
July 02, 2026 Filed Jul 6, 2026 20:30 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,452 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000129 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,139

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 05, 2026 Filed Jun 8, 2026 20:30 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 11,798 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000117 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,976

Underlying: Common Stock · 11,798 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
June 05, 2026 Filed Jun 8, 2026 20:30 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 5,705 $51.59 $294,320.95
Disclosure

SEC source: 0001682852-26-000117 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,687

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
June 05, 2026 Filed Jun 8, 2026 20:30 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 11,798 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000117 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:21 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 2,475 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000115 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,230

Underlying: Common Stock · 2,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:21 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 1,197 $47.19 $56,486.43
Disclosure

SEC source: 0001682852-26-000115 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,594

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
June 01, 2026 Filed Jun 3, 2026 20:21 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 2,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000115 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 28, 2026 Filed May 29, 2026 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 328 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000109 · form4.xml · derivative · entry 6

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 987

Underlying: Common Stock · 328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
May 28, 2026 Filed May 29, 2026 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 159 $47.61 $7,569.99
Disclosure

SEC source: 0001682852-26-000109 · form4.xml · nonDerivative · entry 4

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,316

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
May 28, 2026 Filed May 29, 2026 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 328 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000109 · form4.xml · nonDerivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 27, 2026 Filed May 29, 2026 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000109 · form4.xml · derivative · entry 5

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,416

Underlying: Common Stock · 773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
May 27, 2026 Filed May 29, 2026 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 374 $47.03 $17,589.22
Disclosure

SEC source: 0001682852-26-000109 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,147

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
May 27, 2026 Filed May 29, 2026 21:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 773 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000109 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 20:45 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 1,453 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000053 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,906

Underlying: Common Stock · 1,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 20:45 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 703 $50.03 $35,171.09
Disclosure

SEC source: 0001682852-26-000053 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,748

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
April 02, 2026 Filed Apr 6, 2026 20:45 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000053 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 21:21 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 11,797 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000049 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,774

Underlying: Common Stock · 11,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 21:21 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 5,704 $57.80 $329,691.20
Disclosure

SEC source: 0001682852-26-000049 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,998

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 21:21 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 11,797 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000049 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:04 UTC Moderna, Inc. MRNA · Entity 2025 GrantRestricted Stock Units · Derivative 49,569 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000038 · form4.xml · derivative · entry 11

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,569

Underlying: Common Stock · 49,569 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award will vest on March 1, 2027 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F7 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award will vest on March 1, 2027 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
March 01, 2026 Filed Mar 3, 2026 21:04 UTC Moderna, Inc. MRNA · Entity 2025 GrantStock Option (Right to Buy) · Derivative 37,639 $0.00 Strike: $53.57 $0.00
Disclosure

SEC source: 0001682852-26-000038 · form4.xml · derivative · entry 10

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,639

Underlying: Common Stock · 37,639 shares

Expires 2036-03-01

F6 · derivative.exercise_date: 25% of this option will vest and become exercisable on March 1, 2027 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:04 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 9,901 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000038 · form4.xml · derivative · entry 9

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,705

Underlying: Common Stock · 9,901 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F5 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:04 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 774 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000038 · form4.xml · derivative · entry 8

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,189

Underlying: Common Stock · 774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:04 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000038 · form4.xml · derivative · entry 7

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,315

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:04 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 4,788 $51.71 $247,587.48
Disclosure

SEC source: 0001682852-26-000038 · form4.xml · nonDerivative · entry 6

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,905

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:04 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 9,901 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000038 · form4.xml · nonDerivative · entry 5

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:04 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 375 $51.71 $19,391.25
Disclosure

SEC source: 0001682852-26-000038 · form4.xml · nonDerivative · entry 4

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,792

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:04 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 774 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000038 · form4.xml · nonDerivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,167

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2026 Filed Mar 3, 2026 21:04 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 160 $51.71 $8,273.60
Disclosure

SEC source: 0001682852-26-000038 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,393

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.