Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Robinhood Markets, Inc.HOOD · Entity 584 | Chief Brokerage Officer | September 03, 2026 | September 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Robinhood Markets, Inc.
Report date September 03, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 77,839 |
Ending reported balance
After 2026-09-03 transaction · row 9
9 source rows · reconciled sequenceRow 1 · 2026-09-03 · Sale · Disposed 2,397 · Balance 99,858 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F2: This transaction was executed in multiple trades during the day at prices ranging from $113.24 to $113.42. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 2 · 2026-09-03 · Sale · Disposed 200 · Balance 99,658 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F3: This transaction was executed in multiple trades during the day at prices ranging from $116.10 to $116.46. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 3 · 2026-09-03 · Sale · Disposed 300 · Balance 99,358 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F4: This transaction was executed in multiple trades during the day at prices ranging from $117.27 to $118.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 4 · 2026-09-03 · Sale · Disposed 13,208 · Balance 86,150 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F5: This transaction was executed in multiple trades during the day at prices ranging from $119.07 to $120.01. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 5 · 2026-09-03 · Sale · Disposed 400 · Balance 85,750 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F6: This transaction was executed in multiple trades during the day at prices ranging from $120.21 to $121.01. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 6 · 2026-09-03 · Sale · Disposed 800 · Balance 84,950 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F7: This transaction was executed in multiple trades during the day at prices ranging from $121.32 to $122.12. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 7 · 2026-09-03 · Sale · Disposed 3,599 · Balance 81,351 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F8: This transaction was executed in multiple trades during the day at prices ranging from $122.38 to $123.34. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 8 · 2026-09-03 · Sale · Disposed 2,700 · Balance 78,651 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F9: This transaction was executed in multiple trades during the day at prices ranging from $123.40 to $124.38. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 9 · 2026-09-03 · Sale · Disposed 812 · Balance 77,839 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F10: This transaction was executed in multiple trades during the day at prices ranging from $124.40 to $124.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025
F2: This transaction was executed in multiple trades during the day at prices ranging from $113.24 to $113.42. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F3: This transaction was executed in multiple trades during the day at prices ranging from $116.10 to $116.46. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F4: This transaction was executed in multiple trades during the day at prices ranging from $117.27 to $118.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F5: This transaction was executed in multiple trades during the day at prices ranging from $119.07 to $120.01. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F6: This transaction was executed in multiple trades during the day at prices ranging from $120.21 to $121.01. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F7: This transaction was executed in multiple trades during the day at prices ranging from $121.32 to $122.12. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F8: This transaction was executed in multiple trades during the day at prices ranging from $122.38 to $123.34. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F9: This transaction was executed in multiple trades during the day at prices ranging from $123.40 to $124.38. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F10: This transaction was executed in multiple trades during the day at prices ranging from $124.40 to $124.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TD AMERITRADE HOLDING CORP
Report date October 05, 2020 · Filed October 07, 2020
Section 16 reporting ended · disclosed 2020-10-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-10-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-10-05 · Grant · Acquired 400 · Balance 139,749 Row 2 · 2020-10-06 · Disposition to issuer · Disposed 139,749 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, (i) each outstanding TD Ameritrade time-vesting restricted stock unit award (RSU) (other than those outstanding under the TD Ameritrade Holding Corporation 2006 Directors Incentive Plan, as amended), whether vested or unvested, was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock adjusted based on the Exchange Ratio, and (ii) each outstanding TD Ameritrade performance-vesting restricted stock unit (PSU) was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock determined based on the greater of (x) the actual level of achievement of the applicable performance goals and (y) the target level and adjusted based on the Exchange Ratio. (Continued in footnote 3.) F3: The converted TD Ameritrade RSUs, PSUs and TD Ameritrade Director RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.)
F2: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, (i) each outstanding TD Ameritrade time-vesting restricted stock unit award (RSU) (other than those outstanding under the TD Ameritrade Holding Corporation 2006 Directors Incentive Plan, as amended), whether vested or unvested, was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock adjusted based on the Exchange Ratio, and (ii) each outstanding TD Ameritrade performance-vesting restricted stock unit (PSU) was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock determined based on the greater of (x) the actual level of achievement of the applicable performance goals and (y) the target level and adjusted based on the Exchange Ratio. (Continued in footnote 3.)
F3: The converted TD Ameritrade RSUs, PSUs and TD Ameritrade Director RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2024 Filed Dec 3, 2024 23:44 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 19,861 | $37.54 | $745,581.94 |
DisclosureSEC source: 0001783879-24-000321 · wk-form4_1733269454.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,166 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 44,832 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 23:44 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 44,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000321 · wk-form4_1733269454.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 415,027 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| November 01, 2024 Filed Nov 6, 2024 00:02 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000302 · wk-form4_1730851363.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,014 Underlying: Class A Common Stock · 43,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| November 01, 2024 Filed Nov 6, 2024 00:02 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 19,228 | $23.49 | $451,665.72 |
DisclosureSEC source: 0001783879-24-000302 · wk-form4_1730851363.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 370,195 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| November 01, 2024 Filed Nov 6, 2024 00:02 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 43,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000302 · wk-form4_1730851363.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 389,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| October 08, 2024 Filed Oct 10, 2024 22:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 208,291 | $24.98 | $5,202,942.55 |
DisclosureSEC source: 0001783879-24-000289 · wk-form4_1728599996.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 346,020 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2024. F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $24.96 to $25.04. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:42 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 16,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000257 · wk-form4_1725495804.xml · derivative · entry 5 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,723 Underlying: Class A Common Stock · 16,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:42 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 27,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000257 · wk-form4_1725495804.xml · derivative · entry 4 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,956 Underlying: Class A Common Stock · 27,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:42 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 50,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000257 · wk-form4_1725495804.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:42 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 42,350 | $20.12 | $852,082.00 |
DisclosureSEC source: 0001783879-24-000257 · wk-form4_1725495804.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 554,311 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 95,595 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| September 01, 2024 Filed Sep 5, 2024 00:42 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 95,595 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000257 · wk-form4_1725495804.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 596,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 21:54 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000226 · wk-form4_1722894861.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 260,417 Underlying: Class A Common Stock · 43,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 21:54 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 19,228 | $20.57 | $395,519.96 |
DisclosureSEC source: 0001783879-24-000226 · wk-form4_1722894861.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 501,066 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| August 01, 2024 Filed Aug 5, 2024 21:54 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 43,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000226 · wk-form4_1722894861.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 520,294 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:47 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 16,837 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000171 · wk-form4_1717541218.xml · derivative · entry 5 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,560 Underlying: Class A Common Stock · 16,837 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F5 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F5 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:47 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 27,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000171 · wk-form4_1717541218.xml · derivative · entry 4 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,952 Underlying: Class A Common Stock · 27,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Reflects the total after giving effect to the transaction reported herein and correction of the total reflected on the Form 4 filed on March 5, 2024. F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Reflects the total after giving effect to the transaction reported herein and correction of the total reflected on the Form 4 filed on March 5, 2024. F4 · balance_after: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Reflects the total after giving effect to the transaction reported herein and correction of the total reflected on the Form 4 filed on March 5, 2024. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:47 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 50,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000171 · wk-form4_1717541218.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,762 Underlying: Class A Common Stock · 50,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:47 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 42,349 | $20.90 | $885,094.10 |
DisclosureSEC source: 0001783879-24-000171 · wk-form4_1717541218.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 476,891 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 95,593 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 22:47 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 95,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000171 · wk-form4_1717541218.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 519,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000135 · wk-form4_1714778390.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 303,820 Underlying: Class A Common Stock · 43,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "March 2022 Grant"). One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Due to a scrivener's error, the Form 4 filed on March 5, 2024 by the reporting person mistakenly indicated that 27,996 RSU shares vested on March 1, 2024 pursuant to the March 2022 Grant. In fact, those shares vested on March 1, 2024 pursuant to a different RSU grant that was made on March 22, 2023. No RSU shares subject to the March 2022 Grant vested on March 1, 2024. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "March 2022 Grant"). One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Due to a scrivener's error, the Form 4 filed on March 5, 2024 by the reporting person mistakenly indicated that 27,996 RSU shares vested on March 1, 2024 pursuant to the March 2022 Grant. In fact, those shares vested on March 1, 2024 pursuant to a different RSU grant that was made on March 22, 2023. No RSU shares subject to the March 2022 Grant vested on March 1, 2024. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 19,228 | $16.49 | $317,069.72 |
DisclosureSEC source: 0001783879-24-000135 · wk-form4_1714778390.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 423,647 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,402 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| May 01, 2024 Filed May 3, 2024 23:19 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 43,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000135 · wk-form4_1714778390.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 442,875 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 22:41 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GrantRestricted Stock Units · Derivative | 269,397 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000091 · wk-form4_1711147283.xml · derivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,397 Underlying: Class A Common Stock · 269,397 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 27,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000074 · wk-form4_1709680124.xml · derivative · entry 4 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 319,226 Underlying: Class A Common Stock · 27,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 50,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000074 · wk-form4_1709680124.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,807 Underlying: Class A Common Stock · 50,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan ("the 2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan ("the 2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 30,054 | $16.31 | $490,180.74 |
DisclosureSEC source: 0001783879-24-000074 · wk-form4_1709680124.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 399,473 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 78,758 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 23:08 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 78,758 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000074 · wk-form4_1709680124.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 429,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 23:38 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | SaleClass A Common Stock | 60,895 | $14.43 | $878,544.34 |
DisclosureSEC source: 0001783879-24-000056 · wk-form4_1709077104.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 350,769 F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $14.391 to $14.465. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-24-000039 · wk-form4_1707176079.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 347,222 Underlying: Class A Common Stock · 43,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 13,303 | $10.91 | $145,135.73 |
DisclosureSEC source: 0001783879-24-000039 · wk-form4_1707176079.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 411,664 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| February 01, 2024 Filed Feb 5, 2024 23:34 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 43,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-24-000039 · wk-form4_1707176079.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 424,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:42 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 27,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000287 · wk-form4_1701819764.xml · derivative · entry 4 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 363,943 Underlying: Class A Common Stock · 27,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:42 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 50,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000287 · wk-form4_1701819764.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,285 Underlying: Class A Common Stock · 50,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:42 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 34,890 | $9.32 | $325,174.80 |
DisclosureSEC source: 0001783879-23-000287 · wk-form4_1701819764.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 381,564 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 78,756 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 23:42 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 78,756 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000287 · wk-form4_1701819764.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 416,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 22:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000256 · wk-form4_1699050802.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 390,625 Underlying: Class A Common Stock · 43,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 22:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 19,228 | $9.08 | $174,590.24 |
DisclosureSEC source: 0001783879-23-000256 · wk-form4_1699050802.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,698 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| November 01, 2023 Filed Nov 3, 2023 22:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 43,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000256 · wk-form4_1699050802.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,926 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 27,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000212 · wk-form4_1693951641.xml · derivative · entry 4 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 391,938 Underlying: Class A Common Stock · 27,996 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 50,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000212 · wk-form4_1693951641.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,046 Underlying: Class A Common Stock · 50,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 34,891 | $11.11 | $387,639.01 |
DisclosureSEC source: 0001783879-23-000212 · wk-form4_1693951641.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,523 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 78,757 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 22:07 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 78,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000212 · wk-form4_1693951641.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 348,414 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 22:28 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000181 · wk-form4_1691101706.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 434,028 Underlying: Class A Common Stock · 43,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 22:28 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 19,228 | $12.87 | $247,464.36 |
DisclosureSEC source: 0001783879-23-000181 · wk-form4_1691101706.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,657 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| August 01, 2023 Filed Aug 3, 2023 22:28 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 43,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000181 · wk-form4_1691101706.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 27,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000123 · wk-form4_1686008014.xml · derivative · entry 4 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 419,934 Underlying: Class A Common Stock · 27,995 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F4 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F4 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 50,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000123 · wk-form4_1686008014.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 253,807 Underlying: Class A Common Stock · 50,762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 34,890 | $9.02 | $314,707.80 |
DisclosureSEC source: 0001783879-23-000123 · wk-form4_1686008014.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 245,482 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 78,757 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 23:33 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 78,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000123 · wk-form4_1686008014.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 280,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000107 · wf-form4_168315627209999.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 477,431 Underlying: Class A Common Stock · 43,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.