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Shaffer Mark A

Disclosed activity across 1 company

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19847
SEC CIK
0001677053

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LIQUIDITY SERVICES INCLQDT · Entity 1149Chief Legal Officer & Corp SecAugust 21, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LIQUIDITY SERVICES INC

Report date August 21, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy The Mark A. Shaffer Revocable Trust29,169 Reported balance After 2026-08-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-21 · Exercise / conversion · Acquired 771 · Balance 29,169

F12: Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares.

Common StockSEC Table I · non-derivativeIndirectBy The Mark A. Shaffer Revocable Trust29,836 Reported balance After 2026-08-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-21 · Exercise / conversion · Acquired 667 · Balance 29,836

F13: Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct1,463 Reported balance After 2026-08-21 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2026-08-21 · Exercise / conversion · Disposed 1,463 · Balance 1,463

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct5,060 Reported balance After 2026-08-21 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2026-08-21 · Exercise / conversion · Disposed 1,265 · Balance 5,060

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct3,237 Reported balance Holding disclosure · report date 2026-08-21 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 3,237

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01Direct7,315 Reported balance Holding disclosure · report date 2026-08-21 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 7,315

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct9,487 Reported balance Holding disclosure · report date 2026-08-21 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 9,487

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct14,250 Reported balance Holding disclosure · report date 2026-08-21 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 14,250

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct14,250 Reported balance Holding disclosure · report date 2026-08-21 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 14,250

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23Direct1,734 Reported balance Holding disclosure · report date 2026-08-21 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 1,734

F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct4,927 Reported balance Holding disclosure · report date 2026-08-21 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 4,927

F4: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30Direct7,133 Reported balance Holding disclosure · report date 2026-08-21 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 7,133

F6: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29Direct13,750 Reported balance Holding disclosure · report date 2026-08-21 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 13,750

F9: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07Direct4,644 Reported balance Holding disclosure · report date 2026-08-21 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 4,644

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23Direct2,034 Reported balance Holding disclosure · report date 2026-08-21 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 2,034

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct2,365 Reported balance Holding disclosure · report date 2026-08-21 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 2,365

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30Direct7,490 Reported balance Holding disclosure · report date 2026-08-21 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 7,490

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29Direct13,750 Reported balance Holding disclosure · report date 2026-08-21 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 13,750

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F4: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F5: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

F6: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

F9: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

F12: Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares.

F13: Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 24, 2025 Filed Nov 26, 2025 21:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,452 $22.20 $32,234.40
Disclosure

SEC source: 0001677053-25-000007 · ownership.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 49,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 24, 2025 Filed Nov 26, 2025 21:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 1,719 $28.54 $49,060.26
Disclosure

SEC source: 0001677053-25-000007 · ownership.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 47,671

Read SEC document
November 24, 2025 Filed Nov 26, 2025 21:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,719 $14.00 $24,066.00
Disclosure

SEC source: 0001677053-25-000007 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 49,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: The reporting person exercised 5,203 stock options; 3,484 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 1,719 shares were acquired by the reporting person.

Read SEC document
October 29, 2025 Filed Nov 1, 2025 01:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantRestricted Stock Unit Grant · Derivative 14,250 $0.00 $0.00
Disclosure

SEC source: 0001677053-25-000004 · ownership.xml · derivative · entry 21

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Common Stock · 14,250 shares

Expires 2030-01-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F14 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
October 29, 2025 Filed Nov 1, 2025 01:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantRestricted Stock Unit Grant · Derivative 14,250 $0.00 $0.00
Disclosure

SEC source: 0001677053-25-000004 · ownership.xml · derivative · entry 20

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,250

Underlying: Common Stock · 14,250 shares

Expires 2030-01-01

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

Read SEC document
October 29, 2025 Filed Nov 1, 2025 01:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantStock Option Grant · Derivative 13,750 $0.00 Strike: $23.52 $0.00
Disclosure

SEC source: 0001677053-25-000004 · ownership.xml · derivative · entry 19

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 13,750 shares

Expires 2035-10-29

F12 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
October 29, 2025 Filed Nov 1, 2025 01:24 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 GrantStock Option Grant · Derivative 13,750 $0.00 Strike: $23.52 $0.00
Disclosure

SEC source: 0001677053-25-000004 · ownership.xml · derivative · entry 18

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 13,750 shares

Expires 2035-10-29

F3 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
August 25, 2025 Filed Sep 9, 2025 20:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 1,463 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113817 · ownership.xml · derivative · entry 18

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,241

Underlying: Common Stock · 11,704 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
August 25, 2025 Filed Sep 9, 2025 20:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,590 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113817 · ownership.xml · derivative · entry 17

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Common Stock · 9,065 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
August 25, 2025 Filed Sep 9, 2025 20:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 875 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113817 · ownership.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 47,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · kind: Represents the net issuance of 875 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 588 shares.

Read SEC document
August 25, 2025 Filed Sep 9, 2025 20:30 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,550 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-113817 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 46,796

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · kind: Represents the net issuance of 1,550 shares from the vesting of 2,590 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,040 shares.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 21:50 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,926 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-029168 · ownership.xml · derivative · entry 18

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,704

Underlying: Common Stock · 14,630 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 21:50 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,590 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-029168 · ownership.xml · derivative · entry 17

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,065

Underlying: Common Stock · 11,655 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 21:50 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,985 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-029168 · ownership.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 45,246

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · kind: Represents the net issuance of 1,985 shares from the vesting of 2,926 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 941 shares.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 21:50 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,757 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-029168 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 43,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · kind: Represents the net issuance of 1,757 shares from the vesting of 2,590 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 833 shares.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 1,040 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · derivative · entry 34

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,365

Underlying: Common Stock · 10,405 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 3,096 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · derivative · entry 33

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,644

Underlying: Common Stock · 7,740 shares

Expires 2031-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 3,203 $0.00 Strike: $17.31 $0.00
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · derivative · entry 31

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,622

Underlying: Common Stock · 11,825 shares

Expires 2033-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 5,419 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · derivative · entry 30

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,986

Underlying: Common Stock · 10,405 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 5,966 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · derivative · entry 29

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,774

Underlying: Common Stock · 7,740 shares

Expires 2031-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 4,443 $0.00 Strike: $9.46 $0.00
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · derivative · entry 28

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,443 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 709 $17.31 $12,272.79
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 19

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 41,504

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 3,957 $9.46 $37,433.22
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 18

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 40,795

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 433 $14.00 $6,062.00
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 17

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,838

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 322 $22.20 $7,148.40
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 16

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,405

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 405 $35.67 $14,446.35
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 15

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,083

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 405 $14.00 $5,670.00
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 14

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · kind: The reporting person exercised 1,040 stock options; 635 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 405 shares were acquired by the reporting person.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 1,942 $35.67 $69,271.14
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 13

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,083

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,942 $14.00 $27,188.00
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 12

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 38,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · kind: The reporting person exercised 4,986 stock options; 3,044 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 1,942 shares were acquired by the reporting person.

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February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 1,313 $35.67 $46,834.71
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 11

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,083

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,313 $22.20 $29,148.60
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 10

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 37,396

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · kind: The reporting person exercised 5,644 stock options; 4,331 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 1,313 shares were acquired by the reporting person.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 720 $35.67 $25,682.40
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 9

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,083

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 720 $22.20 $15,984.00
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 8

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,803

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: The reporting person exercised 3,096 stock options; 2,376 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 720 shares were acquired by the reporting person.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 231 $35.78 $8,265.18
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 7

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,083

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 231 $9.46 $2,185.26
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 6

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,314

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: The reporting person exercised 486 stock options; 255 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 231 shares were acquired by the reporting person.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 814 $35.78 $29,124.92
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 5

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,083

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 814 $17.31 $14,090.34
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 4

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · kind: The reporting person exercised 2,494 stock options; 1,680 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 814 shares were acquired by the reporting person.

Read SEC document
February 12, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 580 $34.62 $20,079.60
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,083

Read SEC document
February 11, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 9,537 $34.57 $329,694.09
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 36,663

Read SEC document
February 10, 2025 Filed Feb 13, 2025 01:53 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 3,633 $34.70 $126,065.10
Disclosure

SEC source: 0000950170-25-019231 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 46,200

Read SEC document
January 17, 2025 Filed Jan 21, 2025 21:31 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 3,488 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-007302 · ownership.xml · derivative · entry 6

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,232

Underlying: Common Stock · 8,720 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F13 · kind: Represents the vesting of restricted stock units.

F14 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
January 17, 2025 Filed Jan 21, 2025 21:31 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,366 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-007302 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 49,833

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · kind: Represents the net issuance of 2,366 shares from the vesting of 3,488 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,122 shares.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 3,658 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002270 · ownership.xml · derivative · entry 22

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,972

Underlying: Common Stock · 14,630 shares

Expires 2028-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F18 · kind: Represents the vesting of restricted stock units.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028.

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January 02, 2025 Filed Jan 6, 2025 22:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestriucted Stock Unit Grant · Derivative 3,237 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002270 · ownership.xml · derivative · entry 21

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,475

Underlying: Common Stock · 9,712 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F18 · kind: Represents the vesting of restricted stock units.

F7 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,180 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002270 · ownership.xml · derivative · entry 20

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,180

Underlying: Common Stock · 4,360 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F18 · kind: Represents the vesting of restricted stock units.

F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionResticted Stock Unit Grant · Derivative 1,912 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002270 · ownership.xml · derivative · entry 19

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,912 shares

Expires 2025-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F18 · kind: Represents the vesting of restricted stock units.

F2 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,396 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002270 · ownership.xml · nonDerivative · entry 4

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 47,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · kind: Represents the net issuance of 2,396 shares from the vesting of 3,658 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,262 shares.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,120 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002270 · ownership.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 45,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · kind: Represents the net issuance of 2,120 shares from the vesting of 3,237 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,117 shares.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,428 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002270 · ownership.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 42,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the net issuance of 1,428 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 752 shares.

Read SEC document
January 02, 2025 Filed Jan 6, 2025 22:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,252 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-002270 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 41,523

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: Represents the net issuance of 1,252 shares from the vesting of 1,912 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 660 shares.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.