Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Robinhood Markets, Inc.HOOD · Entity 584 | Chief Brokerage Officer | September 03, 2026 | September 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Robinhood Markets, Inc.
Report date September 03, 2026 · Filed September 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 77,839 |
Ending reported balance
After 2026-09-03 transaction · row 9
9 source rows · reconciled sequenceRow 1 · 2026-09-03 · Sale · Disposed 2,397 · Balance 99,858 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F2: This transaction was executed in multiple trades during the day at prices ranging from $113.24 to $113.42. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 2 · 2026-09-03 · Sale · Disposed 200 · Balance 99,658 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F3: This transaction was executed in multiple trades during the day at prices ranging from $116.10 to $116.46. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 3 · 2026-09-03 · Sale · Disposed 300 · Balance 99,358 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F4: This transaction was executed in multiple trades during the day at prices ranging from $117.27 to $118.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 4 · 2026-09-03 · Sale · Disposed 13,208 · Balance 86,150 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F5: This transaction was executed in multiple trades during the day at prices ranging from $119.07 to $120.01. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 5 · 2026-09-03 · Sale · Disposed 400 · Balance 85,750 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F6: This transaction was executed in multiple trades during the day at prices ranging from $120.21 to $121.01. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 6 · 2026-09-03 · Sale · Disposed 800 · Balance 84,950 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F7: This transaction was executed in multiple trades during the day at prices ranging from $121.32 to $122.12. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 7 · 2026-09-03 · Sale · Disposed 3,599 · Balance 81,351 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F8: This transaction was executed in multiple trades during the day at prices ranging from $122.38 to $123.34. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 8 · 2026-09-03 · Sale · Disposed 2,700 · Balance 78,651 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F9: This transaction was executed in multiple trades during the day at prices ranging from $123.40 to $124.38. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. Row 9 · 2026-09-03 · Sale · Disposed 812 · Balance 77,839 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025 F10: This transaction was executed in multiple trades during the day at prices ranging from $124.40 to $124.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025
F2: This transaction was executed in multiple trades during the day at prices ranging from $113.24 to $113.42. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F3: This transaction was executed in multiple trades during the day at prices ranging from $116.10 to $116.46. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F4: This transaction was executed in multiple trades during the day at prices ranging from $117.27 to $118.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F5: This transaction was executed in multiple trades during the day at prices ranging from $119.07 to $120.01. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F6: This transaction was executed in multiple trades during the day at prices ranging from $120.21 to $121.01. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F7: This transaction was executed in multiple trades during the day at prices ranging from $121.32 to $122.12. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F8: This transaction was executed in multiple trades during the day at prices ranging from $122.38 to $123.34. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F9: This transaction was executed in multiple trades during the day at prices ranging from $123.40 to $124.38. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
F10: This transaction was executed in multiple trades during the day at prices ranging from $124.40 to $124.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TD AMERITRADE HOLDING CORP
Report date October 05, 2020 · Filed October 07, 2020
Section 16 reporting ended · disclosed 2020-10-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-10-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-10-05 · Grant · Acquired 400 · Balance 139,749 Row 2 · 2020-10-06 · Disposition to issuer · Disposed 139,749 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, (i) each outstanding TD Ameritrade time-vesting restricted stock unit award (RSU) (other than those outstanding under the TD Ameritrade Holding Corporation 2006 Directors Incentive Plan, as amended), whether vested or unvested, was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock adjusted based on the Exchange Ratio, and (ii) each outstanding TD Ameritrade performance-vesting restricted stock unit (PSU) was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock determined based on the greater of (x) the actual level of achievement of the applicable performance goals and (y) the target level and adjusted based on the Exchange Ratio. (Continued in footnote 3.) F3: The converted TD Ameritrade RSUs, PSUs and TD Ameritrade Director RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.)
F2: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, (i) each outstanding TD Ameritrade time-vesting restricted stock unit award (RSU) (other than those outstanding under the TD Ameritrade Holding Corporation 2006 Directors Incentive Plan, as amended), whether vested or unvested, was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock adjusted based on the Exchange Ratio, and (ii) each outstanding TD Ameritrade performance-vesting restricted stock unit (PSU) was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock determined based on the greater of (x) the actual level of achievement of the applicable performance goals and (y) the target level and adjusted based on the Exchange Ratio. (Continued in footnote 3.)
F3: The converted TD Ameritrade RSUs, PSUs and TD Ameritrade Director RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2023 Filed May 3, 2023 23:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 19,228 | $8.82 | $169,590.96 |
DisclosureSEC source: 0001783879-23-000107 · wf-form4_168315627209999.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 201,615 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,402 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| May 01, 2023 Filed May 3, 2023 23:24 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 43,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000107 · wf-form4_168315627209999.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 220,843 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| March 22, 2023 Filed Mar 24, 2023 22:41 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GrantRestricted Stock Units · Derivative | 447,929 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000070 · wf-form4_167969766209520.xml · derivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 447,929 Underlying: Class A Common Stock · 447,929 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:50 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 50,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000058 · wf-form4_167788741677624.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,569 Underlying: Class A Common Stock · 50,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:50 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 17,348 | $9.73 | $168,796.04 |
DisclosureSEC source: 0001783879-23-000058 · wf-form4_167788741677624.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,441 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 50,761 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:50 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 50,761 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000058 · wf-form4_167788741677624.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 23:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-23-000033 · wf-form4_167546693906044.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,833 Underlying: Class A Common Stock · 43,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 23:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 12,718 | $10.78 | $137,100.04 |
DisclosureSEC source: 0001783879-23-000033 · wf-form4_167546693906044.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,028 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 23:29 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 43,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-23-000033 · wf-form4_167546693906044.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 23:35 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 50,761 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000257 · wf-form4_167028330491673.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,330 Underlying: Class A Common Stock · 50,761 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-eighth (1/8) of these RSUs vested on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 23:35 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 22,488 | $9.87 | $221,956.56 |
DisclosureSEC source: 0001783879-22-000257 · wf-form4_167028330491673.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,343 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 50,761 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 23:35 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 50,761 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000257 · wf-form4_167028330491673.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 22:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000241 · wf-form4_166751522641412.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 564,236 Underlying: Class A Common Stock · 43,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 22:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 19,228 | $11.92 | $229,197.76 |
DisclosureSEC source: 0001783879-22-000241 · wf-form4_166751522641412.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,070 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| November 01, 2022 Filed Nov 3, 2022 22:40 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 43,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000241 · wf-form4_166751522641412.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| September 07, 2022 Filed Sep 9, 2022 22:32 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | GrantRestricted Stock Units · Derivative | 406,091 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000201 · wf-form4_166276273638012.xml · derivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,091 Underlying: Class A Common Stock · 406,091 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F2 · derivative.exercise_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-eighth (1/8) of these RSUs is scheduled to vest on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F2 · derivative.expiration_date: On September 7, 2022, the Reporting Person was granted 406,091 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-eighth (1/8) of these RSUs is scheduled to vest on December 1, 2022, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 23:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionRestricted Stock Units · Derivative | 43,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001783879-22-000177 · wf-form4_165956766110984.xml · derivative · entry 3 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,639 Underlying: Class A Common Stock · 43,403 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 23:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Tax withholdingClass A Common Stock | 13,032 | $9.04 | $117,809.28 |
DisclosureSEC source: 0001783879-22-000177 · wf-form4_165956766110984.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,895 F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403 RSUs and does not represent a sale by the Reporting Person. Read SEC document |
| August 01, 2022 Filed Aug 3, 2022 23:01 UTC | Robinhood Markets, Inc. HOOD · Entity 584 | Exercise / conversionClass A Common Stock | 43,403 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001783879-22-000177 · wf-form4_165956766110984.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,927 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. Read SEC document |
| October 06, 2020 Filed Oct 7, 2020 18:01 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | Disposition to issuerCommon Stock | 139,749 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001173431-20-000170 · wf-form4_160210808765745.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2 · shares: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, (i) each outstanding TD Ameritrade time-vesting restricted stock unit award (RSU) (other than those outstanding under the TD Ameritrade Holding Corporation 2006 Directors Incentive Plan, as amended), whether vested or unvested, was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock adjusted based on the Exchange Ratio, and (ii) each outstanding TD Ameritrade performance-vesting restricted stock unit (PSU) was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock determined based on the greater of (x) the actual level of achievement of the applicable performance goals and (y) the target level and adjusted based on the Exchange Ratio. (Continued in footnote 3.) F3 · shares: The converted TD Ameritrade RSUs, PSUs and TD Ameritrade Director RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. F1 · price: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.) F2 · price: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, (i) each outstanding TD Ameritrade time-vesting restricted stock unit award (RSU) (other than those outstanding under the TD Ameritrade Holding Corporation 2006 Directors Incentive Plan, as amended), whether vested or unvested, was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock adjusted based on the Exchange Ratio, and (ii) each outstanding TD Ameritrade performance-vesting restricted stock unit (PSU) was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock determined based on the greater of (x) the actual level of achievement of the applicable performance goals and (y) the target level and adjusted based on the Exchange Ratio. (Continued in footnote 3.) F3 · price: The converted TD Ameritrade RSUs, PSUs and TD Ameritrade Director RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time. Read SEC document |
| October 05, 2020 Filed Oct 7, 2020 18:01 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 400 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-20-000170 · wf-form4_160210808765745.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,749 Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 16:49 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 36,578 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-20-000142 · wf-form4_160167173422567.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,349 Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 18:08 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-20-000125 · wf-form4_159839329867343.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,771 Read SEC document |
| May 20, 2020 Filed May 22, 2020 18:17 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 624 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-20-000089 · wf-form4_159018585196505.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,179 Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 16:55 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 435 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-20-000035 · wf-form4_158232212573940.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,555 Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 16:29 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | SaleCommon Stock | 24,043 | $53.46 | $1,285,338.78 |
DisclosureSEC source: 0001173431-19-000179 · wf-form4_157653177611153.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,120 F1 · price: (1) This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $53.36 to $53.68. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 16:28 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 30,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-19-000169 · wf-form4_157592687302124.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,163 Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 16:24 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | Tax withholdingCommon Stock | 8,489 | $48.13 | $408,575.57 |
DisclosureSEC source: 0001173431-19-000157 · wf-form4_157480345553469.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,168 Read SEC document |
| November 22, 2019 Filed Nov 26, 2019 16:24 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 2,465 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-19-000157 · wf-form4_157480345553469.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,657 Read SEC document |
| November 19, 2019 Filed Nov 21, 2019 16:21 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 473 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-19-000145 · wf-form4_157437127027827.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,192 Read SEC document |
| August 20, 2019 Filed Aug 22, 2019 16:27 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 427 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-19-000110 · wf-form4_156650563543525.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,719 Read SEC document |
| May 21, 2019 Filed May 23, 2019 16:26 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 349 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-19-000072 · wf-form4_155864320136253.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,292 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 16:39 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 320 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-19-000035 · wf-form4_155078512558817.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,943 Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 16:23 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 20,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-18-000182 · wf-form4_154421777801849.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,623 Read SEC document |
| November 25, 2018 Filed Nov 27, 2018 16:14 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | Tax withholdingCommon Stock | 9,117 | $51.71 | $471,440.07 |
DisclosureSEC source: 0001173431-18-000171 · wf-form4_154335325050707.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,618 Read SEC document |
| November 20, 2018 Filed Nov 21, 2018 16:26 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 394 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-18-000159 · wf-form4_154283556230249.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,735 Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 16:27 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-18-000115 · wf-form4_153505603829363.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,341 Read SEC document |
| May 22, 2018 Filed May 24, 2018 16:18 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 228 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-18-000076 · wf-form4_152719310152954.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,089 Read SEC document |
| February 27, 2018 Filed Mar 1, 2018 16:03 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | SaleCommon Stock | 5,000 | $59.82 | $299,100.00 |
DisclosureSEC source: 0001173431-18-000043 · wf-form4_151993819079979.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,861 F1 · price: This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $59.82 to $59.84. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 16:44 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 249 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-18-000035 · wf-form4_151933583533475.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,861 Read SEC document |
| November 29, 2017 Filed Dec 1, 2017 16:42 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 18,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-17-000200 · wf-form4_151216452659125.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,612 Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 16:15 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | Tax withholdingCommon Stock | 6,420 | $49.39 | $317,083.80 |
DisclosureSEC source: 0001173431-17-000190 · wf-form4_151190371087707.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,586 Read SEC document |
| November 21, 2017 Filed Nov 22, 2017 16:34 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 290 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-17-000180 · wf-form4_151138642659254.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,006 Read SEC document |
| August 15, 2017 Filed Aug 17, 2017 16:37 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 280 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-17-000134 · wf-form4_150300223759112.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,716 Read SEC document |
| May 16, 2017 Filed May 18, 2017 16:32 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-17-000094 · wf-form4_149513951739209.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,436 Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 16:19 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 279 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-17-000032 · wf-form4_148736634355161.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,121 Read SEC document |
| November 26, 2016 Filed Nov 30, 2016 16:39 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | Tax withholdingCommon Stock | 7,963 | $40.88 | $325,527.44 |
DisclosureSEC source: 0001173431-16-000473 · wf-form4_148054193575506.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,842 Read SEC document |
| November 23, 2016 Filed Nov 28, 2016 16:16 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | SaleCommon Stock | 26,000 | $40.57 | $1,054,820.00 |
DisclosureSEC source: 0001173431-16-000465 · wf-form4_148036777463739.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,805 F1 · price: (1) This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $40.42 to $40.85. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected. Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 13:22 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-16-000457 · wf-form4_148009812223526.xml · nonDerivative · entry 2 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,805 Read SEC document |
| November 22, 2016 Filed Nov 25, 2016 13:22 UTC | TD AMERITRADE HOLDING CORP AMTD · Entity 146076 | GrantCommon Stock | 21,951 | $0.00 | $0.00 |
DisclosureSEC source: 0001173431-16-000457 · wf-form4_148009812223526.xml · nonDerivative · entry 1 Quirk Steven M. · CIK 0001659211 · EVP, Trader Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,517 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.