Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NRG ENERGY, INC.NRG · Entity 3216 | Director | February 02, 2026 | February 05, 2026 |
| OCCIDENTAL PETROLEUM CORP /DE/OXY · Entity 2999 | Director | May 13, 2019 | May 14, 2019 |
| PBF Energy Inc.PBF · Entity 3588 | Director | April 28, 2026 | April 30, 2026 |
| URANIUM ENERGY CORPUEC · Entity 3814 | Director | August 14, 2026 | August 17, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NRG ENERGY, INC.
Report date February 02, 2026 · Filed February 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $.01 per shareSEC Table I · non-derivative | Direct | 84,912 |
Reported balance
After 2026-02-02 transaction · row 1
1 source rowRow 1 · 2026-02-02 · Grant · Acquired 248 · Balance 84,912 F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 12,730 dividend equivalent rights. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents dividend equivalent rights accrued on the Reporting Person's deferred and or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. Includes 12,730 dividend equivalent rights.
OCCIDENTAL PETROLEUM CORP /DE/
Report date May 13, 2019 · Filed May 14, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,342 |
Ending reported balance
After 2019-05-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-05-13 · Grant · Acquired 4,154 · Balance 50,495 F1: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan. Row 2 · 2019-05-13 · Tax withholding · Disposed 1,153 · Balance 49,342 F2: Represents shares of common stock withheld to satisfy tax withholding obligations. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of common stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan.
F2: Represents shares of common stock withheld to satisfy tax withholding obligations.
PBF Energy Inc.
Report date April 28, 2026 · Filed April 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 63,364 |
Ending reported balance
After 2026-04-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-04-28 · Grant · Acquired 4,231 · Balance 64,538 F1: Constitutes restricted stock issued under the PBF Energy Inc. 2025 Equity Incentive Plan, as amended. Row 2 · 2026-04-28 · Tax withholding · Disposed 1,174 · Balance 63,364 |
Filing footnotes · ownership attribution and instrument terms
F1: Constitutes restricted stock issued under the PBF Energy Inc. 2025 Equity Incentive Plan, as amended.
URANIUM ENERGY CORP
Report date August 14, 2026 · Filed August 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.21 · Expires 2036-08-14 | Direct | 1,623 |
Reported balance
After 2026-08-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-14 · Grant · Acquired 1,623 · Balance 1,623 F1: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 35,883 |
Reported balance
After 2026-08-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-08-14 · Grant · Acquired 1,015 · Balance 35,883 F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock. F3: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year. |
Filing footnotes · ownership attribution and instrument terms
F1: Options vest over a 24-month period (12.5% three and six months from the date of grant; and 25% 12, 18 and 24 months from the date of grant).
F2: Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's common stock.
F3: The Restricted Stock Units vest in three equal annual installments beginning July 31, 2027, subject to continued Board service through the applicable vesting date. Vested shares will be delivered to the reporting person no later than August 30th of each year.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TWO HARBORS INVESTMENT CORP.
Report date August 25, 2026 · Filed August 25, 2026
Section 16 reporting ended · disclosed 2026-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-08-25 transaction · row 1
1 source rowRow 1 · 2026-08-25 · Disposition to issuer · Disposed 35,039 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated March 27, 2026, by and among Two Harbors Investment Corp. ("TWO"), CrossCountry Intermediate Holdco, LLC ("CCM") and CrossCountry Merger Corp., a wholly owned subsidiary of CCM ("Merger Sub"), as amended, Merger Sub merged with and into TWO, with TWO surviving the merger as a wholly owned subsidiary of CCM (the "CCM Merger"). At the effective time of the CCM Merger (the "Effective Time"), each share of TWO's common stock that was issued and outstanding immediately prior to the Effective Time was automatically cancelled and converted into the right to receive $12.00 in cash.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2018 Filed May 1, 2018 21:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 993 | $1.51 | $1,499.43 |
DisclosureSEC source: 0001638599-18-000442 · doc4_5366.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,847 Read SEC document |
| May 01, 2018 Filed May 1, 2018 21:50 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,152 | $1.51 | $3,249.52 |
DisclosureSEC source: 0001638599-18-000442 · doc4_5366.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,854 Read SEC document |
| May 01, 2018 Filed May 3, 2018 20:04 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 31 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-006151 · edgar.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,229 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock F2 · balance_after: Includes 1,328 Dividend Equivalent Rights. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 21:05 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,481 | $1.31 | $3,250.11 |
DisclosureSEC source: 0001638599-18-000402 · doc4_5351.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,702 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 16:41 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,500 | $1.30 | $3,250.00 |
DisclosureSEC source: 0001638599-18-000283 · doc4_5288.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,221 Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:40 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,070 | $1.57 | $3,249.90 |
DisclosureSEC source: 0001638599-18-000134 · doc4_5220.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,721 Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 22:40 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 955 | $1.57 | $1,499.35 |
DisclosureSEC source: 0001638599-18-000134 · doc4_5220.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,651 Read SEC document |
| February 01, 2018 Filed Feb 5, 2018 22:06 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 36 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-001559 · edgar.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,198 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock F2 · balance_after: Includes 1,297 Dividend Equivalent Rights. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:10 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,836 | $1.77 | $3,249.72 |
DisclosureSEC source: 0001638599-18-000052 · doc4_5185.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,696 Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 19:43 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,444 | $1.33 | $3,250.52 |
DisclosureSEC source: 0001638599-17-001193 · doc4_5105.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,860 Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 20:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 3,066 | $1.06 | $3,249.96 |
DisclosureSEC source: 0001638599-17-001047 · doc4_5039.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,416 Read SEC document |
| November 01, 2017 Filed Nov 2, 2017 20:58 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,415 | $1.06 | $1,499.90 |
DisclosureSEC source: 0001638599-17-001047 · doc4_5039.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,350 Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 20:24 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 39 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-013734 · edgar.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,162 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock F2 · balance_after: Includes 1261 Dividend Equivalent Rights. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:08 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,355 | $1.38 | $3,249.90 |
DisclosureSEC source: 0001638599-17-000981 · doc4_5005.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,935 Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 18:17 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,462 | $1.32 | $3,249.84 |
DisclosureSEC source: 0001638599-17-000858 · doc4_4931.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,580 Read SEC document |
| August 22, 2017 Filed Aug 25, 2017 00:57 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantOPTIONS TO PURCHASE · Derivative | 45,000 | Not disclosed Strike: $1.28 | Not disclosed |
DisclosureSEC source: 0001638599-17-000804 · doc4_4900.xml · derivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,225,000 Underlying: COMMON STOCK · 45,000 shares Expires 2022-08-22 F1 · kind: Granted pursuant to and in accordance with the stock option plan of the Company F1 · price: Granted pursuant to and in accordance with the stock option plan of the Company F2 · derivative.exercise_date: Options vest over a 24-month period (12.5% 3 and 6 months after grant; and 25%12, 18 and 24 months after grant). F3 · balance_after: In addition to the options to purchase 45,000 shares as disclosed above, the Reporting Person also holds options to purchase 50,000 shares at an exercise price of $2.41 per share expiring January 15, 2023; option to purchase 50,000 shares at an exercise price of $1.32 per share expiring September 3, 2019; options to purchase 1,000,000 shares at an exercise price of $1.14 per share expiring October 14, 2020; and options to purchase 80,000 shares at an exercise price of $0.93 per share expiring August 2, 2021. Read SEC document |
| August 22, 2017 Filed Aug 25, 2017 00:57 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 15,000 | $1.28 | $19,200.00 |
DisclosureSEC source: 0001638599-17-000804 · doc4_4900.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,118 Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 17:53 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 938 | $1.60 | $1,500.80 |
DisclosureSEC source: 0001638599-17-000732 · doc4_4862.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,118 Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 17:53 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,031 | $1.60 | $3,249.60 |
DisclosureSEC source: 0001638599-17-000732 · doc4_4862.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,180 Read SEC document |
| August 01, 2017 Filed Aug 4, 2017 00:51 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 39 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-011083 · edgar.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,123 F1 · price: Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock F2 · balance_after: Reflects a de minimus adjustment to the number of dividend equivalent rights (DERs) by 3 shares as a result of rounding fractional shares, resulting in the Reporting Person holding 1222 DERs in the aggregate. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 16:59 UTC | PBF Energy Inc. PBF · Entity 3588 | Tax withholdingClass A Common Stock | 342 | $23.30 | $7,968.60 |
DisclosureSEC source: 0001209191-17-047237 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,622 Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 22:09 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,044 | $1.59 | $3,249.96 |
DisclosureSEC source: 0001638599-17-000679 · doc4_4840.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,149 Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 23:36 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 7,459 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-008618 · edgar.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,081 F1 · shares: Represents 7,459 Deferred Stock Units issued to the Reporting Person by NRG Energy, Inc. under NRG Energy, Inc.'s Amended and Restated Long-Term Incentive Plan. F2 · price: Each Deferred Stock Unit is equivalent in value to one share of NRG Energy, Inc.'s Common Stock, par value $.01 per share. The Reporting Person will receive from NRG Energy, Inc. one such share of Common Stock for each Deferred Stock Unit he owns upon termination of his service on NRG Energy, Inc.'s Board of Directors. F3 · balance_after: Includes 1180 dividend equivalent rights. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 15:05 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,338 | $1.39 | $3,249.82 |
DisclosureSEC source: 0001638599-17-000529 · doc4_4768.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,105 Read SEC document |
| May 18, 2017 Filed May 22, 2017 19:31 UTC | PBF Energy Inc. PBF · Entity 3588 | Tax withholdingClass A Common Stock | 2,169 | $21.27 | $46,134.63 |
DisclosureSEC source: 0001209191-17-034234 · doc4.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,964 Read SEC document |
| May 18, 2017 Filed May 22, 2017 19:31 UTC | PBF Energy Inc. PBF · Entity 3588 | GrantClass A Common Stock | 7,053 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-034234 · doc4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,133 F1 · kind: Constitutes restricted stock issued under the 2017 Equity Incentive Plan. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:06 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | Tax withholdingCommon stock, par value $0.01 per share | 3,330 | $9.91 | $33,000.30 |
DisclosureSEC source: 0001465740-17-000057 · wf-form4_149514159429363.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,465 F2 · shares: The reporting person elected to forfeit shares to satisfy income tax liabilities incurred in connection with the May 17, 2017 common stock award, as approved by the Board of Directors of Two Harbors Investment Corp. Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:06 UTC | TWO HARBORS INVESTMENT CORP. TWO · Entity 9518 | GrantCommon stock, par value $0.01 per share | 11,099 | $9.91 | $109,991.09 |
DisclosureSEC source: 0001465740-17-000057 · wf-form4_149514159429363.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,795 F1 · shares: Represents a common stock award for service as a director, issued under Two Harbors Investment Corp.'s Second Restated 2009 Equity Incentive Plan. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:11 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | Tax withholdingCommon Stock | 1,129 | $61.31 | $69,218.99 |
DisclosureSEC source: 0001140361-17-021146 · doc1.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,237 Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:11 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | GrantCommon Stock | 3,670 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-021146 · doc1.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,366 F1 · kind: Award of Common Stock under Occidental Petroleum Corporation's 2015 Long-Term Incentive Plan. Read SEC document |
| May 01, 2017 Filed May 4, 2017 00:40 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 44 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-006538 · edgar.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,622 F1 · price: Represents dividend equivalent rights accrued on the reporting person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1180 dividend equivalent rights. Read SEC document |
| May 01, 2017 Filed May 3, 2017 15:36 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,210 | $1.24 | $1,500.40 |
DisclosureSEC source: 0001638599-17-000387 · doc4_4674.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,767 Read SEC document |
| May 01, 2017 Filed May 3, 2017 15:36 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,621 | $1.24 | $3,250.04 |
DisclosureSEC source: 0001638599-17-000387 · doc4_4674.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,557 Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 16:14 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,289 | $1.42 | $3,250.38 |
DisclosureSEC source: 0001638599-17-000338 · doc4_4644.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,936 Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 20:28 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,181 | $1.49 | $3,249.69 |
DisclosureSEC source: 0001638599-17-000245 · doc4_4579.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,647 Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 00:54 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 45 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-001720 · edgar.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,578 F1 · price: Represents dividend equivalent rights accrued on the reporting person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1136 dividend equivalent rights. Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 01:23 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 932 | $1.61 | $1,500.52 |
DisclosureSEC source: 0001183740-17-000016 · primary_doc.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,466 Read SEC document |
| February 01, 2017 Filed Feb 4, 2017 01:23 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,019 | $1.61 | $3,250.59 |
DisclosureSEC source: 0001183740-17-000016 · primary_doc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,534 Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 22:02 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 2,902 | $1.12 | $3,250.24 |
DisclosureSEC source: 0001279569-17-000014 · v456116.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,515 Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 20:10 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 3,693 | $0.88 | $3,249.84 |
DisclosureSEC source: 0001279569-16-004790 · v454409_4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,613 Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 01:17 UTC | NRG ENERGY, INC. NRG · Entity 3216 | GrantCommon Stock, par value, $.01 per share | 69 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-031207 · edgar.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,533 F1 · price: Represents dividend equivalent rights accrued on the reporting person's deferred stock units, which become exercisable proportionately with the deferred stock units to which they relate and may only be settled in NRG common stock. Each dividend equivalent right is the economic equivalent of one share of NRG common stock. F2 · balance_after: Includes 1091 dividend equivalent rights. Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 00:11 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 1,667 | $0.90 | $1,500.30 |
DisclosureSEC source: 0001183740-16-000453 · primary_doc.xml · nonDerivative · entry 2 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,920 Read SEC document |
| November 01, 2016 Filed Nov 4, 2016 00:11 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 3,611 | $0.90 | $3,249.90 |
DisclosureSEC source: 0001183740-16-000453 · primary_doc.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,253 Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 17:10 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON STOCK | 3,283 | $0.99 | $3,250.17 |
DisclosureSEC source: 0001279569-16-004448 · v450076_4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,642 Read SEC document |
| February 09, 2016 Filed Sep 6, 2016 20:15 UTC | URANIUM ENERGY CORP UEC · Entity 3814 | GrantCOMMON | 3,218 | $1.01 | $3,250.18 |
DisclosureSEC source: 0001279569-16-004313 · v448371_form4.xml · nonDerivative · entry 1 Abraham Spencer · CIK 0001326633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,359 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.