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OTT LEONARD L

Disclosed activity across 1 company

Tapewire entity
20093
SEC CIK
0001192169

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
SOCKET MOBILE, INC.SCKT · Entity 8279Chief Information OfficerAugust 21, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

SOCKET MOBILE, INC.

Report date August 21, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect138,169 Reported balance After 2026-08-21 transaction · row 1
1 source row

Row 1 · 2026-08-21 · Grant · Acquired 23,833 · Balance 138,169

F1: The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2017 Filed Mar 2, 2017 19:44 UTC SOCKET MOBILE, INC. SCKT · Entity 8279 Disposition to issuerCommon 11 $4.10 $45.10
Disclosure

SEC source: 0000944075-17-000004 · primary_doc.xml · nonDerivative · entry 4

OTT LEONARD L · CIK 0001192169 · VP Engineering $ CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440

Read SEC document
February 28, 2017 Filed Mar 2, 2017 19:44 UTC SOCKET MOBILE, INC. SCKT · Entity 8279 ConversionCommon 11 $3.04 $33.44
Disclosure

SEC source: 0000944075-17-000004 · primary_doc.xml · nonDerivative · entry 3

OTT LEONARD L · CIK 0001192169 · VP Engineering $ CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2017 Filed Mar 2, 2017 19:44 UTC SOCKET MOBILE, INC. SCKT · Entity 8279 OtherCommon stock option · Derivative 4,637 $2.74 Strike: $2.74 $12,705.38
Disclosure

SEC source: 0000944075-17-000004 · primary_doc.xml · derivative · entry 5

OTT LEONARD L · CIK 0001192169 · VP Engineering $ CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,450

Underlying: Common · 4,637 shares

Expires 2020-06-01

F1 · derivative.exercise_date: Monthly vesting

Read SEC document
February 27, 2017 Filed Mar 2, 2017 19:44 UTC SOCKET MOBILE, INC. SCKT · Entity 8279 Disposition to issuerCommon 4,637 $4.32 $20,016.54
Disclosure

SEC source: 0000944075-17-000004 · primary_doc.xml · nonDerivative · entry 2

OTT LEONARD L · CIK 0001192169 · VP Engineering $ CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,440

Read SEC document
February 27, 2017 Filed Mar 2, 2017 19:44 UTC SOCKET MOBILE, INC. SCKT · Entity 8279 ConversionCommon 4,637 $2.74 $12,705.38
Disclosure

SEC source: 0000944075-17-000004 · primary_doc.xml · nonDerivative · entry 1

OTT LEONARD L · CIK 0001192169 · VP Engineering $ CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.