organization · Reporting owner
Wilks Brothers, LLC
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Approach Resources IncAREX · Entity 152620 | 10% owner · See Remarks | January 12, 2018 | January 12, 2018 |
| CARBO CERAMICS INCCRR · Entity 148009 | 10% owner · See Remarks | June 11, 2018 | June 28, 2018 |
| DAWSON GEOPHYSICAL CODWSN · Entity 6724 | Director · 10% owner | September 13, 2023 | October 30, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Approach Resources Inc
Report date January 12, 2018 · Filed January 12, 2018
Jointly reported with Wilks Dan H., Wilks Staci, Wilks Farris, SDW Investments, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,799,413 |
Reported balance
After 2018-01-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-01-12 · Purchase · Acquired 200,000 · Balance 37,799,413 F1: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2: See Remarks. F3: These shares are owned directly by Wilks Brothers, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.
F2: See Remarks.
F3: These shares are owned directly by Wilks Brothers, LLC.
CARBO CERAMICS INC
Report date June 11, 2018 · Filed June 28, 2018
Jointly reported with Wilks Dan H., Wilks Staci, Wilks Farris
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2018-06-15 | Direct | 0 |
Reported balance
After 2018-06-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-06-11 · Purchase · Acquired 700 · Balance 0 F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2018-06-15 | Direct | 0 |
Reported balance
After 2018-06-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-12 · Purchase · Acquired 1,060 · Balance 0 F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2018-06-15 | Direct | 0 |
Reported balance
After 2018-06-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-06-13 · Purchase · Acquired 585 · Balance 0 F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. |
| Put Option (obligation to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.00 · Expires 2018-06-15 | Direct | 0 |
Reported balance
After 2018-06-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-06-14 · Purchase · Acquired 3,930 · Balance 0 F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock.
DAWSON GEOPHYSICAL CO
Report date September 13, 2023 · Filed October 30, 2023
Jointly reported with WB Acquisitions Inc., Wilks Dan H., Wilks Staci, Wilks Farris, Krylov Sergei, Wilks Matthew
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stock, par value $0.01 per shareSEC Table I · non-derivative | IndirectSee Footnote | 24,609,095 |
Reported balance
After 2023-09-13 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-09-13 · Conversion · Acquired 5,811,765 · Balance 24,609,095 F1: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval. F2: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F3: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4) F4: (Continued from footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. |
| Convertible Note (convertible into Common Stock)SEC Table II · derivative / convertible security · Conversion / exercise price $1.70 · Expires 2024-06-30 | IndirectSee Footnote | 24,609,095 |
Reported balance
After 2023-09-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-09-13 · Conversion · Disposed 5,811,765 · Balance 24,609,095 F1: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval. F2: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F3: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4) F4: (Continued from footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval.
F2: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks.
F3: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4)
F4: (Continued from footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2023 Filed Oct 30, 2023 21:22 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | ConversionConvertible Note (convertible into Common Stock) · Derivative | 5,811,765 | Not disclosed Strike: $1.70 | Not disclosed |
DisclosureSEC source: 0000899243-23-020059 · doc4.xml · derivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · Director · 10% owner WB Acquisitions Inc. · CIK 0001891025 · 10% owner Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Krylov Sergei · CIK 0001594869 · Director Wilks Matthew · CIK 0001696102 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 24,609,095 Underlying: Class A common stock, par value $0.01 per share · 5,811,765 shares Expires 2024-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval. F1 · price: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval. F2 · balance_after: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F2 · ownership.direct: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F3 · ownership.direct: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4) F3 · ownership.nature: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4) F4 · ownership.nature: (Continued from footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| September 13, 2023 Filed Oct 30, 2023 21:22 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | ConversionClass A common stock, par value $0.01 per share | 5,811,765 | $1.70 | $9,880,000.50 |
DisclosureSEC source: 0000899243-23-020059 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · Director · 10% owner WB Acquisitions Inc. · CIK 0001891025 · 10% owner Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Krylov Sergei · CIK 0001594869 · Director Wilks Matthew · CIK 0001696102 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 24,609,095 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On September 13, 2023, Dawson Geophysical Company ("Dawson") held a virtual special meeting of its stockholders. At the Special Meeting, Dawson's stockholders voted and approved the issuance of 5,811,765 shares of Common Stock of Issuer to Wilks Brothers, LLC ("Wilks Brothers") upon conversion of $9,880,000.50 in principal amount of the Convertible Note dated March 24, 2023 between Dawson and Wilks at a conversion price of $1.70 per share. Upon such approval, the Convertible Note automatically converted in full into the Conversion Shares upon such approval. F2 · balance_after: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F2 · ownership.direct: Consists of (i) 9,111,736 directly owned by Wilks, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F3 · ownership.direct: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4) F3 · ownership.nature: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is an affiliate of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. (Continued in footnote 4) F4 · ownership.nature: (Continued from footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| June 14, 2023 Filed Jun 17, 2023 00:08 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseClass A common stock, par value $0.01 per share | 8,895 | $2.23 | $19,835.85 |
DisclosureSEC source: 0000899243-23-015840 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner WB Acquisitions Inc. · CIK 0001891025 · 10% owner Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 18,847,330 F1 · price: The reported price in Column 4 is a weighted average purchase price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 3,299,971 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F2 · ownership.direct: Consists of (i) 3,299,971 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F3 · ownership.direct: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.nature: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| June 14, 2023 Filed Jun 30, 2023 10:05 UTC Amendment | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseClass A common stock, par value $0.01 per share | 8,895 | $2.23 | $19,835.85 |
DisclosureSEC source: 0000899243-23-016727 · doc4a.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner WB Acquisitions Inc. · CIK 0001891025 · 10% owner Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Krylov Sergei · CIK 0001594869 · Director Wilks Matthew · CIK 0001696102 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 18,847,330 F1 · price: The reported price in Column 4 is a weighted average purchase price. The Reporting Persons undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price. F2 · balance_after: Consists of (i) 3,299,971 directly owned by Wilks Brothers, LLC ("Wilks Brothers"), (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F2 · ownership.direct: Consists of (i) 3,299,971 directly owned by Wilks Brothers, LLC ("Wilks Brothers"), (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F3 · ownership.direct: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. F4 · ownership.direct: (Continued from Footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.nature: Wilks Brothers is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers; Dan H. Wilks and Staci Wilks are husband and wife and share the same household; Matthew D. Wilks is the Director of the Issuer and VP - Investments of Wilks Brothers; and Sergei Krylov, is the Director of the Issuer and Chief Financial Officer of Wilks Brothers. Matthew D. Wilks and Sergei Krylov were each inadvertently excluded in prior filings and have been added as Reporting Persons. Each of the foregoing are reporting persons on a Schedule 13D/A (as amended from time to time, the "13D") filed with the SEC on June 29, 2023 (such Reporting Persons on the 13D, collectively, the "13D Group") and may be deemed to beneficially own the shares of the Issuer's Common Stock owned by other members of the 13D Group. F4 · ownership.nature: (Continued from Footnote 3) Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 22:16 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseClass A common stock, par value $0.01 per share | 4,438 | $2.19 | $9,719.22 |
DisclosureSEC source: 0000899243-23-015553 · doc4.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner WB Acquisitions Inc. · CIK 0001891025 · 10% owner Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 17,650,200 F2 · balance_after: Consists of (i) 2,094,237 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F2 · ownership.direct: Consists of (i) 2,094,237 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F3 · ownership.direct: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.nature: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 22:16 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseClass A common stock, par value $0.01 per share | 4,166 | $2.17 | $9,040.22 |
DisclosureSEC source: 0000899243-23-015553 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner WB Acquisitions Inc. · CIK 0001891025 · 10% owner Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 17,645,762 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $2.06 to $2.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Consists of (i) 2,094,237 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F2 · ownership.direct: Consists of (i) 2,094,237 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F3 · ownership.direct: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.nature: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| June 12, 2023 Filed Jun 17, 2023 00:01 UTC Amendment | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseClass A common stock, par value $0.01 per share | 4,438 | $2.19 | $9,719.22 |
DisclosureSEC source: 0000899243-23-015834 · doc4a.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner WB Acquisitions Inc. · CIK 0001891025 · 10% owner Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 18,838,435 F2 · balance_after: Consists of (i) 3,282,472 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks, and the shares reported on this Form 4. F4 · balance_after: On June 12, 2023, the Reporting Persons filed a Form 4 which inadvertently excluded 1,188,235 shares of common stock received by Wilks Brothers, LLC from the Issuer as consideration for the sale of assets under that certain Asset Purchase Agreement, dated March 24, 2023 and as disclosed in the Issuer's current Report on Form 8-K filed with the SEC on March 24, 2023 (the "Asset Sale"). See Reporting Persons' Form 4 filed in connection with such 1,188,235 shares received by Wilks Brothers, LLC. F2 · ownership.direct: Consists of (i) 3,282,472 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks, and the shares reported on this Form 4. F3 · ownership.direct: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.nature: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| June 12, 2023 Filed Jun 17, 2023 00:01 UTC Amendment | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | PurchaseClass A common stock, par value $0.01 per share | 4,166 | $2.17 | $9,040.22 |
DisclosureSEC source: 0000899243-23-015834 · doc4a.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner WB Acquisitions Inc. · CIK 0001891025 · 10% owner Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 18,833,997 F1 · price: The reported price in Column 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $2.06 to $2.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Consists of (i) 3,282,472 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks, and the shares reported on this Form 4. F4 · balance_after: On June 12, 2023, the Reporting Persons filed a Form 4 which inadvertently excluded 1,188,235 shares of common stock received by Wilks Brothers, LLC from the Issuer as consideration for the sale of assets under that certain Asset Purchase Agreement, dated March 24, 2023 and as disclosed in the Issuer's current Report on Form 8-K filed with the SEC on March 24, 2023 (the "Asset Sale"). See Reporting Persons' Form 4 filed in connection with such 1,188,235 shares received by Wilks Brothers, LLC. F2 · ownership.direct: Consists of (i) 3,282,472 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions, (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks, and the shares reported on this Form 4. F3 · ownership.direct: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.nature: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| March 24, 2023 Filed Jun 16, 2023 23:47 UTC | DAWSON GEOPHYSICAL CO DWSN · Entity 6724 | OtherClass A common stock, par value $0.01 per share | 1,188,235 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-015829 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner WB Acquisitions Inc. · CIK 0001891025 · 10% owner Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 18,829,831 F1 · price: On March 24, 2023, Wilks Brothers, LLC received 1,188,235 shares of common stock from the Issuer as consideration for the sale of assets under that certain Asset Purchase Agreement, dated March 24, 2023 and as disclosed in the Issuer's current Report on Form 8-K filed with the SEC on March 24, 2023 (the "Asset Sale"), by and among the Issuer, Wilks Brothers, LLC and the other parties set forth in the Asset Purchase Agreement. The shares of common stock received pursuant to the Asset Sale were inadvertently excluded in prior filings. F2 · balance_after: Consists of (i) 3,282,472 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F2 · ownership.direct: Consists of (i) 3,282,472 directly owned by Reporting Party, (ii) 15,547,010 shares of the Issuer's Common Stock directly owned by WB Acquisitions and (iii) 349 shares of the Issuer's Common Stock directly owned by Staci Wilks. F3 · ownership.direct: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. F3 · ownership.nature: Wilks Brothers, LLC ("Wilks Brothers") is a manager-managed limited liability company, managed by Dan H. Wilks and Farris Wilks. WB Acquisitions, Inc. ("WB Acquisitions") is a subsidiary of Wilks Brothers. Dan H. Wilks and Farris Wilks are brothers and may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by each of Wilks Brothers and WB Acquisitions. Dan H. Wilks and Staci Wilks are husband and wife and share the same household, and Dan H. Wilks may be deemed to indirectly beneficially own the shares of the Issuer's Common Stock directly owned by Staci Wilks. Each Reporting Person disclaims beneficial ownership of all equity securities reported herein except to the extent of its respective pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that any such Reporting Person is the beneficial owner of any equity securities covered by this Form 4. Read SEC document |
| June 14, 2018 Filed Jun 28, 2018 19:40 UTC | CARBO CERAMICS INC CRR · Entity 148009 | PurchasePut Option (obligation to buy) · Derivative | 3,930 | $4.45 Strike: $13.00 | $17,488.50 |
DisclosureSEC source: 0000899243-18-018647 · doc4.xml · derivative · entry 4 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 393,000 shares Expires 2018-06-15 F1 · security: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. F1 · balance_after: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. Read SEC document |
| June 13, 2018 Filed Jun 28, 2018 19:40 UTC | CARBO CERAMICS INC CRR · Entity 148009 | PurchasePut Option (obligation to buy) · Derivative | 585 | $3.99 Strike: $13.00 | $2,334.15 |
DisclosureSEC source: 0000899243-18-018647 · doc4.xml · derivative · entry 3 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,500 shares Expires 2018-06-15 F1 · security: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. F1 · balance_after: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. Read SEC document |
| June 12, 2018 Filed Jun 28, 2018 19:40 UTC | CARBO CERAMICS INC CRR · Entity 148009 | PurchasePut Option (obligation to buy) · Derivative | 1,060 | $3.88 Strike: $13.00 | $4,112.80 |
DisclosureSEC source: 0000899243-18-018647 · doc4.xml · derivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 106,000 shares Expires 2018-06-15 F1 · security: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. F1 · balance_after: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. Read SEC document |
| June 11, 2018 Filed Jun 28, 2018 19:40 UTC | CARBO CERAMICS INC CRR · Entity 148009 | PurchasePut Option (obligation to buy) · Derivative | 700 | $3.96 Strike: $13.00 | $2,772.00 |
DisclosureSEC source: 0000899243-18-018647 · doc4.xml · derivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 70,000 shares Expires 2018-06-15 F1 · security: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. F1 · balance_after: The Reporting Person bought-to-close 6,275 put options referencing 627,500 shares of Common Stock. Read SEC document |
| January 12, 2018 Filed Jan 12, 2018 20:15 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 200,000 | $4.04 | $807,280.00 |
DisclosureSEC source: 0000899243-18-001012 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,799,413 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: See Remarks. F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. Read SEC document |
| January 10, 2018 Filed Jan 11, 2018 18:14 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 200,000 | $3.59 | $718,760.00 |
DisclosureSEC source: 0000899243-18-000945 · doc4.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,599,413 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: See Remarks. F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. Read SEC document |
| January 09, 2018 Filed Jan 11, 2018 18:14 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 250,000 | $3.34 | $834,025.00 |
DisclosureSEC source: 0000899243-18-000945 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,399,413 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: See Remarks. F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. Read SEC document |
| January 05, 2018 Filed Jan 5, 2018 18:14 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 100,000 | $3.15 | $314,500.00 |
DisclosureSEC source: 0000899243-18-000614 · doc4.xml · nonDerivative · entry 3 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,149,413 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: See Remarks. F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 18:14 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 100,000 | $3.19 | $319,400.00 |
DisclosureSEC source: 0000899243-18-000614 · doc4.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,049,413 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: See Remarks. F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. Read SEC document |
| January 03, 2018 Filed Jan 5, 2018 18:14 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 150,000 | $3.20 | $480,705.00 |
DisclosureSEC source: 0000899243-18-000614 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,949,413 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: See Remarks. F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. Read SEC document |
| December 28, 2017 Filed Jan 3, 2018 06:43 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 150,000 | $3.09 | $463,200.00 |
DisclosureSEC source: 0000899243-18-000165 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,440,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: See Remarks. F3 · ownership.direct: These shares are owned directly by SDW Investments, LLC. Read SEC document |
| December 27, 2017 Filed Dec 28, 2017 20:46 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 200,000 | $2.72 | $544,200.00 |
DisclosureSEC source: 0000899243-17-029696 · doc4.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,290,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: See Remarks. F3 · ownership.direct: These shares are owned directly by SDW Investments, LLC. Read SEC document |
| December 26, 2017 Filed Dec 28, 2017 20:46 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 150,000 | $3.05 | $457,065.00 |
DisclosureSEC source: 0000899243-17-029696 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,090,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: See Remarks. F3 · ownership.direct: These shares are owned directly by SDW Investments, LLC. Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 06:05 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 250,000 | $2.95 | $737,500.00 |
DisclosureSEC source: 0000899243-17-029442 · doc4.xml · nonDerivative · entry 3 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,940,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F3 · ownership.direct: See Remarks. F4 · ownership.direct: These shares are owned directly by SDW Investments, LLC. . Read SEC document |
| December 20, 2017 Filed Dec 22, 2017 06:05 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 150,000 | $2.72 | $408,150.00 |
DisclosureSEC source: 0000899243-17-029442 · doc4.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,799,413 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| December 19, 2017 Filed Dec 22, 2017 06:05 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 200,000 | $2.71 | $542,000.00 |
DisclosureSEC source: 0000899243-17-029442 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,690,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F3 · ownership.direct: See Remarks. F4 · ownership.direct: These shares are owned directly by SDW Investments, LLC. . Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 18:06 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 150,000 | $2.65 | $397,200.00 |
DisclosureSEC source: 0000899243-17-029215 · doc4.xml · nonDerivative · entry 3 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,490,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F3 · ownership.direct: See Remarks. F4 · ownership.direct: These shares are owned directly by SDW Investments, LLC. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 18:06 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 200,000 | $2.57 | $514,000.00 |
DisclosureSEC source: 0000899243-17-029215 · doc4.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,340,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F3 · ownership.direct: See Remarks. F4 · ownership.direct: These shares are owned directly by SDW Investments, LLC. Read SEC document |
| December 15, 2017 Filed Dec 29, 2017 21:30 UTC | CARBO CERAMICS INC CRR · Entity 148009 | OtherCall Option (right to buy) · Derivative | 2,000 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0000899243-17-029748 · doc4.xml · derivative · entry 5 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2017-12-15 Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 18:06 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 200,000 | $2.58 | $515,000.00 |
DisclosureSEC source: 0000899243-17-029215 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,649,413 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| December 13, 2017 Filed Dec 13, 2017 20:34 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 150,000 | $2.54 | $380,550.00 |
DisclosureSEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 6 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,449,413 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 20:34 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 150,000 | $2.54 | $381,300.00 |
DisclosureSEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 5 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,299,413 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| December 11, 2017 Filed Dec 13, 2017 20:34 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 50,000 | $2.53 | $126,450.00 |
DisclosureSEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 4 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,149,413 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| December 08, 2017 Filed Dec 29, 2017 21:30 UTC | CARBO CERAMICS INC CRR · Entity 148009 | PurchaseCall Option (right to buy) · Derivative | 2,000 | $0.55 Strike: $10.00 | $1,100.00 |
DisclosureSEC source: 0000899243-17-029748 · doc4.xml · derivative · entry 4 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 200,000 shares Expires 2017-12-15 Read SEC document |
| December 07, 2017 Filed Dec 13, 2017 20:34 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 80,828 | $2.38 | $192,451.47 |
DisclosureSEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 3 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,099,413 F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| December 06, 2017 Filed Dec 13, 2017 20:34 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 29,285 | $2.39 | $70,079.01 |
DisclosureSEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,018,585 F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| December 04, 2017 Filed Dec 13, 2017 20:34 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 200,000 | $2.39 | $478,400.00 |
DisclosureSEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,989,300 F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| December 04, 2017 Filed Dec 29, 2017 21:30 UTC | CARBO CERAMICS INC CRR · Entity 148009 | PurchasePut Option (obligation to buy) · Derivative | 6,275 | $3.70 Strike: $14.00 | $23,217.50 |
DisclosureSEC source: 0000899243-17-029748 · doc4.xml · derivative · entry 9 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,275 Underlying: Common Stock · 627,500 shares Expires 2017-12-15 Read SEC document |
| December 04, 2017 Filed Dec 29, 2017 21:30 UTC | CARBO CERAMICS INC CRR · Entity 148009 | SalePut Option (obligation to buy) · Derivative | 6,275 | $3.80 Strike: $13.00 | $23,845.00 |
DisclosureSEC source: 0000899243-17-029748 · doc4.xml · derivative · entry 8 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,275 Underlying: Common Stock · 627,500 shares Expires 2018-06-15 Read SEC document |
| November 21, 2017 Filed Dec 29, 2017 21:30 UTC | CARBO CERAMICS INC CRR · Entity 148009 | PurchaseCommon Stock | 20,000 | $9.94 | $198,800.00 |
DisclosureSEC source: 0000899243-17-029748 · doc4.xml · nonDerivative · entry 3 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,520,143 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.93 to $9.97, inclusive. F2 · balance_after: These shares of Common Stock are beneficially owned directly by Dan Wilks and Staci Wilks. This Form 4 is also filed by Wilks Brothers, LLC, which directly beneficially owns 2,294,772 shares of Common Stock. See Remarks. Read SEC document |
| November 15, 2017 Filed Dec 29, 2017 21:30 UTC | CARBO CERAMICS INC CRR · Entity 148009 | PurchaseCommon Stock | 115,644 | $8.83 | $1,021,136.52 |
DisclosureSEC source: 0000899243-17-029748 · doc4.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500,143 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.54 to $8.87, inclusive. F2 · balance_after: These shares of Common Stock are beneficially owned directly by Dan Wilks and Staci Wilks. This Form 4 is also filed by Wilks Brothers, LLC, which directly beneficially owns 2,294,772 shares of Common Stock. See Remarks. Read SEC document |
| November 14, 2017 Filed Dec 29, 2017 21:30 UTC | CARBO CERAMICS INC CRR · Entity 148009 | PurchaseCommon Stock | 134,356 | $8.57 | $1,151,430.92 |
DisclosureSEC source: 0000899243-17-029748 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,384,499 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.41 to $8.58, inclusive. F2 · balance_after: These shares of Common Stock are beneficially owned directly by Dan Wilks and Staci Wilks. This Form 4 is also filed by Wilks Brothers, LLC, which directly beneficially owns 2,294,772 shares of Common Stock. See Remarks. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 20:58 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 100,000 | $2.42 | $242,100.00 |
DisclosureSEC source: 0000899243-17-017265 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,789,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| June 21, 2017 Filed Jun 21, 2017 20:49 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 100,000 | $2.48 | $248,180.00 |
DisclosureSEC source: 0000899243-17-016905 · doc4.xml · nonDerivative · entry 3 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,689,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 20:49 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 100,000 | $2.56 | $255,500.00 |
DisclosureSEC source: 0000899243-17-016905 · doc4.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,589,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| June 19, 2017 Filed Jun 21, 2017 20:49 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 88,000 | $2.72 | $239,298.40 |
DisclosureSEC source: 0000899243-17-016905 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,489,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| June 16, 2017 Filed Jun 16, 2017 20:19 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 100,000 | $2.75 | $275,380.00 |
DisclosureSEC source: 0000899243-17-016628 · doc4.xml · nonDerivative · entry 3 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,401,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| June 15, 2017 Filed Jun 16, 2017 20:19 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 100,000 | $2.79 | $279,260.00 |
DisclosureSEC source: 0000899243-17-016628 · doc4.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,301,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 20:19 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 100,000 | $2.82 | $282,020.00 |
DisclosureSEC source: 0000899243-17-016628 · doc4.xml · nonDerivative · entry 1 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,201,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks. Read SEC document |
| June 13, 2017 Filed Jun 13, 2017 19:34 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 50,000 | $2.94 | $147,000.00 |
DisclosureSEC source: 0000899243-17-016298 · doc4.xml · nonDerivative · entry 3 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,101,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 19:34 UTC | Approach Resources Inc AREX · Entity 152620 | PurchaseCommon Stock | 100,000 | $2.83 | $282,590.00 |
DisclosureSEC source: 0000899243-17-016298 · doc4.xml · nonDerivative · entry 2 Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks Wilks Dan H. · CIK 0001641792 · 10% owner Wilks Staci · CIK 0001641796 · 10% owner Wilks Farris · CIK 0001641794 · 10% owner SDW Investments, LLC · CIK 0001589906 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,051,300 F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017. F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC. F3 · ownership.direct: See Remarks Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.