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Celaya Jorge

Disclosed activity across 1 company

Tapewire entity
19864
SEC CIK
0001406206

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LIQUIDITY SERVICES INCLQDT · Entity 1149EVP & Chief Financial OfficerAugust 21, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LIQUIDITY SERVICES INC

Report date August 21, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy the Jorge Celaya Revocable Trust68,262 Reported balance After 2026-08-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-21 · Exercise / conversion · Acquired 1,367 · Balance 68,262

F14: Represents the net issuance of 1,367 shares from the vesting of 2,677 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,310 shares.

Common StockSEC Table I · non-derivativeIndirectBy the Jorge Celaya Revocable Trust69,309 Reported balance After 2026-08-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-21 · Exercise / conversion · Acquired 1,047 · Balance 69,309

F15: Represents the net issuance of 1,047 shares from the vesting of 2,050 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,003 shares.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct2,678 Reported balance After 2026-08-21 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-08-21 · Exercise / conversion · Disposed 2,677 · Balance 2,678

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct8,200 Reported balance After 2026-08-21 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-08-21 · Exercise / conversion · Disposed 2,050 · Balance 8,200

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct5,177 Reported balance Holding disclosure · report date 2026-08-21 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 5,177

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01Direct13,387 Reported balance Holding disclosure · report date 2026-08-21 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 13,387

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct15,375 Reported balance Holding disclosure · report date 2026-08-21 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 15,375

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F9: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct32,850 Reported balance Holding disclosure · report date 2026-08-21 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 32,850

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct32,850 Reported balance Holding disclosure · report date 2026-08-21 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 32,850

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07Direct7,740 Reported balance Holding disclosure · report date 2026-08-21 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 7,740

F13: These options became fully exercisable on January 1, 2026.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23Direct16,640 Reported balance Holding disclosure · report date 2026-08-21 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 16,640

F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct19,435 Reported balance Holding disclosure · report date 2026-08-21 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 19,435

F4: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30Direct17,350 Reported balance Holding disclosure · report date 2026-08-21 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 17,350

F10: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29Direct31,650 Reported balance Holding disclosure · report date 2026-08-21 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 31,650

F11: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07Direct3,096 Reported balance Holding disclosure · report date 2026-08-21 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 3,096

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23Direct13,387 Reported balance Holding disclosure · report date 2026-08-21 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 13,387

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct21,640 Reported balance Holding disclosure · report date 2026-08-21 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 21,640

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30Direct17,350 Reported balance Holding disclosure · report date 2026-08-21 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 17,350

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29Direct31,650 Reported balance Holding disclosure · report date 2026-08-21 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 31,650

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $9.46 · Expires 2030-12-01Direct6,596 Reported balance Holding disclosure · report date 2026-08-21 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 6,596

F1: These options became fully exercisable on January 1, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: These options became fully exercisable on January 1, 2025.

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F4: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

F9: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

F10: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F11: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

F13: These options became fully exercisable on January 1, 2026.

F14: Represents the net issuance of 1,367 shares from the vesting of 2,677 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,310 shares.

F15: Represents the net issuance of 1,047 shares from the vesting of 2,050 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,003 shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 04, 2018 Filed Dec 6, 2018 21:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 5,900 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001628280-18-014885 · wf-form4_154413278214520.xml · derivative · entry 17

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,900

Underlying: Common Stock · 5,900 shares

Expires 2028-10-01

F12 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:46 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 5,900 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001628280-18-014885 · wf-form4_154413278214520.xml · derivative · entry 16

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,900

Underlying: Common Stock · 5,900 shares

Expires 2028-10-01

F9 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock.

Read SEC document
October 08, 2018 Filed Oct 9, 2018 11:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 9,327 $5.25 $48,966.75
Disclosure

SEC source: 0001628280-18-012378 · wf-form4_153908635212222.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,795

F1 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 11:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 5,336 $5.26 $28,067.36
Disclosure

SEC source: 0001628280-18-012378 · wf-form4_153908635212222.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,122

F1 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
October 04, 2018 Filed Oct 9, 2018 11:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 1,599 $5.53 $8,842.47
Disclosure

SEC source: 0001628280-18-012378 · wf-form4_153908635212222.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,458

F1 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
October 03, 2018 Filed Oct 3, 2018 22:56 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 2,874 $5.80 $16,669.20
Disclosure

SEC source: 0001628280-18-012292 · wf-form4_153860737585023.xml · nonDerivative · entry 4

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,057

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
October 02, 2018 Filed Oct 3, 2018 22:56 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 421 $5.83 $2,454.43
Disclosure

SEC source: 0001628280-18-012292 · wf-form4_153860737585023.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,931

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:56 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 2,425 $5.95 Strike: $5.80 $14,428.75
Disclosure

SEC source: 0001628280-18-012292 · wf-form4_153860737585023.xml · derivative · entry 11

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,850

Underlying: Common Stock · 7,275 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F8 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:56 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 3,322 $5.95 Strike: $8.15 $19,765.90
Disclosure

SEC source: 0001628280-18-012292 · wf-form4_153860737585023.xml · derivative · entry 10

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,322

Underlying: Common Stock · 6,644 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:56 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 6,335 $5.95 Strike: $6.63 $37,693.25
Disclosure

SEC source: 0001628280-18-012292 · wf-form4_153860737585023.xml · derivative · entry 6

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,335

Underlying: Common Stock · 12,670 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:56 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 43,725 $5.95 Strike: $9.70 $260,163.75
Disclosure

SEC source: 0001628280-18-012292 · wf-form4_153860737585023.xml · derivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,724

Underlying: Common Stock · 87,449 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. In the event that Mr. Celaya's employment is terminated by the Company without cause or by Mr. Celaya for good reason within his first eighteen months of employment, 37.5 percent of this restricted stock grant will become vested as of the date of his termination. On the eighteen month anniversary of Mr. Celaya's start of employment, this acceleration provision will expire.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:56 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 8,455 $5.95 $50,307.25
Disclosure

SEC source: 0001628280-18-012292 · wf-form4_153860737585023.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,352

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 22:56 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 55,807 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-012292 · wf-form4_153860737585023.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,807

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
August 07, 2018 Filed Aug 7, 2018 21:00 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 22,398 $7.00 $156,786.00
Disclosure

SEC source: 0001628280-18-010710 · wf-form4_153367562496370.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
August 06, 2018 Filed Aug 7, 2018 21:00 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 6,569 $7.05 $46,311.45
Disclosure

SEC source: 0001628280-18-010710 · wf-form4_153367562496370.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,398

Read SEC document
August 03, 2018 Filed Aug 7, 2018 21:00 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 31,226 $7.00 $218,582.00
Disclosure

SEC source: 0001628280-18-010710 · wf-form4_153367562496370.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,967

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:51 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 2,425 $6.23 Strike: $5.80 $15,107.75
Disclosure

SEC source: 0001628280-18-003959 · wf-form4_152278862521329.xml · derivative · entry 9

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,275

Underlying: Common Stock · 9,700 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F8 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:51 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 931 $6.23 $5,800.13
Disclosure

SEC source: 0001628280-18-003959 · wf-form4_152278862521329.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,193

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 20:51 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 2,425 $6.23 $15,107.75
Disclosure

SEC source: 0001628280-18-003959 · wf-form4_152278862521329.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,124

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:28 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 2,080 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012325 · wf-form4_151320772096708.xml · derivative · entry 15

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,080

Underlying: Common Stock · 2,080 shares

Expires 2027-10-01

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:28 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 20,280 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012325 · wf-form4_151320772096708.xml · derivative · entry 14

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,280

Underlying: Common Stock · 20,280 shares

Expires 2027-10-01

F8 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:28 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 3,120 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012325 · wf-form4_151320772096708.xml · derivative · entry 13

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,120

Underlying: Common Stock · 3,120 shares

Expires 2027-10-01

F3 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 23:28 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 30,420 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001628280-17-012325 · wf-form4_151320772096708.xml · derivative · entry 12

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,420

Underlying: Common Stock · 30,420 shares

Expires 2027-10-01

F5 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
October 03, 2017 Filed Oct 4, 2017 21:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 2,306 $5.80 $13,374.80
Disclosure

SEC source: 0001628280-17-009700 · wf-form4_150715099092789.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,699

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 3,322 $5.80 Strike: $8.15 $19,267.60
Disclosure

SEC source: 0001628280-17-009700 · wf-form4_150715099092789.xml · derivative · entry 9

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,644

Underlying: Common Stock · 9,966 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 6,336 $5.80 Strike: $6.63 $36,748.80
Disclosure

SEC source: 0001628280-17-009700 · wf-form4_150715099092789.xml · derivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,670

Underlying: Common Stock · 19,006 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 43,724 $5.80 Strike: $9.70 $253,599.20
Disclosure

SEC source: 0001628280-17-009700 · wf-form4_150715099092789.xml · derivative · entry 4

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,449

Underlying: Common Stock · 131,173 shares

Expires 2025-10-01

F1 · kind: Represents the vesting of restricted stock.

F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. In the event that Mr. Celaya's employment is terminated by the Company without cause or by Mr. Celaya for good reason within his first eighteen months of employment, 37.5 percent of this restricted stock grant will become vested as of the date of his termination. On the eighteen month anniversary of Mr. Celaya's start of employment, this acceleration provision will expire.

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October 02, 2017 Filed Oct 4, 2017 21:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 17,034 $5.80 $98,797.20
Disclosure

SEC source: 0001628280-17-009700 · wf-form4_150715099092789.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,005

F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due.

Read SEC document
October 02, 2017 Filed Oct 4, 2017 21:03 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 53,382 $5.80 $309,615.60
Disclosure

SEC source: 0001628280-17-009700 · wf-form4_150715099092789.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,039

F1 · kind: Represents the vesting of restricted stock.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:27 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 5,750 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001628280-17-002336 · wf-form4_148893642857895.xml · derivative · entry 11

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Common Stock · 5,750 shares

Expires 2026-10-01

F5 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

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March 03, 2017 Filed Mar 8, 2017 01:27 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Option · Derivative 5,750 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001628280-17-002336 · wf-form4_148893642857895.xml · derivative · entry 10

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Common Stock · 5,750 shares

Expires 2026-10-01

F7 · derivative.exercise_date: 18/48th of this option grant will vest on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months.

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March 03, 2017 Filed Mar 8, 2017 01:27 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 9,700 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001628280-17-002336 · wf-form4_148893642857895.xml · derivative · entry 9

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,700

Underlying: Common Stock · 9,700 shares

Expires 2026-10-01

F3 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
March 03, 2017 Filed Mar 8, 2017 01:27 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantEmployee Stock Grant · Derivative 9,700 $0.00 Strike: $8.30 $0.00
Disclosure

SEC source: 0001628280-17-002336 · wf-form4_148893642857895.xml · derivative · entry 8

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,700

Underlying: Common Stock · 9,700 shares

Expires 2026-10-01

F6 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020.

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October 10, 2016 Filed Oct 11, 2016 21:48 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 5,226 $10.03 $52,416.78
Disclosure

SEC source: 0001179110-16-030643 · edgar.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,657

F7 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 07, 2016 Filed Oct 11, 2016 21:48 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 3,728 $10.06 $37,503.68
Disclosure

SEC source: 0001179110-16-030643 · edgar.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,883

F7 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 06, 2016 Filed Oct 11, 2016 21:48 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 3,107 $10.28 $31,939.96
Disclosure

SEC source: 0001179110-16-030643 · edgar.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,611

F7 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 05, 2016 Filed Oct 5, 2016 22:38 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 7,073 $10.51 $74,337.23
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · nonDerivative · entry 4

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,678

F8 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 04, 2016 Filed Oct 5, 2016 22:38 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 2,955 $10.52 $31,086.60
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,751

F8 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:38 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 3,322 $10.65 Strike: $8.15 $35,379.30
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · derivative · entry 10

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,966

Underlying: Common Stock · 13,288 shares

Expires 2025-10-01

F7 · kind: Represents the vesting of restricted stock

F6 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:38 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 6,335 $10.65 Strike: $6.63 $67,467.75
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · derivative · entry 6

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,006

Underlying: Common Stock · 25,341 shares

Expires 2025-10-01

F7 · kind: Represents the vesting of restricted stock

F2 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:38 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherEmployee Stock Grant · Derivative 43,725 $10.65 Strike: $9.70 $465,671.25
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · derivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,173

Underlying: Common Stock · 174,898 shares

Expires 2025-10-01

F7 · kind: Represents the vesting of restricted stock

F1 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. In the event that Mr. Celaya's employment is terminated by the Company without cause or by Mr. Celaya for good reason within his first eighteen months of employment, 37.5 percent of this restricted stock grant will become vested as of the date of his termination. On the eighteen month anniversary of Mr. Celaya's start of employment, this acceleration provision will expire.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:38 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 6,636 $10.65 $70,673.40
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,746

F8 · kind: Represents reporting person's advance election to sell to cover tax obligations upon vesting such restricted shares

Read SEC document
October 03, 2016 Filed Oct 5, 2016 22:38 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 53,382 $10.65 $568,518.30
Disclosure

SEC source: 0001179110-16-030489 · edgar.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,382

F7 · kind: Represents the vesting of restricted stock

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.