Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIQUIDITY SERVICES INCLQDT · Entity 1149 | Chief Legal Officer & Corp Sec | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIQUIDITY SERVICES INC
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy The Mark A. Shaffer Revocable Trust | 29,169 |
Reported balance
After 2026-08-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-21 · Exercise / conversion · Acquired 771 · Balance 29,169 F12: Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares. |
| Common StockSEC Table I · non-derivative | IndirectBy The Mark A. Shaffer Revocable Trust | 29,836 |
Reported balance
After 2026-08-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-21 · Exercise / conversion · Acquired 667 · Balance 29,836 F13: Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 1,463 |
Reported balance
After 2026-08-21 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2026-08-21 · Exercise / conversion · Disposed 1,463 · Balance 1,463 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 5,060 |
Reported balance
After 2026-08-21 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2026-08-21 · Exercise / conversion · Disposed 1,265 · Balance 5,060 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 3,237 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 3,237 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01 | Direct | 7,315 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 7,315 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 9,487 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 9,487 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 14,250 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 14,250 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 14,250 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 14,250 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 1,734 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,734 F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 4,927 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,927 F4: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 7,133 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 7,133 F6: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 13,750 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 13,750 F9: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07 | Direct | 4,644 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,644 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 2,034 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 2,034 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 2,365 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 2,365 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 7,490 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 7,490 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 13,750 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 13,750 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F4: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F5: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
F6: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
F9: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
F12: Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares.
F13: Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 06, 2016 Filed Oct 11, 2016 21:49 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 295 | $10.28 | $3,032.60 |
DisclosureSEC source: 0001179110-16-030644 · edgar.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,758 F6 · kind: Represents reporting person's advance election to sell to cover taxes upon vesting such restricted shares Read SEC document |
| October 05, 2016 Filed Oct 5, 2016 22:38 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 671 | $10.51 | $7,052.21 |
DisclosureSEC source: 0001179110-16-030490 · edgar.xml · nonDerivative · entry 4 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,053 F8 · kind: Represents reporting person's advance election to sell to cover taxes upon vesting such restricted shares Read SEC document |
| October 04, 2016 Filed Oct 5, 2016 22:38 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 280 | $10.52 | $2,945.60 |
DisclosureSEC source: 0001179110-16-030490 · edgar.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,724 F8 · kind: Represents reporting person's advance election to sell to cover taxes upon vesting such restricted shares Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:38 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 1,726 | $10.65 Strike: $4.57 | $18,381.90 |
DisclosureSEC source: 0001179110-16-030490 · edgar.xml · derivative · entry 8 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,178 Underlying: Common Stock · 6,904 shares Expires 2026-02-16 F7 · kind: Represents the vesting of restricted stock F4 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2016 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:38 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 397 | $10.65 Strike: $9.35 | $4,228.05 |
DisclosureSEC source: 0001179110-16-030490 · edgar.xml · derivative · entry 7 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,590 Underlying: Common Stock · 1,987 shares Expires 2025-04-09 F7 · kind: Represents the vesting of restricted stock F3 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2015 and thereafter 1/8 of the restricted stock grant will vest on April 1 and October 1 of each year for three years. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:38 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 511 | $10.65 Strike: $21.99 | $5,442.15 |
DisclosureSEC source: 0001179110-16-030490 · edgar.xml · derivative · entry 6 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512 Underlying: Common Stock · 1,023 shares Expires 2023-11-27 F7 · kind: Represents the vesting of restricted stock F2 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2014 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:38 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherEmployee Stock Grant · Derivative | 2,000 | $10.65 Strike: $41.23 | $21,300.00 |
DisclosureSEC source: 0001179110-16-030490 · edgar.xml · derivative · entry 5 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2022-10-31 F7 · kind: Represents the vesting of restricted stock F1 · derivative.exercise_date: Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4 of the restricted stock grant will vest on October 1 of each year for three years. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:38 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 630 | $10.65 | $6,709.50 |
DisclosureSEC source: 0001179110-16-030490 · edgar.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,004 F8 · kind: Represents reporting person's advance election to sell to cover taxes upon vesting such restricted shares Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 22:38 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | OtherCommon Stock | 4,634 | $10.65 | $49,352.10 |
DisclosureSEC source: 0001179110-16-030490 · edgar.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,634 F7 · kind: Represents the vesting of restricted stock Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.