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Choudary Kiran Kumar

Disclosed activity across 1 company

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19978
SEC CIK
0002020220

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Rubrik, Inc.RBRK · Entity 2594Chief Financial OfficerSeptember 15, 2026September 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Rubrik, Inc.

Report date September 15, 2026 · Filed September 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect958,078 Ending reported balance After 2026-09-17 transaction · row 12
12 source rows · reconciled sequence

Row 1 · 2026-09-15 · Conversion · Acquired 4,000 · Balance 982,073

Row 2 · 2026-09-15 · Sale · Disposed 1,100 · Balance 980,973

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.55 to $99.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 3 · 2026-09-15 · Sale · Disposed 586 · Balance 980,387

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.88 to $100.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 4 · 2026-09-15 · Sale · Disposed 1,214 · Balance 979,173

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.09 to $101.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 5 · 2026-09-15 · Sale · Disposed 700 · Balance 978,473

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.16 to $103.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 6 · 2026-09-15 · Sale · Disposed 400 · Balance 978,073

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.46 to $103.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 7 · 2026-09-15 · Tax withholding · Disposed 13,995 · Balance 964,078

Row 8 · 2026-09-17 · Sale · Disposed 200 · Balance 963,878

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026.

Row 9 · 2026-09-17 · Sale · Disposed 200 · Balance 963,678

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026.

Row 10 · 2026-09-17 · Sale · Disposed 300 · Balance 963,378

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026.

F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.66 to $106.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 11 · 2026-09-17 · Sale · Disposed 2,728 · Balance 960,650

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026.

F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.83 to $107.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Row 12 · 2026-09-17 · Sale · Disposed 2,572 · Balance 958,078

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026.

F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.84 to $108.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.99 · Expires 2028-09-17Direct11,450 Reported balance After 2026-09-15 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2026-09-15 · Exercise / conversion · Disposed 4,000 · Balance 11,450

F10: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

Class B Common StockSEC Table II · derivative / convertible securityDirect4,000 Reported balance After 2026-09-15 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2026-09-15 · Exercise / conversion · Acquired 4,000 · Balance 4,000

F11: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-09-15 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2026-09-15 · Conversion · Disposed 4,000 · Balance 0

F11: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted April 15, 2026.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.55 to $99.42 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.88 to $100.53 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.09 to $101.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F5: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.16 to $103.13 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F6: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.46 to $103.52 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F7: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.66 to $106.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F8: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.83 to $107.82 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F9: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.84 to $108.34 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

F10: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

F11: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 21, 2025 Filed Mar 25, 2025 23:21 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 159,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-25-008970 · form4-03252025_110326.xml · derivative · entry 6

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,688

Underlying: Class A Common Stock · 159,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F7 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F7 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F7 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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March 21, 2025 Filed Mar 25, 2025 23:21 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionRestricted Stock Units · Derivative 27,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008970 · form4-03252025_110326.xml · derivative · entry 5

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,500

Underlying: Class B Common Stock · 27,500 shares

Expires 2031-03-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock.

F6 · derivative.exercise_date: The RSUs shall vest as follows: 10% of the shares subject to the RSU vest on March 15, 2025, 20% of the shares subject to the RSU vest on March 15, 2026, 35% of the shares subject to the RSU vest on March 15, 2027, and 35% of the shares subject to the RSU vest on March 15, 2028, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).

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March 21, 2025 Filed Mar 25, 2025 23:21 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionRestricted Stock Units · Derivative 125,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008970 · form4-03252025_110326.xml · derivative · entry 4

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Class B Common Stock · 125,000 shares

Expires 2030-03-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock.

F5 · derivative.exercise_date: The RSUs shall vest as follows: 75,000 shares subject to the RSU vested on March 15, 2024, 125,000 shares subject to the RSU vest on March 15, 2025, 150,000 shares vest on March 15, 2026, and 200,000 shares vest on March 15, 2027, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).

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March 21, 2025 Filed Mar 25, 2025 23:21 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionRestricted Stock Units · Derivative 7,188 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008970 · form4-03252025_110326.xml · derivative · entry 3

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,750

Underlying: Class B Common Stock · 7,188 shares

Expires 2029-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock.

F4 · derivative.exercise_date: The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).

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March 21, 2025 Filed Mar 25, 2025 23:21 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 87,971 $70.04 $6,161,858.32
Disclosure

SEC source: 0001415889-25-008970 · form4-03252025_110326.xml · nonDerivative · entry 2

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 413,458

F2 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

F1 · balance_after: Includes 367 shares purchased through the Issuer's employee stock purchase plan on March 20, 2025.

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March 21, 2025 Filed Mar 25, 2025 23:21 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 159,688 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008970 · form4-03252025_110326.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 501,429

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 367 shares purchased through the Issuer's employee stock purchase plan on March 20, 2025.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 01:15 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001602 · form4-01172025_010113.xml · derivative · entry 5

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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January 15, 2025 Filed Jan 17, 2025 01:15 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001602 · form4-01172025_010113.xml · derivative · entry 4

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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January 15, 2025 Filed Jan 17, 2025 01:15 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001415889-25-001602 · form4-01172025_010113.xml · derivative · entry 3

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 84,450

Underlying: Class B Common Stock · 1,000 shares

Expires 2028-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

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January 15, 2025 Filed Jan 17, 2025 01:15 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 1,800 $66.52 $119,736.00
Disclosure

SEC source: 0001415889-25-001602 · form4-01172025_010113.xml · nonDerivative · entry 2

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 341,374

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024.

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January 15, 2025 Filed Jan 17, 2025 01:15 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001602 · form4-01172025_010113.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 343,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2025 Filed Jan 9, 2025 01:12 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001168 · form4-01092025_010155.xml · derivative · entry 5

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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January 08, 2025 Filed Jan 9, 2025 01:12 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001168 · form4-01092025_010155.xml · derivative · entry 4

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
January 08, 2025 Filed Jan 9, 2025 01:12 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001415889-25-001168 · form4-01092025_010155.xml · derivative · entry 3

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 85,450

Underlying: Class B Common Stock · 1,000 shares

Expires 2028-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

Read SEC document
January 08, 2025 Filed Jan 9, 2025 01:12 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 1,800 $62.60 $112,680.00
Disclosure

SEC source: 0001415889-25-001168 · form4-01092025_010155.xml · nonDerivative · entry 2

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 342,174

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024.

Read SEC document
January 08, 2025 Filed Jan 9, 2025 01:12 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-001168 · form4-01092025_010155.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 343,974

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:37 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000632 · form4-01032025_110106.xml · derivative · entry 5

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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January 02, 2025 Filed Jan 3, 2025 23:37 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000632 · form4-01032025_110106.xml · derivative · entry 4

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:37 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001415889-25-000632 · form4-01032025_110106.xml · derivative · entry 3

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 86,450

Underlying: Class B Common Stock · 1,000 shares

Expires 2028-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:37 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 1,800 $65.72 $118,296.00
Disclosure

SEC source: 0001415889-25-000632 · form4-01032025_110106.xml · nonDerivative · entry 2

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 342,974

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 23:37 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-000632 · form4-01032025_110106.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 344,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2024 Filed Dec 30, 2024 22:00 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030238 · form4-12302024_051201.xml · derivative · entry 6

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
December 27, 2024 Filed Dec 30, 2024 22:00 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030238 · form4-12302024_051201.xml · derivative · entry 5

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
December 27, 2024 Filed Dec 30, 2024 22:00 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001415889-24-030238 · form4-12302024_051201.xml · derivative · entry 4

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 87,450

Underlying: Class B Common Stock · 1,000 shares

Expires 2028-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

Read SEC document
December 27, 2024 Filed Dec 30, 2024 22:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 990 $68.37 $67,686.30
Disclosure

SEC source: 0001415889-24-030238 · form4-12302024_051201.xml · nonDerivative · entry 3

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 343,774

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.12 to $68.65 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
December 27, 2024 Filed Dec 30, 2024 22:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 810 $67.61 $54,764.10
Disclosure

SEC source: 0001415889-24-030238 · form4-12302024_051201.xml · nonDerivative · entry 2

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 344,764

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.09 to $67.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.

Read SEC document
December 27, 2024 Filed Dec 30, 2024 22:00 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-030238 · form4-12302024_051201.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 345,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029930 · form4-12192024_081214.xml · derivative · entry 10

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029930 · form4-12192024_081214.xml · derivative · entry 9

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001415889-24-029930 · form4-12192024_081214.xml · derivative · entry 8

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 88,450

Underlying: Class B Common Stock · 1,000 shares

Expires 2028-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 1,800 $72.70 $130,860.00
Disclosure

SEC source: 0001415889-24-029930 · form4-12192024_081214.xml · nonDerivative · entry 4

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 344,574

F2 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024.

Read SEC document
December 18, 2024 Filed Dec 20, 2024 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029930 · form4-12192024_081214.xml · nonDerivative · entry 3

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 346,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2024 Filed Dec 20, 2024 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 7,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-029930 · form4-12192024_081214.xml · derivative · entry 7

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 7,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
December 17, 2024 Filed Dec 20, 2024 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 7,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-029930 · form4-12192024_081214.xml · derivative · entry 6

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,187

Underlying: Class A Common Stock · 7,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

Read SEC document
December 17, 2024 Filed Dec 20, 2024 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionRestricted Stock Units · Derivative 7,187 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029930 · form4-12192024_081214.xml · derivative · entry 5

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,938

Underlying: Class B Common Stock · 7,187 shares

Expires 2029-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class B Common Stock.

F4 · derivative.exercise_date: The RSUs shall vest as follows: 1/16 of the shares subject to the RSU vested on June 15, 2022, and 1/16 of the shares subject to the RSU vest every quarter thereafter, and a liquidity event-based vesting condition which was satisfied upon the effectiveness of the registration statement on Form S-1 filed by the Issuer in connection with the Issuer's initial public offering, all subject to the Reporting Person continuing to have a Service Relationship (as defined in the Issuer's Amended and Restated 2014 Stock Option and Grant Plan).

Read SEC document
December 17, 2024 Filed Dec 20, 2024 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 3,973 $72.34 $287,403.24
Disclosure

SEC source: 0001415889-24-029930 · form4-12192024_081214.xml · nonDerivative · entry 2

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 345,374

F1 · shares: This sale reported on this Form 4 was effected pursuant to the Issuer's policy requiring sell-to-cover to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs).

Read SEC document
December 17, 2024 Filed Dec 20, 2024 01:00 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 7,187 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029930 · form4-12192024_081214.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 349,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2024 Filed Dec 13, 2024 00:00 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-029176 · form4-12122024_071203.xml · derivative · entry 5

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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December 11, 2024 Filed Dec 13, 2024 00:00 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-029176 · form4-12122024_071203.xml · derivative · entry 4

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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December 11, 2024 Filed Dec 13, 2024 00:00 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001415889-24-029176 · form4-12122024_071203.xml · derivative · entry 3

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,450

Underlying: Class B Common Stock · 1,000 shares

Expires 2028-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

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December 11, 2024 Filed Dec 13, 2024 00:00 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 1,800 $69.70 $125,460.00
Disclosure

SEC source: 0001415889-24-029176 · form4-12122024_071203.xml · nonDerivative · entry 2

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 342,160

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024

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December 11, 2024 Filed Dec 13, 2024 00:00 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-029176 · form4-12122024_071203.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 343,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 06, 2024 Filed Dec 6, 2024 22:59 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 30,000 $65.78 $1,973,400.00
Disclosure

SEC source: 0001415889-24-028546 · form4-12062024_101243.xml · nonDerivative · entry 3

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 342,960

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024

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December 04, 2024 Filed Dec 6, 2024 22:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-028546 · form4-12062024_101243.xml · derivative · entry 6

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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December 04, 2024 Filed Dec 6, 2024 22:59 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-028546 · form4-12062024_101243.xml · derivative · entry 5

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F3 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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December 04, 2024 Filed Dec 6, 2024 22:59 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionStock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $7.99 $0.00
Disclosure

SEC source: 0001415889-24-028546 · form4-12062024_101243.xml · derivative · entry 4

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 90,450

Underlying: Class B Common Stock · 1,000 shares

Expires 2028-09-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 1/4 of the shares subject to the option vested on August 20, 2019, and 1/48 of the shares vested monthly thereafter.

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December 04, 2024 Filed Dec 6, 2024 22:59 UTC Rubrik, Inc. RBRK · Entity 2594 SaleClass A Common Stock 1,800 $51.51 $92,718.00
Disclosure

SEC source: 0001415889-24-028546 · form4-12062024_101243.xml · nonDerivative · entry 2

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 372,960

F1 · kind: This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted July 15, 2024

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December 04, 2024 Filed Dec 6, 2024 22:59 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass A Common Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-028546 · form4-12062024_101243.xml · nonDerivative · entry 1

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 374,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 23:30 UTC Rubrik, Inc. RBRK · Entity 2594 ConversionClass B Common Stock · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027901 · form4-11272024_061101.xml · derivative · entry 6

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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November 26, 2024 Filed Nov 27, 2024 23:30 UTC Rubrik, Inc. RBRK · Entity 2594 Exercise / conversionClass B Common Stock · Derivative 1,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001415889-24-027901 · form4-11272024_061101.xml · derivative · entry 5

Choudary Kiran Kumar · CIK 0002020220 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Class A Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · price: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.exercise_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

F5 · derivative.expiration_date: Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock will also be convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.