Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIQUIDITY SERVICES INCLQDT · Entity 1149 | EVP & Chief Financial Officer | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIQUIDITY SERVICES INC
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy the Jorge Celaya Revocable Trust | 68,262 |
Reported balance
After 2026-08-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-21 · Exercise / conversion · Acquired 1,367 · Balance 68,262 F14: Represents the net issuance of 1,367 shares from the vesting of 2,677 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,310 shares. |
| Common StockSEC Table I · non-derivative | IndirectBy the Jorge Celaya Revocable Trust | 69,309 |
Reported balance
After 2026-08-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-21 · Exercise / conversion · Acquired 1,047 · Balance 69,309 F15: Represents the net issuance of 1,047 shares from the vesting of 2,050 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,003 shares. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 2,678 |
Reported balance
After 2026-08-21 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-21 · Exercise / conversion · Disposed 2,677 · Balance 2,678 F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 8,200 |
Reported balance
After 2026-08-21 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-21 · Exercise / conversion · Disposed 2,050 · Balance 8,200 F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 5,177 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 5,177 F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01 | Direct | 13,387 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 13,387 F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 15,375 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 15,375 F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F9: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 32,850 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 32,850 F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 32,850 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 32,850 F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07 | Direct | 7,740 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 7,740 F13: These options became fully exercisable on January 1, 2026. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 16,640 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 16,640 F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 19,435 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 19,435 F4: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 17,350 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 17,350 F10: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 31,650 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 31,650 F11: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07 | Direct | 3,096 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 3,096 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 13,387 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · Balance 13,387 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 21,640 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · Balance 21,640 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 17,350 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 17,350 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 31,650 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · Balance 31,650 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $9.46 · Expires 2030-12-01 | Direct | 6,596 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · Balance 6,596 F1: These options became fully exercisable on January 1, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: These options became fully exercisable on January 1, 2025.
F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F4: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
F9: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
F10: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F11: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
F13: These options became fully exercisable on January 1, 2026.
F14: Represents the net issuance of 1,367 shares from the vesting of 2,677 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,310 shares.
F15: Represents the net issuance of 1,047 shares from the vesting of 2,050 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,003 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 5, 2022 21:08 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 2,488 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000006 · wf-form4_164141689750623.xml · derivative · entry 14 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,462 Underlying: Common Stock · 9,950 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F16 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:08 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 5,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000006 · wf-form4_164141689750623.xml · derivative · entry 10 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,325 Underlying: Common Stock · 16,987 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F12 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:08 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 1,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000006 · wf-form4_164141689750623.xml · derivative · entry 7 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,475 Underlying: Common Stock · 2,950 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:08 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000006 · wf-form4_164141689750623.xml · nonDerivative · entry 3 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 1,755 shares from the vesting of 2,488 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 733 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:08 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 3,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000006 · wf-form4_164141689750623.xml · nonDerivative · entry 2 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,407 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 3,654 shares from the vesting of 5,662 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,008 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:08 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 952 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-22-000006 · wf-form4_164141689750623.xml · nonDerivative · entry 1 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,753 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 952 shares from the vesting of 1,475 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 523 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 8,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000181 · wf-form4_163909586129404.xml · derivative · entry 16 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,720 Underlying: Common Stock · 8,720 shares Expires 2026-01-01 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 8,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000181 · wf-form4_163909586129404.xml · derivative · entry 15 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,720 Underlying: Common Stock · 8,720 shares Expires 2026-01-01 F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 7,740 | $0.00 Strike: $22.20 | $0.00 |
DisclosureSEC source: 0001235468-21-000181 · wf-form4_163909586129404.xml · derivative · entry 14 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,740 Underlying: Common Stock · 7,740 shares Expires 2031-12-07 F10 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 07, 2021 Filed Dec 10, 2021 00:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 7,740 | $0.00 Strike: $22.20 | $0.00 |
DisclosureSEC source: 0001235468-21-000181 · wf-form4_163909586129404.xml · derivative · entry 13 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,740 Underlying: Common Stock · 7,740 shares Expires 2031-12-07 F13 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:45 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000154 · wf-form4_163338029710586.xml · derivative · entry 5 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 520 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F6 · kind: Represents the vesting of restricted stock units. F7 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2019 and thereafter, an additional 1/4th vests on each of October 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 20:45 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 316 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000154 · wf-form4_163338029710586.xml · nonDerivative · entry 1 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,801 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 316 shares from the vesting of 520 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 204 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| May 11, 2021 Filed May 11, 2021 22:25 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 14,022 | $27.13 | $380,416.86 |
DisclosureSEC source: 0001235468-21-000108 · wf-form4_162077192527227.xml · nonDerivative · entry 4 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,485 Read SEC document |
| May 10, 2021 Filed May 11, 2021 22:25 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 68,854 | $24.68 | $1,699,316.72 |
DisclosureSEC source: 0001235468-21-000108 · wf-form4_162077192527227.xml · nonDerivative · entry 3 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,507 Read SEC document |
| May 07, 2021 Filed May 11, 2021 22:25 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 3,375 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001235468-21-000108 · wf-form4_162077192527227.xml · derivative · entry 11 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 Underlying: Common Stock · 39,375 shares Expires 2029-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the exercise of stock options. F11 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. Read SEC document |
| May 07, 2021 Filed May 11, 2021 22:25 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 2,282 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000108 · wf-form4_162077192527227.xml · derivative · entry 10 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,208 Underlying: Common Stock · 17,490 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the exercise of stock options. F10 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| May 07, 2021 Filed May 11, 2021 22:25 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 1,268 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001235468-21-000108 · wf-form4_162077192527227.xml · derivative · entry 7 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,112 Underlying: Common Stock · 3,380 shares Expires 2017-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: Represents the exercise of stock options. F7 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2019 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| May 07, 2021 Filed May 11, 2021 22:25 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 14,449 | $24.57 | $355,011.93 |
DisclosureSEC source: 0001235468-21-000108 · wf-form4_162077192527227.xml · nonDerivative · entry 2 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,361 Read SEC document |
| May 07, 2021 Filed May 11, 2021 22:25 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 4,023 | $6.69 | $26,913.87 |
DisclosureSEC source: 0001235468-21-000108 · wf-form4_162077192527227.xml · nonDerivative · entry 1 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,810 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person exercised 6,925 stock options on a share withhold basis. 2,902 shares were withheld to cover the cost of the options as well as related taxes resulting in a net amount of 4,023 shares acquired. F2 · price: The reporting person exercised a total of 6,925 stock options, 1,268 of which had an exercise price of $4.47, 2,282 of which had an exercise price of $6.11, and 3,375 of which had an exercise price of $6.69. Read SEC document |
| February 19, 2021 Filed Feb 19, 2021 22:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 2,345 | $19.19 | $45,000.55 |
DisclosureSEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · nonDerivative · entry 4 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,787 Read SEC document |
| February 18, 2021 Filed Feb 19, 2021 22:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 7,403 | $19.40 | $143,618.20 |
DisclosureSEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · nonDerivative · entry 3 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,132 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 14,625 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · derivative · entry 13 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,375 Underlying: Common Stock · 54,000 shares Expires 2029-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the exercise of stock options. F12 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 54,000 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · derivative · entry 12 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,000 shares Expires 2029-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the exercise of stock options. F11 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 7,220 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · derivative · entry 11 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,490 Underlying: Common Stock · 24,710 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the exercise of stock options. F10 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 422 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · derivative · entry 8 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,380 Underlying: Common Stock · 3,802 shares Expires 2017-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2019 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 3,277 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · derivative · entry 7 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,473 Underlying: Common Stock · 5,750 shares Expires 2027-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the exercise of stock options. F6 · derivative.exercise_date: These options become exercisable, if at all, based on the issuer's achievement of certain financial milestones. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 5,750 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · derivative · entry 6 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,750 shares Expires 2027-03-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · kind: Represents the exercise of stock options. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 82,743 | $18.95 | $1,567,979.85 |
DisclosureSEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · nonDerivative · entry 2 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,535 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 22:23 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 49,699 | $6.69 | $332,486.31 |
DisclosureSEC source: 0001235468-21-000081 · wf-form4_161377340469166.xml · nonDerivative · entry 1 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person exercised 85,294 stock options on a share withhold basis. 35,595 shares were withheld to cover the cost of the options as well as related taxes resulting in a net amount of 49,699 shares acquired. F2 · price: The reporting person exercised a total of 85,294 stock options, 68,625 of which had an exercise price of $6.69, 7,220 of which had an exercise price of $6.11, 9,027 of which had an exercise price of $8.30 and 422 of which had a purchase price of $4.47. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 36,500 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000032 · wf-form4_161117721323302.xml · derivative · entry 16 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,500 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Represents the exercise of stock options. F10 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 12,168 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001235468-21-000032 · wf-form4_161117721323302.xml · derivative · entry 10 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,168 shares Expires 2027-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Represents the exercise of stock options. F10 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 13,500 | $20.55 | $277,425.00 |
DisclosureSEC source: 0001235468-21-000032 · wf-form4_161117721323302.xml · nonDerivative · entry 6 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,579 F4 · kind: The reporting person surrendered 13,500 shares with a market value of $277,425.00 to the Issuer to pay the purchase price of 36,500 shares at $6.11 per share and 12,168 shares at $4.47 per share. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 12,168 | $4.47 | $54,390.96 |
DisclosureSEC source: 0001235468-21-000032 · wf-form4_161117721323302.xml · nonDerivative · entry 5 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,079 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 36,500 | $6.11 | $223,015.00 |
DisclosureSEC source: 0001235468-21-000032 · wf-form4_161117721323302.xml · nonDerivative · entry 4 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 22,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000032 · wf-form4_161117721323302.xml · derivative · entry 20 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,650 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F11 · kind: Represents the vesting of restricted stock units. F12 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 5,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000032 · wf-form4_161117721323302.xml · derivative · entry 14 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,900 shares Expires 2023-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F11 · kind: Represents the vesting of restricted stock units. F12 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 1,248 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000032 · wf-form4_161117721323302.xml · derivative · entry 11 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,248 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F11 · kind: Represents the vesting of restricted stock units. F12 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 11,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000032 · wf-form4_161117721323302.xml · nonDerivative · entry 3 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,411 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 11,766 shares from the vesting of 22,650 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 10,884 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 3,065 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000032 · wf-form4_161117721323302.xml · nonDerivative · entry 2 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 3,065 shares from the vesting of 5,900 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,835 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 648 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000032 · wf-form4_161117721323302.xml · nonDerivative · entry 1 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 648 shares from the vesting of 1,248 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 600 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 11,790 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-21-000016 · wf-form4_161005344630348.xml · derivative · entry 19 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,710 Underlying: Common Stock · 36,500 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 16,478 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001235468-21-000016 · wf-form4_161005344630348.xml · derivative · entry 14 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,802 Underlying: Common Stock · 20,280 shares Expires 2027-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2019 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 18,252 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001235468-21-000016 · wf-form4_161005344630348.xml · derivative · entry 12 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,168 Underlying: Common Stock · 30,420 shares Expires 2027-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 3,473 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001235468-21-000016 · wf-form4_161005344630348.xml · derivative · entry 8 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,473 shares Expires 2025-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 75% of these options became exercisable on December 6, 2018. The remaining options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 13,891 | $0.00 Strike: $6.63 | $0.00 |
DisclosureSEC source: 0001235468-21-000016 · wf-form4_161005344630348.xml · derivative · entry 7 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,891 shares Expires 2025-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options became fully exercisable on October 1, 2019. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 20,790 | $16.47 | $342,411.30 |
DisclosureSEC source: 0001235468-21-000016 · wf-form4_161005344630348.xml · nonDerivative · entry 6 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,932 F1 · kind: The reporting person surrendered 20,790 shares with a market value of $342,411.30 to the Issuer to pay the purchase price of the shares. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 3,473 | $6.63 | $23,025.99 |
DisclosureSEC source: 0001235468-21-000016 · wf-form4_161005344630348.xml · nonDerivative · entry 5 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,722 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 13,891 | $6.63 | $92,097.33 |
DisclosureSEC source: 0001235468-21-000016 · wf-form4_161005344630348.xml · nonDerivative · entry 4 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,249 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 18,252 | $4.47 | $81,586.44 |
DisclosureSEC source: 0001235468-21-000016 · wf-form4_161005344630348.xml · nonDerivative · entry 3 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2021 Filed Jan 7, 2021 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 16,478 | $4.47 | $73,656.66 |
DisclosureSEC source: 0001235468-21-000016 · wf-form4_161005344630348.xml · nonDerivative · entry 2 Celaya Jorge · CIK 0001406206 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.