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Goerner Frederick C

Disclosed activity across 2 companies

Tapewire entity
19937
SEC CIK
0001429299

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MICROSEMI CORPMSCC · Entity 166236Exec VP Worldwide Sales & MktgMay 29, 2018May 30, 2018
MOBIX LABS, INCMOBX · Entity 7651DirectorSeptember 14, 2026September 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MICROSEMI CORP

Report date May 29, 2018 · Filed May 30, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Microsemi Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-05-29 transaction · row 1
1 source row

Row 1 · 2018-05-29 · Disposition to issuer · Disposed 57,262 · Balance 0

F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration").

Microsemi Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-05-29 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-05-29 · Disposition to issuer · Disposed 18,294 · Balance 0

F2: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185.

Filing footnotes · ownership attribution and instrument terms

F1: Shares disposed of pursuant to the Agreement and Plan of Merger by and among Microchip Technology Incorporated ("Microchip") , Maple Acquisition Corporation and Microsemi Corporation (the "Merger Agreement" and, the transaction contemplated therein, the "Merger"), whereby each share of Issuer's common stock was automatically cancelled and converted into the right to an amount equal to $68.78 in cash (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, this Restricted Stock Unit ("RSU") was assumed and converted in the Merger into that number of Microchip RSUs of Microchip common stock equal to the product of (a) this number of RSUs and (b) the "Equity Award Exchange Ratio" obtained by dividing the Merger Consideration of $68.78 by the average closing sales price for a share of Microchip common stock, rounded to the nearest one-tenth of a cent, as reported on Nasdaq for the ten (10) most recent days ending on the last trading day immediately prior to the date on which the Effective Time occurs, calculated as 0.732185.

MOBIX LABS, INC

Report date September 14, 2026 · Filed September 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect238,812 Ending reported balance After 2026-09-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-09-14 · Grant · Acquired 12,255 · Balance 219,711

F1: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on September 30, 2026.

Row 2 · 2026-09-14 · Grant · Acquired 19,101 · Balance 238,812

F2: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on October 1, 2026.

Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $41.80 · Expires 2030-08-10Direct2,000 Reported balance Holding disclosure · report date 2026-09-14 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 2,000

F3: These options are fully vested and exercisable.

Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $68.40 · Expires 2032-04-04Direct13,341 Reported balance Holding disclosure · report date 2026-09-14 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 13,341

F3: These options are fully vested and exercisable.

Filing footnotes · ownership attribution and instrument terms

F1: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on September 30, 2026.

F2: These Restricted Stock Units were granted to the Reporting Person on September 14, 2026 and vest on October 1, 2026.

F3: These options are fully vested and exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 20, 2016 Filed Oct 21, 2016 19:29 UTC MICROSEMI CORP MSCC · Entity 166236 SaleMicrosemi Common Stock 4,659 $37.95 $176,813.71
Disclosure

SEC source: 0000310568-16-000451 · wf-form4_147709254575622.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,644

Read SEC document
October 20, 2016 Filed Dec 12, 2016 20:54 UTC MICROSEMI CORP MSCC · Entity 166236 Exercise / conversionMicrosemi Restricted Stock Units · Derivative 10,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000310568-16-000483 · wf-form4_148159408083140.xml · derivative · entry 7

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,333

Underlying: Microsemi Common Stock · 10,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

F1 · derivative.exercise_date: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

F1 · derivative.expiration_date: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

Read SEC document
October 20, 2016 Filed Dec 12, 2016 20:54 UTC MICROSEMI CORP MSCC · Entity 166236 Exercise / conversionMicrosemi Common Stock 10,334 Not disclosed Not disclosed
Disclosure

SEC source: 0000310568-16-000483 · wf-form4_148159408083140.xml · nonDerivative · entry 2

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

F1 · price: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

Read SEC document
October 17, 2016 Filed Oct 18, 2016 20:21 UTC MICROSEMI CORP MSCC · Entity 166236 SaleMicrosemi Common Stock 3,155 $37.78 $119,206.94
Disclosure

SEC source: 0000310568-16-000449 · wf-form4_147683647335135.xml · nonDerivative · entry 2

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,303

Read SEC document
October 17, 2016 Filed Dec 12, 2016 20:54 UTC MICROSEMI CORP MSCC · Entity 166236 Exercise / conversionMicrosemi Restricted Stock Units · Derivative 8,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000310568-16-000483 · wf-form4_148159408083140.xml · derivative · entry 6

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,667

Underlying: Microsemi Common Stock · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

F1 · derivative.exercise_date: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

F1 · derivative.expiration_date: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

Read SEC document
October 17, 2016 Filed Dec 12, 2016 20:54 UTC MICROSEMI CORP MSCC · Entity 166236 Exercise / conversionMicrosemi Common Stock 8,333 Not disclosed Not disclosed
Disclosure

SEC source: 0000310568-16-000483 · wf-form4_148159408083140.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,977

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

F1 · price: This transaction reports the vesting of awards of restricted stock units and settlement in Microsemi Common Stock on the dates indicated. Each restricted stock unit represents a contingent right to receive one share of Microsemi Common Stock.

Read SEC document
October 10, 2016 Filed Oct 18, 2016 20:21 UTC MICROSEMI CORP MSCC · Entity 166236 SaleMicrosemi Common Stock 3,803 $41.15 $156,486.60
Disclosure

SEC source: 0000310568-16-000449 · wf-form4_147683647335135.xml · nonDerivative · entry 1

Goerner Frederick C · CIK 0001429299 · Exec VP Worldwide Sales & Mktg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,458

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.