Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOCKET MOBILE, INC.SCKT · Entity 8279 | Chief Information Officer | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOCKET MOBILE, INC.
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 138,169 |
Reported balance
After 2026-08-21 transaction · row 1
1 source rowRow 1 · 2026-08-21 · Grant · Acquired 23,833 · Balance 138,169 F1: The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2021 Filed Feb 2, 2021 22:20 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-21-000004 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,323 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 23:27 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 4,940 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0000944075-21-000001 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,392 Underlying: Common · 4,940 shares Expires 2023-04-01 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 23:27 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 4,940 | $2.88 | $14,227.20 |
DisclosureSEC source: 0000944075-21-000001 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,440 F1 · shares: Automatic 10b5-1 Plan transaction adopted on 11/30/2020. Read SEC document |
| January 21, 2021 Filed Jan 22, 2021 23:27 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon Stock | 4,940 | $1.04 | $5,137.60 |
DisclosureSEC source: 0000944075-21-000001 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,380 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 22:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock | 21,883 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-20-000031 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,323 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 100% on August 30, 2023, granted under the 2004 Plan. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:12 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 5,520 | $0.00 Strike: $1.82 | $0.00 |
DisclosureSEC source: 0000944075-20-000025 · primary_doc.xml · derivative · entry 11 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,332 Underlying: Common · 5,520 shares Expires 2021-02-22 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:12 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 5,520 | $0.00 Strike: $1.82 | $0.00 |
DisclosureSEC source: 0000944075-20-000025 · primary_doc.xml · derivative · entry 10 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,852 Underlying: Common · 5,520 shares Expires 2021-02-22 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:12 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 3,500 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0000944075-20-000025 · primary_doc.xml · derivative · entry 9 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,372 Underlying: Common · 3,500 shares Expires 2024-03-03 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:12 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 2,223 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0000944075-20-000025 · primary_doc.xml · derivative · entry 8 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,872 Underlying: Common · 2,223 shares Expires 2023-04-01 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:12 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 2,223 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0000944075-20-000025 · primary_doc.xml · derivative · entry 7 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,095 Underlying: Common · 2,223 shares Expires 2023-04-01 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:12 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 18,986 | $3.84 | $72,906.24 |
DisclosureSEC source: 0000944075-20-000025 · primary_doc.xml · nonDerivative · entry 6 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,440 F1 · shares: Automatic 10b5-1 Plan transaction adopted on 6/5/2020. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:12 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon Stock | 5,520 | $1.82 | $10,046.40 |
DisclosureSEC source: 0000944075-20-000025 · primary_doc.xml · nonDerivative · entry 5 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,426 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:12 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon Stock | 5,520 | $1.82 | $10,046.40 |
DisclosureSEC source: 0000944075-20-000025 · primary_doc.xml · nonDerivative · entry 4 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:12 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon Stock | 3,500 | $0.95 | $3,325.00 |
DisclosureSEC source: 0000944075-20-000025 · primary_doc.xml · nonDerivative · entry 3 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:12 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon Stock | 2,223 | $1.04 | $2,311.92 |
DisclosureSEC source: 0000944075-20-000025 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,886 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 18:12 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon Stock | 2,223 | $1.04 | $2,311.92 |
DisclosureSEC source: 0000944075-20-000025 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 19:36 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-20-000007 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,440 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:52 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 43,450 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0000944075-19-000049 · primary_doc.xml · derivative · entry 2 OTT LEONARD L · CIK 0001192169 · EVP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,318 Underlying: Common · 43,450 shares Expires 2029-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 18:52 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 43,450 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0000944075-19-000049 · primary_doc.xml · derivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 43,450 shares Expires 2019-08-30 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 08/30/2019. Read SEC document |
| July 26, 2019 Filed Jul 31, 2019 00:32 UTC | SOCKET MOBILE, INC. sckt · Entity 8279 | OtherCommon stock option · Derivative | 494 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0000944075-19-000029 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · EVP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,318 Underlying: Common · 494 shares Expires 2023-04-01 F2 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| July 26, 2019 Filed Jul 31, 2019 00:32 UTC | SOCKET MOBILE, INC. sckt · Entity 8279 | Disposition to issuerCommon | 494 | $2.80 | $1,383.20 |
DisclosureSEC source: 0000944075-19-000029 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · EVP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 F1 · shares: Automatic 10b5-1 Plan transaction. Read SEC document |
| July 26, 2019 Filed Jul 31, 2019 00:32 UTC | SOCKET MOBILE, INC. sckt · Entity 8279 | ConversionCommon | 494 | $1.04 | $513.76 |
DisclosureSEC source: 0000944075-19-000029 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:21 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 20,000 | $0.00 Strike: $1.90 | $0.00 |
DisclosureSEC source: 0000944075-19-000006 · primary_doc.xml · derivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,812 Underlying: Common · 20,000 shares Expires 2029-02-15 F1 · derivative.exercise_date: Vests monthly over 48 months commencing 3/1/2019. Read SEC document |
| May 02, 2018 Filed May 4, 2018 17:20 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 13,500 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0000944075-18-000016 · primary_doc.xml · derivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,812 Underlying: Common · 13,500 shares Expires 2028-05-01 F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 500 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0000944075-17-000034 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · VP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,312 Underlying: Common · 500 shares Expires 2020-07-01 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon | 500 | $4.50 | $2,250.00 |
DisclosureSEC source: 0000944075-17-000034 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · VP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 F1 · shares: Automatic 10b5-1 Plan transaction. Plan dated 3/31/2017. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:53 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 500 | $3.04 | $1,520.00 |
DisclosureSEC source: 0000944075-17-000034 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 17:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 500 | $0.00 Strike: $3.04 | $0.00 |
DisclosureSEC source: 0000944075-17-000028 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,812 Underlying: Common · 500 shares Expires 2020-07-01 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 17:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon | 500 | $4.50 | $2,250.00 |
DisclosureSEC source: 0000944075-17-000028 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 F1 · shares: Automatic 10b5-1 Plan transaction. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 17:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 500 | $3.04 | $1,520.00 |
DisclosureSEC source: 0000944075-17-000028 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 25, 2017 Filed Apr 25, 2017 21:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon | 150 | $4.50 | $675.00 |
DisclosureSEC source: 0000944075-17-000019 · primary_doc.xml · nonDerivative · entry 4 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| April 25, 2017 Filed Apr 25, 2017 21:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 150 | $2.74 | $411.00 |
DisclosureSEC source: 0000944075-17-000019 · primary_doc.xml · nonDerivative · entry 3 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Automatic 10b5-1 Plan transactions. Read SEC document |
| April 20, 2017 Filed Apr 25, 2017 21:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 150 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0000944075-17-000019 · primary_doc.xml · derivative · entry 6 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,312 Underlying: Common · 150 shares Expires 2020-06-01 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| April 20, 2017 Filed Apr 25, 2017 21:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 500 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0000944075-17-000019 · primary_doc.xml · derivative · entry 5 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,462 Underlying: Common · 500 shares Expires 2020-06-01 F2 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| April 20, 2017 Filed Apr 25, 2017 21:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon | 500 | $4.30 | $2,150.00 |
DisclosureSEC source: 0000944075-17-000019 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| April 20, 2017 Filed Apr 25, 2017 21:34 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 500 | $2.74 | $1,370.00 |
DisclosureSEC source: 0000944075-17-000019 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Automatic 10b5-1 Plan transactions. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 21:24 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 200 | $0.00 Strike: $2.74 | $0.00 |
DisclosureSEC source: 0000944075-17-000017 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,962 Underlying: Common · 200 shares Expires 2020-06-01 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 21:24 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon | 200 | $4.30 | $860.00 |
DisclosureSEC source: 0000944075-17-000017 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 21:24 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 200 | $2.74 | $548.00 |
DisclosureSEC source: 0000944075-17-000017 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 19:28 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 1,522 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0000944075-17-000016 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,162 Underlying: Common · 1,522 shares Expires 2020-07-01 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 19:28 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon | 1,522 | $4.24 | $6,453.28 |
DisclosureSEC source: 0000944075-17-000016 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 19:28 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 1,522 | $2.92 | $4,444.24 |
DisclosureSEC source: 0000944075-17-000016 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 17:19 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 11,544 | $0.00 Strike: $2.90 | $0.00 |
DisclosureSEC source: 0000944075-17-000010 · primary_doc.xml · derivative · entry 6 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,684 Underlying: Common · 11,544 shares Expires 2020-07-01 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 17:19 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon | 11,544 | $4.32 | $49,870.08 |
DisclosureSEC source: 0000944075-17-000010 · primary_doc.xml · nonDerivative · entry 4 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 17:19 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 11,544 | $2.90 | $33,477.60 |
DisclosureSEC source: 0000944075-17-000010 · primary_doc.xml · nonDerivative · entry 3 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 17:55 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon stock option · Derivative | 12,000 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0000944075-17-000011 · primary_doc.xml · derivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,162 Underlying: Common · 12,000 shares Expires 2027-04-03 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:19 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 3,211 | $0.00 Strike: $2.95 | $0.00 |
DisclosureSEC source: 0000944075-17-000010 · primary_doc.xml · derivative · entry 5 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,228 Underlying: Common · 3,211 shares Expires 2020-07-01 F1 · derivative.exercise_date: Vests monthly over 48 months Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:19 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon | 3,211 | $4.17 | $13,389.87 |
DisclosureSEC source: 0000944075-17-000010 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:19 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | ConversionCommon | 3,211 | $2.95 | $9,472.45 |
DisclosureSEC source: 0000944075-17-000010 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · VP Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 19:44 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 11 | $3.04 Strike: $3.04 | $33.44 |
DisclosureSEC source: 0000944075-17-000004 · primary_doc.xml · derivative · entry 6 OTT LEONARD L · CIK 0001192169 · VP Engineering $ CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,439 Underlying: Common · 11 shares Expires 2020-07-01 F1 · derivative.exercise_date: Monthly vesting Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.