Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIQUIDITY SERVICES INCLQDT · Entity 1149 | Chief Legal Officer & Corp Sec | August 21, 2026 | August 25, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIQUIDITY SERVICES INC
Report date August 21, 2026 · Filed August 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy The Mark A. Shaffer Revocable Trust | 29,169 |
Reported balance
After 2026-08-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-08-21 · Exercise / conversion · Acquired 771 · Balance 29,169 F12: Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares. |
| Common StockSEC Table I · non-derivative | IndirectBy The Mark A. Shaffer Revocable Trust | 29,836 |
Reported balance
After 2026-08-21 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-08-21 · Exercise / conversion · Acquired 667 · Balance 29,836 F13: Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 1,463 |
Reported balance
After 2026-08-21 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2026-08-21 · Exercise / conversion · Disposed 1,463 · Balance 1,463 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 5,060 |
Reported balance
After 2026-08-21 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2026-08-21 · Exercise / conversion · Disposed 1,265 · Balance 5,060 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2027-01-01 | Direct | 3,237 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 3,237 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2028-01-01 | Direct | 7,315 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 7,315 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2029-01-01 | Direct | 9,487 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · Balance 9,487 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F5: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 14,250 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · Balance 14,250 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030. |
| Restricted Stock Unit GrantSEC Table II · derivative / convertible security · Expires 2030-01-01 | Direct | 14,250 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · Balance 14,250 F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 1,734 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,734 F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 4,927 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 4,927 F4: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 7,133 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 7,133 F6: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 13,750 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 13,750 F9: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $22.20 · Expires 2031-12-07 | Direct | 4,644 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 4,644 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $14.00 · Expires 2032-12-23 | Direct | 2,034 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 2,034 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $17.31 · Expires 2033-12-22 | Direct | 2,365 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 2,365 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $21.62 · Expires 2034-10-30 | Direct | 7,490 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 7,490 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
| Stock Option GrantSEC Table II · derivative / convertible security · Conversion / exercise price $23.52 · Expires 2035-10-29 | Direct | 13,750 |
Reported balance
Holding disclosure · report date 2026-08-21 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 13,750 F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F2: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F3: 12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F4: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F5: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
F6: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F7: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
F8: These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
F9: 12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F10: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
F11: Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
F12: Represents the net issuance of 771 shares from the vesting of 1,463 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 692 shares.
F13: Represents the net issuance of 667 shares from the vesting of 1,265 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 598 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2024 Filed Dec 23, 2024 21:48 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Unit Grant · Derivative | 1,295 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-139643 · ownership.xml · derivative · entry 7 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,655 Underlying: Common Stock · 12,950 shares Expires 2026-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F15 · kind: Represents the vesting of restricted stock units. F8 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| December 20, 2024 Filed Dec 23, 2024 21:48 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 879 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-139643 · ownership.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 40,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F13 · kind: Represents the net issuance of 879 shares from the vesting of 1,295 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 416 shares. Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantStock Option Grant · Derivative | 10,700 | $0.00 Strike: $21.62 | $0.00 |
DisclosureSEC source: 0000950170-24-120209 · ownership.xml · derivative · entry 19 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,700 Underlying: Common Stock · 10,700 shares Expires 2024-10-30 F6 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantStock Option Grant · Derivative | 10,700 | $0.00 Strike: $21.62 | $0.00 |
DisclosureSEC source: 0000950170-24-120209 · ownership.xml · derivative · entry 15 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,700 Underlying: Common Stock · 10,700 shares Expires 2034-10-30 F13 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months. Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Unit Grant · Derivative | 12,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-120209 · ownership.xml · derivative · entry 10 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,650 Underlying: Common Stock · 12,650 shares Expires 2029-01-01 F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F9 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 22:24 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Unit Grant · Derivative | 12,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-120209 · ownership.xml · derivative · entry 6 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,650 Underlying: Common Stock · 12,650 shares Expires 2029-01-01 F4 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F12 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2026 and thereafter, an additional 1/4th will vest on each of January 1, 2027, January 1, 2028 and January 1, 2029. Read SEC document |
| August 23, 2024 Filed Aug 28, 2024 00:41 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 7,069 | $22.30 | $157,638.70 |
DisclosureSEC source: 0000950170-24-101196 · ownership.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 39,392 Read SEC document |
| August 21, 2024 Filed Aug 21, 2024 22:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 7,673 | $21.94 | $168,345.62 |
DisclosureSEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 9 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 46,461 Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 1,000 | $22.10 | $22,100.00 |
DisclosureSEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 8 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 54,134 Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionStock Option Grant · Derivative | 21,174 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0000950170-24-099611 · ownership.xml · derivative · entry 12 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,443 Underlying: Common Stock · 25,617 shares Expires 2030-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents an exercise of stock options. F7 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionStock Option Grant · Derivative | 10,342 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0000950170-24-099611 · ownership.xml · derivative · entry 11 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,342 shares Expires 2029-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents an exercise of stock options. F6 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionStock Option Grant · Derivative | 3,245 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0000950170-24-099611 · ownership.xml · derivative · entry 10 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,245 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents an exercise of stock options. F5 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 8,923 | $22.76 | $203,087.48 |
DisclosureSEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 7 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 55,134 F4 · kind: The reporting person surrendered 8,923 shares with a market value of $203,087.48 to the issuer to pay the cost and related taxes associated with the exercise of the stock options described above (i.e., the 3,245 options at $6.11, the 10,342 stock options at $6.69 and 12, 055 stock options at $9.46). Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 12,055 | $9.46 | $114,040.30 |
DisclosureSEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 6 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 64,057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents an exercise of stock options. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 10,342 | $6.69 | $69,187.98 |
DisclosureSEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 5 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 52,002 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents an exercise of stock options. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 3,245 | $6.11 | $19,826.95 |
DisclosureSEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 4 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 41,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents an exercise of stock options. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 3,564 | $22.04 | $78,550.56 |
DisclosureSEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 38,415 Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 3,564 | $9.46 | $33,715.44 |
DisclosureSEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 41,979 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The reporting person exercised 9,119 stock options; 5,555 shares were withheld by the issuer to pay the cost of the options and taxes and the remaining 3,564 shares were acquired by the reporting person. Read SEC document |
| August 19, 2024 Filed Aug 21, 2024 22:42 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 827 | $22.57 | $18,665.39 |
DisclosureSEC source: 0000950170-24-099611 · ownership.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · VP, Gen. Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 38,415 Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:20 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Unit Grant · Derivative | 3,238 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000916 · doc4.xml · derivative · entry 16 Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,712 Underlying: Common Stock · 12,950 shares Expires 2027-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F18 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:20 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Unit Grant · Derivative | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000916 · doc4.xml · derivative · entry 12 Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,540 Underlying: Common Stock · 8,720 shares Expires 2026-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F14 · derivative.exercise_date: These restricted stock units vest, if at all, based on the Issuer's achievement of certain stock price appreciation milestones. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:20 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Unit Grant · Derivative | 1,913 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000916 · doc4.xml · derivative · entry 9 Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,912 Underlying: Common Stock · 3,825 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:20 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionRestricted Stock Unit Grant · Derivative | 3,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000916 · doc4.xml · derivative · entry 7 Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,062 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:20 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000916 · doc4.xml · nonDerivative · entry 4 Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 39,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the net issuance of 2,202 shares from the vesting of 3,238 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,036 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:20 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000916 · doc4.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 37,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 1,483 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 697 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:20 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000916 · doc4.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 35,557 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 1,301 shares from the vesting of 1,913 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 612 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 02, 2024 Filed Jan 5, 2024 00:20 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 2,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-000916 · doc4.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec 10b5-1 filing: No plan indicated Ownership: Indirect · By The Mark A. Shaffer Revocable Trust Disclosed balance after: 34,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 2,083 shares from the vesting of 3,062 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 979 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| December 22, 2023 Filed Dec 22, 2023 21:45 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantStock Option Grant · Derivative | 11,825 | $0.00 Strike: $17.31 | $0.00 |
DisclosureSEC source: 0001209191-23-059591 · doc4.xml · derivative · entry 18 Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,825 Underlying: Common Stock · 11,825 shares Expires 2033-12-22 F16 · derivative.exercise_date: 12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months. Read SEC document |
| December 22, 2023 Filed Dec 22, 2023 21:45 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantStock Option Grant · Derivative | 11,825 | $0.00 Strike: $17.31 | $0.00 |
DisclosureSEC source: 0001209191-23-059591 · doc4.xml · derivative · entry 17 Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,825 Underlying: Common Stock · 11,825 shares Expires 2033-12-22 F11 · derivative.exercise_date: These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 23:57 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Unit Grant · Derivative | 14,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057809 · doc4.xml · derivative · entry 16 Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,630 Underlying: Common Stock · 14,630 shares Expires 2028-01-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F15 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 23:57 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | GrantRestricted Stock Unit Grant · Derivative | 14,630 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057809 · doc4.xml · derivative · entry 15 Shaffer Mark A · CIK 0001677053 · CLO & Corp Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,630 Underlying: Common Stock · 14,630 shares Expires 2027-01-01 F3 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F14 · derivative.exercise_date: These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · derivative · entry 15 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,540 Underlying: Common Stock · 2,180 shares Expires 2026-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F17 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 1,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · derivative · entry 11 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,825 Underlying: Common Stock · 1,912 shares Expires 2025-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F13 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 3,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · derivative · entry 9 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,062 Underlying: Common Stock · 3,063 shares Expires 2024-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F11 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2021 and thereafter, an additional 1/4th vests on each of January 1, 2022, January 1, 2023 and January 1, 2024. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Grant · Derivative | 1,262 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · derivative · entry 7 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,262 shares Expires 2023-01-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock. F8 · kind: Represents the vesting of restricted stock units. F9 · derivative.exercise_date: Twenty-five percent of this restricted stock unit grant vested on January 1, 2020 and thereafter, an additional 1/4th vests on each of January 1, 2021, January 1, 2022, and January 1, 2023. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · nonDerivative · entry 4 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,173 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · kind: Represents the net issuance of 1,402 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 778 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · nonDerivative · entry 3 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,771 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: Represents the net issuance of 1,230 shares from the vesting of 1,912 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 682 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · nonDerivative · entry 2 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: Represents the net issuance of 1,971 shares from the vesting of 3,063 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,092 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| January 03, 2023 Filed Jan 4, 2023 23:13 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 812 | $0.00 | $0.00 |
DisclosureSEC source: 0001235468-23-000002 · wf-form4_167287397900608.xml · nonDerivative · entry 1 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,570 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Represents the net issuance of 812 shares from the vesting of 1,262 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 450 shares. The reporting person relinquished the shares and the issuer cancelled the shares and returned them to treasury in exchange for remitting federal and state tax withholding obligations of the reporting person resulting from the vesting of restricted stock units. Shares withheld represent an exempt transaction pursuant to Section 16b-3(e). No shares were sold by the reporting person. Read SEC document |
| August 15, 2022 Filed Aug 15, 2022 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 24,722 | $19.42 | $480,101.24 |
DisclosureSEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 11 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,758 Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 42,400 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · derivative · entry 19 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 42,400 shares Expires 2030-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: These options are fully exercisable. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 16,783 | $0.00 Strike: $9.46 | $0.00 |
DisclosureSEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · derivative · entry 18 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,617 Underlying: Common Stock · 42,400 shares Expires 2030-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2022 and thereafter, an additional 1/48th will vest each month for thirty-six months. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 9,125 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · derivative · entry 16 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,342 Underlying: Common Stock · 19,467 shares Expires 2029-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: 12/48th of this option grant vested on January 1, 2021 and thereafter, an additional 1/48th vests each month for thirty-six months. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 9,734 | $0.00 Strike: $6.11 | $0.00 |
DisclosureSEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · derivative · entry 14 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,245 Underlying: Common Stock · 12,979 shares Expires 2028-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F12 · derivative.exercise_date: 15/48th of this option grant vested on January 1, 2020 and thereafter, an additional 1/48th vests each month for thirty-three months. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionEmployee Stock Option · Derivative | 2,280 | $0.00 Strike: $4.47 | $0.00 |
DisclosureSEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · derivative · entry 13 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,280 shares Expires 2027-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: These options are fully exercisable. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 5,724 | $19.43 | $111,217.32 |
DisclosureSEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 10 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,480 Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 4,294 | $9.46 | $40,621.24 |
DisclosureSEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 9 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: This transaction reflects an exercise of 16,405 options granted under the Plan and the 2020 Agreement. The issuer withheld 12,111 shares to cover the cost of the options and taxes and 4,294 shares were acquired by the reporting person. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 1,430 | $6.69 | $9,566.70 |
DisclosureSEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 8 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · kind: This transaction reflects an exercise of 4,259 options granted under the Plan and the 2019 Agreement. The issuer withheld 2,829 shares to cover the cost of the options and taxes and 1,430 shares were acquired by the reporting person. Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | SaleCommon Stock | 11,087 | $19.45 | $215,642.15 |
DisclosureSEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 7 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,480 Read SEC document |
| August 12, 2022 Filed Aug 15, 2022 22:17 UTC | LIQUIDITY SERVICES INC LQDT · Entity 1149 | Exercise / conversionCommon Stock | 11,087 | $9.46 | $104,883.02 |
DisclosureSEC source: 0001235468-22-000111 · wf-form4_166059875717610.xml · nonDerivative · entry 6 Shaffer Mark A · CIK 0001677053 · Chief Legal Officer & Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · kind: This transaction reflects an exercise of 42,400 options granted under the Plan and the 2020 Agreement. The issuer withheld 31,313 shares to cover the cost of the options and taxes and 11,087 shares were acquired by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.