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Celaya Jorge

Disclosed activity across 1 company

Tapewire entity
19864
SEC CIK
0001406206

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LIQUIDITY SERVICES INCLQDT · Entity 1149EVP & Chief Financial OfficerAugust 21, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LIQUIDITY SERVICES INC

Report date August 21, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy the Jorge Celaya Revocable Trust68,262 Reported balance After 2026-08-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-21 · Exercise / conversion · Acquired 1,367 · Balance 68,262

F14: Represents the net issuance of 1,367 shares from the vesting of 2,677 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,310 shares.

Common StockSEC Table I · non-derivativeIndirectBy the Jorge Celaya Revocable Trust69,309 Reported balance After 2026-08-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-21 · Exercise / conversion · Acquired 1,047 · Balance 69,309

F15: Represents the net issuance of 1,047 shares from the vesting of 2,050 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,003 shares.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct2,678 Reported balance After 2026-08-21 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-08-21 · Exercise / conversion · Disposed 2,677 · Balance 2,678

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct8,200 Reported balance After 2026-08-21 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-08-21 · Exercise / conversion · Disposed 2,050 · Balance 8,200

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct5,177 Reported balance Holding disclosure · report date 2026-08-21 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 5,177

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01Direct13,387 Reported balance Holding disclosure · report date 2026-08-21 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 13,387

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct15,375 Reported balance Holding disclosure · report date 2026-08-21 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 15,375

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F9: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct32,850 Reported balance Holding disclosure · report date 2026-08-21 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 32,850

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct32,850 Reported balance Holding disclosure · report date 2026-08-21 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 32,850

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07Direct7,740 Reported balance Holding disclosure · report date 2026-08-21 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 7,740

F13: These options became fully exercisable on January 1, 2026.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23Direct16,640 Reported balance Holding disclosure · report date 2026-08-21 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 16,640

F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct19,435 Reported balance Holding disclosure · report date 2026-08-21 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 19,435

F4: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30Direct17,350 Reported balance Holding disclosure · report date 2026-08-21 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 17,350

F10: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29Direct31,650 Reported balance Holding disclosure · report date 2026-08-21 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 31,650

F11: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07Direct3,096 Reported balance Holding disclosure · report date 2026-08-21 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 3,096

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23Direct13,387 Reported balance Holding disclosure · report date 2026-08-21 · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · Balance 13,387

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct21,640 Reported balance Holding disclosure · report date 2026-08-21 · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · Balance 21,640

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30Direct17,350 Reported balance Holding disclosure · report date 2026-08-21 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 17,350

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29Direct31,650 Reported balance Holding disclosure · report date 2026-08-21 · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · Balance 31,650

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $9.46 · Expires 2030-12-01Direct6,596 Reported balance Holding disclosure · report date 2026-08-21 · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · Balance 6,596

F1: These options became fully exercisable on January 1, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: These options became fully exercisable on January 1, 2025.

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F4: 12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F5: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

F6: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

F8: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

F9: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

F10: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F11: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F12: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

F13: These options became fully exercisable on January 1, 2026.

F14: Represents the net issuance of 1,367 shares from the vesting of 2,677 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,310 shares.

F15: Represents the net issuance of 1,047 shares from the vesting of 2,050 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,003 shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 02, 2025 Filed Jan 6, 2025 22:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,246 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002282 · ownership.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,927

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the net issuance of 1,246 shares from the vesting of 2,487 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,241 shares.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:55 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,071 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-139666 · ownership.xml · derivative · entry 8

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,639

Underlying: Common Stock · 20,710 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F16 · kind: Represents the vesting of restricted stock units.

F8 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 21:55 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,073 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-139666 · ownership.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,681

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the net issuance of 1,073 shares from the vesting of 2,071 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 998 shares.

Read SEC document
December 16, 2024 Filed Dec 18, 2024 23:07 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 16,540 $34.10 $564,014.00
Disclosure

SEC source: 0000950170-24-138035 · ownership.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,608

Read SEC document
October 30, 2024 Filed Nov 1, 2024 22:23 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantStock Option Grant · Derivative 17,350 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0000950170-24-120207 · ownership.xml · derivative · entry 21

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,350

Underlying: Common Stock · 17,350 shares

Expires 2034-10-30

F3 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 22:23 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantStock Option Grant · Derivative 17,350 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0000950170-24-120207 · ownership.xml · derivative · entry 16

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,350

Underlying: Common Stock · 17,350 shares

Expires 2034-10-30

F14 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 22:23 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantRestricted Stock Unit Grant · Derivative 20,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-120207 · ownership.xml · derivative · entry 10

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2029-01-01

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 22:23 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantRestricted Stock Unit Grant · Derivative 20,500 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-120207 · ownership.xml · derivative · entry 6

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,500

Underlying: Common Stock · 20,500 shares

Expires 2029-01-01

F9 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2026 and thereafter, an additional 1/4th will vest on each of January 1, 2027, January 1, 2028 and January 1, 2029.

Read SEC document
September 13, 2024 Filed Sep 13, 2024 21:06 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 2,259 $22.49 $50,804.91
Disclosure

SEC source: 0000950170-24-106442 · ownership.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,148

Read SEC document
September 12, 2024 Filed Sep 13, 2024 21:06 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 10,000 $22.03 $220,300.00
Disclosure

SEC source: 0000950170-24-106442 · ownership.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,407

Read SEC document
September 05, 2024 Filed Sep 9, 2024 21:54 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 15,617 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0000950170-24-104834 · ownership.xml · derivative · entry 6

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,770

Underlying: Common Stock · 29,387 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

Read SEC document
September 05, 2024 Filed Sep 9, 2024 21:54 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 3,802 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0000950170-24-104834 · ownership.xml · derivative · entry 5

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,802 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months.

Read SEC document
September 05, 2024 Filed Sep 9, 2024 21:54 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 6,617 $6.69 $44,267.73
Disclosure

SEC source: 0000950170-24-104834 · ownership.xml · nonDerivative · entry 4

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,407

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2024 Filed Sep 9, 2024 21:54 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 3,802 $6.11 $23,230.22
Disclosure

SEC source: 0000950170-24-104834 · ownership.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,790

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2024 Filed Sep 9, 2024 21:54 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 3,248 $21.51 $69,864.48
Disclosure

SEC source: 0000950170-24-104834 · ownership.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,988

Read SEC document
September 05, 2024 Filed Sep 9, 2024 21:54 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 3,248 $6.69 $21,729.12
Disclosure

SEC source: 0000950170-24-104834 · ownership.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · EVP & Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person exercised 9,000 stock options; 5,752 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 3,248 shares were acquired by the reporting person.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:18 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 5,662 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000914 · doc4.xml · derivative · entry 18

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,662 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · kind: Represents the vesting of restricted stock units.

F19 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:18 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,180 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000914 · doc4.xml · derivative · entry 17

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,540

Underlying: Common Stock · 8,720 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · kind: Represents the vesting of restricted stock units.

F18 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:18 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 5,178 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000914 · doc4.xml · derivative · entry 15

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,532

Underlying: Common Stock · 20,710 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · kind: Represents the vesting of restricted stock units.

F16 · derivative.exercise_date: These restricted stock units were granted on December 23, 2022. Twenty-five percent will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:18 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,488 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000914 · doc4.xml · derivative · entry 13

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,487

Underlying: Common Stock · 4,975 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · kind: Represents the vesting of restricted stock units.

F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:18 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,529 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000914 · doc4.xml · nonDerivative · entry 4

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the net issuance of 2,529 shares from the vesting of 5,178 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,649 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:18 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000914 · doc4.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 1,064 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,116 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:18 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000914 · doc4.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the net issuance of 1,215 shares from the vesting of 2,488 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,273 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 02, 2024 Filed Jan 5, 2024 00:18 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,765 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-000914 · doc4.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 2,765 shares from the vesting of 5,662 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,897 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
December 22, 2023 Filed Dec 22, 2023 21:40 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantStock Option Grant · Derivative 21,640 $0.00 Strike: $17.31 $0.00
Disclosure

SEC source: 0001209191-23-059586 · doc4.xml · derivative · entry 19

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,640

Underlying: Common Stock · 21,640 shares

Expires 2033-12-22

F16 · derivative.exercise_date: 12/48th will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
December 22, 2023 Filed Dec 22, 2023 21:40 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantStock Option Grant · Derivative 21,640 $0.00 Strike: $17.31 $0.00
Disclosure

SEC source: 0001209191-23-059586 · doc4.xml · derivative · entry 18

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,640

Underlying: Common Stock · 21,640 shares

Expires 2033-12-22

F5 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 23:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantRestricted Stock Unit Grant · Derivative 26,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057811 · doc4.xml · derivative · entry 17

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,775

Underlying: Common Stock · 26,775 shares

Expires 2027-01-01

F8 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

Read SEC document
December 05, 2023 Filed Dec 7, 2023 23:59 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantRestricted Stock Unit Grant · Derivative 26,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-057811 · doc4.xml · derivative · entry 16

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,775

Underlying: Common Stock · 26,775 shares

Expires 2028-01-01

F8 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028.

Read SEC document
May 08, 2023 Filed May 10, 2023 21:58 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 4,719 $14.14 $66,726.66
Disclosure

SEC source: 0001209191-23-028541 · doc4.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,415

F1 · kind: As reported on the reporting person's Forms 4 filed on January 5, 2022 and January 12, 2022, 19,575 restricted stock units vested in January 2022. The issuer withheld a total of 6,284 shares to cover federal and state withholding due in connection with these vests. However, the issuer inadvertently miscalculated the withholding amount due and as a result, did not withhold a sufficient number of shares. To rectify this, on May 8, 2023, the reporting person sold 4,719 shares to cover the remaining withholding amount due.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 2,180 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · derivative · entry 16

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,540

Underlying: Common Stock · 2,180 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1,2026.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 2,487 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · derivative · entry 13

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,975

Underlying: Common Stock · 2,487 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 5,663 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · derivative · entry 10

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,662

Underlying: Common Stock · 5,663 shares

Expires 2024-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F12 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 1,475 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · derivative · entry 7

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,475 shares

Expires 2023-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · kind: Represents the vesting of restricted stock units.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,402 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · nonDerivative · entry 4

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Represents the net issuance of 1,402 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 778 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,600 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Represents the net issuance of 1,600 shares from the vesting of 2,487 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 887 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 3,644 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Represents the net issuance of 3,644 shares from the vesting of 5,663 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,019 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Jan 4, 2023 23:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 949 $0.00 $0.00
Disclosure

SEC source: 0001235468-23-000010 · wf-form4_167287463947789.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 949 shares from the vesting of 1,475 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 526 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document
January 03, 2023 Filed Apr 14, 2023 20:11 UTC Amendment LIQUIDITY SERVICES INC LQDT · Entity 1149 OtherCommon Stock 1,769 $14.06 $24,872.14
Disclosure

SEC source: 0001209191-23-024301 · doc4a.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,134

F1 · kind: As reported on the Form 4 filed on January 4, 2023, 11,805 restricted stock units vested on January 3, 2023. The issuer withheld 4,210 shares to cover federal and state withholding due in connection with this vest. However, the issuer inadvertently miscalculated the withholding amount due and as a result, did not withhold a sufficient number of shares. To rectify this, on April 14, 2023, the reporting person relinquished 1,769 shares to the issuer to cover the remaining withholding amount. No shares were sold by the reporting person.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 21:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 2,600 $18.00 $46,800.00
Disclosure

SEC source: 0001235468-22-000124 · wf-form4_166267110397958.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,308

Read SEC document
August 25, 2022 Filed Aug 30, 2022 20:09 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 5,000 $18.25 $91,250.00
Disclosure

SEC source: 0001235468-22-000119 · wf-form4_166189012677628.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,908

Read SEC document
August 16, 2022 Filed Aug 19, 2022 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Option · Derivative 6,613 $0.00 Strike: $6.69 $0.00
Disclosure

SEC source: 0001235468-22-000117 · wf-form4_166086810930633.xml · derivative · entry 11

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,387

Underlying: Common Stock · 6,613 shares

Expires 2029-12-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months.

Read SEC document
August 16, 2022 Filed Aug 19, 2022 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Option · Derivative 11,406 $0.00 Strike: $6.11 $0.00
Disclosure

SEC source: 0001235468-22-000117 · wf-form4_166086810930633.xml · derivative · entry 10

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,802

Underlying: Common Stock · 11,406 shares

Expires 2028-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months.

Read SEC document
August 16, 2022 Filed Aug 19, 2022 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Option · Derivative 2,112 $0.00 Strike: $4.47 $0.00
Disclosure

SEC source: 0001235468-22-000117 · wf-form4_166086810930633.xml · derivative · entry 8

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,112 shares

Expires 2017-12-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2019 and thereafter, an additional 1/48th vests each month for thirty-three months.

Read SEC document
August 16, 2022 Filed Aug 19, 2022 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 5,080 $20.06 $101,904.80
Disclosure

SEC source: 0001235468-22-000117 · wf-form4_166086810930633.xml · nonDerivative · entry 5

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,908

Read SEC document
August 16, 2022 Filed Aug 19, 2022 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Tax withholdingCommon Stock 6,235 $19.79 $123,390.65
Disclosure

SEC source: 0001235468-22-000117 · wf-form4_166086810930633.xml · nonDerivative · entry 4

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,988

F4 · kind: The reporting person surrendered 6,235 shares with a market value of $123,390.65 to the issuer to pay the cost of the 2017 Options, the 2018 Options and the 2019 Options.

Read SEC document
August 16, 2022 Filed Aug 19, 2022 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 6,613 $6.69 $44,240.97
Disclosure

SEC source: 0001235468-22-000117 · wf-form4_166086810930633.xml · nonDerivative · entry 3

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,223

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: This transaction reflects an exercise of 6,613 options (the "2019 Options") granted under the Plan and that certain Stock Option Agreement, dated December 3, 2019, by and between the issuer and the reporting person.

Read SEC document
August 16, 2022 Filed Aug 19, 2022 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 11,406 $6.11 $69,690.66
Disclosure

SEC source: 0001235468-22-000117 · wf-form4_166086810930633.xml · nonDerivative · entry 2

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,610

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: This transaction reflects an exercise of 11,406 options (the "2018 Options") granted under the Plan and that certain Stock Option Agreement, dated December 4, 2018, by and between the issuer and the reporting person.

Read SEC document
August 16, 2022 Filed Aug 19, 2022 00:15 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,112 $4.47 $9,440.64
Disclosure

SEC source: 0001235468-22-000117 · wf-form4_166086810930633.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction reflects an exercise of 2,112 options (the "2017 Options") granted under the Liquidity Services, Inc. Third Amended and Restated 2006 Omnibus Long-Term Incentive Plan (as amended, the "Plan") and that certain Stock Option Agreement, dated December 11, 2017, by and between the issuer and the reporting person.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:31 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionEmployee Stock Grant · Derivative 9,950 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000022 · wf-form4_164202307074283.xml · derivative · entry 11

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,950 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F12 · kind: Represents the vesting of restricted stock units.

F13 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 21:31 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 6,930 $0.00 $0.00
Disclosure

SEC source: 0001235468-22-000022 · wf-form4_164202307074283.xml · nonDerivative · entry 1

Celaya Jorge · CIK 0001406206 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the net issuance of 6,930 shares from the vesting of 9,950 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 3,020 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.