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person · Reporting owner

Mock James M

Disclosed activity across 2 companies

Tapewire entity
2026
SEC CIK
0001736359

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Moderna, Inc.MRNA · Entity 2025Chief Financial OfficerOctober 05, 2026October 07, 2026
REVVITY, INC.PKI · Entity 3382Please See RemarksJune 24, 2022June 27, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Moderna, Inc.

Report date October 05, 2026 · Filed October 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect60,125 Ending reported balance After 2026-10-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-10-05 · Exercise / conversion · Acquired 1,454 · Balance 60,829

F1: Restricted stock units convert into common stock on a one-for-one basis.

Row 2 · 2026-10-05 · Tax withholding · Disposed 704 · Balance 60,125

F2: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-10-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-10-05 · Exercise / conversion · Disposed 1,454 · Balance 0

F1: Restricted stock units convert into common stock on a one-for-one basis.

F3: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

F3: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

REVVITY, INC.

Report date June 24, 2022 · Filed June 27, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,577 Ending reported balance After 2022-06-24 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-06-24 · Sale · Disposed 2,072 · Balance 30,530

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Mock on May 23, 2022.

F2: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $144.27 to $145.11. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Row 2 · 2022-06-24 · Sale · Disposed 2,290 · Balance 28,240

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Mock on May 23, 2022.

F3: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $145.27 to $146.26. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Row 3 · 2022-06-24 · Sale · Disposed 663 · Balance 27,577

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Mock on May 23, 2022.

F4: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $146.28 to $146.40. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Filing footnotes · ownership attribution and instrument terms

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by Mr. Mock on May 23, 2022.

F2: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $144.27 to $145.11. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

F3: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $145.27 to $146.26. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

F4: The price reported represents a weighted average sale price of shares sold in multiple transactions at prices ranging from $146.28 to $146.40. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, to provide full information regarding the number of shares sold at each separate price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2026 Filed Mar 3, 2026 21:04 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000038 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,553

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:41 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 1,278 $41.99 $53,663.22
Disclosure

SEC source: 0001682852-26-000024 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,224

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vesting of the 2023 PSUs.

Read SEC document
February 11, 2026 Filed Feb 13, 2026 21:41 UTC Moderna, Inc. MRNA · Entity 2025 GrantCommon Stock 2,630 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000024 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,502

F1 · kind: The reported transaction is the vesting of performance-based restricted stock units granted to the reporting person on February 28, 2023 (the "2023 PSUs").

Read SEC document
January 05, 2026 Filed Jan 6, 2026 21:36 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 1,452 $0.00 $0.00
Disclosure

SEC source: 0001682852-26-000005 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,359

Underlying: Common Stock · 1,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 21:36 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 780 $30.86 $24,070.80
Disclosure

SEC source: 0001682852-26-000005 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,872

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
January 05, 2026 Filed Jan 6, 2026 21:36 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,452 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-26-000005 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,652

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 05, 2025 Filed Dec 8, 2025 21:44 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 47,190 $0.00 $0.00
Disclosure

SEC source: 0001682852-25-000090 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,571

Underlying: Common Stock · 47,190 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on December 5, 2025, with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
December 05, 2025 Filed Dec 8, 2025 21:44 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 22,817 $25.49 $581,605.33
Disclosure

SEC source: 0001682852-25-000090 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,200

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
December 05, 2025 Filed Dec 8, 2025 21:44 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 47,190 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-25-000090 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 28, 2025 Filed Dec 1, 2025 21:27 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001682852-25-000082 · form4.xml · derivative · entry 6

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,644

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
November 28, 2025 Filed Dec 1, 2025 21:27 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 160 $25.01 $4,001.60
Disclosure

SEC source: 0001682852-25-000082 · form4.xml · nonDerivative · entry 4

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,827

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
November 28, 2025 Filed Dec 1, 2025 21:27 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-25-000082 · form4.xml · nonDerivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 26, 2025 Filed Dec 1, 2025 21:27 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001682852-25-000082 · form4.xml · derivative · entry 5

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,963

Underlying: Common Stock · 773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
November 26, 2025 Filed Dec 1, 2025 21:27 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 374 $24.75 $9,256.50
Disclosure

SEC source: 0001682852-25-000082 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,658

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
November 26, 2025 Filed Dec 1, 2025 21:27 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 773 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-25-000082 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 03, 2025 Filed Oct 6, 2025 20:23 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 1,453 $0.00 $0.00
Disclosure

SEC source: 0001682852-25-000059 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Common Stock · 1,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
October 03, 2025 Filed Oct 6, 2025 20:23 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 703 $28.37 $19,944.11
Disclosure

SEC source: 0001682852-25-000059 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,259

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
October 03, 2025 Filed Oct 6, 2025 20:23 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001682852-25-000059 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-021032 · form4.xml · derivative · entry 6

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,973

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:13 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 160 $25.10 $4,016.00
Disclosure

SEC source: 0001127602-25-021032 · form4.xml · nonDerivative · entry 4

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,509

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
August 28, 2025 Filed Aug 29, 2025 20:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-021032 · form4.xml · nonDerivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,669

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 774 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-021032 · form4.xml · derivative · entry 5

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,736

Underlying: Common Stock · 774 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:13 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 375 $24.73 $9,273.75
Disclosure

SEC source: 0001127602-25-021032 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,340

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 20:13 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 774 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-021032 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,715

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 03, 2025 Filed Jul 7, 2025 20:59 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 1,453 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-018989 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,264

Underlying: Common Stock · 1,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
July 03, 2025 Filed Jul 7, 2025 20:59 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 703 $30.28 $21,286.84
Disclosure

SEC source: 0001127602-25-018989 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,941

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
July 03, 2025 Filed Jul 7, 2025 20:59 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-018989 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 28, 2025 Filed May 29, 2025 21:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 328 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015911 · form4.xml · derivative · entry 6

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,302

Underlying: Common Stock · 328 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F4 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
May 28, 2025 Filed May 29, 2025 21:16 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 159 $26.76 $4,254.84
Disclosure

SEC source: 0001127602-25-015911 · form4.xml · nonDerivative · entry 4

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,191

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
May 28, 2025 Filed May 29, 2025 21:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 328 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-015911 · form4.xml · nonDerivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 773 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-015911 · form4.xml · derivative · entry 5

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,510

Underlying: Common Stock · 773 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:16 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 374 $26.26 $9,821.24
Disclosure

SEC source: 0001127602-25-015911 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,022

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
May 27, 2025 Filed May 29, 2025 21:16 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 773 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-015911 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
April 04, 2025 Filed Apr 7, 2025 20:18 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 1,452 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-011760 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,717

Underlying: Common Stock · 1,452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on October 5, 2023 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
April 04, 2025 Filed Apr 7, 2025 20:18 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 703 $25.73 $18,088.19
Disclosure

SEC source: 0001127602-25-011760 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,623

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of performance stock stock units.

Read SEC document
April 04, 2025 Filed Apr 7, 2025 20:18 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,452 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-011760 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,326

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 21:49 UTC Moderna, Inc. MRNA · Entity 2025 GrantRestricted Stock Units · Derivative 39,606 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007550 · form4.xml · derivative · entry 5

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,606

Underlying: Common Stock · 39,606 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award will vest on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F5 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award will vest on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
March 01, 2025 Filed Mar 3, 2025 21:49 UTC Moderna, Inc. MRNA · Entity 2025 GrantStock Option (Right to Buy) · Derivative 63,478 $0.00 Strike: $30.96 $0.00
Disclosure

SEC source: 0001127602-25-007550 · form4.xml · derivative · entry 4

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,478

Underlying: Common Stock · 63,478 shares

Expires 2035-03-01

F4 · derivative.exercise_date: 25% of this option will vest and become exercisable on March 1, 2026 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:49 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 329 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007550 · form4.xml · derivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,630

Underlying: Common Stock · 329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F3 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 28, 2024 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:49 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 160 $31.09 $4,974.40
Disclosure

SEC source: 0001127602-25-007550 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,874

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 3, 2025 21:49 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 329 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007550 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,034

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 1,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · derivative · entry 9

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on May 27, 2024 with the remainder vesting in three (3) equal quarterly installments thereafter.

F7 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on May 27, 2024 with the remainder vesting in three (3) equal quarterly installments thereafter.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionRestricted Stock Units · Derivative 3,094 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · derivative · entry 8

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,283

Underlying: Common Stock · 3,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

F6 · derivative.expiration_date: 25% of the shares subject to this restricted stock unit award vested on February 27, 2025 with the remainder vesting in twelve (12) equal quarterly installments thereafter.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionPerformance Stock Units · Derivative 1,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · derivative · entry 7

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance stock units convert into common stock on a one-for-one basis.

F1 · kind: Performance stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: 25% of the shares subject to this performance stock unit award vested on May 31, 2024 upon determination of achievement of the performance criteria, with the remainder vesting in three (3) equal installments on August 27, 2024, November 27, 2024 and February 27, 2025.

F5 · derivative.expiration_date: 25% of the shares subject to this performance stock unit award vested on May 31, 2024 upon determination of achievement of the performance criteria, with the remainder vesting in three (3) equal installments on August 27, 2024, November 27, 2024 and February 27, 2025.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 642 $33.58 $21,558.36
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · nonDerivative · entry 6

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,705

F4 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · nonDerivative · entry 5

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 1,496 $33.58 $50,235.68
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · nonDerivative · entry 4

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,021

F4 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of restricted stock units.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 3,094 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · nonDerivative · entry 3

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,517

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Restricted stock units convert into common stock on a one-for-one basis.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC Moderna, Inc. MRNA · Entity 2025 Tax withholdingCommon Stock 642 $33.58 $21,558.36
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · nonDerivative · entry 2

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,423

F2 · kind: Represents shares withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the vest of performance stock stock units.

Read SEC document
February 27, 2025 Filed Feb 28, 2025 21:30 UTC Moderna, Inc. MRNA · Entity 2025 Exercise / conversionCommon Stock 1,326 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007277 · form4.xml · nonDerivative · entry 1

Mock James M · CIK 0001736359 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Performance stock units convert into common stock on a one-for-one basis.

F1 · price: Performance stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.