Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CarParts.com, Inc.PRTS · Entity 7113 | Director | August 20, 2026 | September 09, 2026 |
| LUNA INNOVATIONS INCLUNA · Entity 84494 | Director | October 01, 2024 | October 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CarParts.com, Inc.
Report date August 20, 2026 · Filed September 09, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 43,577 |
Last balance in matching sequence
After 2026-08-25 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-08-20 · Purchase · Acquired 100 · Balance 33,677 F1: This Form 4/A is being filed to correct the balances in column 5 to properly reflect the proper balances subsequent to the 10-to-1 reverse split. Row 2 · 2026-08-25 · Purchase · Acquired 9,900 · Balance 43,577 F1: This Form 4/A is being filed to correct the balances in column 5 to properly reflect the proper balances subsequent to the 10-to-1 reverse split. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4/A is being filed to correct the balances in column 5 to properly reflect the proper balances subsequent to the 10-to-1 reverse split.
LUNA INNOVATIONS INC
Report date October 01, 2024 · Filed October 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 147,247.36 |
Reported balance
After 2024-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-10-01 · Grant · Acquired 7,394.37 · Balance 147,247.36 F1: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $15,750.00 divided by $2.13, the closing price of the issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 149,251.69 |
Reported balance
After 2024-10-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-10-01 · Grant · Acquired 2,004.33 · Balance 149,251.69 F1: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4: Mr. Phelps was appointed chair of the board of directors effective July 16, 2024. This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of director for the period from July 16, 2024 to September 30, 2024. The number of stock units is equal to $4,269.23 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. |
| Stock UnitsSEC Table II · derivative / convertible security | Direct | 151,012.25 |
Reported balance
After 2024-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-10-01 · Grant · Acquired 1,760.56 · Balance 151,012.25 F1: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $3,750.00 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock Units are convertible into issuer's common stock on a 1-for-1 basis.
F2: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $15,750.00 divided by $2.13, the closing price of the issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
F3: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date.
F4: Mr. Phelps was appointed chair of the board of directors effective July 16, 2024. This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as chair of the board of director for the period from July 16, 2024 to September 30, 2024. The number of stock units is equal to $4,269.23 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
F5: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from October 1, 2024 to December 31, 2024. The number of stock units is equal to $3,750.00 divided by $2.13, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2024, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2022 Filed Jul 5, 2022 21:10 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 674.46 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-22-000099 · wf-form4_165705542382489.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,232.6 Underlying: Common Stock · 674.46 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $3,750.00 divided by $5.56, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 21:10 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,888.49 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-22-000099 · wf-form4_165705542382489.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,558.14 Underlying: Common Stock · 1,888.49 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from July 1, 2022 to September 30, 2022. The number of restricted stock units is equal to $10,500.00 divided by $5.56, the closing price of the issuer's common stock on the Nasdaq Capital Market July 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| May 25, 2022 Filed May 27, 2022 20:38 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 26,787 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-011857 · doc1.xml · nonDerivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,466 F1 · kind: Granted pursuant to the CarParts.com, Inc. 2016 Equity Incentive Plan, these restricted stock units shall vest in full at the Company's 2023 annual stockholder meeting. Read SEC document |
| May 10, 2022 Filed May 12, 2022 21:56 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 11,819 | $0.00 | $0.00 |
DisclosureSEC source: 0001239819-22-000067 · wf-form4_165239254906807.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,669.65 Underlying: Common Stock · 11,819 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was awarded in connection with Mr. Phelps's service a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to $63,000 divided by $5.33, the closing price of the issuer's stock on the Nasdaq Capital Market on May 10, 2022, the date of grant. F3 · derivative.exercise_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. F3 · derivative.expiration_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:10 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 133.51 | $7.49 | $999.99 |
DisclosureSEC source: 0001239819-22-000052 · wf-form4_164910657963127.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,850.65 Underlying: Common Stock · 133.51 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from April 1, 2022 to June 30, 2022. The number of restricted stock units is equal to $1,000.00 divided by $7.49, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:10 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 133.51 | $7.49 | $999.99 |
DisclosureSEC source: 0001239819-22-000052 · wf-form4_164910657963127.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,717.14 Underlying: Common Stock · 133.51 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from April 1, 2022 to June 30, 2022. The number of restricted stock units is equal to $1,000.00 divided by $7.49, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:10 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 367.16 | $7.49 | $2,750.03 |
DisclosureSEC source: 0001239819-22-000052 · wf-form4_164910657963127.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,583.63 Underlying: Common Stock · 367.16 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from April 1, 2022 to June 30, 2022. The number of restricted stock units is equal to $2,750.00 divided by $7.49, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2022 Filed Apr 4, 2022 21:10 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,251.67 | $7.49 | $9,375.01 |
DisclosureSEC source: 0001239819-22-000052 · wf-form4_164910657963127.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,216.47 Underlying: Common Stock · 1,251.67 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from April 1, 2022 to June 30, 2022. The number of restricted stock units is equal to $9,375.00 divided by $7.49, the closing price of the issuer's common stock on the Nasdaq Capital Market April 1, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 13:19 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionStock Options (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $3.76 | $0.00 |
DisclosureSEC source: 0001567619-22-007274 · doc1.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2022-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option was granted to the Reporting Person on May 15, 2012 pursuant to the CarParts.com, Inc. 2007 Omnibus Incentive Plan. Thirty-three percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vested in equal monthly installments thereafter over two years. Read SEC document |
| March 17, 2022 Filed Mar 21, 2022 13:19 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 20,000 | $3.76 | $75,200.00 |
DisclosureSEC source: 0001567619-22-007274 · doc1.xml · nonDerivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 21:44 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 118.2 | $8.46 | $999.97 |
DisclosureSEC source: 0001239819-22-000009 · wf-form4_164133265351638.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,964.8 Underlying: Common Stock · 118.2 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from January 1, 2022 to March 31, 2022. The number of restricted stock units is equal to $1,000.00 divided by $8.46, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 21:44 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 118.2 | $8.46 | $999.97 |
DisclosureSEC source: 0001239819-22-000009 · wf-form4_164133265351638.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,846.6 Underlying: Common Stock · 118.2 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from January 1, 2022 to March 31, 2022. The number of restricted stock units is equal to $1,000.00 divided by $8.46, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 21:44 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 325.06 | $8.46 | $2,750.01 |
DisclosureSEC source: 0001239819-22-000009 · wf-form4_164133265351638.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,728.4 Underlying: Common Stock · 325.06 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from January 1, 2022 to March 31, 2022. The number of restricted stock units is equal to $2,750.00 divided by $8.46, the closing price of issuer's common stock on the Nasdaq Capital Market on January 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 03, 2022 Filed Jan 4, 2022 21:44 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,108.16 | $8.46 | $9,375.03 |
DisclosureSEC source: 0001239819-22-000009 · wf-form4_164133265351638.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,403.34 Underlying: Common Stock · 1,108.16 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from January 1, 2022 to March 31, 2022. The number of restricted stock units is equal to $9,375.00 divided by $8.46, the closing price of the issuer's common stock on the Nasdaq Capital Market January 3, 2022, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 22:09 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 106.38 | $9.40 | $999.97 |
DisclosureSEC source: 0001239819-21-000087 · wf-form4_163338534385750.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,295.18 Underlying: Common Stock · 106.38 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from October 1, 2021 to December 31, 2021. The number of restricted stock units is equal to $1,000.00 divided by $9.40, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 22:09 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 106.38 | $9.40 | $999.97 |
DisclosureSEC source: 0001239819-21-000087 · wf-form4_163338534385750.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,188.8 Underlying: Common Stock · 106.38 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from October 1, 2021 to December 31, 2021. The number of restricted stock units is equal to $1,000.00 divided by $9.40, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 22:09 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 292.55 | $9.40 | $2,749.97 |
DisclosureSEC source: 0001239819-21-000087 · wf-form4_163338534385750.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,082.42 Underlying: Common Stock · 292.55 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from October 1, 2021 to December 31, 2021. The number of restricted stock units is equal to $2,750.00 divided by $9.40, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 01, 2021 Filed Oct 4, 2021 22:09 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 997.34 | $9.40 | $9,375.00 |
DisclosureSEC source: 0001239819-21-000087 · wf-form4_163338534385750.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,789.87 Underlying: Common Stock · 997.34 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from October 1, 2021 to December 31, 2021. The number of restricted stock units is equal to $9,375.00 divided by $9.40, the closing price of the issuer's common stock on the Nasdaq Capital Market October 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 22:34 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GiftCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-030275 · form4.xml · nonDerivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,679 F1 · kind: The shares were disposed of in connection with a gift by the Reporting Person to a donor advised fund. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:54 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 92.17 | $10.85 | $1,000.04 |
DisclosureSEC source: 0001239819-21-000075 · wf-form4_162525926829408.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,792.53 Underlying: Common Stock · 92.17 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from July 1, 2021 to September 30, 2021. The number of restricted stock units is equal to $1,000.00 divided by $10.85, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:54 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 92.17 | $10.85 | $1,000.04 |
DisclosureSEC source: 0001239819-21-000075 · wf-form4_162525926829408.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,700.36 Underlying: Common Stock · 92.17 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from July 1, 2021 to September 30, 2021. The number of restricted stock units is equal to $1,000.00 divided by $10.85, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:54 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 253.46 | $10.85 | $2,750.04 |
DisclosureSEC source: 0001239819-21-000075 · wf-form4_162525926829408.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,608.19 Underlying: Common Stock · 253.46 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from July 1, 2021 to September 30, 2021. The number of restricted stock units is equal to $2,750.00 divided by $10.85, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:54 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 864.06 | $10.85 | $9,375.05 |
DisclosureSEC source: 0001239819-21-000075 · wf-form4_162525926829408.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,354.73 Underlying: Common Stock · 864.06 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from July 1, 2021 to September 30, 2021. The number of restricted stock units is equal to $9,375.00 divided by $10.85, the closing price of the issuer's common stock on the Nasdaq Capital Market July 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| May 18, 2021 Filed May 21, 2021 01:44 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 11,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-010834 · doc1.xml · nonDerivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,679 F1 · kind: Granted pursuant to the CarParts.com, Inc. 2016 Equity Incentive Plan, these restricted stock units shall vest in full at the Company's 2022 annual stockholder meeting. Read SEC document |
| May 17, 2021 Filed Jun 14, 2021 21:17 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionStock Options (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $7.43 | $0.00 |
DisclosureSEC source: 0001567619-21-012069 · doc1.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2021-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock option was granted to the Reporting Person on June 2, 2011 pursuant to the CarParts.com, Inc. 2007 Omnibus Incentive Plan. Thirty-three percent of the shares of stock subject to the option vested on the first anniversary of the grant date, and the remainder of the shares subject to the option vested in equal monthly installments thereafter over two years. Read SEC document |
| May 17, 2021 Filed Jun 14, 2021 21:17 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 20,000 | $15.20 | $304,000.00 |
DisclosureSEC source: 0001567619-21-012069 · doc1.xml · nonDerivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,679 F1 · kind: A portion of the sale proceeds will be used by the Reporting Person to satisfy tax liabilities. F2 · price: The price reported above reflects the weighted-average sale price with the low price of $15.09 and a high price of $15.28. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. Read SEC document |
| May 17, 2021 Filed Jun 14, 2021 21:17 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionCommon Stock | 20,000 | $7.43 | $148,600.00 |
DisclosureSEC source: 0001567619-21-012069 · doc1.xml · nonDerivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,679 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:23 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 3,384 | $11.08 | $37,494.72 |
DisclosureSEC source: 0001239819-21-000047 · wf-form4_162093733839028.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,490.67 Underlying: Common Stock · 3,384 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was awarded in connection with Mr. Phelps's service a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to $37,500 divided by $11.08, the closing price of the issuer's stock on the Nasdaq Capital Market on May 11, 2021, the date of grant. F3 · derivative.exercise_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. F3 · derivative.expiration_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 21:23 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 92.34 | $10.83 | $1,000.04 |
DisclosureSEC source: 0001239819-21-000031 · wf-form4_161739851770589.xml · derivative · entry 4 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,106.67 Underlying: Common Stock · 92.34 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F6 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the risk committee of the board of directors for the period from April 1, 2021 to June 30, 2021. The number of restricted stock units is equal to $1,000.00 divided by $10.83, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 21:23 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 92.34 | $10.83 | $1,000.04 |
DisclosureSEC source: 0001239819-21-000031 · wf-form4_161739851770589.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,014.33 Underlying: Common Stock · 92.34 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from April 1, 2021 to June 30, 2021. The number of restricted stock units is equal to $1,000.00 divided by $10.83, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 21:23 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 253.92 | $10.83 | $2,749.95 |
DisclosureSEC source: 0001239819-21-000031 · wf-form4_161739851770589.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,921.99 Underlying: Common Stock · 253.92 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from April 1, 2021 to June 30, 2021. The number of restricted stock units is equal to $2,750.00 divided by $10.83, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 21:23 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 865.65 | $10.83 | $9,374.99 |
DisclosureSEC source: 0001239819-21-000031 · wf-form4_161739851770589.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,668.07 Underlying: Common Stock · 865.65 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from April 1, 2021 to June 30, 2021. The number of restricted stock units is equal to $9,375.00 divided by $10.83, the closing price of the issuer's common stock on the Nasdaq Capital Market April 1, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:13 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 106.16 | $9.42 | $1,000.03 |
DisclosureSEC source: 0001239819-21-000004 · wf-form4_160988482023770.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,802.42 Underlying: Common Stock · 106.16 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from January 1, 2021 to March 31, 2021. The number of restricted stock units is equal to $1,000.00 divided by $9.42, the closing price of issuer's common stock on the Nasdaq Capital Market on January 4, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:13 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 291.93 | $9.42 | $2,749.98 |
DisclosureSEC source: 0001239819-21-000004 · wf-form4_160988482023770.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,696.26 Underlying: Common Stock · 291.93 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from January 1, 2021 to March 31, 2021. The number of restricted stock units is equal to $2,750.00 divided by $9.42, the closing price of issuer's common stock on the Nasdaq Capital Market on January 4, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 04, 2021 Filed Jan 5, 2021 22:13 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 995.22 | $9.42 | $9,374.97 |
DisclosureSEC source: 0001239819-21-000004 · wf-form4_160988482023770.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,404.33 Underlying: Common Stock · 995.22 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from January 1, 2021 to March 31, 2021. The number of restricted stock units is equal to $9,375.00 divided by $9.42, the closing price of the issuer's common stock on the Nasdaq Capital Market January 4, 2021, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 22:48 UTC | CarParts.com, Inc. PRTS · Entity 7113 | SaleCommon Stock | 40,000 | $14.91 | $596,400.00 |
DisclosureSEC source: 0001567619-20-020995 · doc1.xml · nonDerivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,739 F1 · kind: A portion of the sale proceeds will be used by the Reporting Person to satisfy tax liabilities. F2 · price: The price reported above reflects the weighted-average sale price. The open market sales were at prices ranging from $14.66 to $15.30. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 21:05 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 163.93 | $6.10 | $999.97 |
DisclosureSEC source: 0001239819-20-000085 · wf-form4_160167270418595.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,409.11 Underlying: Common Stock · 163.93 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from October 1, 2020 to December 31, 2020. The number of restricted stock units is equal to $1,000.00 divided by $6.10, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 21:05 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 450.82 | $6.10 | $2,750.00 |
DisclosureSEC source: 0001239819-20-000085 · wf-form4_160167270418595.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,245.18 Underlying: Common Stock · 450.82 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from October 1, 2020 to December 31, 2020. The number of restricted stock units is equal to $2,750.00 divided by $6.10, the closing price of issuer's common stock on the Nasdaq Capital Market on October 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| October 01, 2020 Filed Oct 2, 2020 21:05 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,536.89 | $6.10 | $9,375.03 |
DisclosureSEC source: 0001239819-20-000085 · wf-form4_160167270418595.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,794.36 Underlying: Common Stock · 1,536.89 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from October 1, 2020 to December 31, 2020. The number of restricted stock units is equal to $9,375.00 divided by $6.10, the closing price of the issuer's common stock on the Nasdaq Capital Market October 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:52 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 173.91 | $5.75 | $999.98 |
DisclosureSEC source: 0001239819-20-000072 · wf-form4_159372311540246.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,257.47 Underlying: Common Stock · 173.91 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from July 1, 2020 to September 30, 2020. The number of restricted stock units is equal to $1,000.00 divided by $5.75, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:52 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 478.26 | $5.75 | $2,750.00 |
DisclosureSEC source: 0001239819-20-000072 · wf-form4_159372311540246.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,083.56 Underlying: Common Stock · 478.26 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from July 1, 2020 to September 30, 2020. The number of restricted stock units is equal to $2,750.00 divided by $5.75, the closing price of issuer's common stock on the Nasdaq Capital Market on July 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:52 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,630.43 | $5.75 | $9,374.97 |
DisclosureSEC source: 0001239819-20-000072 · wf-form4_159372311540246.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,605.3 Underlying: Common Stock · 1,630.43 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from July 1, 2020 to September 30, 2020. The number of restricted stock units is equal to $9,375.00 divided by $5.75, the closing price of the issuer's common stock on the Nasdaq Capital Market July 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 23:28 UTC | CarParts.com, Inc. PRTS · Entity 7113 | Exercise / conversionRestricted Stock Units · Derivative | 1,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012401 · doc1.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,057 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Not applicable. F1 · derivative.exercise_date: In accordance with the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan, the reporting person was granted 3,171 restricted stock units, one-third of which vested on June 16, 2020. These restricted stock units converted to common stock on a one-for-one basis upon vesting. F1 · derivative.expiration_date: In accordance with the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan, the reporting person was granted 3,171 restricted stock units, one-third of which vested on June 16, 2020. These restricted stock units converted to common stock on a one-for-one basis upon vesting. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 23:28 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 8,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012401 · doc1.xml · nonDerivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,739 F2 · kind: Granted pursuant to the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan, these restricted stock units shall vest in full at the Company's 2021 annual stockholder meeting. Read SEC document |
| June 16, 2020 Filed Jun 18, 2020 23:28 UTC | CarParts.com, Inc. PRTS · Entity 7113 | GrantCommon Stock | 1,057 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-012401 · doc1.xml · nonDerivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,359 F1 · kind: In accordance with the U.S. Auto Parts Network, Inc. 2016 Equity Incentive Plan, the reporting person was granted 3,171 restricted stock units, one-third of which vested on June 16, 2020. These restricted stock units converted to common stock on a one-for-one basis upon vesting. Read SEC document |
| May 11, 2020 Filed May 13, 2020 22:20 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 5,326 | $7.04 | $37,495.04 |
DisclosureSEC source: 0001239819-20-000057 · wf-form4_158940842543233.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,974.87 Underlying: Common Stock · 5,326 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was awarded in connection with Mr. Phelps's service a member of the board of directors, pursuant to the issuer's non-employee director compensation policy. The number of stock units awarded is equal to $37,500 divided by $7.04, the closing price of the issuer's stock on the Nasdaq Capital Market on May 11, 2020, the date of grant. F3 · derivative.exercise_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. F3 · derivative.expiration_date: The stock units vest upon the earlier of the one year anniversary of the grant date or the issuer's annual meeting of stockholders and, subject to vesting, will become issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed date selected by the Reporting Person. The stock units have no expiration date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:36 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 170.94 | $5.85 | $1,000.00 |
DisclosureSEC source: 0001239819-20-000039 · wf-form4_158586334969383.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,648.87 Underlying: Common Stock · 170.94 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from April 1, 2020 to June 30, 2020. The number of restricted stock units is equal to $1,000.00 divided by $5.85, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:36 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 470.09 | $5.85 | $2,750.03 |
DisclosureSEC source: 0001239819-20-000039 · wf-form4_158586334969383.xml · derivative · entry 2 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,477.93 Underlying: Common Stock · 470.09 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F4 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as the chairman of the audit committee of the board of directors for the period from April 1, 2020 to June 30, 2020. The number of restricted stock units is equal to $2,750.00 divided by $5.85, the closing price of issuer's common stock on the Nasdaq Capital Market on April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| April 01, 2020 Filed Apr 2, 2020 21:36 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 1,602.56 | $5.85 | $9,374.98 |
DisclosureSEC source: 0001239819-20-000039 · wf-form4_158586334969383.xml · derivative · entry 1 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,007.84 Underlying: Common Stock · 1,602.56 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F2 · shares: This grant was made pursuant to the issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service as a member of the board of directors for the period from April 1, 2020 to June 30, 2020. The number of restricted stock units is equal to $9,375.00 divided by $5.85, the closing price of the issuer's common stock on the Nasdaq Capital Market April 1, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 21:39 UTC | LUNA INNOVATIONS INC LUNA · Entity 84494 | GrantStock Units · Derivative | 135.5 | $7.38 | $999.99 |
DisclosureSEC source: 0001239819-20-000005 · wf-form4_157808754797325.xml · derivative · entry 3 PHELPS BARRY · CIK 0001240508 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,405.28 Underlying: Common Stock · 135.5 shares Expires not disclosed F1 · derivative.exercise_price: Stock Units are convertible into issuer's common stock on a 1-for-1 basis. F5 · shares: This grant was made pursuant to issuer's non-employee director compensation policy, as compensation for Mr. Phelps's service on the compensation committee of the board of directors for the period from January 1, 2020 to March 31, 2020. The number of restricted stock units is equal to $1,000.00 divided by $7.38, the closing price of issuer's common stock on the Nasdaq Capital Market on January 2, 2020, the first trading day of the quarter. The Reporting Person elected to receive fees in stock units. F3 · derivative.exercise_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. F3 · derivative.expiration_date: The stock units became issuable in common stock of the issuer at the election of the Reporting Person upon the earliest to occur of the Reporting Person's termination of service, a change in control of the issuer, an unforeseeable emergency, or a fixed selected by the Reporting Person. The units have no expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.