SMITH ROGER L.

SEC source: 0001654954-26-007865 · section16.xml · derivative · entry 3

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 519,726

Underlying: Common Shares · 103,536 shares

Expires 2026-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0403 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7224).

F3 · derivative.exercise_date: The 103,536 options were granted on 8/27/2021 and vested and became exercisable as follows: 34,512 on 8/27/2022, 34,512 on 8/27/2023; and 34,512 on 8/27/2024.

SEC source: 0001654954-26-007865 · section16.xml · nonDerivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 651,562

F2 · price: The shares were sold at $1.9825 Canadian dollars, $1.4322 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7224).

SEC source: 0001654954-26-007865 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 755,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0403 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7224).

SEC source: 0001654954-25-014391 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,367

Underlying: Common Shares · 27,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

SEC source: 0001654954-25-014391 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 651,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 7, 2023, the reporting person was granted 27,384 Restricted Share Units ("RSUs"). On redemption, 7,997 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 19,387 common shares.

F2 · price: The common shares were priced at $2.02 Canadian dollars and $1.4657 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7256) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-25-014357 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,751

Underlying: Common Shares · 37,579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

SEC source: 0001654954-25-014357 · section16.xml · derivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 623,262

Underlying: Common Shares · 150,312 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 50,104 on 12/22/2026; 50,104 on 12/22/2027; and 50,104 on 12/22/2028.

SEC source: 0001654954-25-011122 · section16.xml · derivative · entry 3

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 472,950

Underlying: Common Shares · 252,087 shares

Expires 2025-11-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4535 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7198).

F3 · derivative.exercise_date: The 252,087 options were granted on 11/13/2020 and vested and became exercisable as follows: 84,029 on 11/13/2021; 84,029 on 11/13/2022; and 84,029 on 11/13/2023.

SEC source: 0001654954-25-011122 · section16.xml · nonDerivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,175

F2 · price: The shares were sold at $2.3366 Canadian dollars, $1.6819 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7198).

SEC source: 0001654954-25-011122 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 884,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.63 Canadian dollars, $0.4535 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7198).

SEC source: 0001654954-25-000613 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,172

Underlying: Common Shares · 29,182 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on January 4, 2025 and were released on January 17, 2025.

SEC source: 0001654954-25-000613 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On January 4, 2023, the reporting person was granted 29,182 Restricted Share Units ("RSUs"). On redemption, 10,068 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 19,114 common shares.

F2 · price: The common shares were priced at $1.61 Canadian dollars and $1.1154 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.6928) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-24-015621 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,354

Underlying: Common Shares · 35,788 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/12/2026 per the terms of the plan.

SEC source: 0001654954-24-015621 · section16.xml · derivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 725,037

Underlying: Common Shares · 143,148 shares

Expires 2029-12-12

F1 · derivative.exercise_price: The options were priced at $1.77 Canadian dollars; $1.2475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7048) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 47,716 on 12/12/2025; 47,716 on 12/12/2026; and 47,716 on 12/12/2027.

SEC source: 0001654954-24-012180 · section16.xml · derivative · entry 3

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 581,889

Underlying: Common Shares · 228,119 shares

Expires 2024-11-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5824 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7372).

F3 · derivative.exercise_date: The 228,119 options were granted on 11/5/2019 and vested and became exercisable as follows: 76,039 on 11/5/2020; 76,039 on 11/5/2021; and 76,041 on 11/5/2022.

SEC source: 0001654954-24-012180 · section16.xml · nonDerivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,061

F2 · price: The shares were sold at $1.6229 Canadian dollars, $1.1964 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7372).

SEC source: 0001654954-24-012180 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 841,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.79 Canadian dollars, $0.5824 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7372).

SEC source: 0001654954-23-015376 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,566

Underlying: Common Shares · 27,384 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/07/2025 per the terms of the plan.

SEC source: 0001654954-23-015376 · section16.xml · derivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810,008

Underlying: Common Shares · 109,536 shares

Expires 2028-12-07

F1 · derivative.exercise_price: The options were priced at $2.06 Canadian dollars; $1.5151 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7355) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 36,512 on 12/07/2024; 36,512 on 12/07/2025; and 36,512 on 12/07/2026.

SEC source: 0001654954-23-013740 · section16.xml · derivative · entry 3

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,472

Underlying: Common Shares · 74,067 shares

Expires 2023-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6558 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7207).

F3 · derivative.exercise_date: The 74,067 options were granted on 12/14/18 and vested and became exercisable as follows: 24,442 on 12/14/19; 24,442 on 12/14/20; and 25,183 on 12/14/21.

SEC source: 0001654954-23-013740 · section16.xml · nonDerivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,061

F2 · price: The shares were sold at $2.2403 Canadian dollars, $1.6146 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7207).

SEC source: 0001654954-23-013740 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 687,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.91 Canadian dollars, $0.6558 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7207).

SEC source: 0001654954-23-011382 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,182

Underlying: Common Shares · 25,884 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on August 27, 2023.

F4 · derivative.expiration_date: The RSUs became redeemable on August 27, 2023.

SEC source: 0001654954-23-011382 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 613,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On August 27, 2021, the reporting person was granted 25,884 Restricted Share Units ("RSUs"). On redemption, 7,442 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 18,442 common shares.

F2 · price: The common shares were priced at $1.73 Canadian dollars and $1.2724 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7355) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-23-011102 · section16.xml · derivative · entry 3

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 774,539

Underlying: Common Shares · 79,206 shares

Expires 2023-08-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6862 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7379).

F3 · derivative.exercise_date: The 79,206 options were granted on 8/20/18 and vested and became exercisable as follows: 26,402 on 08/20/19; 26,402 on 08/20/20; and 26,402 on 08/20/21.

SEC source: 0001654954-23-011102 · section16.xml · nonDerivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 594,619

F2 · price: The shares were sold at $1.5114 Canadian dollars, $1.1153 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7379).

SEC source: 0001654954-23-011102 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 673,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.93 Canadian dollars, $0.6862 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7379).

SEC source: 0001654954-23-000212 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,066

Underlying: Common shares · 29,182 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 01/04/2025 per the terms of the plan.

SEC source: 0001654954-23-000212 · section16.xml · derivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853,745

Underlying: Common shares · 116,730 shares

Expires 2028-01-04

F1 · derivative.exercise_price: The options were priced at $1.55 Canadian dollars; $1.1475 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7403) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 38,910 on 01/04/24; 38,910 on 01/04/25; and 38,910 on 01/04/26

SEC source: 0001654954-22-016578 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,015

Underlying: Common shares · 170,788 shares

Expires 2022-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6637 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7374).www.bankofcanada.ca.

F2 · derivative.exercise_date: The 170,788 options granted on 12/15/2017 vested and became exercisable as follows:56,360 on 12/15/2018; 56,360 on 12/15/2019 and 58,068 on 12/15/2020.

SEC source: 0001654954-22-016578 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $0.90 Canadian dollars; $0.6637 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7374).www.bankofcanada.ca.

SEC source: 0001654954-22-015451 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,884

Underlying: Common shares · 63,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 14, 2022.

F4 · derivative.expiration_date: The RSUs became redeemable on November 14, 2022.

SEC source: 0001654954-22-015451 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,831

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 13, 2020, the reporting person was granted 63,022 Restricted Share Units ("RSUs"). On redemption, 18,214 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 44,808 common shares.

F2 · price: The common shares were priced at $1.83 Canadian dollars and $1.3773 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7526) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-22-003515 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,023

SEC source: 0001654954-21-011967 · section16.xml · derivative · entry 3

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,803

Underlying: Common shares · 141,184 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired, at $0.73 Canadian dollars; $0.5864 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033).

F3 · derivative.exercise_date: The original 241,184 options granted on 12/16/2016 vested and became exercisable as follows: 24,118 on 12/16/2016; 53,061 on 5/2/2017; 53,060 on 9/16/2017; 53,061 on 1/31/2018; and 57,884 on 6/16/2018.

SEC source: 0001654954-21-011967 · section16.xml · nonDerivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,884

F2 · price: The shares were sold at $2.40 Canadian dollars; $1.9279 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033).

SEC source: 0001654954-21-011967 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 523,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired, at $0.73 Canadian dollars; $0.5864 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.8033).

SEC source: 0001654954-21-011848 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,906

Underlying: Common shares · 57,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on November 5, 2021.

F4 · derivative.expiration_date: The RSUs became redeemable on November 5, 2021.

SEC source: 0001654954-21-011848 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On November 5, 2019, the reporting person was granted 57,030 Restricted Share Units ("RSUs"). On redemption, 16,482 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 40,548 common shares.

F2 · price: The common shares were priced at $2.36 Canadian dollars and $1.8953 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.8031) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-009587 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,936

Underlying: Common shares · 25,884 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 08/27/23 per the terms of the plan.

SEC source: 0001654954-21-009587 · section16.xml · derivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,048,987

Underlying: Common shares · 103,536 shares

Expires 2026-08-27

F1 · derivative.exercise_price: The options were priced at $1.44 Canadian dollars; $1.1398 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 34,512 on 08/27/2022; 34,512 on 08/27/2023; and 34,512 on 08/27/2024.

SEC source: 0001654954-21-000834 · section16.xml · derivative · entry 3

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 945,451

Underlying: Common Shares · 100,000 shares

Expires 2021-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5747 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7873) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F3 · derivative.exercise_date: The options granted on 12/16/2016 vested and became exercisable as follows: 24,118 on 12/16/2016; 53,061 on 5/2/2017; 53,060 on 9/16/2017; 53,061 on 1/31/2018; and 57,884 on 6/16/2018.

SEC source: 0001654954-21-000834 · section16.xml · nonDerivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,336

F2 · price: The shares were sold at $1.3000 Canadian dollars; $1.0235 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7873) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-21-000834 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised, and the shares were acquired, at $0.73 Canadian dollars; $0.5747 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7873) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-20-013641 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,052

Underlying: Common shares · 18,517 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs become redeemable on December 14, 2020.

F4 · derivative.expiration_date: The RSUs become redeemable on December 14, 2020.

SEC source: 0001654954-20-013641 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 14, 2018, the reporting person was granted 18,517 Restricted Share Units ("RSUs"). On redemption, 5,367 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 13,150 common shares.

F2 · price: The common shares were priced at $0.80 Canadian dollars and $0.6271 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7839) as reported by Bank of Canada on its website, www.bankofcanada.ca.

SEC source: 0001654954-20-012626 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,569

Underlying: Common shares · 63,022 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Units vest and become redeemable on November 13, 2022.

F4 · derivative.expiration_date: Units vest and become redeemable on November 13, 2022.

SEC source: 0001654954-20-012626 · section16.xml · derivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,132,913

Underlying: Common shares · 252,087 shares

Expires 2025-11-13

F1 · derivative.exercise_price: The options were priced at $0.63 Canadian dollars. This is the $0.4792 U.S. dollar equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$ 1.00 = US$0.7606) as reported by Bank of Canada on its website, www.bankofcanada.ca.

F2 · derivative.exercise_date: Options vest from this grant and become exercisable as follows: 84,029 on November 13, 2021; 84,029 on November 13, 2022 and 84,029 on November 13, 2023.

SEC source: 0001104659-20-098083 · tm2029300d10_form4.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,547

Underlying: Common shares · 19,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share

F2 · derivative.exercise_date: On August 20, 2018, the reporting person was granted 19,802 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F2 · derivative.expiration_date: On August 20, 2018, the reporting person was granted 19,802 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

SEC source: 0001104659-20-098083 · tm2029300d10_form4.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CFO/Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On August 20, 2018, the reporting person was granted 19,802 Restricted Share Units ("RSUs") vesting in two years. Subsequently, the Compensation Committee made the determinations to satisfy the RSU award by delivering common shares rather than cash. Under the terms of the Ur-Energy Inc. Restricted Share Unit Plan, each Restricted Share Unit awarded under the Plan is redeemed on or within thirty (30) days after the applicable redemption date for cash or common shares, as determined by the Compensation Committee of the Board.

F4 · shares: The 5,739 shares withheld from issuance by the Company were solely for the purpose of satisfying the tax withholding obligation arising in connection with the vesting of the RSUs granted on August 20, 2018 under the terms of the Ur-Energy Inc. Restricted Share Unit Plan.

F3 · price: The common shares were priced at $0.73 Canadian dollars per share. $0.5528 is the U.S. dollar equivalent of the share price pursuant to the exchange rate as of the transaction date (CDN$ 1.00 = US$ 0.7573), as reported by the Bank of Canada on its website, www.bankofcanada.ca.