Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Approach Resources IncAREX · Entity 152620 | 10% owner | January 12, 2018 | January 12, 2018 |
| CARBO CERAMICS INCCRR · Entity 148009 | 10% owner | June 11, 2018 | June 28, 2018 |
| DAWSON GEOPHYSICAL CODWSN · Entity 6724 | 10% owner | September 13, 2023 | October 30, 2023 |
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | 10% owner | March 04, 2022 | March 24, 2022 |
| FTS International, Inc.FTSI · Entity 129368 | 10% owner | November 19, 2020 | December 03, 2020 |
| ProFrac Holding Corp.ACDC · Entity 5016 | 10% owner | August 21, 2026 | August 26, 2026 |
| Solaris Energy Infrastructure, Inc.SOI · Entity 3918 | 10% owner | December 08, 2023 | December 12, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Approach Resources Inc
Report date January 12, 2018 · Filed January 12, 2018
Jointly reported with Wilks Brothers, LLC, Wilks Staci, Wilks Farris, SDW Investments, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,799,413 |
Reported balance
After 2018-01-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-01-12 · Purchase · Acquired 200,000 · Balance 37,799,413 F1: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2: See Remarks. F3: These shares are owned directly by Wilks Brothers, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.
F2: See Remarks.
F3: These shares are owned directly by Wilks Brothers, LLC.
CARBO CERAMICS INC
Report date June 11, 2018 · Filed June 28, 2018
Jointly reported with Wilks Brothers, LLC, Wilks Staci, Wilks Farris
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2018-06-15 | Direct | 0 |
Reported balance
After 2018-06-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-06-11 · Purchase · Acquired 700 · Balance 0 F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2018-06-15 | Direct | 0 |
Reported balance
After 2018-06-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-12 · Purchase · Acquired 1,060 · Balance 0 F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2018-06-15 | Direct | 0 |
Reported balance
After 2018-06-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-13 · Purchase · Acquired 585 · Balance 0 F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2018-06-15 | Direct | 0 |
Reported balance
After 2018-06-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-06-14 · Purchase · Acquired 3,930 · Balance 0 F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.
DAWSON GEOPHYSICAL CO
Report date September 13, 2023 · Filed October 30, 2023
Jointly reported with Wilks Brothers, LLC, WB Acquisitions Inc., Wilks Staci, Wilks Farris, Krylov Sergei, Wilks Matthew
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 24,609,095 |
Reported balance
After 2023-09-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-09-13 · Conversion · Acquired 5,811,765 · Balance 24,609,095 F1: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval. F2: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F3: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4) F4: (Continued from footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. |
| Convertible Note (convertible into Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $1.70 · Expires 2024-06-30 | IndirectSee Footnote | 24,609,095 |
Reported balance
After 2023-09-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-09-13 · Conversion · Disposed 5,811,765 · Balance 24,609,095 F1: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval. F2: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F3: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4) F4: (Continued from footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval.
F2: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.
F3: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4)
F4: (Continued from footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
FLOTEK INDUSTRIES INC/CN/
Report date March 04, 2022 · Filed March 24, 2022
Jointly reported with ProFrac Holdings II, LLC, ProFrac Holdings, LLC, THRC Holdings, LP, THRC Management, LLC, Wilks Farris, Wilks Staci
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 10% Convertible PIK NotesSEC Table II · derivative / convertible security · Conversion / exercise price $1.09 · Expires 2023-02-02 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2022-03-04 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: ProFrac Holdings II, LLC, a Texas limited liability company ("ProFrac Holdings II"), directly holds the securities of the Issuer. ProFrac Holdings II is a wholly-owned subsidiary of ProFrac Holdings, LLC, a Texas limited liability company ("ProFrac Holdings"). Each of Farris Wilks and THRC Holdings, LP, a Texas limited partnership ("THRC Holdings"), owns 50% of the membership interests in ProFrac Holdings. In addition, Farris Wilks and Dan Wilks are the sole managers of ProFrac Holdings. THRC Management, LLC, a Texas limited liability company ("THRC Management"), as General Partner of THRC Holdings, has exclusive voting and investment control over the securities of the Issuer held by THRC Holdings, and therefore may be deemed to beneficially own such securities. Dan Wilks, as sole manager of THRC Management, together with his spouse, Staci Wilks, who share the same household, may be deemed to exercise voting and investment power over the securities of the Issuer beneficially owned F2: Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 3. F3: On March 4, 2022, ProFrac Holdings transferred all of its right, title and interest in $20,000,000 in aggregate principal amount of 10% Convertible PIK Notes of the Issuer (the "Notes") to ProFrac Holdings II, which became the direct holder of the Notes as a result of such transfer. F5: Subject to the terms and conditions of the Notes, all or any portion of the outstanding principal and accrued and unpaid interest owing under the Notes may be converted at the election of ProFrac Holdings II at any time into a number of shares of Common Stock equal to the quotient obtained by dividing (a) the amount of such outstanding aggregate principal amount plus accrued and unpaid interest through the date immediately prior to the date of conversion, by (b) the Conversion Price. F4: Subject to earlier conversion in accordance with their terms, the entire outstanding and unpaid principal balance of the Notes, plus any accrued and unpaid interest thereon, will become due and payable to ProFrac Holdings II on February 2, 2023 (the "Maturity Date") in a number of shares of the Issuer's Common Stock, par value $0.0001 per share ("Common Stock"), equal to the quotient obtained by dividing (a) the amount of such outstanding principal and accrued and unpaid interest through the date immediately prior to the Maturity Date, by (b) the lesser of (i) $1.088125 (the "Conversion Price") and (ii) $0.8705, in each case, subject to certain anti-dilution adjustments in accordance with its terms. F6: This number represents the number of shares of Common Stock issuable to ProFrac Holdings II upon conversion of the Notes if ProFrac Holdings II elects to convert the Notes based on the aggregate principal amount of the Notes (as described in footnote 4 above), not including the conversion of any accrued but unpaid interest on any Notes, and the Conversion Price applicable to the Notes (as described in footnote 5 above). |
Filing footnotes · ownership attribution and instrument terms
F1: ProFrac Holdings II, LLC, a Texas limited liability company ("ProFrac Holdings II"), directly holds the securities of the Issuer. ProFrac Holdings II is a wholly-owned subsidiary of ProFrac Holdings, LLC, a Texas limited liability company ("ProFrac Holdings"). Each of Farris Wilks and THRC Holdings, LP, a Texas limited partnership ("THRC Holdings"), owns 50% of the membership interests in ProFrac Holdings. In addition, Farris Wilks and Dan Wilks are the sole managers of ProFrac Holdings. THRC Management, LLC, a Texas limited liability company ("THRC Management"), as General Partner of THRC Holdings, has exclusive voting and investment control over the securities of the Issuer held by THRC Holdings, and therefore may be deemed to beneficially own such securities. Dan Wilks, as sole manager of THRC Management, together with his spouse, Staci Wilks, who share the same household, may be deemed to exercise voting and investment power over the securities of the Issuer beneficially owned
F2: Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 3 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 3.
F3: On March 4, 2022, ProFrac Holdings transferred all of its right, title and interest in $20,000,000 in aggregate principal amount of 10% Convertible PIK Notes of the Issuer (the "Notes") to ProFrac Holdings II, which became the direct holder of the Notes as a result of such transfer.
F4: Subject to earlier conversion in accordance with their terms, the entire outstanding and unpaid principal balance of the Notes, plus any accrued and unpaid interest thereon, will become due and payable to ProFrac Holdings II on February 2, 2023 (the "Maturity Date") in a number of shares of the Issuer's Common Stock, par value $0.0001 per share ("Common Stock"), equal to the quotient obtained by dividing (a) the amount of such outstanding principal and accrued and unpaid interest through the date immediately prior to the Maturity Date, by (b) the lesser of (i) $1.088125 (the "Conversion Price") and (ii) $0.8705, in each case, subject to certain anti-dilution adjustments in accordance with its terms.
F5: Subject to the terms and conditions of the Notes, all or any portion of the outstanding principal and accrued and unpaid interest owing under the Notes may be converted at the election of ProFrac Holdings II at any time into a number of shares of Common Stock equal to the quotient obtained by dividing (a) the amount of such outstanding aggregate principal amount plus accrued and unpaid interest through the date immediately prior to the date of conversion, by (b) the Conversion Price.
F6: This number represents the number of shares of Common Stock issuable to ProFrac Holdings II upon conversion of the Notes if ProFrac Holdings II elects to convert the Notes based on the aggregate principal amount of the Notes (as described in footnote 4 above), not including the conversion of any accrued but unpaid interest on any Notes, and the Conversion Price applicable to the Notes (as described in footnote 5 above).
FTS International, Inc.
Report date November 19, 2020 · Filed December 03, 2020 · Amendment
Jointly reported with THRC Holdings, LP, THRC Management, LLC, Wilks Staci
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,973,720 |
Reported balance
Holding disclosure · report date 2020-11-19 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 1,973,720 F1: THRC Holdings LP ("Holdings"), a Texas limited partnership, directly holds the securities of the Issuer, which shares were received as a distribution pursuant to the Plan of Reorganization of FTSI upon its emergence from Chapter 11 proceedings. F2: THRC Management, LLC ("Management") a Texas limited liability company, as General Partner of Holdings, has exclusive voting and investment power over the shares of Issuer's Class A Common Stock held by Holdings, and therefore may be deemed to beneficially own such shares. Dan H. Wilks, as sole Manager of Management, together with his spouse, Staci Wilks, who share the same household, may be deemed to exercise voting and investment power over the shares of Issuer's Class A Common Stock directly owned by Holdings and therefore may be deemed to share in the beneficial ownership of such shares. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 3/A shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form. F3: The Reporting Persons' Form 3 and Exhibit 99.1 thereto previously filed with the Securities and Exchange Commission on November 24, 2020, is hereby amended to add THRC Management, LLC as a Reporting Person and indirect beneficial owner of the reported securities covered by this Form. |
Filing footnotes · ownership attribution and instrument terms
F1: THRC Holdings LP ("Holdings"), a Texas limited partnership, directly holds the securities of the Issuer, which shares were received as a distribution pursuant to the Plan of Reorganization of FTSI upon its emergence from Chapter 11 proceedings.
F2: THRC Management, LLC ("Management") a Texas limited liability company, as General Partner of Holdings, has exclusive voting and investment power over the shares of Issuer's Class A Common Stock held by Holdings, and therefore may be deemed to beneficially own such shares. Dan H. Wilks, as sole Manager of Management, together with his spouse, Staci Wilks, who share the same household, may be deemed to exercise voting and investment power over the shares of Issuer's Class A Common Stock directly owned by Holdings and therefore may be deemed to share in the beneficial ownership of such shares. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 3/A shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form.
F3: The Reporting Persons' Form 3 and Exhibit 99.1 thereto previously filed with the Securities and Exchange Commission on November 24, 2020, is hereby amended to add THRC Management, LLC as a Reporting Person and indirect beneficial owner of the reported securities covered by this Form.
ProFrac Holding Corp.
Report date August 21, 2026 · Filed August 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnotes | 88,107,422 |
Last balance in matching sequence
After 2026-08-25 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2026-08-21 · Purchase · Acquired 212,650 · Balance 87,712,845 F1: Reflects shares of the Issuer's Class A common stock acquired in the open market directly by THRC Holdings LP. The general partner of THRC Holdings is THRC Management LLC, a Texas limited liability company. Dan Wilks is the sole member of THRC Management LLC and may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings LP, and therefore may be deemed to beneficially own such shares. F2: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Row 2 · 2026-08-24 · Purchase · Acquired 363,757 · Balance 88,076,602 F1: Reflects shares of the Issuer's Class A common stock acquired in the open market directly by THRC Holdings LP. The general partner of THRC Holdings is THRC Management LLC, a Texas limited liability company. Dan Wilks is the sole member of THRC Management LLC and may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings LP, and therefore may be deemed to beneficially own such shares. F4: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $4.63 to $4.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Row 3 · 2026-08-25 · Purchase · Acquired 30,820 · Balance 88,107,422 F1: Reflects shares of the Issuer's Class A common stock acquired in the open market directly by THRC Holdings LP. The general partner of THRC Holdings is THRC Management LLC, a Texas limited liability company. Dan Wilks is the sole member of THRC Management LLC and may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings LP, and therefore may be deemed to beneficially own such shares. F5: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $4.74 to $4.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F3: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares of the Issuer's Class A common stock acquired in the open market directly by THRC Holdings LP. The general partner of THRC Holdings is THRC Management LLC, a Texas limited liability company. Dan Wilks is the sole member of THRC Management LLC and may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings LP, and therefore may be deemed to beneficially own such shares.
F2: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3: Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
F4: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $4.63 to $4.75 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F5: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $4.74 to $4.82 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Solaris Energy Infrastructure, Inc.
Report date December 08, 2023 · Filed December 12, 2023
Jointly reported with THRC Holdings, LP, THRC Management, LLC, Wilks Staci
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 3,178,875 |
Reported balance
After 2023-12-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-12-08 · Sale · Disposed 40,000 · Balance 3,178,875 F1: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.11 to $8.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2: THRC Holdings, LP, a Texas limited partnership ("THRC Holdings"), directly holds the securities of the Issuer. THRC Management, LLC, a Texas limited liability company ("THRC Management"), as General Partner of THRC Holdings, has exclusive voting and investment control over the shares of the Issuer's Class A common stock held by THRC Holdings, and therefore may be deemed to beneficially own such shares. F3: (continued from footnote 2) Dan Wilks, as sole manager of THRC Management, together with his spouse, Staci Wilks, may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings, and therefore may be deemed to beneficially own such shares. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $8.11 to $8.14 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: THRC Holdings, LP, a Texas limited partnership ("THRC Holdings"), directly holds the securities of the Issuer. THRC Management, LLC, a Texas limited liability company ("THRC Management"), as General Partner of THRC Holdings, has exclusive voting and investment control over the shares of the Issuer's Class A common stock held by THRC Holdings, and therefore may be deemed to beneficially own such shares.
F3: (continued from footnote 2) Dan Wilks, as sole manager of THRC Management, together with his spouse, Staci Wilks, may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings, and therefore may be deemed to beneficially own such shares. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
U.S. WELL SERVICES HOLDINGS, LLC
Report date November 01, 2022 · Filed November 09, 2022
Jointly reported with THRC Holdings, LP, THRC Management, LLC
Section 16 reporting ended · disclosed 2022-11-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2022-11-01 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
3 source rowsRow 1 · 2022-11-01 · Exercise / conversion · Acquired 1,125,194 · Balance 1,134,762 F1: Reflects the conversion of shares of Series A Redeemable Convertible Preferred Stock of the Issuer ("Series A Preferred Shares") held by THRC Holdings, LP ("THRC Holdings") into a number of shares of Class A Common Stock of the Issuer ("Class A Shares") equal to the quotient of (i) the liquidation preference of the Series A Preferred Shares as of the date of conversion ($8,242,540) and (ii) $7.32 pursuant to the Agreement and Plan of Merger by and among the Issuer, ProFrac Holding Corp. and Thunderclap Merger Sub I, Inc, dated as of June 21, 2022 (the "Merger Agreement"). F6: THRC Holdings directly holds the securities of the Issuer. THRC Management, LLC ("THRC Management"), a Texas limited liability company, as General Partner of THRC Holdings, has exclusive voting and investment control over the shares of Class A common stock held by THRC Holdings, and therefore may be deemed to beneficially own such shares. Dan Wilks, as sole manager of THRC Management, may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings, and therefore may be deemed to beneficially own such shares. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of their respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Row 2 · 2022-11-01 · Exercise / conversion · Acquired 8,578,481 · Balance 9,713,243 F2: Reflects the conversion of those outstanding convertible promissory notes held by THRC Holdings into a number of Class A Shares equal to the quotient of (i) the aggregate principal amount, plus accrued and unpaid interest, owing under such note through July 9, 2022 ($62,794,480.19), and (ii) $7.32 pursuant to the Merger Agreement. F6: THRC Holdings directly holds the securities of the Issuer. THRC Management, LLC ("THRC Management"), a Texas limited liability company, as General Partner of THRC Holdings, has exclusive voting and investment control over the shares of Class A common stock held by THRC Holdings, and therefore may be deemed to beneficially own such shares. Dan Wilks, as sole manager of THRC Management, may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings, and therefore may be deemed to beneficially own such shares. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of their respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Row 3 · 2022-11-01 · Disposition to issuer · Disposed 9,713,243 · Balance 0 F3: Reflects the conversion pursuant to the Merger Agreement of Class A Shares held by THRC Holdings into 0.3366 shares of Class A Common Stock of ProFrac Holding Corp. ("PFHC Shares"). The closing price of PFHC Shares on November 1, 2022 was $22.08 per share. F6: THRC Holdings directly holds the securities of the Issuer. THRC Management, LLC ("THRC Management"), a Texas limited liability company, as General Partner of THRC Holdings, has exclusive voting and investment control over the shares of Class A common stock held by THRC Holdings, and therefore may be deemed to beneficially own such shares. Dan Wilks, as sole manager of THRC Management, may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings, and therefore may be deemed to beneficially own such shares. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of their respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. |
| Series A Redeemable Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-11-01 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-11-01 · Exercise / conversion · Disposed 1,125,194 · Balance 0 F1: Reflects the conversion of shares of Series A Redeemable Convertible Preferred Stock of the Issuer ("Series A Preferred Shares") held by THRC Holdings, LP ("THRC Holdings") into a number of shares of Class A Common Stock of the Issuer ("Class A Shares") equal to the quotient of (i) the liquidation preference of the Series A Preferred Shares as of the date of conversion ($8,242,540) and (ii) $7.32 pursuant to the Agreement and Plan of Merger by and among the Issuer, ProFrac Holding Corp. and Thunderclap Merger Sub I, Inc, dated as of June 21, 2022 (the "Merger Agreement"). F6: THRC Holdings directly holds the securities of the Issuer. THRC Management, LLC ("THRC Management"), a Texas limited liability company, as General Partner of THRC Holdings, has exclusive voting and investment control over the shares of Class A common stock held by THRC Holdings, and therefore may be deemed to beneficially own such shares. Dan Wilks, as sole manager of THRC Management, may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings, and therefore may be deemed to beneficially own such shares. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of their respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. |
| 16.0% Convertible Senior Secured (Third Lien) PIK NoteSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-11-01 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-11-01 · Exercise / conversion · Disposed 8,578,481 · Balance 0 F2: Reflects the conversion of those outstanding convertible promissory notes held by THRC Holdings into a number of Class A Shares equal to the quotient of (i) the aggregate principal amount, plus accrued and unpaid interest, owing under such note through July 9, 2022 ($62,794,480.19), and (ii) $7.32 pursuant to the Merger Agreement. F6: THRC Holdings directly holds the securities of the Issuer. THRC Management, LLC ("THRC Management"), a Texas limited liability company, as General Partner of THRC Holdings, has exclusive voting and investment control over the shares of Class A common stock held by THRC Holdings, and therefore may be deemed to beneficially own such shares. Dan Wilks, as sole manager of THRC Management, may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings, and therefore may be deemed to beneficially own such shares. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of their respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. |
| Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $160.86 | Direct | 0 |
Reported balance
After 2022-11-01 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-11-01 · Disposition to issuer · Disposed 2,666,669 · Balance 0 F4: Reflects the conversion of warrants of the Issuer held by THRC Holdings pursuant to the Merger Agreement into a number of warrants to acquire PFHC Shares equal to the product of (i) the number of Class A Shares for which such warrant was exercisable as of immediately prior to the consummation of the transactions contemplated by the Merger Agreement, multiplied by (ii) 0.3366 (with an exercise price equal to $477.89 per PFHC Share). The closing price of PFHC Shares on November 1, 2022, was $22.08 per share. F6: THRC Holdings directly holds the securities of the Issuer. THRC Management, LLC ("THRC Management"), a Texas limited liability company, as General Partner of THRC Holdings, has exclusive voting and investment control over the shares of Class A common stock held by THRC Holdings, and therefore may be deemed to beneficially own such shares. Dan Wilks, as sole manager of THRC Management, may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings, and therefore may be deemed to beneficially own such shares. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of their respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. |
| Warrants (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.10 | Direct | 0 |
Reported balance
After 2022-11-01 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-11-01 · Disposition to issuer · Disposed 6,976,744 · Balance 0 F5: Reflects the disposition of warrants of the Issuer held by THRC Holdings to ProFrac Holding Corp. pursuant to a Warrant Purchase Agreement entered into in connection with the Merger Agreement at a purchase price of $0.176 per warrant. The closing price of PFHC Shares on November 1, 2022, was $22.08 per share. F6: THRC Holdings directly holds the securities of the Issuer. THRC Management, LLC ("THRC Management"), a Texas limited liability company, as General Partner of THRC Holdings, has exclusive voting and investment control over the shares of Class A common stock held by THRC Holdings, and therefore may be deemed to beneficially own such shares. Dan Wilks, as sole manager of THRC Management, may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings, and therefore may be deemed to beneficially own such shares. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of their respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the conversion of shares of Series A Redeemable Convertible Preferred Stock of the Issuer ("Series A Preferred Shares") held by THRC Holdings, LP ("THRC Holdings") into a number of shares of Class A Common Stock of the Issuer ("Class A Shares") equal to the quotient of (i) the liquidation preference of the Series A Preferred Shares as of the date of conversion ($8,242,540) and (ii) $7.32 pursuant to the Agreement and Plan of Merger by and among the Issuer, ProFrac Holding Corp. and Thunderclap Merger Sub I, Inc, dated as of June 21, 2022 (the "Merger Agreement").
F2: Reflects the conversion of those outstanding convertible promissory notes held by THRC Holdings into a number of Class A Shares equal to the quotient of (i) the aggregate principal amount, plus accrued and unpaid interest, owing under such note through July 9, 2022 ($62,794,480.19), and (ii) $7.32 pursuant to the Merger Agreement.
F3: Reflects the conversion pursuant to the Merger Agreement of Class A Shares held by THRC Holdings into 0.3366 shares of Class A Common Stock of ProFrac Holding Corp. ("PFHC Shares"). The closing price of PFHC Shares on November 1, 2022 was $22.08 per share.
F4: Reflects the conversion of warrants of the Issuer held by THRC Holdings pursuant to the Merger Agreement into a number of warrants to acquire PFHC Shares equal to the product of (i) the number of Class A Shares for which such warrant was exercisable as of immediately prior to the consummation of the transactions contemplated by the Merger Agreement, multiplied by (ii) 0.3366 (with an exercise price equal to $477.89 per PFHC Share). The closing price of PFHC Shares on November 1, 2022, was $22.08 per share.
F5: Reflects the disposition of warrants of the Issuer held by THRC Holdings to ProFrac Holding Corp. pursuant to a Warrant Purchase Agreement entered into in connection with the Merger Agreement at a purchase price of $0.176 per warrant. The closing price of PFHC Shares on November 1, 2022, was $22.08 per share.
F6: THRC Holdings directly holds the securities of the Issuer. THRC Management, LLC ("THRC Management"), a Texas limited liability company, as General Partner of THRC Holdings, has exclusive voting and investment control over the shares of Class A common stock held by THRC Holdings, and therefore may be deemed to beneficially own such shares. Dan Wilks, as sole manager of THRC Management, may be deemed to exercise voting and investment power over the shares of the Issuer's Class A common stock directly owned by THRC Holdings, and therefore may be deemed to beneficially own such shares. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of their respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2017 Filed May 22, 2017 16:05 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 75,000 | $2.85 | $213,652.50 |
DisclosureSEC source: 0000899243-17-014031 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,701,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| May 16, 2017 Filed May 17, 2017 19:47 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 150,000 | $3.03 | $454,890.00 |
DisclosureSEC source: 0000899243-17-013596 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,626,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC F3 · ownership.direct: See Remarks. Read SEC document |
| May 15, 2017 Filed May 15, 2017 21:37 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 100,000 | $3.02 | $301,560.00 |
DisclosureSEC source: 0000899243-17-013264 · doc4.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,476,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks Read SEC document |
| May 12, 2017 Filed May 15, 2017 21:37 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 50,000 | $2.89 | $144,430.00 |
DisclosureSEC source: 0000899243-17-013264 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,376,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks Read SEC document |
| May 10, 2017 Filed May 11, 2017 20:52 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 100,000 | $2.97 | $296,710.00 |
DisclosureSEC source: 0000899243-17-012939 · doc4.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,326,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers LLC on May 9, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:52 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 100,000 | $2.65 | $265,330.00 |
DisclosureSEC source: 0000899243-17-012939 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,226,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers LLC on May 9, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| December 06, 2016 Filed May 22, 2017 16:53 UTC | CARBO CERAMICS INC CRR · Entity 148009 | OtherPut Option (obligation to buy) · Derivative | 6,275 | Not disclosed Strike: $14.00 | Not disclosed |
DisclosureSEC source: 0000899243-17-014059 · doc4.xml · derivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,275 Underlying: Common Stock · 627,500 shares Expires 2017-06-16 F2 · price: On December 6, 2016, Wilks Brothers sold short 6,325 over the counter market American-style put options referencing 632,500 shares of Common Stock, which have a strike price of $14.00 and expire on June 16, 2017. On April 27, 2017, 4,600 shares were put to Wilks Brothers, LLC. On May 1, 2017 an additional 400 shares were put to Wilks Brothers, LLC. F2 · derivative.exercise_date: On December 6, 2016, Wilks Brothers sold short 6,325 over the counter market American-style put options referencing 632,500 shares of Common Stock, which have a strike price of $14.00 and expire on June 16, 2017. On April 27, 2017, 4,600 shares were put to Wilks Brothers, LLC. On May 1, 2017 an additional 400 shares were put to Wilks Brothers, LLC. F2 · balance_after: On December 6, 2016, Wilks Brothers sold short 6,325 over the counter market American-style put options referencing 632,500 shares of Common Stock, which have a strike price of $14.00 and expire on June 16, 2017. On April 27, 2017, 4,600 shares were put to Wilks Brothers, LLC. On May 1, 2017 an additional 400 shares were put to Wilks Brothers, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.