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person · Reporting owner

Quirk Steven M.

Disclosed activity across 2 companies

Tapewire entity
1992
SEC CIK
0001659211

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Robinhood Markets, Inc.HOOD · Entity 584Chief Brokerage OfficerSeptember 03, 2026September 04, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Robinhood Markets, Inc.

Report date September 03, 2026 · Filed September 04, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect77,839 Ending reported balance After 2026-09-03 transaction · row 9
9 source rows · reconciled sequence

Row 1 · 2026-09-03 · Sale · Disposed 2,397 · Balance 99,858

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025

F2: This transaction was executed in multiple trades during the day at prices ranging from $113.24 to $113.42. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 2 · 2026-09-03 · Sale · Disposed 200 · Balance 99,658

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025

F3: This transaction was executed in multiple trades during the day at prices ranging from $116.10 to $116.46. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 3 · 2026-09-03 · Sale · Disposed 300 · Balance 99,358

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025

F4: This transaction was executed in multiple trades during the day at prices ranging from $117.27 to $118.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 4 · 2026-09-03 · Sale · Disposed 13,208 · Balance 86,150

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025

F5: This transaction was executed in multiple trades during the day at prices ranging from $119.07 to $120.01. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 5 · 2026-09-03 · Sale · Disposed 400 · Balance 85,750

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025

F6: This transaction was executed in multiple trades during the day at prices ranging from $120.21 to $121.01. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 6 · 2026-09-03 · Sale · Disposed 800 · Balance 84,950

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025

F7: This transaction was executed in multiple trades during the day at prices ranging from $121.32 to $122.12. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 7 · 2026-09-03 · Sale · Disposed 3,599 · Balance 81,351

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025

F8: This transaction was executed in multiple trades during the day at prices ranging from $122.38 to $123.34. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 8 · 2026-09-03 · Sale · Disposed 2,700 · Balance 78,651

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025

F9: This transaction was executed in multiple trades during the day at prices ranging from $123.40 to $124.38. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Row 9 · 2026-09-03 · Sale · Disposed 812 · Balance 77,839

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025

F10: This transaction was executed in multiple trades during the day at prices ranging from $124.40 to $124.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 19, 2025

F2: This transaction was executed in multiple trades during the day at prices ranging from $113.24 to $113.42. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F3: This transaction was executed in multiple trades during the day at prices ranging from $116.10 to $116.46. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F4: This transaction was executed in multiple trades during the day at prices ranging from $117.27 to $118.23. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F5: This transaction was executed in multiple trades during the day at prices ranging from $119.07 to $120.01. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F6: This transaction was executed in multiple trades during the day at prices ranging from $120.21 to $121.01. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F7: This transaction was executed in multiple trades during the day at prices ranging from $121.32 to $122.12. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F8: This transaction was executed in multiple trades during the day at prices ranging from $122.38 to $123.34. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F9: This transaction was executed in multiple trades during the day at prices ranging from $123.40 to $124.38. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

F10: This transaction was executed in multiple trades during the day at prices ranging from $124.40 to $124.78. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

TD AMERITRADE HOLDING CORP

Report date October 05, 2020 · Filed October 07, 2020

Section 16 reporting ended · disclosed 2020-10-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2020-10-06 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-10-05 · Grant · Acquired 400 · Balance 139,749

Row 2 · 2020-10-06 · Disposition to issuer · Disposed 139,749 · Balance 0

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.)

F2: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, (i) each outstanding TD Ameritrade time-vesting restricted stock unit award (RSU) (other than those outstanding under the TD Ameritrade Holding Corporation 2006 Directors Incentive Plan, as amended), whether vested or unvested, was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock adjusted based on the Exchange Ratio, and (ii) each outstanding TD Ameritrade performance-vesting restricted stock unit (PSU) was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock determined based on the greater of (x) the actual level of achievement of the applicable performance goals and (y) the target level and adjusted based on the Exchange Ratio. (Continued in footnote 3.)

F3: The converted TD Ameritrade RSUs, PSUs and TD Ameritrade Director RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.

Filing footnotes · ownership attribution and instrument terms

F1: Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 24, 2019 (as amended, the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), Americano Acquisition Corp., a wholly owned subsidiary of Schwab ("Merger Sub"), and TD Ameritrade Holding Corporation ("TD Ameritrade"), pursuant to which Merger Sub merged with and into TD Ameritrade, with TD Ameritrade continuing as the surviving corporation and as a wholly owned subsidiary of Schwab (the "Merger"), on October 6, 2020 (the "Closing Date"). Pursuant to the Merger Agreement, each share of TD Ameritrade common stock issued and outstanding immediately prior to the effective time of the Merger (the "Effective Time") (other than certain shares held by Schwab, TD Ameritrade or The Toronto-Dominion Bank and its affiliates) was converted into the right to receive 1.0837 shares (the "Exchange Ratio") of Schwab common stock (the "Merger Consideration"). (Continued in footnote 2.)

F2: The closing price per share of Schwab common stock on the NYSE on the Closing Date was $36.75. In addition, pursuant to the Merger Agreement, at the Effective Time, (i) each outstanding TD Ameritrade time-vesting restricted stock unit award (RSU) (other than those outstanding under the TD Ameritrade Holding Corporation 2006 Directors Incentive Plan, as amended), whether vested or unvested, was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock adjusted based on the Exchange Ratio, and (ii) each outstanding TD Ameritrade performance-vesting restricted stock unit (PSU) was converted into a Schwab RSU, with the number of underlying shares of Schwab common stock determined based on the greater of (x) the actual level of achievement of the applicable performance goals and (y) the target level and adjusted based on the Exchange Ratio. (Continued in footnote 3.)

F3: The converted TD Ameritrade RSUs, PSUs and TD Ameritrade Director RSUs otherwise remain subject to the same terms and conditions as applied immediately prior to the Effective Time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2025 Filed Dec 3, 2025 22:57 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 16,497 $0.00 $0.00
Disclosure

SEC source: 0001659211-25-000010 · wk-form4_1764802676.xml · derivative · entry 5

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,463

Underlying: Class A Common Stock · 16,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:57 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 16,838 $0.00 $0.00
Disclosure

SEC source: 0001659211-25-000010 · wk-form4_1764802676.xml · derivative · entry 4

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,536

Underlying: Class A Common Stock · 16,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:57 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 27,996 $0.00 $0.00
Disclosure

SEC source: 0001659211-25-000010 · wk-form4_1764802676.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,978

Underlying: Class A Common Stock · 27,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:57 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 27,172 $128.49 $3,491,330.28
Disclosure

SEC source: 0001659211-25-000010 · wk-form4_1764802676.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,438

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 61,331 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:57 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 61,331 Not disclosed Not disclosed
Disclosure

SEC source: 0001659211-25-000010 · wk-form4_1764802676.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:01 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 1,558 $144.01 $224,364.00
Disclosure

SEC source: 0001783879-25-000312 · wk-form4_1762466506.xml · nonDerivative · entry 8

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,279

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F9 · price: This transaction was executed in multiple trades during the day at prices ranging from $143.77 to $144.32. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:01 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 8,808 $143.17 $1,261,071.31
Disclosure

SEC source: 0001783879-25-000312 · wk-form4_1762466506.xml · nonDerivative · entry 7

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,837

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F8 · price: This transaction was executed in multiple trades during the day at prices ranging from $142.77 to $143.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:01 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 9,198 $142.23 $1,308,263.73
Disclosure

SEC source: 0001783879-25-000312 · wk-form4_1762466506.xml · nonDerivative · entry 6

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 80,645

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F7 · price: This transaction was executed in multiple trades during the day at prices ranging from $141.76 to $142.73. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:01 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 3,815 $141.24 $538,832.51
Disclosure

SEC source: 0001783879-25-000312 · wk-form4_1762466506.xml · nonDerivative · entry 5

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 89,843

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F6 · price: This transaction was executed in multiple trades during the day at prices ranging from $140.76 to $141.75. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:01 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 7,900 $140.36 $1,108,805.29
Disclosure

SEC source: 0001783879-25-000312 · wk-form4_1762466506.xml · nonDerivative · entry 4

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 93,658

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F5 · price: This transaction was executed in multiple trades during the day at prices ranging from $139.76 to $140.75. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:01 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 3,600 $139.29 $501,454.08
Disclosure

SEC source: 0001783879-25-000312 · wk-form4_1762466506.xml · nonDerivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 101,558

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F4 · price: This transaction was executed in multiple trades during the day at prices ranging from $138.71 to $139.64. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:01 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 9,974 $138.02 $1,376,646.39
Disclosure

SEC source: 0001783879-25-000312 · wk-form4_1762466506.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 105,158

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F3 · price: This transaction was executed in multiple trades during the day at prices ranging from $137.65 to $138.56. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 04, 2025 Filed Nov 6, 2025 22:01 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 3,497 $137.04 $479,239.37
Disclosure

SEC source: 0001783879-25-000312 · wk-form4_1762466506.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,132

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $136.64 to $137.63. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
November 01, 2025 Filed Nov 4, 2025 22:01 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 43,403 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000306 · wk-form4_1762293676.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,403

Underlying: Class A Common Stock · 43,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
November 01, 2025 Filed Nov 4, 2025 22:01 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 19,228 $146.78 $2,822,285.84
Disclosure

SEC source: 0001783879-25-000306 · wk-form4_1762293676.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,629

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
November 01, 2025 Filed Nov 4, 2025 22:01 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 43,403 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000306 · wk-form4_1762293676.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
September 03, 2025 Filed Sep 5, 2025 21:33 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 60,113 $100.91 $6,066,032.89
Disclosure

SEC source: 0001659211-25-000006 · wk-form4_1757108037.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 94,454

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $99.59 to $102.68. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:20 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 16,497 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000265 · wk-form4_1756934418.xml · derivative · entry 5

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 230,960

Underlying: Class A Common Stock · 16,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:20 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 16,837 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000265 · wk-form4_1756934418.xml · derivative · entry 4

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,374

Underlying: Class A Common Stock · 16,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:20 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 27,995 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000265 · wk-form4_1756934418.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 167,974

Underlying: Class A Common Stock · 27,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:20 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 27,170 $104.03 $2,826,495.10
Disclosure

SEC source: 0001783879-25-000265 · wk-form4_1756934418.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,567

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 61,329 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
September 01, 2025 Filed Sep 3, 2025 21:20 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantClass A Common Stock 61,329 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000265 · wk-form4_1756934418.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,737

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
August 05, 2025 Filed Aug 7, 2025 20:51 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 40,131 $104.71 $4,202,040.76
Disclosure

SEC source: 0001659211-25-000004 · wk-form4_1754599877.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 120,408

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $103.29 to $107.15. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:10 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 43,403 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000256 · wk-form4_1754428219.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,806

Underlying: Class A Common Stock · 43,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:10 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 19,228 $103.05 $1,981,445.40
Disclosure

SEC source: 0001783879-25-000256 · wk-form4_1754428219.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 160,539

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
August 01, 2025 Filed Aug 5, 2025 21:10 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 43,403 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000256 · wk-form4_1754428219.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
June 25, 2025 Filed Jun 27, 2025 21:40 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 92,257 $84.96 $7,838,413.04
Disclosure

SEC source: 0001783879-25-000215 · wk-form4_1751060451.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 136,364

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $84.93 to $85.15. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
June 03, 2025 Filed Jun 5, 2025 22:23 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 104,887 $70.14 $7,356,942.00
Disclosure

SEC source: 0001783879-25-000182 · wk-form4_1749162196.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 228,621

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $69.43 to $72.70. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 16,497 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000174 · wk-form4_1748986420.xml · derivative · entry 5

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,457

Underlying: Class A Common Stock · 16,497 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F5 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F5 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 16,837 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000174 · wk-form4_1748986420.xml · derivative · entry 4

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,211

Underlying: Class A Common Stock · 16,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 27,996 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000174 · wk-form4_1748986420.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,969

Underlying: Class A Common Stock · 27,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 27,171 $66.15 $1,797,361.65
Disclosure

SEC source: 0001783879-25-000174 · wk-form4_1748986420.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,508

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 61,330 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
June 01, 2025 Filed Jun 3, 2025 21:34 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 61,330 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000174 · wk-form4_1748986420.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
May 09, 2025 Filed May 13, 2025 21:43 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 24,311 $54.93 $1,335,403.23
Disclosure

SEC source: 0001783879-25-000157 · wk-form4_1747172581.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 299,349

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

Read SEC document
May 05, 2025 Filed May 7, 2025 21:32 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 10,032 $47.67 $478,256.54
Disclosure

SEC source: 0001783879-25-000152 · wk-form4_1746653555.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 323,660

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $45.88 to $48.28. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:03 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 43,402 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000149 · wk-form4_1746482600.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,209

Underlying: Class A Common Stock · 43,402 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:03 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 19,228 $49.11 $944,287.08
Disclosure

SEC source: 0001783879-25-000149 · wk-form4_1746482600.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 333,692

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,402 RSUs and does not represent a sale by the Reporting Person.

Read SEC document
May 01, 2025 Filed May 5, 2025 22:03 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 43,402 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000149 · wk-form4_1746482600.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
March 20, 2025 Filed Mar 24, 2025 22:05 UTC Robinhood Markets, Inc. HOOD · Entity 584 GrantRestricted Stock Units · Derivative 263,954 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000086 · wk-form4_1742853913.xml · derivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 263,954

Underlying: Class A Common Stock · 263,954 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F2 · derivative.exercise_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F2 · derivative.expiration_date: On March 20, 2025, the Reporting Person was granted 263,954 RSUs under the Robinhood Markets, Inc. ("Robinhood") 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs are scheduled to vest on June 1, 2025, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 04, 2025 Filed Mar 6, 2025 22:15 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 14,279 $45.27 $646,378.92
Disclosure

SEC source: 0001783879-25-000077 · wk-form4_1741299309.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 309,518

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $42.22 to $48.17. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 16,838 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000069 · wk-form4_1741127499.xml · derivative · entry 4

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,048

Underlying: Class A Common Stock · 16,838 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 22:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 27,996 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000069 · wk-form4_1741127499.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,965

Underlying: Class A Common Stock · 27,996 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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March 01, 2025 Filed Mar 4, 2025 22:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 19,863 $50.10 $995,136.30
Disclosure

SEC source: 0001783879-25-000069 · wk-form4_1741127499.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,797

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 44,834 RSUs and does not represent a sale by the Reporting Person.

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March 01, 2025 Filed Mar 4, 2025 22:31 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 44,834 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000069 · wk-form4_1741127499.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 343,660

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

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February 21, 2025 Filed Feb 25, 2025 23:21 UTC Robinhood Markets, Inc. HOOD · Entity 584 SaleClass A Common Stock 123,272 $55.80 $6,878,935.09
Disclosure

SEC source: 0001783879-25-000059 · wk-form4_1740525693.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 298,826

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 12, 2024.

F2 · price: This transaction was executed in multiple trades during the day at prices ranging from $51.46 to $57.82. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.

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February 01, 2025 Filed Feb 4, 2025 23:28 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 43,403 $0.00 $0.00
Disclosure

SEC source: 0001783879-25-000037 · wk-form4_1738711683.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,611

Underlying: Class A Common Stock · 43,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 24, 2022, the Reporting Person was granted 694,444 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on May 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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February 01, 2025 Filed Feb 4, 2025 23:28 UTC Robinhood Markets, Inc. HOOD · Entity 584 Tax withholdingClass A Common Stock 16,471 $51.95 $855,668.45
Disclosure

SEC source: 0001783879-25-000037 · wk-form4_1738711683.xml · nonDerivative · entry 2

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,098

F2 · shares: Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 43,403 RSUs and does not represent a sale by the Reporting Person.

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February 01, 2025 Filed Feb 4, 2025 23:28 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionClass A Common Stock 43,403 Not disclosed Not disclosed
Disclosure

SEC source: 0001783879-25-000037 · wk-form4_1738711683.xml · nonDerivative · entry 1

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 23:44 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 16,837 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000321 · wk-form4_1733269454.xml · derivative · entry 4

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 218,886

Underlying: Class A Common Stock · 16,837 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F4 · derivative.exercise_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F4 · derivative.expiration_date: On March 20, 2024, the Reporting Person was granted 269,397 RSUs under the 2021 Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2024, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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December 01, 2024 Filed Dec 3, 2024 23:44 UTC Robinhood Markets, Inc. HOOD · Entity 584 Exercise / conversionRestricted Stock Units · Derivative 27,995 $0.00 $0.00
Disclosure

SEC source: 0001783879-24-000321 · wk-form4_1733269454.xml · derivative · entry 3

Quirk Steven M. · CIK 0001659211 · Chief Brokerage Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,961

Underlying: Class A Common Stock · 27,995 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.

F3 · derivative.exercise_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

F3 · derivative.expiration_date: On March 22, 2023, the Reporting Person was granted 447,929 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). One-sixteenth (1/16) of these RSUs vested on June 1, 2023, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.