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SDW Investments, LLC

Disclosed activity across 1 company

Tapewire entity
170320
SEC CIK
0001589906

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Approach Resources IncAREX · Entity 15262010% ownerJanuary 12, 2018January 12, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Approach Resources Inc

Report date January 12, 2018 · Filed January 12, 2018

Jointly reported with Wilks Brothers, LLC, Wilks Dan H., Wilks Staci, Wilks Farris

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,799,413 Reported balance After 2018-01-12 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-01-12 · Purchase · Acquired 200,000 · Balance 37,799,413

F1: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2: See Remarks.

F3: These shares are owned directly by Wilks Brothers, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2: See Remarks.

F3: These shares are owned directly by Wilks Brothers, LLC.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 12, 2018 Filed Jan 12, 2018 20:15 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $4.04 $807,280.00
Disclosure

SEC source: 0000899243-18-001012 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,799,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

Read SEC document
January 10, 2018 Filed Jan 11, 2018 18:14 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $3.59 $718,760.00
Disclosure

SEC source: 0000899243-18-000945 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,599,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

Read SEC document
January 09, 2018 Filed Jan 11, 2018 18:14 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 250,000 $3.34 $834,025.00
Disclosure

SEC source: 0000899243-18-000945 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,399,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

Read SEC document
January 05, 2018 Filed Jan 5, 2018 18:14 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $3.15 $314,500.00
Disclosure

SEC source: 0000899243-18-000614 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,149,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

Read SEC document
January 04, 2018 Filed Jan 5, 2018 18:14 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $3.19 $319,400.00
Disclosure

SEC source: 0000899243-18-000614 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,049,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

Read SEC document
January 03, 2018 Filed Jan 5, 2018 18:14 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $3.20 $480,705.00
Disclosure

SEC source: 0000899243-18-000614 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,949,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

Read SEC document
December 28, 2017 Filed Jan 3, 2018 06:43 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $3.09 $463,200.00
Disclosure

SEC source: 0000899243-18-000165 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,440,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by SDW Investments, LLC.

Read SEC document
December 27, 2017 Filed Dec 28, 2017 20:46 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $2.72 $544,200.00
Disclosure

SEC source: 0000899243-17-029696 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,290,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by SDW Investments, LLC.

Read SEC document
December 26, 2017 Filed Dec 28, 2017 20:46 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $3.05 $457,065.00
Disclosure

SEC source: 0000899243-17-029696 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,090,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: See Remarks.

F3 · ownership.direct: These shares are owned directly by SDW Investments, LLC.

Read SEC document
December 20, 2017 Filed Dec 22, 2017 06:05 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 250,000 $2.95 $737,500.00
Disclosure

SEC source: 0000899243-17-029442 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,940,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F3 · ownership.direct: See Remarks.

F4 · ownership.direct: These shares are owned directly by SDW Investments, LLC. .

Read SEC document
December 20, 2017 Filed Dec 22, 2017 06:05 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $2.72 $408,150.00
Disclosure

SEC source: 0000899243-17-029442 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,799,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 19, 2017 Filed Dec 22, 2017 06:05 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $2.71 $542,000.00
Disclosure

SEC source: 0000899243-17-029442 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,690,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F3 · ownership.direct: See Remarks.

F4 · ownership.direct: These shares are owned directly by SDW Investments, LLC. .

Read SEC document
December 18, 2017 Filed Dec 19, 2017 18:06 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $2.65 $397,200.00
Disclosure

SEC source: 0000899243-17-029215 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,490,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F3 · ownership.direct: See Remarks.

F4 · ownership.direct: These shares are owned directly by SDW Investments, LLC.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 18:06 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $2.57 $514,000.00
Disclosure

SEC source: 0000899243-17-029215 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,340,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F3 · ownership.direct: See Remarks.

F4 · ownership.direct: These shares are owned directly by SDW Investments, LLC.

Read SEC document
December 14, 2017 Filed Dec 19, 2017 18:06 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $2.58 $515,000.00
Disclosure

SEC source: 0000899243-17-029215 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,649,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 13, 2017 Filed Dec 13, 2017 20:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $2.54 $380,550.00
Disclosure

SEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 6

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,449,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 20:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $2.54 $381,300.00
Disclosure

SEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 5

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,299,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 11, 2017 Filed Dec 13, 2017 20:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 50,000 $2.53 $126,450.00
Disclosure

SEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 4

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,149,413

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 07, 2017 Filed Dec 13, 2017 20:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 80,828 $2.38 $192,451.47
Disclosure

SEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,099,413

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 06, 2017 Filed Dec 13, 2017 20:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 29,285 $2.39 $70,079.01
Disclosure

SEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,018,585

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
December 04, 2017 Filed Dec 13, 2017 20:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $2.39 $478,400.00
Disclosure

SEC source: 0000899243-17-028652 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,989,300

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 22, 2017 Filed Jun 26, 2017 20:58 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.42 $242,100.00
Disclosure

SEC source: 0000899243-17-017265 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,789,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 21, 2017 Filed Jun 21, 2017 20:49 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.48 $248,180.00
Disclosure

SEC source: 0000899243-17-016905 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,689,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 20, 2017 Filed Jun 21, 2017 20:49 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.56 $255,500.00
Disclosure

SEC source: 0000899243-17-016905 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,589,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 19, 2017 Filed Jun 21, 2017 20:49 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 88,000 $2.72 $239,298.40
Disclosure

SEC source: 0000899243-17-016905 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,489,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 16, 2017 Filed Jun 16, 2017 20:19 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.75 $275,380.00
Disclosure

SEC source: 0000899243-17-016628 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,401,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 15, 2017 Filed Jun 16, 2017 20:19 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.79 $279,260.00
Disclosure

SEC source: 0000899243-17-016628 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,301,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 14, 2017 Filed Jun 16, 2017 20:19 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.82 $282,020.00
Disclosure

SEC source: 0000899243-17-016628 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,201,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 13, 2017 Filed Jun 13, 2017 19:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 50,000 $2.94 $147,000.00
Disclosure

SEC source: 0000899243-17-016298 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,101,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks

Read SEC document
June 12, 2017 Filed Jun 13, 2017 19:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.83 $282,590.00
Disclosure

SEC source: 0000899243-17-016298 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,051,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks

Read SEC document
June 09, 2017 Filed Jun 13, 2017 19:34 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $2.70 $540,800.00
Disclosure

SEC source: 0000899243-17-016298 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,951,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks

Read SEC document
June 08, 2017 Filed Jun 8, 2017 20:11 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.63 $263,080.00
Disclosure

SEC source: 0000899243-17-015837 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner · See Remarks

Wilks Staci · CIK 0001641796 · 10% owner · See Remarks

Wilks Farris · CIK 0001641794 · 10% owner · See Remarks

SDW Investments, LLC · CIK 0001589906 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,751,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 20:11 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.71 $271,070.00
Disclosure

SEC source: 0000899243-17-015837 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner · See Remarks

Wilks Staci · CIK 0001641796 · 10% owner · See Remarks

Wilks Farris · CIK 0001641794 · 10% owner · See Remarks

SDW Investments, LLC · CIK 0001589906 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,651,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 06, 2017 Filed Jun 8, 2017 20:11 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.76 $276,360.00
Disclosure

SEC source: 0000899243-17-015837 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner · See Remarks

Wilks Staci · CIK 0001641796 · 10% owner · See Remarks

Wilks Farris · CIK 0001641794 · 10% owner · See Remarks

SDW Investments, LLC · CIK 0001589906 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,551,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
June 02, 2017 Filed Jun 2, 2017 19:16 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.61 $260,510.00
Disclosure

SEC source: 0000899243-17-015217 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner · See Remarks

Wilks Staci · CIK 0001641796 · 10% owner · See Remarks

Wilks Farris · CIK 0001641794 · 10% owner · See Remarks

SDW Investments, LLC · CIK 0001589906 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,451,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
May 31, 2017 Filed Jun 2, 2017 19:16 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.62 $262,130.00
Disclosure

SEC source: 0000899243-17-015217 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner · See Remarks

Wilks Staci · CIK 0001641796 · 10% owner · See Remarks

Wilks Farris · CIK 0001641794 · 10% owner · See Remarks

SDW Investments, LLC · CIK 0001589906 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,351,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
May 30, 2017 Filed Jun 1, 2017 19:17 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.70 $270,400.00
Disclosure

SEC source: 0000899243-17-015018 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner · See Remarks

Wilks Staci · CIK 0001641796 · 10% owner · See Remarks

Wilks Farris · CIK 0001641794 · 10% owner · See Remarks

SDW Investments, LLC · CIK 0001589906 · 10% owner · See Remarks

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,251,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
May 25, 2017 Filed May 26, 2017 17:16 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 200,000 $2.67 $533,340.00
Disclosure

SEC source: 0000899243-17-014591 · doc4.xml · nonDerivative · entry 3

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,151,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
May 24, 2017 Filed May 26, 2017 17:16 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.90 $290,360.00
Disclosure

SEC source: 0000899243-17-014591 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,951,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
May 22, 2017 Filed May 26, 2017 17:16 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 75,000 $2.98 $223,215.00
Disclosure

SEC source: 0000899243-17-014591 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,851,000

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
May 19, 2017 Filed May 22, 2017 16:05 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 75,000 $2.92 $219,127.50
Disclosure

SEC source: 0000899243-17-014031 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,776,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
May 18, 2017 Filed May 22, 2017 16:05 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 75,000 $2.85 $213,652.50
Disclosure

SEC source: 0000899243-17-014031 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,701,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers, LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
May 16, 2017 Filed May 17, 2017 19:47 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 150,000 $3.03 $454,890.00
Disclosure

SEC source: 0000899243-17-013596 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,626,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC

F3 · ownership.direct: See Remarks.

Read SEC document
May 15, 2017 Filed May 15, 2017 21:37 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $3.02 $301,560.00
Disclosure

SEC source: 0000899243-17-013264 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,476,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks

Read SEC document
May 12, 2017 Filed May 15, 2017 21:37 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 50,000 $2.89 $144,430.00
Disclosure

SEC source: 0000899243-17-013264 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · 10% owner · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,376,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers LLC on May 5, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks

Read SEC document
May 10, 2017 Filed May 11, 2017 20:52 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.97 $296,710.00
Disclosure

SEC source: 0000899243-17-012939 · doc4.xml · nonDerivative · entry 2

Wilks Brothers, LLC · CIK 0001662888 · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,326,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers LLC on May 9, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document
May 09, 2017 Filed May 11, 2017 20:52 UTC Approach Resources Inc AREX · Entity 152620 PurchaseCommon Stock 100,000 $2.65 $265,330.00
Disclosure

SEC source: 0000899243-17-012939 · doc4.xml · nonDerivative · entry 1

Wilks Brothers, LLC · CIK 0001662888 · See Remarks

Wilks Dan H. · CIK 0001641792 · 10% owner

Wilks Staci · CIK 0001641796 · 10% owner

Wilks Farris · CIK 0001641794 · 10% owner

SDW Investments, LLC · CIK 0001589906 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,226,300

F1 · shares: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Wilks Brothers LLC on May 9, 2017.

F2 · ownership.direct: These shares are owned directly by Wilks Brothers, LLC.

F3 · ownership.direct: See Remarks.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.