Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SOCKET MOBILE, INC.SCKT · Entity 8279 | Chief Information Officer | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SOCKET MOBILE, INC.
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 138,169 |
Reported balance
After 2026-08-21 transaction · row 1
1 source rowRow 1 · 2026-08-21 · Grant · Acquired 23,833 · Balance 138,169 F1: The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2026 Filed Aug 25, 2026 20:55 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 23,833 | $1.00 | $23,833.00 |
DisclosureSEC source: 0000944075-26-000069 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,169 F1 · kind: The Board approved issuing common stock to executives in lieu of voluntary compensation reductions for Q3 and Q4. The grant ratio was established at one share per $1.00 of reduced compensation, rather than applying the closing market price of $0.67 per share. The granted shares will vest 50% on January 1, 2027, and 50% on January 1, 2028, subject to continued service through each applicable vesting date. Read SEC document |
| February 27, 2026 Filed Mar 3, 2026 21:31 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock Option · Derivative | 21,900 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0000944075-26-000011 · primary_doc.xml · derivative · entry 1 OTT LEONARD L · CIK 0001192169 · Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,850 Underlying: Common · 21,900 shares Expires 2036-02-27 F1 · shares: Represents repayment of 2025 voluntary compensation deductions through the grant of stock options with an exercise price of $1.00 per share. The options vest in equal monthly installments over a four-year period commencing February 27, 2026. F2 · derivative.exercise_date: Vests monthly over a 4-year period commencing February 27, 2026. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 00:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 18,900 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-25-000003 · primary_doc.xml · nonDerivative · entry 3 OTT LEONARD L · CIK 0001192169 · Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,084 F3 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2026, 20% on February 1, 2027, 25% on February 1, 2028, and 40% on February 1, 2029. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 00:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 16,960 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-25-000003 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,184 F2 · kind: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee, with the shares vesting immediately on 2/1/2025. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 00:41 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Disposition to issuerCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-25-000003 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · Chief Information Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,224 F1 · kind: This award of restricted shares of common stock and performance-based restricted shares of common stock was granted on May 3, 2022. The unvested restricted shares of common stock subject to this award were cancelled. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 68,950 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0000944075-24-000045 · primary_doc.xml · derivative · entry 4 OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,950 Underlying: Common · 68,950 shares Expires 2034-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 43,450 | $0.00 Strike: $2.32 | $0.00 |
DisclosureSEC source: 0000944075-24-000045 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Common · 43,450 shares Expires 2024-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 13,500 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0000944075-24-000045 · primary_doc.xml · derivative · entry 2 OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,450 Underlying: Common · 13,500 shares Expires 2024-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| June 25, 2024 Filed Jun 26, 2024 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon Stock Option · Derivative | 12,000 | $0.00 Strike: $4.22 | $0.00 |
DisclosureSEC source: 0000944075-24-000045 · primary_doc.xml · derivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,950 Underlying: Common · 12,000 shares Expires 2024-06-25 F1 · derivative.exercise_date: Swap of stock option grants pursuant to a shareholder approved tender offer. New option vests monthly over 48 months commencing 6/25/2024. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 20:38 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-24-000010 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,224 F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2025, 20% on February 1, 2026, 25% on February 1, 2027, and 40% on February 1, 2028. Read SEC document |
| March 01, 2023 Filed Mar 2, 2023 22:03 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Tax withholdingCommon Stock | 1,496 | $2.11 | $3,156.56 |
DisclosureSEC source: 0000944075-23-000012 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,640 F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Ott and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Ott resulting from the vesting of Restricted Stocks. Mr. Ott did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 21:28 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 22,326 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-23-000009 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,136 F1 · shares: Grant of restricted shares of Socket Mobile, Inc. Common Stock under 2004 Equity Incentive Plan was approved by the Board Compensation Committee. The shares are subject to vesting 15% on February 1, 2024, 20% on February 1, 2025, 25% on February 1, 2026, and 40% on February 1, 2027. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 22:14 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Tax withholdingCommon stock | 2,106 | $2.37 | $4,991.22 |
DisclosureSEC source: 0000944075-23-000005 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,810 F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Ott and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Ott resulting from the vesting of Restricted Stocks. Mr. Ott did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| May 03, 2022 Filed May 4, 2022 20:40 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-22-000028 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,916 F1 · shares: Vesting of restricted shares of Socket Mobile, Inc. Common Stock is subject to achievement of the milestones within 3 years. Unvested shares will be cancelled after May 3, 2025. Recipient earns 30% of granted shares when 12 trailing months (TTM) EBITDA exceeds $5.0M, and the earned shares will vest on May 3, 2023 or the earned date, whichever date comes later. Recipient earns additional 30% of granted shares when 12 trailing months (TTM) EBITDA exceeds $6.0M, and the earned shares will vest on May 3, 2024 or the earned date, whichever date comes later. Recipient earns the final 40% of granted shares when 12 trailing months (TTM) EBITDA exceeds $7.0M, and the earned shares will vest on May 3, 2025 or the earned date, whichever date comes later. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 21:17 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Tax withholdingCommon Stock | 967 | $3.93 | $3,800.31 |
DisclosureSEC source: 0000944075-22-000014 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,336 F1 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Ott and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Ott resulting from the vesting of Restricted Stocks. Mr. Ott did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:15 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Tax withholdingCommon Stock | 870 | $3.77 | $3,279.90 |
DisclosureSEC source: 0000944075-22-000005 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,303 F2 · shares: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Ott and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Ott resulting from the vesting of Restricted Stocks. Mr. Ott did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 22:15 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | GrantCommon Stock | 12,100 | $0.00 | $0.00 |
DisclosureSEC source: 0000944075-22-000005 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,173 F1 · shares: Restricted shares of Socket Mobile, Inc. Common Stock subject to vesting 15% after year one, 20% after year two, 25% after year three, and final 40% after year four, granted under the 2004 Plan. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 21:11 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 274 | $14.07 | $3,855.18 |
DisclosureSEC source: 0000944075-21-000058 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,073 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021 for the period of 5/17/2021 to 11/30/2021. Read SEC document |
| July 23, 2021 Filed Jul 27, 2021 21:11 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 466 | $14.00 | $6,524.00 |
DisclosureSEC source: 0000944075-21-000058 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,347 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021 for the period of 5/17/2021 to 11/30/2021. Read SEC document |
| May 17, 2021 Filed May 18, 2021 22:37 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 740 | $4.91 | $3,633.40 |
DisclosureSEC source: 0000944075-21-000045 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,813 Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:10 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Tax withholdingCommon Stock | 770 | $10.65 | $8,200.50 |
DisclosureSEC source: 0000944075-21-000017 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering & CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,553 F1 · kind: Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by Mr. Ott and cancelled by Socket Mobile Inc. in exchange for Socket Mobile's agreement to pay federal and state tax withholding obligations of Mr. Ott resulting from the vesting of Restricted Stocks. Mr. Ott did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:42 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 4,375 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-21-000011 · primary_doc.xml · derivative · entry 4 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,950 Underlying: Common · 4,375 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:42 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 4,375 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-21-000011 · primary_doc.xml · derivative · entry 3 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,325 Underlying: Common · 4,375 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:42 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 4,375 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-21-000011 · primary_doc.xml · derivative · entry 2 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,700 Underlying: Common · 4,375 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:42 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 4,375 | $0.00 Strike: $2.75 | $0.00 |
DisclosureSEC source: 0000944075-21-000011 · primary_doc.xml · derivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,075 Underlying: Common · 4,375 shares Expires 2026-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 3,500 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 25 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,450 Underlying: Common · 3,500 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 4,250 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 24 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,950 Underlying: Common · 4,250 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 3,500 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 23 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,200 Underlying: Common · 3,500 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 3,500 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 22 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,700 Underlying: Common · 3,500 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 3,500 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 21 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,200 Underlying: Common · 3,500 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 3,500 | $0.00 Strike: $2.27 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 20 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,700 Underlying: Common · 3,500 shares Expires 2025-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 4,250 | $0.00 Strike: $2.36 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 19 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,200 Underlying: Common · 4,250 shares Expires 2022-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 4,942 | $0.00 Strike: $1.04 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 18 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,450 Underlying: Common · 4,942 shares Expires 2023-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | OtherCommon stock option · Derivative | 3,500 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 17 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,392 Underlying: Common · 3,500 shares Expires 2024-03-03 F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon stock option · Derivative | 3,500 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · derivative · entry 16 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,892 Underlying: Common · 3,500 shares Expires 2024-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Vests monthly over 48 months. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | SaleCommon Stock | 55,442 | $9.93 | $550,539.06 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 15 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,323 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 11/25/2020 for the period of 11/30/2020 to 11/30/2021. F2 · price: The sale price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.82 to $10.23, inclusive. The reporting person undertakes to provide to Socket Mobile Inc., any shareholder of Socket Mobile Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 4,375 | $2.75 | $12,031.25 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 14 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 4,375 | $2.75 | $12,031.25 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 13 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,390 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 4,375 | $2.75 | $12,031.25 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 12 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 4,375 | $2.75 | $12,031.25 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 11 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,640 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 3,500 | $0.95 | $3,325.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 10 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 4,250 | $2.27 | $9,647.50 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 9 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 3,500 | $2.27 | $7,945.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 8 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 3,500 | $2.27 | $7,945.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 7 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 3,500 | $2.27 | $7,945.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 6 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 3,500 | $2.27 | $7,945.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 5 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 4,250 | $2.36 | $10,030.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 4 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 4,942 | $1.04 | $5,139.68 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 3 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 3,500 | $0.95 | $3,325.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 2 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 22:30 UTC | SOCKET MOBILE, INC. SCKT · Entity 8279 | Exercise / conversionCommon Stock | 3,500 | $0.95 | $3,325.00 |
DisclosureSEC source: 0000944075-21-000010 · primary_doc.xml · nonDerivative · entry 1 OTT LEONARD L · CIK 0001192169 · EVP of Engineering and CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,823 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.