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Shaffer Mark A

Disclosed activity across 1 company

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19847
SEC CIK
0001677053

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
LIQUIDITY SERVICES INCLQDT · Entity 1149Chief Legal Officer & Corp SecAugust 21, 2026August 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

LIQUIDITY SERVICES INC

Report date August 21, 2026 · Filed August 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy The Mark A. Shaffer Revocable Trust29,169 Reported balance After 2026-08-21 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-21 · Exercise / conversion · Acquired 771 · Balance 29,169

F12: Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares.

Common StockSEC Table I · non-derivativeIndirectBy The Mark A. Shaffer Revocable Trust29,836 Reported balance After 2026-08-21 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-21 · Exercise / conversion · Acquired 667 · Balance 29,836

F13: Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct1,463 Reported balance After 2026-08-21 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2026-08-21 · Exercise / conversion · Disposed 1,463 · Balance 1,463

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct5,060 Reported balance After 2026-08-21 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2026-08-21 · Exercise / conversion · Disposed 1,265 · Balance 5,060

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01Direct3,237 Reported balance Holding disclosure · report date 2026-08-21 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 3,237

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01Direct7,315 Reported balance Holding disclosure · report date 2026-08-21 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 7,315

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01Direct9,487 Reported balance Holding disclosure · report date 2026-08-21 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 9,487

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F5: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct14,250 Reported balance Holding disclosure · report date 2026-08-21 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 14,250

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01Direct14,250 Reported balance Holding disclosure · report date 2026-08-21 · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · Balance 14,250

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23Direct1,734 Reported balance Holding disclosure · report date 2026-08-21 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance 1,734

F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct4,927 Reported balance Holding disclosure · report date 2026-08-21 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 4,927

F4: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30Direct7,133 Reported balance Holding disclosure · report date 2026-08-21 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 7,133

F6: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29Direct13,750 Reported balance Holding disclosure · report date 2026-08-21 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 13,750

F9: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07Direct4,644 Reported balance Holding disclosure · report date 2026-08-21 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 4,644

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23Direct2,034 Reported balance Holding disclosure · report date 2026-08-21 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 2,034

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22Direct2,365 Reported balance Holding disclosure · report date 2026-08-21 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 2,365

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30Direct7,490 Reported balance Holding disclosure · report date 2026-08-21 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 7,490

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29Direct13,750 Reported balance Holding disclosure · report date 2026-08-21 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 13,750

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F4: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

F5: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

F6: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

F9: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.

F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

F12: Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares.

F13: Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 21, 2026 Filed Aug 25, 2026 20:26 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 1,265 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000012 · ownership.xml · derivative · entry 17

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,060

Underlying: Common Stock · 6,325 shares

Expires 2029-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 20:26 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 1,463 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000012 · ownership.xml · derivative · entry 16

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,463

Underlying: Common Stock · 2,926 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 20:26 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 667 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000012 · ownership.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 29,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · kind: Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares.

Read SEC document
August 21, 2026 Filed Aug 25, 2026 20:26 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 771 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000012 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 29,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · kind: Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares.

Read SEC document
May 22, 2026 Filed May 26, 2026 22:41 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 45,246 $34.00 $1,538,364.00
Disclosure

SEC source: 0001677053-26-000010 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 28,398

Read SEC document
May 14, 2026 Filed May 18, 2026 20:19 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,530 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000008 · ownership.xml · derivative · entry 16

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,325

Underlying: Common Stock · 8,855 shares

Expires 2029-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
May 14, 2026 Filed May 18, 2026 20:19 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,714 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000008 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 73,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · kind: Represents the net issuance of 1,714 shares from the vesting of 2,530 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 816 shares.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 3,210 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · derivative · entry 23

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,490

Underlying: Common Stock · 10,700 shares

Expires 2034-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 9,460 $0.00 Strike: $17.31 $0.00
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · derivative · entry 22

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,365

Underlying: Common Stock · 11,825 shares

Expires 2033-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 2,128 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · derivative · entry 21

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,034

Underlying: Common Stock · 4,162 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 3,567 $0.00 Strike: $21.62 $0.00
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · derivative · entry 18

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,133

Underlying: Common Stock · 10,700 shares

Expires 2034-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 6,189 $0.00 Strike: $17.31 $0.00
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · derivative · entry 17

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,433

Underlying: Common Stock · 8,622 shares

Expires 2033-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 1,301 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · derivative · entry 16

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,734

Underlying: Common Stock · 3,035 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 322 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · derivative · entry 15

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 322 shares

Expires 2031-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options became fully vested on January 1, 2026.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 409 $21.62 $8,842.58
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 14

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 71,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,232 $17.31 $21,325.92
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 13

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 71,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,301 $14.00 $18,214.00
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 12

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 70,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 322 $22.20 $7,148.40
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 11

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 68,988

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 864 $35.15 $30,369.60
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 10

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 68,666

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 864 $17.31 $14,955.84
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 9

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 69,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · kind: The reporting person exercised 2,463 stock options; 1,599 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 864 shares were acquired by the reporting person.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 866 $34.62 $29,980.92
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 8

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 68,666

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 866 $21.62 $18,722.92
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 7

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 69,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · kind: The reporting person exercised 3,210 stock options; 2,344 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 866 shares were acquired by the reporting person.

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 852 $34.62 $29,496.24
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 6

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 68,666

Read SEC document
May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 852 $21.62 $18,420.24
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 5

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 69,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: The reporting person exercised 3,158 stock options; 2,306 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 852 shares were acquired by the reporting person.

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May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 3,307 $34.62 $114,488.34
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 4

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 68,666

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May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 3,307 $17.31 $57,244.17
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 71,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: The reporting person exercised 9,460 stock options; 6,153 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 3,307 shares were acquired by the reporting person.

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May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 SaleCommon Stock 874 $34.62 $30,257.88
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 68,666

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May 11, 2026 Filed May 13, 2026 20:25 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 874 $14.00 $12,236.00
Disclosure

SEC source: 0001677053-26-000006 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 69,540

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · kind: The reporting person exercised 2,128 stock options; 1,254 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 874 shares were acquired by the reporting person.

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February 13, 2026 Filed Feb 17, 2026 21:06 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 3,795 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000004 · ownership.xml · derivative · entry 20

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,855

Underlying: Common Stock · 12,650 shares

Expires 2029-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F9 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

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February 13, 2026 Filed Feb 17, 2026 21:06 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 4,389 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000004 · ownership.xml · derivative · entry 19

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,926

Underlying: Common Stock · 7,315 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F9 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

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February 13, 2026 Filed Feb 17, 2026 21:06 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,648 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000004 · ownership.xml · derivative · entry 18

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,180 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F9 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

F16 · balance_after: The remaining 2,532 RSUs did not vest by the last day of the performance period (January 1, 2026) and as such, were forfeited in accordance with the terms of the grant.

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February 13, 2026 Filed Feb 17, 2026 21:06 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,571 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000004 · ownership.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 68,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: Represents the net issuance of 2,571 shares from the vesting of 3,795 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,224 shares.

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February 13, 2026 Filed Feb 17, 2026 21:06 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,973 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000004 · ownership.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 66,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · kind: Represents the net issuance of 2,973 shares from the vesting of 4,389 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,416 shares.

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February 13, 2026 Filed Feb 17, 2026 21:06 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,794 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000004 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 63,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F12 · kind: Represents the net issuance of 1,794 shares from the vesting of 2,648 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 854 shares.

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January 01, 2026 Filed Jan 5, 2026 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 3,163 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000002 · ownership.xml · derivative · entry 23

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,487

Underlying: Common Stock · 12,650 shares

Expires 2029-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F6 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

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January 01, 2026 Filed Jan 5, 2026 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestrited Stock Unit Grant · Derivative 3,657 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000002 · ownership.xml · derivative · entry 22

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,315

Underlying: Common Stock · 10,972 shares

Expires 2028-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

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January 01, 2026 Filed Jan 5, 2026 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 3,238 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000002 · ownership.xml · derivative · entry 21

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,237

Underlying: Common Stock · 6,475 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

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January 01, 2026 Filed Jan 5, 2026 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,180 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000002 · ownership.xml · derivative · entry 20

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,180 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F8 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026

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January 01, 2026 Filed Jan 5, 2026 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,074 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000002 · ownership.xml · nonDerivative · entry 4

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 61,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F16 · kind: Represents the net issuance of 2,074 shares from the vesting of 3,163 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,089 shares.

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January 01, 2026 Filed Jan 5, 2026 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,398 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000002 · ownership.xml · nonDerivative · entry 3

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 59,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the net issuance of 2,398 shares from the vesting of 3,657 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,259 shares.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 2,123 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000002 · ownership.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 56,856

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: Represents the net issuance of 2,123 shares from the vesting of 3,238 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,115 shares.

Read SEC document
January 01, 2026 Filed Jan 5, 2026 21:02 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,429 $0.00 $0.00
Disclosure

SEC source: 0001677053-26-000002 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 54,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · kind: Represents the net issuance of 1,429 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 751 shares.

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December 01, 2025 Filed Dec 3, 2025 22:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 2,926 $0.00 $0.00
Disclosure

SEC source: 0001677053-25-000009 · ownership.xml · derivative · entry 22

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,315

Underlying: Common Stock · 10,241 shares

Expires 2027-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionRestricted Stock Unit Grant · Derivative 1,295 $0.00 $0.00
Disclosure

SEC source: 0001677053-25-000009 · ownership.xml · derivative · entry 21

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,180

Underlying: Common Stock · 6,475 shares

Expires 2026-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

F11 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,546 $0.00 $0.00
Disclosure

SEC source: 0001677053-25-000009 · ownership.xml · nonDerivative · entry 2

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 53,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F15 · kind: Represents the net issuance of 1,546 shares from the vesting of 2,926 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 1,380 shares.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 22:05 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 684 $0.00 $0.00
Disclosure

SEC source: 0001677053-25-000009 · ownership.xml · nonDerivative · entry 1

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 51,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · kind: Represents the net issuance of 684 shares from the vesting of 1,295 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units wassatisfied by the issuer withholding 611 shares.

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November 24, 2025 Filed Nov 26, 2025 21:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 5,203 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001677053-25-000007 · ownership.xml · derivative · entry 21

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,162

Underlying: Common Stock · 9,365 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

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November 24, 2025 Filed Nov 26, 2025 21:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 1,951 $0.00 Strike: $14.00 $0.00
Disclosure

SEC source: 0001677053-25-000007 · ownership.xml · derivative · entry 16

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,035

Underlying: Common Stock · 4,986 shares

Expires 2032-12-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

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November 24, 2025 Filed Nov 26, 2025 21:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionStock Option Grant · Derivative 1,452 $0.00 Strike: $22.20 $0.00
Disclosure

SEC source: 0001677053-25-000007 · ownership.xml · derivative · entry 15

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 322

Underlying: Common Stock · 1,774 shares

Expires 2031-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.

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November 24, 2025 Filed Nov 26, 2025 21:01 UTC LIQUIDITY SERVICES INC LQDT · Entity 1149 Exercise / conversionCommon Stock 1,951 $14.00 $27,314.00
Disclosure

SEC source: 0001677053-25-000007 · ownership.xml · nonDerivative · entry 4

Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Mark A. Shaffer Revocable Trust

Disclosed balance after: 51,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.