Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Rubrik, Inc.RBRK · Entity 2594 | Chief Financial Officer | September 15, 2026 | September 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Rubrik, Inc.
Report date September 15, 2026 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 958,078 |
Ending reported balance
After 2026-09-17 transaction · row 12
12 source rows · reconciled sequenceRow 1 · 2026-09-15 · Conversion · Acquired 4,000 · Balance 982,073 Row 2 · 2026-09-15 · Sale · Disposed 1,100 · Balance 980,973 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.55 to $99.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 3 · 2026-09-15 · Sale · Disposed 586 · Balance 980,387 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026. F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.88 to $100.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 4 · 2026-09-15 · Sale · Disposed 1,214 · Balance 979,173 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026. F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.09 to $101.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 5 · 2026-09-15 · Sale · Disposed 700 · Balance 978,473 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026. F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.16 to $103.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 6 · 2026-09-15 · Sale · Disposed 400 · Balance 978,073 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026. F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.46 to $103.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 7 · 2026-09-15 · Tax withholding · Disposed 13,995 · Balance 964,078 Row 8 · 2026-09-17 · Sale · Disposed 200 · Balance 963,878 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026. Row 9 · 2026-09-17 · Sale · Disposed 200 · Balance 963,678 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026. Row 10 · 2026-09-17 · Sale · Disposed 300 · Balance 963,378 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026. F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.66 to $106.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 11 · 2026-09-17 · Sale · Disposed 2,728 · Balance 960,650 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026. F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.83 to $107.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Row 12 · 2026-09-17 · Sale · Disposed 2,572 · Balance 958,078 F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026. F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.84 to $108.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.99 · Expires 2028-09-17 | Direct | 11,450 |
Reported balance
After 2026-09-15 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2026-09-15 · Exercise / conversion · Disposed 4,000 · Balance 11,450 F10: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 4,000 |
Reported balance
After 2026-09-15 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2026-09-15 · Exercise / conversion · Acquired 4,000 · Balance 4,000 F11: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-09-15 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2026-09-15 · Conversion · Disposed 4,000 · Balance 0 F11: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.55 to $99.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.88 to $100.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.09 to $101.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.16 to $103.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.46 to $103.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.66 to $106.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.83 to $107.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.84 to $108.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
F10: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.
F11: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 26, 2024 Filed Nov 27, 2024 23:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001415889-24-027901 · form4-11272024_061101.xml · derivative · entry 4 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 91,450 Underlying: Class B Common Stock · 1,000 shares Expires 2028-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 23:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 150 | $51.00 | $7,650.00 |
DisclosureSEC source: 0001415889-24-027901 · form4-11272024_061101.xml · nonDerivative · entry 3 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 373,760 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.96 to $51.02 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 23:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,650 | $50.32 | $83,028.00 |
DisclosureSEC source: 0001415889-24-027901 · form4-11272024_061101.xml · nonDerivative · entry 2 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 373,910 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.96 to $50.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| November 26, 2024 Filed Nov 27, 2024 23:30 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-027901 · form4-11272024_061101.xml · nonDerivative · entry 1 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 375,560 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 22, 2024 Filed Nov 23, 2024 02:10 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 10,000 | $50.31 | $503,100.00 |
DisclosureSEC source: 0001415889-24-027593 · form4-11232024_021146.xml · nonDerivative · entry 3 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 374,560 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.00 to $50.76 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| November 20, 2024 Filed Nov 23, 2024 02:10 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-027593 · form4-11232024_021146.xml · derivative · entry 6 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 20, 2024 Filed Nov 23, 2024 02:10 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-027593 · form4-11232024_021146.xml · derivative · entry 5 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 20, 2024 Filed Nov 23, 2024 02:10 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001415889-24-027593 · form4-11232024_021146.xml · derivative · entry 4 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 92,450 Underlying: Class B Common Stock · 1,000 shares Expires 2028-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter. Read SEC document |
| November 20, 2024 Filed Nov 23, 2024 02:10 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,800 | $45.00 | $81,000.00 |
DisclosureSEC source: 0001415889-24-027593 · form4-11232024_021146.xml · nonDerivative · entry 2 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 384,560 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 Read SEC document |
| November 20, 2024 Filed Nov 23, 2024 02:10 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-027593 · form4-11232024_021146.xml · nonDerivative · entry 1 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 386,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 22:29 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,600 | $44.77 | $161,172.00 |
DisclosureSEC source: 0001415889-24-027115 · form4-11182024_101150.xml · nonDerivative · entry 2 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 385,360 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.64 to $44.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| November 14, 2024 Filed Nov 18, 2024 22:29 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 6,400 | $44.32 | $283,648.00 |
DisclosureSEC source: 0001415889-24-027115 · form4-11182024_101150.xml · nonDerivative · entry 1 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 388,960 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.60 to $44.58 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| November 12, 2024 Filed Nov 12, 2024 23:34 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-026647 · form4-11122024_111134.xml · derivative · entry 7 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 12, 2024 Filed Nov 12, 2024 23:34 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-026647 · form4-11122024_111134.xml · derivative · entry 6 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 12, 2024 Filed Nov 12, 2024 23:34 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001415889-24-026647 · form4-11122024_111134.xml · derivative · entry 5 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 93,450 Underlying: Class B Common Stock · 1,000 shares Expires 2028-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter. Read SEC document |
| November 12, 2024 Filed Nov 12, 2024 23:34 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,800 | $43.95 | $79,110.00 |
DisclosureSEC source: 0001415889-24-026647 · form4-11122024_111134.xml · nonDerivative · entry 4 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 395,360 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 Read SEC document |
| November 12, 2024 Filed Nov 12, 2024 23:34 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-026647 · form4-11122024_111134.xml · nonDerivative · entry 3 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 397,160 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2024 Filed Nov 12, 2024 23:34 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,670 | $45.07 | $120,336.90 |
DisclosureSEC source: 0001415889-24-026647 · form4-11122024_111134.xml · nonDerivative · entry 2 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 396,160 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.14 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| November 08, 2024 Filed Nov 12, 2024 23:34 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 7,330 | $45.04 | $330,143.20 |
DisclosureSEC source: 0001415889-24-026647 · form4-11122024_111134.xml · nonDerivative · entry 1 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 398,830 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.07 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:08 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-026426 · form4-11082024_091111.xml · derivative · entry 10 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:08 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-026426 · form4-11082024_091111.xml · derivative · entry 9 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:08 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001415889-24-026426 · form4-11082024_091111.xml · derivative · entry 8 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 94,450 Underlying: Class B Common Stock · 1,000 shares Expires 2028-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:08 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,800 | $43.15 | $77,670.00 |
DisclosureSEC source: 0001415889-24-026426 · form4-11082024_091111.xml · nonDerivative · entry 4 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 406,160 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.98 to $43.83 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| November 06, 2024 Filed Nov 8, 2024 21:08 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-026426 · form4-11082024_091111.xml · nonDerivative · entry 3 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 407,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 31, 2024 Filed Nov 5, 2024 22:43 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,200 | $42.41 | $50,892.00 |
DisclosureSEC source: 0001415889-24-026185 · form4-11052024_101155.xml · nonDerivative · entry 2 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 417,760 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.28 to $42.63 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 31, 2024 Filed Nov 5, 2024 22:43 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 3,300 | $41.84 | $138,072.00 |
DisclosureSEC source: 0001415889-24-026185 · form4-11052024_101155.xml · nonDerivative · entry 1 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 418,960 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.26 to $42.20 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 29, 2024 Filed Oct 30, 2024 01:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-025719 · form4-10302024_011024.xml · derivative · entry 8 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| October 29, 2024 Filed Oct 30, 2024 01:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-025719 · form4-10302024_011024.xml · derivative · entry 7 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| October 29, 2024 Filed Oct 30, 2024 01:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001415889-24-025719 · form4-10302024_011024.xml · derivative · entry 6 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 96,450 Underlying: Class B Common Stock · 1,000 shares Expires 2028-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter. Read SEC document |
| October 29, 2024 Filed Oct 30, 2024 01:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,800 | $41.07 | $73,926.00 |
DisclosureSEC source: 0001415889-24-025719 · form4-10302024_011024.xml · nonDerivative · entry 5 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 422,260 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 Read SEC document |
| October 29, 2024 Filed Oct 30, 2024 01:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-025719 · form4-10302024_011024.xml · nonDerivative · entry 4 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 424,060 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2024 Filed Oct 30, 2024 01:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,500 | $39.40 | $59,100.00 |
DisclosureSEC source: 0001415889-24-025719 · form4-10302024_011024.xml · nonDerivative · entry 3 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 423,060 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 Read SEC document |
| October 25, 2024 Filed Oct 30, 2024 01:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 1,274 | $40.40 | $51,469.60 |
DisclosureSEC source: 0001415889-24-025719 · form4-10302024_011024.xml · nonDerivative · entry 2 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 424,560 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.28 to $40.69 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 25, 2024 Filed Oct 30, 2024 01:15 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 12,726 | $39.75 | $505,858.50 |
DisclosureSEC source: 0001415889-24-025719 · form4-10302024_011024.xml · nonDerivative · entry 1 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 425,834 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.28 to $40.26 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 22, 2024 Filed Nov 8, 2024 21:08 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-026426 · form4-11082024_091111.xml · derivative · entry 7 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| October 22, 2024 Filed Nov 8, 2024 21:08 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-026426 · form4-11082024_091111.xml · derivative · entry 6 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F7 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| October 22, 2024 Filed Nov 8, 2024 21:08 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001415889-24-026426 · form4-11082024_091111.xml · derivative · entry 5 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 95,450 Underlying: Class B Common Stock · 1,000 shares Expires 2028-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter. F6 · balance_after: Due to an administrative error, the previous Form 4 filed on October 29, 2024 inadvertently overstated the Reporting Person's shares subject to outstanding stock options by 1,000 shares, which were exercised on October 22, 2024 and reported on this Form 4. The total number of shares subject to outstanding stock options held by the Reporting Person has been updated on this Form 4. Read SEC document |
| October 22, 2024 Filed Nov 8, 2024 21:08 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 11,800 | $38.49 | $454,182.00 |
DisclosureSEC source: 0001415889-24-026426 · form4-11082024_091111.xml · nonDerivative · entry 2 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 406,960 F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.86 to $38.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. F1 · balance_after: Due to an administrative error, the previous Forms 4 filed on October 29, 2024, and November 5, 2024, inadvertently overstated the Reporting Person's Class A common stock by 10,800 shares, which were sold on October 22, 2024 and reported on this Form 4. The total number of shares held by the Reporting Person has been updated on this Form 4. Read SEC document |
| October 22, 2024 Filed Nov 8, 2024 21:08 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-026426 · form4-11082024_091111.xml · nonDerivative · entry 1 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 418,760 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Due to an administrative error, the previous Forms 4 filed on October 29, 2024, and November 5, 2024, inadvertently overstated the Reporting Person's Class A common stock by 10,800 shares, which were sold on October 22, 2024 and reported on this Form 4. The total number of shares held by the Reporting Person has been updated on this Form 4. Read SEC document |
| October 17, 2024 Filed Oct 21, 2024 21:29 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 7,583 | $40.14 | $304,381.62 |
DisclosureSEC source: 0001415889-24-025463 · form4-10212024_091009.xml · nonDerivative · entry 1 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 438,560 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.43 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 15, 2024 Filed Oct 17, 2024 00:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 2,417 | $40.00 | $96,680.00 |
DisclosureSEC source: 0001415889-24-025238 · form4-10172024_121022.xml · nonDerivative · entry 3 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 446,143 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 Read SEC document |
| October 14, 2024 Filed Oct 17, 2024 00:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-025238 · form4-10172024_121022.xml · derivative · entry 6 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| October 14, 2024 Filed Oct 17, 2024 00:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-025238 · form4-10172024_121022.xml · derivative · entry 5 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,000 Underlying: Class A Common Stock · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F4 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| October 14, 2024 Filed Oct 17, 2024 00:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionStock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001415889-24-025238 · form4-10172024_121022.xml · derivative · entry 4 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 97,450 Underlying: Class B Common Stock · 1,000 shares Expires 2028-09-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter. Read SEC document |
| October 14, 2024 Filed Oct 17, 2024 00:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | SaleClass A Common Stock | 45,800 | $39.22 | $1,796,276.00 |
DisclosureSEC source: 0001415889-24-025238 · form4-10172024_121022.xml · nonDerivative · entry 2 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 448,560 F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.96 to $39.69 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote. Read SEC document |
| October 14, 2024 Filed Oct 17, 2024 00:00 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass A Common Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-025238 · form4-10172024_121022.xml · nonDerivative · entry 1 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 494,360 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 26, 2024 Filed Oct 1, 2024 00:38 UTC | Rubrik, Inc. RBRK · Entity 2594 | ConversionClass B Common Stock · Derivative | 101,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-024118 · form4-10012024_121052.xml · derivative · entry 6 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 101,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| September 26, 2024 Filed Oct 1, 2024 00:38 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionClass B Common Stock · Derivative | 101,875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-024118 · form4-10012024_121052.xml · derivative · entry 5 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 101,875 Underlying: Class A Common Stock · 101,875 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. F6 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock. Read SEC document |
| September 26, 2024 Filed Oct 1, 2024 00:38 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 14,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-024118 · form4-10012024_121052.xml · derivative · entry 4 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,125 Underlying: Class B Common Stock · 14,375 shares Expires 2029-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F5 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
| September 26, 2024 Filed Oct 1, 2024 00:38 UTC | Rubrik, Inc. RBRK · Entity 2594 | Exercise / conversionRestricted Stock Units · Derivative | 87,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-024118 · form4-10012024_121052.xml · derivative · entry 3 Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 87,500 shares Expires 2027-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock. F4 · derivative.exercise_date: The shares of Class B Common Stock are to be acquired upon the vesting of an RSU award previously granted to the Reporting Person. The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on December 15, 2020, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.