Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axalta Coating Systems Ltd.AXTA · Entity 3667 | President, Glbl Indu. Coatings | July 27, 2024 | July 30, 2024 |
| GATX CORPGATX · Entity 2783 | Director | August 03, 2026 | August 05, 2026 |
| INNOSPEC INC.IOSP · Entity 4414 | Director | July 01, 2026 | July 01, 2026 |
| KENNAMETAL INCKMT · Entity 1346 | Director | August 25, 2026 | August 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axalta Coating Systems Ltd.
Report date July 27, 2024 · Filed July 30, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 55,602 |
Ending reported balance
After 2024-07-27 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-07-27 · Exercise / conversion · Acquired 16,267 · Balance 61,434 F1: Restricted stock units convert into common shares on a one-for-one basis. Row 2 · 2024-07-27 · Tax withholding · Disposed 5,832 · Balance 55,602 F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-07-27 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-07-27 · Exercise / conversion · Disposed 16,267 · Balance 0 F1: Restricted stock units convert into common shares on a one-for-one basis. F3: On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common shares on a one-for-one basis.
F2: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.
F3: On July 27, 2022, the reporting person was granted 32,533 restricted stock units, vesting in two equal annual installments on the first and second anniversaries of the grant date.
GATX CORP
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,308 |
Reported balance
After 2026-08-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-03 · Grant · Acquired 142 · Balance 4,308 F1: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors. F2: Represents (a) 15 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and Deferred Fee Plan, and (b) 126 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents additional shares of phantom stock/RSUs credited to the reporting person's account under the Amended and Restated GATX Directors' Phantom Stock Plan ("Phantom Stock Plan") and the Amended and Restated GATX Corporation Directors' Voluntary Deferred Fee Plan ("Deferred Fee Plan") on the transaction date. Each share of phantom stock/RSU represents the right to receive one share of Issuer's common stock upon settlement. The shares of phantom stock/RSUs are generally payable on a deferred basis in common stock at the election of the reporting person upon the reporting person's termination of service on the Issuer's board of directors.
F2: Represents (a) 15 shares of phantom stock/RSUs acquired pursuant to the dividend reinvestment feature of the Phantom Stock Plan and Deferred Fee Plan, and (b) 126 RSUs acquired under the Deferred Fee Plan resulting from the reporting person's election to defer the annual cash retainer and other cash fees payable to the reporting person in the form of RSUs under the Deferred Fee Plan.
INNOSPEC INC.
Report date July 01, 2026 · Filed July 01, 2026
This filing explicitly reported no securities owned.
KENNAMETAL INC
Report date August 25, 2026 · Filed August 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock CreditsSEC Table II · derivative / convertible security | Direct | 16,897.263 |
Reported balance
After 2026-08-25 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-25 · Grant · Acquired 811.411 · Balance 16,897.263 F1: 1 for 1 F2: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement F3: Includes 90.226 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and 24.449 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan, as amended. The company maintains a separate dividend reinvestment plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: The stock credits become payable in common stock (i) in the event of a change of control of the company or (ii) on the date that the reporting person ceases (other than by death) to be a director ("retirement"), unless the reporting person has elected to receive the common stock represented by the stock credits following retirement
F3: Includes 90.226 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Stock Incentive Plan of 2002 and 24.449 stock credits acquired pursuant to a dividend reinvestment feature of the Kennametal Inc. Directors Stock Incentive Plan, as amended. The company maintains a separate dividend reinvestment plan available to its shareholders that satisfies the requirement of Rule 16a-11 of the Securities and Exchange Act of 1934, as amended
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CARLISLE COMPANIES INC
Report date December 01, 2020 · Filed December 01, 2020
Section 16 reporting ended · disclosed 2020-12-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,354 |
Reported balance
After 2020-12-01 transaction · row 1
1 source rowRow 1 · 2020-12-01 · Tax withholding · Disposed 2,142 · Balance 13,354 |
Kraton Corp
Report date March 15, 2022 · Filed March 15, 2022
Section 16 reporting ended · disclosed 2022-03-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-03-15 transaction · row 1
1 source rowRow 1 · 2022-03-15 · Disposition to issuer · Disposed 20,316 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 03, 2023 Filed Mar 7, 2023 22:44 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 3,845 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-016907 · doc4.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 28, 2023 Filed Mar 3, 2023 01:17 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 10,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-015015 · doc4.xml · derivative · entry 1 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,739 Underlying: Common Shares · 10,739 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 3,701 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-010814 · doc4.xml · derivative · entry 3 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,403 Underlying: Common Shares · 3,701 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 11,104 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023. F3 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 11,104 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,387 | $29.55 | $40,985.85 |
DisclosureSEC source: 0001209191-23-010814 · doc4.xml · nonDerivative · entry 2 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,372 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 22:31 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 3,701 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-010814 · doc4.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:39 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 6,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-001238 · doc4.xml · derivative · entry 3 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,795 Underlying: Common Shares · 6,265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 31,325 restricted stock units, vesting 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date. F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 31,325 restricted stock units, vesting 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:39 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 3,117 | $25.47 | $79,389.99 |
DisclosureSEC source: 0001209191-23-001238 · doc4.xml · nonDerivative · entry 2 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,058 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| January 01, 2023 Filed Jan 4, 2023 22:39 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-001238 · doc4.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,175 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| July 27, 2022 Filed Jul 27, 2022 22:47 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 32,533 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-043299 · doc4.xml · derivative · entry 1 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,533 Underlying: Common Shares · 32,533 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date. Read SEC document |
| March 15, 2022 Filed Mar 15, 2022 17:01 UTC | Kraton Corp KRA · Entity 129099 | Disposition to issuerCommon Stock | 20,316 | $46.50 | $944,694.00 |
DisclosureSEC source: 0001321646-22-000052 · wf-form4_164736366012369.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:27 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 3,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-016822 · doc4.xml · derivative · entry 3 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,690 Underlying: Common Shares · 3,844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:27 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 1,133 | $25.78 | $29,208.74 |
DisclosureSEC source: 0001209191-22-016822 · doc4.xml · nonDerivative · entry 2 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,910 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 23:27 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 3,844 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-016822 · doc4.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,043 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 22:07 UTC | Kraton Corp KRA · Entity 129099 | GrantCommon Stock | 2,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001321646-22-000007 · wf-form4_164617244532833.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,316 F1 · shares: As a director, the Reporting Person is granted common stock of Kraton Corporation for her service on the Board. The number of shares is based upon a fair market value of $46.17 determined by averaging of the high and low prices of the common stock of Kraton Corporation as reported on the New York Stock Exchange on February 28, 2022. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 23:50 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 11,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011003 · doc4.xml · derivative · entry 1 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,104 Underlying: Common Shares · 11,104 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionRestricted Stock Units · Derivative | 6,265 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-001019 · doc4.xml · derivative · entry 3 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,060 Underlying: Common Shares · 6,265 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 31,325 restricted stock units, vesting 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date. F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 31,325 restricted stock units, vesting 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Tax withholdingCommon Shares | 2,066 | $33.12 | $68,425.92 |
DisclosureSEC source: 0001209191-22-001019 · doc4.xml · nonDerivative · entry 2 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,199 F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 22:26 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | Exercise / conversionCommon Shares | 6,265 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001019 · doc4.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common shares on a one-for-one basis. Read SEC document |
| March 03, 2021 Filed Mar 6, 2021 01:00 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 11,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-018411 · doc4.xml · derivative · entry 1 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,534 Underlying: Common Shares · 11,534 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd. F2 · derivative.exercise_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 15:21 UTC | Kraton Corp KRA · Entity 129099 | GrantCommon Stock | 2,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001321646-21-000040 · wf-form4_161478488984361.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,150 F1 · shares: As a director, the Reporting Person is granted common stock of Kraton Corporation for her service on the Board. The number of shares is based upon a fair market value of $39.815 determined by averaging of the high and low prices of the common stock of Kraton Corporation as reported on the New York Stock Exchange on March 1, 2021. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 23:15 UTC | Axalta Coating Systems Ltd. AXTA · Entity 3667 | GrantRestricted Stock Units · Derivative | 31,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-001543 · doc4.xml · derivative · entry 1 Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,325 Underlying: Common Shares · 31,325 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis. F2 · derivative.exercise_date: This restricted stock unit grant vests 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date. F2 · derivative.expiration_date: This restricted stock unit grant vests 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date. Read SEC document |
| December 01, 2020 Filed Dec 1, 2020 22:29 UTC | CARLISLE COMPANIES INC CSL · Entity 982 | Tax withholdingCommon Stock | 2,142 | $147.82 | $316,630.44 |
DisclosureSEC source: 0000790051-20-000138 · wf-form4_160686177498750.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,354 Read SEC document |
| October 02, 2020 Filed Oct 5, 2020 16:19 UTC | CARLISLE COMPANIES INC CSL · Entity 982 | Tax withholdingCommon Stock | 1,681 | $124.17 | $208,729.77 |
DisclosureSEC source: 0000790051-20-000123 · wf-form4_160191473334092.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · President, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,496 F1 · shares: Shares retained to satisfy the reporting person's withholding tax obligation with regards to vesting of previously awarded restricted shares. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 18:04 UTC | Kraton Corp KRA · Entity 129099 | GrantCommon Stock | 9,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001321646-20-000021 · wf-form4_158334503640215.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,638 F1 · shares: As a director, the Reporting Person, is granted common stock of Kraton Corporation for her service on the Board. The number of shares is based upon a fair market value of $10.2125 determined by averaging the high and low prices of the common stock of Kraton Corporation as reported on the New York Stock Exchange on March 2, 2020. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 00:20 UTC | CARLISLE COMPANIES INC CSL · Entity 982 | GrantEmployee Stock Option (Right to Buy) · Derivative | 7,745 | $0.00 Strike: $161.41 | $0.00 |
DisclosureSEC source: 0000790051-20-000038 · wf-form4_158094843922740.xml · derivative · entry 3 Bausch Shelley J · CIK 0001714460 · President, CFT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,745 Underlying: Common Stock · 7,745 shares Expires 2030-02-03 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 4, 2021. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 00:20 UTC | CARLISLE COMPANIES INC CSL · Entity 982 | GrantCommon Stock | 1,430 | $0.00 | $0.00 |
DisclosureSEC source: 0000790051-20-000038 · wf-form4_158094843922740.xml · nonDerivative · entry 2 Bausch Shelley J · CIK 0001714460 · President, CFT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,177 F1 · shares: Represents a grant of 1,430 restricted shares from the issuer for services as an executive officer of the issuer. Read SEC document |
| December 09, 2019 Filed Feb 6, 2020 00:20 UTC | CARLISLE COMPANIES INC CSL · Entity 982 | GiftCommon Stock | 378 | $0.00 | $0.00 |
DisclosureSEC source: 0000790051-20-000038 · wf-form4_158094843922740.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · President, CFT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,747 Read SEC document |
| October 02, 2019 Filed Oct 2, 2019 22:22 UTC | CARLISLE COMPANIES INC CSL · Entity 982 | Tax withholdingCommon Stock | 2,539 | $139.27 | $353,606.53 |
DisclosureSEC source: 0000790051-19-000119 · wf-form4_157005490936253.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · President, CFT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,125 F1 · shares: Shares retained to satisfy the reporting person's withholding tax obligation with regards to vesting of previously awarded restricted shares. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 21:33 UTC | Kraton Corp KRA · Entity 129099 | GrantCommon Stock | 2,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001321646-19-000057 · wf-form4_155190796833180.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,846 F1 · shares: As a director, the Reporting Person was granted $100,000 worth of common stock of Kraton Corporation for her service on the Board for 2019. The number of shares is based upon a fair market value of $35.78, determined by averaging the high and low prices of the common stock of Kraton Corporation as reported on the New York Stock Exchange on March 4, 2019. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 22:26 UTC | CARLISLE COMPANIES INC CSL · Entity 982 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,770 | $0.00 Strike: $110.79 | $0.00 |
DisclosureSEC source: 0000790051-19-000056 · wf-form4_154949200280264.xml · derivative · entry 2 Bausch Shelley J · CIK 0001714460 · President, CFT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,770 Underlying: Common Stock · 10,770 shares Expires 2029-02-04 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 5, 2020. Read SEC document |
| February 05, 2019 Filed Feb 6, 2019 22:26 UTC | CARLISLE COMPANIES INC CSL · Entity 982 | GrantCommon Stock | 2,045 | $0.00 | $0.00 |
DisclosureSEC source: 0000790051-19-000056 · wf-form4_154949200280264.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · President, CFT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,664 F1 · shares: Represents a grant of 2,045 restricted shares from the issuer for services as an executive officer of the issuer. Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 19:23 UTC | CARLISLE COMPANIES INC CSL · Entity 982 | Tax withholdingCommon Stock | 2,539 | $120.82 | $306,761.98 |
DisclosureSEC source: 0000790051-18-000144 · wf-form4_153859458548661.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · President, CFT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,619 F1 · shares: Shares retained to satisfy the reporting person's withholding tax obligation with regards to vesting of previously awarded restricted shares. Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 21:17 UTC | Kraton Corp KRA · Entity 129099 | GrantCommon Stock | 1,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001321646-18-000054 · wf-form4_151967984323800.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,051 F1 · shares: As a director, the Reporting Person was granted $90,000 worth of common stock of Kraton Corporation for her service on the Board for 2018. The number of shares is based upon a fair market value of $45.095 determined by averaging of the high and low prices of the common stock of Kraton Corporation as reported on the New York Stock Exchange on February 23, 2018. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:29 UTC | CARLISLE COMPANIES INC CSL · Entity 982 | GrantEmployee Stock Option (Right to Buy) · Derivative | 9,330 | $0.00 Strike: $108.72 | $0.00 |
DisclosureSEC source: 0000790051-18-000080 · wf-form4_151805337624878.xml · derivative · entry 2 Bausch Shelley J · CIK 0001714460 · President, CFT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,330 Underlying: Common Stock · 9,330 shares Expires 2028-02-05 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning on February 6, 2019. Read SEC document |
| February 06, 2018 Filed Feb 8, 2018 01:29 UTC | CARLISLE COMPANIES INC CSL · Entity 982 | GrantCommon Stock | 2,025 | $0.00 | $0.00 |
DisclosureSEC source: 0000790051-18-000080 · wf-form4_151805337624878.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · President, CFT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,158 F1 · shares: Represents a grant of 2,025 restricted shares from the issuer for services as an executive officer of the issuer. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 22:26 UTC | Kraton Corp KRA · Entity 129099 | GrantCommon Stock | 1,055 | $33.41 | $35,247.55 |
DisclosureSEC source: 0001321646-17-000113 · wf-form4_150274956818416.xml · nonDerivative · entry 1 Bausch Shelley J · CIK 0001714460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,055 F1 · shares: The Reporting Person is granted a pro rata amount of the annual $90,000 of common stock of Kraton Corporation for service on the Issuer's board of directors from August 11, 2017 through December 31, 2017. The number of shares of common stock is based upon a fair market value of $33.41, being the average of the high and low price of Kraton Corporation's common stock as reported on the New York Stock Exchange for August 11, 2017. F1 · price: The Reporting Person is granted a pro rata amount of the annual $90,000 of common stock of Kraton Corporation for service on the Issuer's board of directors from August 11, 2017 through December 31, 2017. The number of shares of common stock is based upon a fair market value of $33.41, being the average of the high and low price of Kraton Corporation's common stock as reported on the New York Stock Exchange for August 11, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.