Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIQUIDITY SERVICES INCLQDT · Entity 1149 | Chief Legal Officer & Corp Sec | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIQUIDITY SERVICES INC
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy The Mark A. Shaffer Revocable Trust | 29,169 |
Reported balance
After 2026-08-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-21 · Exercise / conversion · Acquired 771 · Balance 29,169 F12: Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares. |
| Common StockSEC Table I · non-derivative | IndirectBy The Mark A. Shaffer Revocable Trust | 29,836 |
Reported balance
After 2026-08-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-21 · Exercise / conversion · Acquired 667 · Balance 29,836 F13: Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 1,463 |
Reported balance
After 2026-08-21 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2026-08-21 · Exercise / conversion · Disposed 1,463 · Balance 1,463 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 5,060 |
Reported balance
After 2026-08-21 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2026-08-21 · Exercise / conversion · Disposed 1,265 · Balance 5,060 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 3,237 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 3,237 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01 | Direct | 7,315 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 7,315 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 9,487 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 9,487 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 14,250 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 14,250 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 14,250 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 14,250 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 1,734 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,734 F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 4,927 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,927 F4: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 7,133 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 7,133 F6: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 13,750 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 13,750 F9: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07 | Direct | 4,644 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,644 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 2,034 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 2,034 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 2,365 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 2,365 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 7,490 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 7,490 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 13,750 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 13,750 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F4: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F5: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
F6: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
F9: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
F12: Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares.
F13: Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 18, 2021 Filed Jan 20, 2021 21:07 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000024 · wf-form4_161117681689019.xml · derivative · entry 9 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 744 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10 · kind: Represents the vesting of restricted stock units. F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:07 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 6,333 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000024 · wf-form4_161117681689019.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 6,333 shares from the vesting of 12,250 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 5,917 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:07 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000024 · wf-form4_161117681689019.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 2,610 shares from the vesting of 5,050 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,440 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 18, 2021 Filed Jan 20, 2021 21:07 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 384 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000024 · wf-form4_161117681689019.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,828 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 384 shares from the vesting of 744 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 360 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:31 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 3,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000012 · wf-form4_160988588359976.xml · derivative · entry 18 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,187 Underlying: Common Stock · 12,250 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · kind: Represents the vesting of restricted stock units. F16 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:31 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 1,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000012 · wf-form4_160988588359976.xml · derivative · entry 14 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,525 Underlying: Common Stock · 3,787 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · kind: Represents the vesting of restricted stock units. F14 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:31 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 4,159 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000012 · wf-form4_160988588359976.xml · derivative · entry 4 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,806 Underlying: Common Stock · 7,965 shares Expires 2020-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · kind: Represents the vesting of restricted stock units. F6 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:31 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000012 · wf-form4_160988588359976.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,444 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 1,442 shares from the vesting of 3,063 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,621 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:31 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 594 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000012 · wf-form4_160988588359976.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 594 shares from the vesting of 1,262 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 668 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 22:31 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,958 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-21-000012 · wf-form4_160988588359976.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 1,958 shares from the vesting of 4,159 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 2,201 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 12,656 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-20-000212 · wf-form4_160918955947364.xml · derivative · entry 13 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,494 Underlying: Common Stock · 31,150 shares Expires 2028-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 9,627 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001235468-20-000212 · wf-form4_160918955947364.xml · derivative · entry 8 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,533 Underlying: Common Stock · 12,160 shares Expires 2027-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2019 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 10,944 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001235468-20-000212 · wf-form4_160918955947364.xml · derivative · entry 7 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,296 Underlying: Common Stock · 18,240 shares Expires 2027-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options become exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 9,384 | $18.04 | $169,287.36 |
DisclosureSEC source: 0001235468-20-000212 · wf-form4_160918955947364.xml · nonDerivative · entry 4 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,450 F3 · kind: The reporting person surrendered 9,384 shares with a market value of $169,280.53 to the Issuer to pay the purchase price of the shares. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 12,656 | $6.11 | $77,328.16 |
DisclosureSEC source: 0001235468-20-000212 · wf-form4_160918955947364.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: This transaction reflects an exercise of options granted under the Third Amended and Restated 2006 Omnibus Long-Term Incentive Plan and the Stock Option Agreement dated December 4, 2018. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 10,944 | $4.47 | $48,919.68 |
DisclosureSEC source: 0001235468-20-000212 · wf-form4_160918955947364.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction reflects an exercise of options granted under the Third Amended and Restated 2006 Omnibus Long-Term Incentive Plan and the Stock Option Agreement dated December 11, 2017. Read SEC document |
| December 23, 2020 Filed Dec 28, 2020 21:06 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 9,627 | $4.47 | $43,032.69 |
DisclosureSEC source: 0001235468-20-000212 · wf-form4_160918955947364.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction reflects an exercise of options granted under the Third Amended and Restated 2006 Omnibus Long-Term Incentive Plan and the Stock Option Agreement dated December 11, 2017. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:08 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000195 · wf-form4_160703330470775.xml · derivative · entry 19 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,650 Underlying: Common Stock · 7,650 shares Expires 2025-01-01 F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:08 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 7,650 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000195 · wf-form4_160703330470775.xml · derivative · entry 18 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,650 Underlying: Common Stock · 7,650 shares Expires 2025-01-01 F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F14 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:08 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 42,400 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000195 · wf-form4_160703330470775.xml · derivative · entry 17 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,400 Underlying: Common Stock · 42,400 shares Expires 2030-12-01 F13 · derivative.exercise_date: This option becomes exercisable, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:08 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 42,400 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-20-000195 · wf-form4_160703330470775.xml · derivative · entry 16 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,400 Underlying: Common Stock · 42,400 shares Expires 2030-12-01 F12 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:31 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000175 · wf-form4_160167064951218.xml · derivative · entry 9 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310 Underlying: Common Stock · 620 shares Expires 2021-10-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · kind: Represents the vesting of restricted stock units. F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2019 and thereafter, an additional 1/4th vests on each of October 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:31 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 2,212 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000175 · wf-form4_160167064951218.xml · derivative · entry 3 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,212 shares Expires 2020-10-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · kind: Represents the vesting of restricted stock units. F5 · derivative.exercise_date: These restricted stock units fully vested on October 1, 2020. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:31 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 199 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000175 · wf-form4_160167064951218.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,607 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 199 shares from the vesting of 310 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 111 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 20:31 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000175 · wf-form4_160167064951218.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 1,424 shares from the vesting of 2,212 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 788 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| July 01, 2020 Filed Jul 1, 2020 21:31 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000136 · wf-form4_159363895201676.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,984 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 2315 shares from the vesting of 3750 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1435 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 21:29 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 885 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000024 · wf-form4_157869175870040.xml · derivative · entry 4 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,965 Underlying: Common Stock · 8,850 shares Expires 2026-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · kind: Represents the vesting of restricted stock. F6 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| January 09, 2020 Filed Jan 10, 2020 21:29 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 421 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000024 · wf-form4_157869175870040.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 421 shares from the vesting of 885 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 464 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 1,263 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000017 · wf-form4_157834700278135.xml · derivative · entry 14 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,787 Underlying: Common Stock · 5,050 shares Expires 2022-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F13 · kind: Represents the vesting of restricted stock. F14 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2020 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2020, October 1, 2021, and October 1, 2022. Read SEC document |
| January 02, 2020 Filed Jan 6, 2020 21:43 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 603 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-20-000017 · wf-form4_157834700278135.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,248 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 603 shares from the vesting of 1,263 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 660 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 22:33 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 12,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-19-000030 · wf-form4_157558519735062.xml · derivative · entry 5 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,250 Underlying: Common Stock · 12,250 shares Expires 2024-01-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant will vest on January 1, 2021 and thereafter 1/4th of the restricted stock grant will vest on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 22:33 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Grant · Derivative | 12,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-19-000030 · wf-form4_157558519735062.xml · derivative · entry 4 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,250 Underlying: Common Stock · 12,250 shares Expires 2024-01-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F4 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 22:33 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 29,200 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001235468-19-000030 · wf-form4_157558519735062.xml · derivative · entry 3 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,200 Underlying: Common Stock · 29,200 shares Expires 2029-12-03 F2 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2021 and, thereafter, 1/48th of the option grant will vest each month for thirty-six months. Read SEC document |
| December 03, 2019 Filed Dec 5, 2019 22:33 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantEmployee Stock Option · Derivative | 29,200 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001235468-19-000030 · wf-form4_157558519735062.xml · derivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,200 Underlying: Common Stock · 29,200 shares Expires 2029-12-03 F1 · derivative.exercise_date: This option becomes exercisable, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 20:16 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 431 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-012208 · wf-form4_157056577919446.xml · derivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 431 shares Expires 2026-02-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F3 · kind: Represents the vesting of restricted stock. F4 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| October 07, 2019 Filed Oct 8, 2019 20:16 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 228 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-012208 · wf-form4_157056577919446.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 228 shares from the vesting of 431 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 203 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:12 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 310 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-012110 · wf-form4_157004712926946.xml · derivative · entry 14 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620 Underlying: Common Stock · 930 shares Expires 2021-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · kind: Represents the vesting of restricted stock. F15 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on January 1, 2019 and thereafter 1/4th of the restricted stock grant will vest on each October 1, 2019, October 1, 2020, and October 1, 2021. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:12 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 2,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-012110 · wf-form4_157004712926946.xml · derivative · entry 7 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,212 Underlying: Common Stock · 4,425 shares Expires 2020-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · kind: Represents the vesting of restricted stock. F9 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on April 1, 2018 and thereafter 1/4th of the restricted stock grant will vest on each of October 1, 2018, October 1, 2019, and October 1, 2020. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:12 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 1,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-012110 · wf-form4_157004712926946.xml · derivative · entry 4 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,726 shares Expires 2019-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5 · kind: Represents the vesting of restricted stock. F6 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:12 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 164 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-012110 · wf-form4_157004712926946.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 164 shares from the vesting of 310 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 146 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:12 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,171 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-012110 · wf-form4_157004712926946.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,253 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 1,171 shares from the vesting of 2,213 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,042 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 20:12 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 913 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-012110 · wf-form4_157004712926946.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 913 shares from the vesting of 1,726 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 813 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:54 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008531 · wf-form4_156210087226332.xml · derivative · entry 4 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 3,750 shares Expires 2026-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F1 · kind: Represents the net issuance of 2,051 shares from the vesting of 3,750 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,699 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. F5 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on July 1, 2017 and thereafter 1/4 of the restricted stock grant will vest on July 1 of each year for three years. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 20:54 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,051 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-008531 · wf-form4_156210087226332.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 2,051 shares from the vesting of 3,750 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,699 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 21:26 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 98 | $6.79 | $665.42 |
DisclosureSEC source: 0001628280-19-004255 · wf-form4_155510439593015.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,118 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:26 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 372 | $6.94 Strike: $4.47 | $2,581.68 |
DisclosureSEC source: 0001628280-19-004255 · wf-form4_155510439593015.xml · derivative · entry 13 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 744 Underlying: Common Stock · 1,116 shares Expires 2027-10-01 F1 · kind: Represents the vesting of restricted stock. F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:26 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 245 | $6.99 | $1,712.55 |
DisclosureSEC source: 0001628280-19-004255 · wf-form4_155510439593015.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,216 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
| April 10, 2019 Filed Apr 12, 2019 21:26 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 372 | $6.94 | $2,581.68 |
DisclosureSEC source: 0001628280-19-004255 · wf-form4_155510439593015.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,461 F1 · kind: Represents the vesting of restricted stock. Read SEC document |
| January 10, 2019 Filed Jan 11, 2019 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 744 | $7.65 Strike: $4.47 | $5,691.60 |
DisclosureSEC source: 0001628280-19-000270 · wf-form4_154724064976974.xml · derivative · entry 12 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,116 Underlying: Common Stock · 1,860 shares Expires 2027-10-01 F1 · kind: Represents the vesting of restricted stock. F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on total shareholder return (TSR) milestones. TSR is calculated based on the change in a the issuer's stock price during the performance period, taking into account any dividends paid during that period, which are assumed to be reinvested in the stock. Read SEC document |
| January 10, 2019 Filed Jan 11, 2019 21:04 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Tax withholdingCommon Stock | 327 | $7.65 | $2,501.55 |
DisclosureSEC source: 0001628280-19-000270 · wf-form4_154724064976974.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,089 F2 · kind: Represents an advance election by the insider to satisfy tax withholding obligations related to vesting of restricted shares by authorizing the issuer to sell a number of shares with an aggregate fair market value that would satisfy the withholding amount due. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.