Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIQUIDITY SERVICES INCLQDT · Entity 1149 | Chief Legal Officer & Corp Sec | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIQUIDITY SERVICES INC
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy The Mark A. Shaffer Revocable Trust | 29,169 |
Reported balance
After 2026-08-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-21 · Exercise / conversion · Acquired 771 · Balance 29,169 F12: Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares. |
| Common StockSEC Table I · non-derivative | IndirectBy The Mark A. Shaffer Revocable Trust | 29,836 |
Reported balance
After 2026-08-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-21 · Exercise / conversion · Acquired 667 · Balance 29,836 F13: Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 1,463 |
Reported balance
After 2026-08-21 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2026-08-21 · Exercise / conversion · Disposed 1,463 · Balance 1,463 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 5,060 |
Reported balance
After 2026-08-21 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2026-08-21 · Exercise / conversion · Disposed 1,265 · Balance 5,060 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 3,237 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 3,237 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01 | Direct | 7,315 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 7,315 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 9,487 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 9,487 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 14,250 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 14,250 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 14,250 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 14,250 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 1,734 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,734 F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 4,927 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,927 F4: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 7,133 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 7,133 F6: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 13,750 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 13,750 F9: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07 | Direct | 4,644 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,644 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 2,034 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 2,034 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 2,365 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 2,365 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 7,490 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 7,490 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 13,750 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 13,750 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F4: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F5: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
F6: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
F9: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
F12: Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares.
F13: Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 10, 2019 Filed Jan 11, 2019 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 744 | $7.65 | $5,691.60 |
DisclosureSEC source: 0001628280-19-000270 · wf-form4_154724064976974.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,416 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 310 | $6.12 Strike: $4.47 | $1,897.20 |
DisclosureSEC source: 0001628280-19-000107 · wf-form4_154663613027101.xml · derivative · entry 13 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 930 Underlying: Common Stock · 1,240 shares Expires 2027-10-01 F1 · kind: Represents the vesting of restricted stock. F12 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 163 | $6.12 | $997.56 |
DisclosureSEC source: 0001628280-19-000107 · wf-form4_154663613027101.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,672 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-000107 · wf-form4_154663613027101.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,835 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:18 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 1,295 | $6.99 Strike: $5.80 | $9,052.05 |
DisclosureSEC source: 0001628280-18-014977 · wf-form4_154448030471625.xml · derivative · entry 4 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 431 Underlying: Common Stock · 1,726 shares Expires 2026-02-16 F1 · kind: Represents the vesting of restricted stock. F4 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:18 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 1,171 | $6.99 | $8,185.29 |
DisclosureSEC source: 0001628280-18-014977 · wf-form4_154448030471625.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,525 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| December 07, 2018 Filed Dec 10, 2018 22:18 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 1,295 | $6.99 | $9,052.05 |
DisclosureSEC source: 0001628280-18-014977 · wf-form4_154448030471625.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,696 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:46 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 5,050 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001628280-18-014884 · wf-form4_154413275422625.xml · derivative · entry 16 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050 Underlying: Common Stock · 5,050 shares Expires 2028-10-01 F12 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:46 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 31,150 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001628280-18-014884 · wf-form4_154413275422625.xml · derivative · entry 15 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,150 Underlying: Common Stock · 31,150 shares Expires 2028-10-01 F11 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2020 and thereafter 1/48th of the option grant will vest each month for thirty three months. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:46 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 5,050 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001628280-18-014884 · wf-form4_154413275422625.xml · derivative · entry 14 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,050 Underlying: Common Stock · 5,050 shares Expires 2028-10-01 F9 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 21:46 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 31,150 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001628280-18-014884 · wf-form4_154413275422625.xml · derivative · entry 13 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,150 Underlying: Common Stock · 31,150 shares Expires 2028-10-01 F7 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock Read SEC document |
| October 08, 2018 Filed Oct 9, 2018 12:00 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 963 | $5.25 | $5,055.75 |
DisclosureSEC source: 0001628280-18-012381 · wf-form4_153908644139658.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,401 F1 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 12:00 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 550 | $5.26 | $2,893.00 |
DisclosureSEC source: 0001628280-18-012381 · wf-form4_153908644139658.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,364 F1 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 04, 2018 Filed Oct 9, 2018 12:00 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 165 | $5.53 | $912.45 |
DisclosureSEC source: 0001628280-18-012381 · wf-form4_153908644139658.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,914 F1 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 03, 2018 Filed Oct 3, 2018 22:55 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 296 | $5.80 | $1,716.80 |
DisclosureSEC source: 0001628280-18-012290 · wf-form4_153860732006790.xml · nonDerivative · entry 4 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,079 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 22:55 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 43 | $5.83 | $250.69 |
DisclosureSEC source: 0001628280-18-012290 · wf-form4_153860732006790.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,375 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:55 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 2,212 | $5.95 Strike: $8.30 | $13,161.40 |
DisclosureSEC source: 0001628280-18-012290 · wf-form4_153860732006790.xml · derivative · entry 9 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,425 Underlying: Common Stock · 6,637 shares Expires 2026-10-01 F1 · kind: Represents the vesting of restricted stock. F7 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:55 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 1,726 | $5.95 Strike: $4.57 | $10,269.70 |
DisclosureSEC source: 0001628280-18-012290 · wf-form4_153860732006790.xml · derivative · entry 6 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,726 Underlying: Common Stock · 3,452 shares Expires 2026-02-16 F1 · kind: Represents the vesting of restricted stock. F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:55 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 397 | $5.95 Strike: $9.35 | $2,362.15 |
DisclosureSEC source: 0001628280-18-012290 · wf-form4_153860732006790.xml · derivative · entry 5 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 397 shares Expires 2025-04-09 F1 · kind: Represents the vesting of restricted stock. F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8 of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:55 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 872 | $5.95 | $5,188.40 |
DisclosureSEC source: 0001628280-18-012290 · wf-form4_153860732006790.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,418 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 22:55 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 4,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-012290 · wf-form4_153860732006790.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,290 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 3,750 | $6.46 Strike: $8.15 | $24,225.00 |
DisclosureSEC source: 0001628280-18-008986 · wf-form4_153056556036219.xml · derivative · entry 6 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 11,250 shares Expires 2026-06-22 F1 · kind: Represents the vesting of restricted stock. F6 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on July 1, 2017 and thereafter 1/4 of the restricted stock grant will vest on July 1 of each year for three years. Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 1,146 | $6.46 | $7,403.16 |
DisclosureSEC source: 0001628280-18-008986 · wf-form4_153056556036219.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,955 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| July 02, 2018 Filed Jul 2, 2018 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 3,750 | $6.46 | $24,225.00 |
DisclosureSEC source: 0001628280-18-008986 · wf-form4_153056556036219.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,101 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:52 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 2,213 | $6.23 Strike: $8.30 | $13,786.99 |
DisclosureSEC source: 0001628280-18-003962 · wf-form4_152278871299028.xml · derivative · entry 7 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,637 Underlying: Common Stock · 8,850 shares Expires 2026-10-01 F1 · kind: Represents the vesting of restricted stock. F7 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:52 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 398 | $6.23 Strike: $9.35 | $2,479.54 |
DisclosureSEC source: 0001628280-18-003962 · wf-form4_152278871299028.xml · derivative · entry 3 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397 Underlying: Common Stock · 795 shares Expires 2025-04-09 F1 · kind: Represents the vesting of restricted stock. F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8 of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:52 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 938 | $6.23 | $5,843.74 |
DisclosureSEC source: 0001628280-18-003962 · wf-form4_152278871299028.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,351 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:52 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 2,611 | $6.23 | $16,266.53 |
DisclosureSEC source: 0001628280-18-003962 · wf-form4_152278871299028.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,289 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:29 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 1,240 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001628280-17-012328 · wf-form4_151320777943476.xml · derivative · entry 13 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240 Underlying: Common Stock · 1,240 shares Expires 2027-10-01 F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:29 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 1,860 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001628280-17-012328 · wf-form4_151320777943476.xml · derivative · entry 12 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,860 Underlying: Common Stock · 1,860 shares Expires 2027-10-01 F3 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:29 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 12,160 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001628280-17-012328 · wf-form4_151320777943476.xml · derivative · entry 11 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,160 Underlying: Common Stock · 12,160 shares Expires 2027-10-01 F8 · derivative.exercise_date: 15/48th of this option grant will vest on January 1, 2019 and thereafter 1/48th of the option grant will vest each month for thirty three months. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 23:29 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 18,240 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001628280-17-012328 · wf-form4_151320777943476.xml · derivative · entry 10 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,240 Underlying: Common Stock · 18,240 shares Expires 2027-10-01 F7 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 21:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 107 | $5.80 | $620.60 |
DisclosureSEC source: 0001628280-17-009695 · wf-form4_150715090714173.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,678 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 1,726 | $5.80 Strike: $4.57 | $10,010.80 |
DisclosureSEC source: 0001628280-17-009695 · wf-form4_150715090714173.xml · derivative · entry 6 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,452 Underlying: Common Stock · 5,178 shares Expires 2026-02-16 F1 · kind: Represents the vesting of restricted stock. F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 397 | $5.80 Strike: $9.35 | $2,302.60 |
DisclosureSEC source: 0001628280-17-009695 · wf-form4_150715090714173.xml · derivative · entry 5 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 795 Underlying: Common Stock · 1,192 shares Expires 2025-04-09 F1 · kind: Represents the vesting of restricted stock. F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8 of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 512 | $5.80 Strike: $21.99 | $2,969.60 |
DisclosureSEC source: 0001628280-17-009695 · wf-form4_150715090714173.xml · derivative · entry 4 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 512 shares Expires 2023-11-27 F1 · kind: Represents the vesting of restricted stock. F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 793 | $5.80 | $4,599.40 |
DisclosureSEC source: 0001628280-17-009695 · wf-form4_150715090714173.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,785 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 21:02 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 2,635 | $5.80 | $15,283.00 |
DisclosureSEC source: 0001628280-17-009695 · wf-form4_150715090714173.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,578 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 21:03 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 3,750 | $6.26 Strike: $8.15 | $23,475.00 |
DisclosureSEC source: 0001628280-17-006946 · wf-form4_149937497421220.xml · derivative · entry 7 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,250 Underlying: Common Stock · 15,000 shares Expires 2026-06-22 F1 · kind: Represents the vesting of restricted stock. F7 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on July 1, 2017 and thereafter 1/4 of the restricted stock grant will vest on July 1 of each year for three years. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 21:03 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 1,904 | $6.26 | $11,919.04 |
DisclosureSEC source: 0001628280-17-006946 · wf-form4_149937497421220.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,943 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 21:03 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 3,750 | $6.26 | $23,475.00 |
DisclosureSEC source: 0001628280-17-006946 · wf-form4_149937497421220.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,847 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 398 | $7.61 Strike: $9.35 | $3,028.78 |
DisclosureSEC source: 0001628280-17-003383 · wf-form4_149142657999094.xml · derivative · entry 4 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192 Underlying: Common Stock · 1,590 shares Expires 2025-04-09 F1 · kind: Represents the vesting of restricted stock. F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8 of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 209 | $7.61 | $1,590.49 |
DisclosureSEC source: 0001628280-17-003383 · wf-form4_149142657999094.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,097 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 21:09 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 398 | $7.61 | $3,028.78 |
DisclosureSEC source: 0001628280-17-003383 · wf-form4_149142657999094.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,306 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 5,250 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002337 · wf-form4_148893644413902.xml · derivative · entry 10 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock · 5,250 shares Expires 2026-10-01 F8 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 5,250 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002337 · wf-form4_148893644413902.xml · derivative · entry 9 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock · 5,250 shares Expires 2026-10-01 F7 · derivative.exercise_date: 18/48th of this option grant will vest on April 1, 2018 and thereafter 1/48th of the option grant will vest each month for thirty months. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 8,850 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002337 · wf-form4_148893644413902.xml · derivative · entry 8 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,850 Underlying: Common Stock · 8,850 shares Expires 2026-10-01 F4 · derivative.exercise_date: These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| March 03, 2017 Filed Mar 8, 2017 01:27 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 8,850 | $0.00 Strike: $8.30 | $0.00 |
DisclosureSEC source: 0001628280-17-002337 · wf-form4_148893644413902.xml · derivative · entry 7 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,850 Underlying: Common Stock · 8,850 shares Expires 2026-10-01 F6 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020. Read SEC document |
| October 10, 2016 Filed Oct 11, 2016 21:49 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 496 | $10.03 | $4,974.88 |
DisclosureSEC source: 0001179110-16-030644 · edgar.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,908 F6 · kind: Represents reporting person's advance election to sell to cover taxes upon vesting such restricted shares Read SEC document |
| October 07, 2016 Filed Oct 11, 2016 21:49 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 354 | $10.06 | $3,561.24 |
DisclosureSEC source: 0001179110-16-030644 · edgar.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,404 F6 · kind: Represents reporting person's advance election to sell to cover taxes upon vesting such restricted shares Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.