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URG

UR-ENERGY INC

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5417
SEC CIK
0001375205
Parsed reports
357

Last 12 months

Inside the activity.

7 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202525
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202617
Sep 202630
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 24, 2026 Filed Sep 25, 2026 20:35 UTC
Walle JadeVICE PRESIDENT FINANCE
PurchaseCommon Shares 526 $1.14 $597.01
Disclosure

SEC source: 0001654954-26-008582 · section16.xml · nonDerivative · entry 2

Walle Jade · CIK 0002089471 · VICE PRESIDENT FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,037

Read SEC document
September 24, 2026 Filed Sep 25, 2026 20:35 UTC
Walle JadeVICE PRESIDENT FINANCE
PurchaseCommon Shares 96,030 $1.14 $109,474.20
Disclosure

SEC source: 0001654954-26-008582 · section16.xml · nonDerivative · entry 1

Walle Jade · CIK 0002089471 · VICE PRESIDENT FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,511

Read SEC document
September 11, 2026 Filed Sep 15, 2026 12:46 UTC
Walle JadeVICE PRESIDENT FINANCE
PurchaseCommon Shares 75,581 $1.29 $97,499.49
Disclosure

SEC source: 0001654954-26-008365 · section16.xml · nonDerivative · entry 1

Walle Jade · CIK 0002089471 · VICE PRESIDENT FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 327,481

Read SEC document
August 25, 2026 Filed Aug 26, 2026 21:11 UTC Exercise / conversionCommon share options (right to buy) · Derivative 87,858 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001654954-26-007888 · section16.xml · derivative · entry 3

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,134

Underlying: Common Shares · 87,858 shares

Expires 2026-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0405 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7226).

F3 · derivative.exercise_date: The 87,858 options were granted on 8/27/2021 and vested and became exercisable as follows: 29,286 on 8/27/2022, 29,286 on 8/27/2023; and 29,286 on 8/27/2024.

Read SEC document
August 25, 2026 Filed Aug 26, 2026 21:11 UTC SaleCommon Shares 87,858 $1.48 $130,275.84
Disclosure

SEC source: 0001654954-26-007888 · section16.xml · nonDerivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 580,884

F2 · price: The shares were sold at $2.0521 Canadian dollars, $1.4828 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7226).

Read SEC document
August 25, 2026 Filed Aug 26, 2026 21:11 UTC Exercise / conversionCommon Shares 87,858 $1.04 $91,416.25
Disclosure

SEC source: 0001654954-26-007888 · section16.xml · nonDerivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0405 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7226).

Read SEC document
August 25, 2026 Filed Aug 26, 2026 21:07 UTC
HUBER GARY CDirector
Exercise / conversionCommon share options (right to buy) · Derivative 87,858 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001654954-26-007886 · section16.xml · derivative · entry 3

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,134

Underlying: Common Shares · 87,858 shares

Expires 2026-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0405 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7226).

F3 · derivative.exercise_date: The 87,858 options were granted on 8/27/2021 and vested and became exercisable as follows: 29,286 on 8/27/2022, 29,286 on 8/27/2023; and 29,286 on 8/27/2024.

Read SEC document
August 25, 2026 Filed Aug 26, 2026 21:07 UTC
HUBER GARY CDirector
SaleCommon Shares 87,858 $1.48 $129,941.98
Disclosure

SEC source: 0001654954-26-007886 · section16.xml · nonDerivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,016

F2 · price: The shares were sold at $2.0468 Canadian dollars, $1.4790 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7226).

Read SEC document
August 25, 2026 Filed Aug 26, 2026 21:07 UTC
HUBER GARY CDirector
Exercise / conversionCommon Shares 87,858 $1.04 $91,416.25
Disclosure

SEC source: 0001654954-26-007886 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 645,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0405 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7226).

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:08 UTC Exercise / conversionCommon share options (right to buy) · Derivative 87,858 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001654954-26-007866 · section16.xml · derivative · entry 3

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,134

Underlying: Common Shares · 87,858 shares

Expires 2026-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0403 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7224).

F3 · derivative.exercise_date: The 87,858 options were granted on 8/27/2021 and vested and became exercisable as follows: 29,286 on 8/27/2022; 29,286 on 8/27/2023; and 29,286 on 8/27/2024.

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:08 UTC SaleCommon Shares 75,588 $1.41 $106,503.49
Disclosure

SEC source: 0001654954-26-007866 · section16.xml · nonDerivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,449

F2 · price: The shares were sold at $1.9504 Canadian dollars, $1.4090 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7224).

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:08 UTC Exercise / conversionCommon Shares 87,858 $1.04 $91,398.68
Disclosure

SEC source: 0001654954-26-007866 · section16.xml · nonDerivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,037

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0403 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7224).

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:09 UTC
RITCHIE DAVID A.GENERAL COUNSEL/CORP SECRETARY
PurchaseCommon Shares 10,000 $1.42 $14,200.00
Disclosure

SEC source: 0001654954-26-007868 · section16.xml · nonDerivative · entry 1

RITCHIE DAVID A. · CIK 0002106036 · GENERAL COUNSEL/CORP SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:09 UTC
CASH JOHNDirector
Exercise / conversionCommon share options (right to buy) · Derivative 77,751 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001654954-26-007867 · section16.xml · derivative · entry 3

CASH JOHN · CIK 0001595535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040,617

Underlying: Common Shares · 77,751 shares

Expires 2026-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0403 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7224).

F3 · derivative.exercise_date: The 77,751 options were granted on 8/27/2021 and vested and became exercisable as follows: 25,917 on 8/27/2022; 25,917 on 8/27/2023; and 25,917 on 8/27/2024.

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:09 UTC
CASH JOHNDirector
SaleCommon Shares 77,751 $1.41 $109,652.24
Disclosure

SEC source: 0001654954-26-007867 · section16.xml · nonDerivative · entry 2

CASH JOHN · CIK 0001595535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696,264

F2 · price: The shares were sold at $1.9523 Canadian dollars, $1.4103 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7224).

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:09 UTC
CASH JOHNDirector
Exercise / conversionCommon Shares 77,751 $1.04 $80,884.37
Disclosure

SEC source: 0001654954-26-007867 · section16.xml · nonDerivative · entry 1

CASH JOHN · CIK 0001595535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 774,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0403 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7224).

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:08 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
Exercise / conversionCommon share options (right to buy) · Derivative 103,536 $0.00 Strike: $1.04 $0.00
Disclosure

SEC source: 0001654954-26-007865 · section16.xml · derivative · entry 3

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 519,726

Underlying: Common Shares · 103,536 shares

Expires 2026-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0403 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7224).

F3 · derivative.exercise_date: The 103,536 options were granted on 8/27/2021 and vested and became exercisable as follows: 34,512 on 8/27/2022, 34,512 on 8/27/2023; and 34,512 on 8/27/2024.

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:08 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
SaleCommon Shares 103,536 $1.43 $148,284.26
Disclosure

SEC source: 0001654954-26-007865 · section16.xml · nonDerivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 651,562

F2 · price: The shares were sold at $1.9825 Canadian dollars, $1.4322 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7224).

Read SEC document
August 24, 2026 Filed Aug 25, 2026 21:08 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Shares 103,536 $1.04 $107,708.50
Disclosure

SEC source: 0001654954-26-007865 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 755,098

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0403 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7224).

Read SEC document
August 21, 2026 Filed Aug 24, 2026 21:07 UTC Exercise / conversionCommon share options (right to buy) · Derivative 87,858 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001654954-26-007833 · section16.xml · derivative · entry 3

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 340,134

Underlying: Common Shares · 87,858 shares

Expires 2026-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0464 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7267).

F3 · derivative.exercise_date: The 87,858 options were granted on 8/27/2021 and vested and became exercisable as follows: 29,286 on 8/27/2022; 29,286 on 8/27/2023; and 29,286 on 8/27/2024.

Read SEC document
August 21, 2026 Filed Aug 24, 2026 21:07 UTC SaleCommon Shares 72,838 $1.38 $100,545.58
Disclosure

SEC source: 0001654954-26-007833 · section16.xml · nonDerivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 587,267

F2 · price: The shares were sold at $1.8996 Canadian dollars, $1.3804 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7267).

Read SEC document
August 21, 2026 Filed Aug 24, 2026 21:07 UTC Exercise / conversionCommon Shares 87,858 $1.05 $91,934.61
Disclosure

SEC source: 0001654954-26-007833 · section16.xml · nonDerivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 660,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0464 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7267).

Read SEC document
August 21, 2026 Filed Aug 24, 2026 21:05 UTC
HATTEN STEVEN M.Chief Operating Officer
Exercise / conversionCommon share options (right to buy) · Derivative 81,576 $0.00 Strike: $1.05 $0.00
Disclosure

SEC source: 0001654954-26-007831 · section16.xml · derivative · entry 3

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 526,572

Underlying: Common Shares · 81,576 shares

Expires 2026-08-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0464 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7267).

F3 · derivative.exercise_date: The 81,576 options were granted on 8/27/2021 and vested and became exercisable as follows: 27,192 on 8/27/2022; 27,192 on 8/27/2023; and 27,192 on 8/27/2024.

Read SEC document
August 21, 2026 Filed Aug 24, 2026 21:05 UTC
HATTEN STEVEN M.Chief Operating Officer
SaleCommon Shares 81,576 $1.39 $113,227.49
Disclosure

SEC source: 0001654954-26-007831 · section16.xml · nonDerivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,764

F2 · price: The shares were sold at $1.91 Canadian dollars, $1.3880 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7267).

Read SEC document
August 21, 2026 Filed Aug 24, 2026 21:05 UTC
HATTEN STEVEN M.Chief Operating Officer
Exercise / conversionCommon Shares 81,576 $1.05 $85,361.13
Disclosure

SEC source: 0001654954-26-007831 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The options were exercised and the shares were acquired at $1.44 Canadian dollars, $1.0464 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7267).

Read SEC document
March 18, 2026 Filed Mar 19, 2026 17:05 UTC
Walle JadeVICE PRESIDENT FINANCE
PurchaseCommon Shares 107,900 $1.39 $149,981.00
Disclosure

SEC source: 0001654954-26-002508 · section16.xml · nonDerivative · entry 1

Walle Jade · CIK 0002089471 · VICE PRESIDENT FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 251,900

Read SEC document
January 12, 2026 Filed Jan 23, 2026 00:37 UTC
RITCHIE DAVID A.GENERAL COUNSEL/CORP SECRETARY
GrantCommon share options (right to buy) · Derivative 120,000 $0.00 Strike: $1.65 $0.00
Disclosure

SEC source: 0001654954-26-000536 · section16.xml · derivative · entry 1

RITCHIE DAVID A. · CIK 0002106036 · GENERAL COUNSEL/CORP SECRETARY

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Shares · 120,000 shares

Expires 2031-01-12

F1 · derivative.exercise_price: The options were priced at $2.29 Canadian dollars; $1.6504 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7207) www.bankofcanada.ca

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 40,000 on 1/12/2027; 40,000 on 1/12/2028; and 40,000 on 1/12/2029.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 23:00 UTC Exercise / conversionRestricted share units (exchange for common shares) · Derivative 16,407 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014387 · section16.xml · derivative · entry 3

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,804

Underlying: Common Shares · 16,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 23:00 UTC Disposition to issuerCommon Shares 16,407 $1.45 $23,868.90
Disclosure

SEC source: 0001654954-25-014387 · section16.xml · nonDerivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,179

F2 · price: The shares were sold at $1.9894 Canadian dollars, $1.4548 U.S. dollars is the equivalent of the sales price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7313).

Read SEC document
December 24, 2025 Filed Dec 29, 2025 23:00 UTC Exercise / conversionCommon Shares 16,407 $1.45 $23,868.90
Disclosure

SEC source: 0001654954-25-014387 · section16.xml · nonDerivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The RSUs were released and the shares were acquired at $1.9894 Canadian dollars, $1.4548 U.S. dollars is the equivalent price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7313).

Read SEC document
December 23, 2025 Filed Dec 29, 2025 23:11 UTC Exercise / conversionRestricted share units (exchange for common shares) · Derivative 16,407 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014398 · section16.xml · derivative · entry 2

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,804

Underlying: Common Shares · 16,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 23:11 UTC Exercise / conversionCommon Shares 16,407 $1.47 $24,047.74
Disclosure

SEC source: 0001654954-25-014398 · section16.xml · nonDerivative · entry 1

Parker Thomas H · CIK 0001401432 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 580,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 7, 2023, the reporting person was granted 16,407 Restricted Share Units ("RSUs"). On redemption, the reporting person received 16,407 common shares.

F2 · price: The common shares were priced at $2.02 Canadian dollars and $1.4657 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7256) as reported by Bank of Canada on its website, www.bankofcanada.ca.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 23:12 UTC
HUBER GARY CDirector
Exercise / conversionRestricted share units (exchange for common shares) · Derivative 16,407 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014400 · section16.xml · derivative · entry 2

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,804

Underlying: Common Shares · 16,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 23:12 UTC
HUBER GARY CDirector
Exercise / conversionCommon Shares 16,407 $1.47 $24,047.74
Disclosure

SEC source: 0001654954-25-014400 · section16.xml · nonDerivative · entry 1

HUBER GARY C · CIK 0001269312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 558,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 7, 2023, the reporting person was granted 16,407 Restricted Share Units ("RSUs"). On redemption, the reporting person received 16,407 common shares.

F2 · price: The common shares were priced at $2.02 Canadian dollars and $1.4657 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7256) as reported by Bank of Canada on its website, www.bankofcanada.ca.

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December 23, 2025 Filed Dec 29, 2025 23:10 UTC Exercise / conversionRestricted share units (exchange for common shares) · Derivative 16,407 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014396 · section16.xml · derivative · entry 2

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,804

Underlying: Common Shares · 16,407 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

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December 23, 2025 Filed Dec 29, 2025 23:10 UTC Exercise / conversionCommon Shares 16,407 $1.47 $24,047.74
Disclosure

SEC source: 0001654954-25-014396 · section16.xml · nonDerivative · entry 1

WALKER KATHY E · CIK 0001267135 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 572,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 7, 2023, the reporting person was granted 16,407 Restricted Share Units ("RSUs"). On redemption, the reporting person received 16,407 common shares.

F2 · price: The common shares were priced at $2.02 Canadian dollars and $1.4657 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7256) as reported by Bank of Canada on its website, www.bankofcanada.ca.

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December 23, 2025 Filed Dec 29, 2025 23:13 UTC
GOPLERUD PENNE AGen Counsel and Corp Secretary
Exercise / conversionRestricted share units (exchange for common shares) · Derivative 25,376 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014402 · section16.xml · derivative · entry 2

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,991

Underlying: Common Shares · 25,376 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

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December 23, 2025 Filed Dec 29, 2025 23:13 UTC
GOPLERUD PENNE AGen Counsel and Corp Secretary
Exercise / conversionCommon Shares 17,966 $1.47 $26,332.77
Disclosure

SEC source: 0001654954-25-014402 · section16.xml · nonDerivative · entry 1

GOPLERUD PENNE A · CIK 0001595551 · Gen Counsel and Corp Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 448,574

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 7, 2023, the reporting person was granted 25,376 Restricted Share Units ("RSUs"). On redemption, 7,410 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 17,966 common shares.

F2 · price: The common shares were priced at $2.02 Canadian dollars and $1.4657 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7256) as reported by Bank of Canada on its website, www.bankofcanada.ca.

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December 23, 2025 Filed Dec 29, 2025 23:08 UTC
HATTEN STEVEN M.Chief Operating Officer
Exercise / conversionRestricted share units (exchange for common shares) · Derivative 27,745 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014394 · section16.xml · derivative · entry 2

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,332

Underlying: Common Shares · 27,745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

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December 23, 2025 Filed Dec 29, 2025 23:08 UTC
HATTEN STEVEN M.Chief Operating Officer
Exercise / conversionCommon Shares 20,989 $1.47 $30,763.58
Disclosure

SEC source: 0001654954-25-014394 · section16.xml · nonDerivative · entry 1

HATTEN STEVEN M. · CIK 0001595544 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 7, 2023, the reporting person was granted 27,745 Restricted Share Units ("RSUs"). On redemption, 6,756 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 20,989 common shares.

F2 · price: The common shares were priced at $2.02 Canadian dollars and $1.4657 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7256) as reported by Bank of Canada on its website, www.bankofcanada.ca.

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December 23, 2025 Filed Dec 29, 2025 23:04 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
Exercise / conversionRestricted share units (exchange for common shares) · Derivative 27,384 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014391 · section16.xml · derivative · entry 2

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,367

Underlying: Common Shares · 27,384 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

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December 23, 2025 Filed Dec 29, 2025 23:04 UTC
SMITH ROGER L.CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Shares 19,387 $1.47 $28,415.53
Disclosure

SEC source: 0001654954-25-014391 · section16.xml · nonDerivative · entry 1

SMITH ROGER L. · CIK 0001595564 · CHIEF FINANCIAL OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 651,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 7, 2023, the reporting person was granted 27,384 Restricted Share Units ("RSUs"). On redemption, 7,997 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 19,387 common shares.

F2 · price: The common shares were priced at $2.02 Canadian dollars and $1.4657 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7256) as reported by Bank of Canada on its website, www.bankofcanada.ca.

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December 23, 2025 Filed Dec 29, 2025 23:03 UTC
CASH JOHNDirector
Exercise / conversionRestricted share units (exchange for common shares) · Derivative 46,658 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014389 · section16.xml · derivative · entry 2

CASH JOHN · CIK 0001595535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Shares · 46,658 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

F4 · derivative.expiration_date: The RSUs became redeemable on December 7, 2025 and were released on December 23, 2025.

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December 23, 2025 Filed Dec 29, 2025 23:03 UTC
CASH JOHNDirector
Exercise / conversionCommon Shares 35,296 $1.47 $51,733.35
Disclosure

SEC source: 0001654954-25-014389 · section16.xml · nonDerivative · entry 1

CASH JOHN · CIK 0001595535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 696,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: On December 7, 2023, the reporting person was granted 46,658 Restricted Share Units ("RSUs"). On redemption, 11,362 RSUs were withheld by the Company solely for the purpose of satisfying tax withholding obligations and the reporting person received 35,296 common shares.

F2 · price: The common shares were priced at $2.02 Canadian dollars and $1.4657 U.S. dollars is the equivalent of the purchase price pursuant to the exchange rate as of the transaction date (Cdn$1.00 = US$0.7256) as reported by Bank of Canada on its website, www.bankofcanada.ca.

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December 22, 2025 Filed Dec 29, 2025 17:20 UTC
Walle JadeVICE PRESIDENT FINANCE
GrantRestricted share units (exchange for common shares) · Derivative 31,145 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014353 · section16.xml · derivative · entry 2

Walle Jade · CIK 0002089471 · VICE PRESIDENT FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,145

Underlying: Common Shares · 31,145 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

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December 22, 2025 Filed Dec 29, 2025 17:20 UTC
Walle JadeVICE PRESIDENT FINANCE
GrantCommon share options (right to buy) · Derivative 124,581 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001654954-25-014353 · section16.xml · derivative · entry 1

Walle Jade · CIK 0002089471 · VICE PRESIDENT FINANCE

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 244,581

Underlying: Common Shares · 124,581 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 41,527 on 12/22/2026; 41,527 on 12/22/2027; and 41,527 on 12/22/2028.

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December 22, 2025 Filed Dec 29, 2025 17:38 UTC
SCHIERMAN RYAN S.VP REGULATORY AFFAIRS
GrantRestricted share units (exchange for common shares) · Derivative 21,670 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014371 · section16.xml · derivative · entry 2

SCHIERMAN RYAN S. · CIK 0002017432 · VP REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,306

Underlying: Common Shares · 21,670 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

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December 22, 2025 Filed Dec 29, 2025 17:38 UTC
SCHIERMAN RYAN S.VP REGULATORY AFFAIRS
GrantCommon share options (right to buy) · Derivative 86,685 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001654954-25-014371 · section16.xml · derivative · entry 1

SCHIERMAN RYAN S. · CIK 0002017432 · VP REGULATORY AFFAIRS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 269,236

Underlying: Common Shares · 86,685 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 28,895 on 12/22/2026; 28,895 on 12/22/2027; and 28,895 on 12/22/2028.

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December 22, 2025 Filed Dec 29, 2025 22:53 UTC GrantRestricted share units (exchange for common shares) · Derivative 22,902 $0.00 $0.00
Disclosure

SEC source: 0001654954-25-014384 · section16.xml · derivative · entry 2

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,211

Underlying: Common Shares · 22,902 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit is redeemable upon vesting for one common share.

F4 · derivative.exercise_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

F4 · derivative.expiration_date: Each unit will be redeemed for one common share on or within 30 days of 12/22/2027 per the terms of the plan.

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December 22, 2025 Filed Dec 29, 2025 22:53 UTC GrantCommon share options (right to buy) · Derivative 91,602 $0.00 Strike: $1.47 $0.00
Disclosure

SEC source: 0001654954-25-014384 · section16.xml · derivative · entry 1

Chang Robby Sai Kit · CIK 0001732700 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,992

Underlying: Common Shares · 91,602 shares

Expires 2030-12-22

F1 · derivative.exercise_price: The options were priced at $2.02 Canadian dollars; $1.4657 U.S. dollars is the equivalent of the exercise price pursuant to the exchange rate realized as of the transaction date (Cdn$1.00 = US$0.7256) www.bankofcanada.ca.

F2 · derivative.exercise_date: The options will vest and become exercisable as follows: 30,534 on 12/22/2026; 30,534 on 12/22/2027; and 30,534 on 12/22/2028.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.