TapewireFind a company

person · Reporting owner

Celaya Jorge

Disclosed activity across 1 company

Tapewire entity
19864
SEC CIK
0001406206

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LIQUIDITY SERVICES INCLQDT · Entity 1149EVP & Chief Financial OfficerAugust 21, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LIQUIDITY SERVICES INC

Report date August 21, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy the Jorge Celaya Revocable Trust68,262 Reported balance After 2026-08-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-21 · Exercise / conversion · Acquired 1,367 · Balance 68,262

F14: Represents the net issuance of 1,367 shares from the vesting of 2,677 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,310 shares.

Common StockSEC Table I · non-derivativeIndirectBy the Jorge Celaya Revocable Trust69,309 Reported balance After 2026-08-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-21 · Exercise / conversion · Acquired 1,047 · Balance 69,309

F15: Represents the net issuance of 1,047 shares from the vesting of 2,050 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,003 shares.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct2,678 Reported balance After 2026-08-21 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-08-21 · Exercise / conversion · Disposed 2,677 · Balance 2,678

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct8,200 Reported balance After 2026-08-21 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-08-21 · Exercise / conversion · Disposed 2,050 · Balance 8,200

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct5,177 Reported balance Holding disclosure · report date 2026-08-21 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 5,177

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01Direct13,387 Reported balance Holding disclosure · report date 2026-08-21 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 13,387

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct15,375 Reported balance Holding disclosure · report date 2026-08-21 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 15,375

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F9: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct32,850 Reported balance Holding disclosure · report date 2026-08-21 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 32,850

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct32,850 Reported balance Holding disclosure · report date 2026-08-21 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 32,850

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07Direct7,740 Reported balance Holding disclosure · report date 2026-08-21 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 7,740

F13: These options became fully exercisable on January 1, 2026.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23Direct16,640 Reported balance Holding disclosure · report date 2026-08-21 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 16,640

F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct19,435 Reported balance Holding disclosure · report date 2026-08-21 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 19,435

F4: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30Direct17,350 Reported balance Holding disclosure · report date 2026-08-21 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 17,350

F10: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29Direct31,650 Reported balance Holding disclosure · report date 2026-08-21 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 31,650

F11: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07Direct3,096 Reported balance Holding disclosure · report date 2026-08-21 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 3,096

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23Direct13,387 Reported balance Holding disclosure · report date 2026-08-21 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 13,387

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct21,640 Reported balance Holding disclosure · report date 2026-08-21 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 21,640

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30Direct17,350 Reported balance Holding disclosure · report date 2026-08-21 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 17,350

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29Direct31,650 Reported balance Holding disclosure · report date 2026-08-21 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 31,650

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $9.46 · Expires 2030-12-01Direct6,596 Reported balance Holding disclosure · report date 2026-08-21 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 6,596

F1: These options became fully exercisable on January 1, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: These options became fully exercisable on January 1, 2025.

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F4: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

F9: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

F10: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F11: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

F13: These options became fully exercisable on January 1, 2026.

F14: Represents the net issuance of 1,367 shares from the vesting of 2,677 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,310 shares.

F15: Represents the net issuance of 1,047 shares from the vesting of 2,050 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,003 shares.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 06, 2021 Filed Jan 7, 2021 21:04 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 11,790 $6.11 $72,036.90
Disclosure

SEC source: 0001235468-21-000016 · wf-form4_161005344630348.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:33 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 5,663 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000014 · wf-form4_160988599249091.xml · derivative · entry 20

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,987

Underlying: Common Stock · 22,650 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock units.

F18 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:33 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 1,475 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000014 · wf-form4_160988599249091.xml · derivative · entry 14

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,950

Underlying: Common Stock · 4,425 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock units.

F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:33 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 4,559 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000014 · wf-form4_160988599249091.xml · derivative · entry 6

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,085

Underlying: Common Stock · 6,644 shares

Expires 2026-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock units.

F8 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the issuer's achievement of certain financial milestones.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:33 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,767 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000014 · wf-form4_160988599249091.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 2,767 shares from the vesting of 5,663 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,896 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:33 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 720 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000014 · wf-form4_160988599249091.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the net issuance of 720 shares from the vesting of 1,475 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 755 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:33 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,227 $0.00 $0.00
Disclosure

SEC source: 0001235468-21-000014 · wf-form4_160988599249091.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 2,227 shares from the vesting of 4,559 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,332 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:12 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 9,950 $0.00 $0.00
Disclosure

SEC source: 0001235468-20-000199 · wf-form4_160703351729474.xml · derivative · entry 22

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,950

Underlying: Common Stock · 9,950 shares

Expires 2025-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F18 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:12 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 9,950 $0.00 $0.00
Disclosure

SEC source: 0001235468-20-000199 · wf-form4_160703351729474.xml · derivative · entry 21

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,950

Underlying: Common Stock · 9,950 shares

Expires 2025-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F17 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:12 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 55,050 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001235468-20-000199 · wf-form4_160703351729474.xml · derivative · entry 20

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,050

Underlying: Common Stock · 55,050 shares

Expires 2030-12-01

F16 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 22:12 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 55,050 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0001235468-20-000199 · wf-form4_160703351729474.xml · derivative · entry 19

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,050

Underlying: Common Stock · 55,050 shares

Expires 2030-12-01

F15 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:33 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 520 $0.00 $0.00
Disclosure

SEC source: 0001235468-20-000177 · wf-form4_160167082333881.xml · derivative · entry 12

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520

Underlying: Common Stock · 1,040 shares

Expires 2021-10-01

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6 · kind: Represents the vesting of restricted stock units.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2019 and thereafter, an additional 1/4th vests on each of October 1, 2019, October 1, 2020, and October 1, 2021.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:33 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 2,425 $0.00 $0.00
Disclosure

SEC source: 0001235468-20-000177 · wf-form4_160167082333881.xml · derivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,425 shares

Expires 2020-10-01

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6 · kind: Represents the vesting of restricted stock units.

F7 · derivative.exercise_date: These restricted stock units fully vested on October 1, 2020.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:33 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 321 $0.00 $0.00
Disclosure

SEC source: 0001235468-20-000177 · wf-form4_160167082333881.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,124

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the net issuance of 321 shares from the vesting of 520 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 199 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 20:33 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0001235468-20-000177 · wf-form4_160167082333881.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 1,500 shares from the vesting of 2,425 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 925 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 21:39 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 970 $0.00 $0.00
Disclosure

SEC source: 0001235468-20-000032 · wf-form4_157869234807634.xml · derivative · entry 6

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,730

Underlying: Common Stock · 9,700 shares

Expires 2026-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock.

F8 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
January 09, 2020 Filed Jan 10, 2020 21:39 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 452 $0.00 $0.00
Disclosure

SEC source: 0001235468-20-000032 · wf-form4_157869234807634.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,303

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 452 shares from the vesting of 970 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 518 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:34 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 1,475 $0.00 $0.00
Disclosure

SEC source: 0001235468-20-000009 · wf-form4_157834646173446.xml · derivative · entry 13

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,425

Underlying: Common Stock · 5,900 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · kind: Represents the vesting of restricted stock.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:34 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 706 $0.00 $0.00
Disclosure

SEC source: 0001235468-20-000009 · wf-form4_157834646173446.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,851

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 706 shares from the vesting of 1,475 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 769 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:36 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 22,650 $0.00 $0.00
Disclosure

SEC source: 0001235468-19-000032 · wf-form4_157558537606649.xml · derivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,650

Underlying: Common Stock · 22,650 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2021 and thereafter 1/4th of the restricted stock grant will vest on each of January 1, 2022, January 1, 2023 and January 1, 2024.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:36 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 22,650 $0.00 $0.00
Disclosure

SEC source: 0001235468-19-000032 · wf-form4_157558537606649.xml · derivative · entry 4

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,650

Underlying: Common Stock · 22,650 shares

Expires 2024-01-01

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F4 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:36 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 54,000 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001235468-19-000032 · wf-form4_157558537606649.xml · derivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2029-12-03

F2 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2021 and, thereafter, 1/48th of the option grant will vest each month for thirty-six months.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:36 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 54,000 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001235468-19-000032 · wf-form4_157558537606649.xml · derivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,000

Underlying: Common Stock · 54,000 shares

Expires 2029-12-03

F1 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 20:16 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 1,584 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-012207 · wf-form4_157056574676521.xml · derivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,584 shares

Expires 2025-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F3 · kind: Represents the vesting of restricted stock.

F4 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
October 07, 2019 Filed Oct 8, 2019 20:16 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 823 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-012207 · wf-form4_157056574676521.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 823 shares from the vesting of 1,584 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 761 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:13 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 520 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-012112 · wf-form4_157004718351529.xml · derivative · entry 19

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,040

Underlying: Common Stock · 1,560 shares

Expires 2021-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock.

F19 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2019 and October 1, 2019, and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, and October 1, 2021.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:13 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 2,425 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-012112 · wf-form4_157004718351529.xml · derivative · entry 12

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,425

Underlying: Common Stock · 4,850 shares

Expires 2020-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on April 1, 2018, October 1, 2018 and October 1, 2019, and thereafter 1/4th of the restricted stock grant will vest on October 1, 2020.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:13 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 3,322 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-012112 · wf-form4_157004718351529.xml · derivative · entry 11

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,322 shares

Expires 2019-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:13 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 6,335 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-012112 · wf-form4_157004718351529.xml · derivative · entry 7

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,335 shares

Expires 2019-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:13 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 43,724 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-012112 · wf-form4_157004718351529.xml · derivative · entry 6

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,724 shares

Expires 2019-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7 · kind: Represents the vesting of restricted stock.

F8 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. In the event that Mr. Celaya's employment is terminated by the Company without cause or by Mr. Celaya for good reason within his first eighteen months of employment, 37.5 percent of this restricted stock grant will become vested as of the date of his termination. On the eighteen month anniversary of Mr. Celaya's start of employment, this acceleration provision will expire.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:13 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 270 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-012112 · wf-form4_157004718351529.xml · nonDerivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · kind: Represents the net issuance of 270 shares from the vesting of 520 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 250 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:13 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,260 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-012112 · wf-form4_157004718351529.xml · nonDerivative · entry 4

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the net issuance of 1,260 shares from the vesting of 2,425 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,165 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:13 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,727 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-012112 · wf-form4_157004718351529.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 1,727 shares from the vesting of 3,322 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,595 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:13 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 3,293 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-012112 · wf-form4_157004718351529.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the net issuance of 3,293 shares from the vesting of 6,335 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 3,042 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 20:13 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 22,732 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-012112 · wf-form4_157004718351529.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 22,732 shares from the vesting of 43,724 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 20,992 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
April 11, 2019 Filed Apr 12, 2019 21:28 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 57 $6.79 $387.03
Disclosure

SEC source: 0001628280-19-004257 · wf-form4_155510448442176.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,040

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 21:28 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 624 $6.94 Strike: $4.47 $4,330.56
Disclosure

SEC source: 0001628280-19-004257 · wf-form4_155510448442176.xml · derivative · entry 15

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,248

Underlying: Common Stock · 1,872 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F12 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 21:28 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 143 $6.99 $999.57
Disclosure

SEC source: 0001628280-19-004257 · wf-form4_155510448442176.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,097

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
April 10, 2019 Filed Apr 12, 2019 21:28 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 624 $6.94 $4,330.56
Disclosure

SEC source: 0001628280-19-004257 · wf-form4_155510448442176.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,240

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 1,248 $7.65 Strike: $4.47 $9,547.20
Disclosure

SEC source: 0001628280-19-000273 · wf-form4_154724074036514.xml · derivative · entry 14

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,872

Underlying: Common Stock · 3,120 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F12 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 440 $7.65 $3,366.00
Disclosure

SEC source: 0001628280-19-000273 · wf-form4_154724074036514.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,616

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
January 10, 2019 Filed Jan 11, 2019 21:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 1,248 $7.65 $9,547.20
Disclosure

SEC source: 0001628280-19-000273 · wf-form4_154724074036514.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,056

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:08 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 520 $6.12 Strike: $4.47 $3,182.40
Disclosure

SEC source: 0001628280-19-000106 · wf-form4_154663609051267.xml · derivative · entry 16

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

Underlying: Common Stock · 2,080 shares

Expires 2027-10-01

F1 · kind: Represents the vesting of restricted stock.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:08 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 225 $6.12 $1,377.00
Disclosure

SEC source: 0001628280-19-000106 · wf-form4_154663609051267.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,808

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 21:08 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 520 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-000106 · wf-form4_154663609051267.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,033

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 22:19 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 4,751 $6.99 Strike: $6.63 $33,209.49
Disclosure

SEC source: 0001628280-18-014979 · wf-form4_154448036388722.xml · derivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584

Underlying: Common Stock · 6,335 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F5 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 22:19 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 2,033 $6.99 $14,210.67
Disclosure

SEC source: 0001628280-18-014979 · wf-form4_154448036388722.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,513

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 22:19 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 4,751 $6.99 $33,209.49
Disclosure

SEC source: 0001628280-18-014979 · wf-form4_154448036388722.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,546

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 36,500 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001628280-18-014885 · wf-form4_154413278214520.xml · derivative · entry 19

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

Underlying: Common Stock · 36,500 shares

Expires 2028-10-01

F13 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2020 and thereafter 1/48th of the option grant will vest each month for thirty three months.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 36,500 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001628280-18-014885 · wf-form4_154413278214520.xml · derivative · entry 18

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,500

Underlying: Common Stock · 36,500 shares

Expires 2028-10-01

F8 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.