person · Reporting owner
Wunderlich Gary Kent JR
Disclosed activity across 6 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BRC Group Holdings, Inc.RILY · Entity 6050 | Director | July 03, 2018 | July 06, 2018 |
| Live Oak Crestview Climate Acquisition Corp.LOCC · Entity 109289 | Director · See Remarks | September 22, 2021 | September 22, 2021 |
| Live Oak Mobility Acquisition Corp.LOKM · Entity 142078 | Director · See Remarks | March 01, 2021 | March 02, 2021 |
| Navitas Semiconductor CorpNVTS · Entity 4266 | Director | July 22, 2026 | August 26, 2026 |
| Valuence Merger Corp. IVMCA · Entity 6945 | Director | February 28, 2022 | March 01, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BRC Group Holdings, Inc.
Report date July 03, 2018 · Filed July 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 241,213 |
Reported balance
After 2018-07-03 transaction · row 1
1 source rowRow 1 · 2018-07-03 · Tax withholding · Disposed 3,981 · Balance 241,213 F1: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on July 12, 2017. |
| Common StockSEC Table I · non-derivative | IndirectBy Wunderlich Children's Trust | 9,707 |
Reported balance
Holding disclosure · report date 2018-07-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,707 F2: Mr. Wunderlich benefits from the Wunderlich Children's Trust. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by this entity. |
| Common StockSEC Table I · non-derivative | IndirectBy Alvin Wunderlich, Jr. Grandchildren's Trust | 3,086 |
Reported balance
Holding disclosure · report date 2018-07-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,086 F3: Mr. Wunderlich benefits from the Alvin Wunderlich, Jr. Grandchildren's Trust. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by this entity. |
| Common StockSEC Table I · non-derivative | IndirectBy Gary Wunderlich Jr. IRA - WFCS as Custodian Trust | 1,320 |
Reported balance
Holding disclosure · report date 2018-07-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 1,320 F4: Mr. Wunderlich benefits from the shares held in his IRA account. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities in his IRA account. |
| Common StockSEC Table I · non-derivative | IndirectBy Madison Wunderlich Trust | 787 |
Reported balance
Holding disclosure · report date 2018-07-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 787 F5: Mr. Wunderlich is the trustee of the Madison Wunderlich Trust. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by this entity. |
| Common StockSEC Table I · non-derivative | IndirectBy Gary Wunderlich III Trust | 787 |
Reported balance
Holding disclosure · report date 2018-07-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 787 F6: Mr. Wunderlich is the trustee of the Gary Wunderlich III Trust. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by this entity. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on July 12, 2017.
F2: Mr. Wunderlich benefits from the Wunderlich Children's Trust. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by this entity.
F3: Mr. Wunderlich benefits from the Alvin Wunderlich, Jr. Grandchildren's Trust. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by this entity.
F4: Mr. Wunderlich benefits from the shares held in his IRA account. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities in his IRA account.
F5: Mr. Wunderlich is the trustee of the Madison Wunderlich Trust. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by this entity.
F6: Mr. Wunderlich is the trustee of the Gary Wunderlich III Trust. As such, Mr. Wunderlich may be deemed to have beneficial ownership of the securities owned by this entity.
Live Oak Crestview Climate Acquisition Corp.
Report date September 22, 2021 · Filed September 22, 2021
This filing explicitly reported no securities owned.
Live Oak Mobility Acquisition Corp.
Report date March 01, 2021 · Filed March 02, 2021
This filing explicitly reported no securities owned.
Navitas Semiconductor Corp
Report date July 22, 2026 · Filed August 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 17,674 |
Reported balance
After 2026-07-22 transaction · row 1
1 source rowRow 1 · 2026-07-22 · Grant · Acquired 9,990 · Balance 17,674 F1: Reflects shares underlying an annual award of restricted stock units ("RSUs") granted for the 2026-2027 board term under the issuer's non-employee director compensation program and the Navitas Semiconductor Corporation 2021 Equity Incentive Plan (the "Plan"). Each RSU represents the reporting person's right to receive one share of Class A Common Stock of the issuer following the vesting date in accordance with the Plan and subject to applicable issuer policies. The RSUs will vest in full on June 25, 2027. |
| Class A Common StockSEC Table I · non-derivative | IndirectLive Oak Sponsor Partners II, LLC | 2,375,060 |
Reported balance
Holding disclosure · report date 2026-07-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,375,060 F2: The reporting person is a managing member of Live Oak Sponsor Partners II, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects shares underlying an annual award of restricted stock units ("RSUs") granted for the 2026-2027 board term under the issuer's non-employee director compensation program and the Navitas Semiconductor Corporation 2021 Equity Incentive Plan (the "Plan"). Each RSU represents the reporting person's right to receive one share of Class A Common Stock of the issuer following the vesting date in accordance with the Plan and subject to applicable issuer policies. The RSUs will vest in full on June 25, 2027.
F2: The reporting person is a managing member of Live Oak Sponsor Partners II, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Valuence Merger Corp. I
Report date February 28, 2022 · Filed March 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-02-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Danimer Scientific, Inc.
Report date March 15, 2021 · Filed March 17, 2021
Section 16 reporting ended · disclosed 2021-03-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 25,000 |
Reported balance
After 2021-03-15 transaction · row 1
1 source rowRow 1 · 2021-03-15 · Other · Disposed 4,880,000 · Balance 25,000 F1: Live Oak ValFund Plastics Fund LLC ("ValFund") distributed these shares to its members on a pro rata basis for no consideration. Live Oak Merchant Partners, LLC, a Delaware limited liability company ("Live Oak Merchant Partners"), is one of the Managers of ValFund and may be deemed to have shared voting control and investment discretion over securities held by ValFund. Mr. Wunderlich is a controlling person of Live Oak Merchant Partners. Therefore, Mr. Wunderlich may also be deemed to have shared voting control and investment discretion over securities owned by ValFund and Live Oak Merchant Partners. Mr. Wunderlich disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee Footnote | 5,000,000 |
Reported balance
Holding disclosure · report date 2021-03-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,000,000 F2: Live Oak Sponsor Partners, LLC (the "Sponsor") owns 5,000,000 shares of Class A Common Stock of the issuer. Mr. Wunderlich is a managing member of the Sponsor and as such, has voting and investment discretion with respect to the Class A Common Stock held of record by the Sponsor and may be deemed to have beneficial ownership of such Class A Common Stock. Mr. Wunderlich disclaims any beneficial ownership of such shares of Class A Common Stock other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: Live Oak ValFund Plastics Fund LLC ("ValFund") distributed these shares to its members on a pro rata basis for no consideration. Live Oak Merchant Partners, LLC, a Delaware limited liability company ("Live Oak Merchant Partners"), is one of the Managers of ValFund and may be deemed to have shared voting control and investment discretion over securities held by ValFund. Mr. Wunderlich is a controlling person of Live Oak Merchant Partners. Therefore, Mr. Wunderlich may also be deemed to have shared voting control and investment discretion over securities owned by ValFund and Live Oak Merchant Partners. Mr. Wunderlich disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F2: Live Oak Sponsor Partners, LLC (the "Sponsor") owns 5,000,000 shares of Class A Common Stock of the issuer. Mr. Wunderlich is a managing member of the Sponsor and as such, has voting and investment discretion with respect to the Class A Common Stock held of record by the Sponsor and may be deemed to have beneficial ownership of such Class A Common Stock. Mr. Wunderlich disclaims any beneficial ownership of such shares of Class A Common Stock other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 22, 2026 Filed Aug 26, 2026 20:18 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | GrantClass A Common Stock | 9,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-101511 · tm2624059-6_4seq1.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,674 F1 · kind: Reflects shares underlying an annual award of restricted stock units ("RSUs") granted for the 2026-2027 board term under the issuer's non-employee director compensation program and the Navitas Semiconductor Corporation 2021 Equity Incentive Plan (the "Plan"). Each RSU represents the reporting person's right to receive one share of Class A Common Stock of the issuer following the vesting date in accordance with the Plan and subject to applicable issuer policies. The RSUs will vest in full on June 25, 2027. Read SEC document |
| June 02, 2026 Filed Jun 3, 2026 20:15 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | GiftClass A Common Stock | 6,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-070115 · tm2616815-1_4seq1.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,684 Read SEC document |
| May 28, 2026 Filed May 29, 2026 20:16 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 73,000 | $28.11 | $2,052,030.00 |
DisclosureSEC source: 0001104659-26-068281 · tm2616066-2_4seq1.xml · nonDerivative · entry 3 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,964 F4 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $28.10 to $28.17, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. Read SEC document |
| May 28, 2026 Filed May 29, 2026 20:16 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 35,165 | $28.14 | $989,543.10 |
DisclosureSEC source: 0001104659-26-068281 · tm2616066-2_4seq1.xml · nonDerivative · entry 2 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Live Oak Sponsor Partners II, LLC Disclosed balance after: 2,375,060 F3 · price: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $28.10 to $28.18, inclusive. The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence. F2 · ownership.nature: The Reporting Person is a managing member of Live Oak Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 18, 2026 Filed May 29, 2026 20:16 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | OtherClass A Common Stock | 1,147,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-26-068281 · tm2616066-2_4seq1.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Live Oak Sponsor Partners II, LLC Disclosed balance after: 2,410,225 F1 · kind: On May 18, 2026, Navitas Semiconductor Corporation (the "Company") entered into a Settlement, Release and Amendment Agreement, between the Company and Live Oak Sponsor Partners II, LLC ("Live Oak Sponsor"), pursuant to which the Company agreed to effectuate the transfer of an aggregate of 1,147,225 shares of the Company's common stock to Live Oak Sponsor in satisfaction of the Company's obligations under the Sponsor Letter Agreement Re: Business Combination, dated May 6, 2021 (as amended to date), between the Company and Live Oak Sponsor which, among other things, sets forth certain agreements between the Company and Live Oak Sponsor with respect to the vesting, forfeiture and transfer of earnout shares issuable in connection with the Company's business combination based on the achievement of certain price thresholds. F1 · price: On May 18, 2026, Navitas Semiconductor Corporation (the "Company") entered into a Settlement, Release and Amendment Agreement, between the Company and Live Oak Sponsor Partners II, LLC ("Live Oak Sponsor"), pursuant to which the Company agreed to effectuate the transfer of an aggregate of 1,147,225 shares of the Company's common stock to Live Oak Sponsor in satisfaction of the Company's obligations under the Sponsor Letter Agreement Re: Business Combination, dated May 6, 2021 (as amended to date), between the Company and Live Oak Sponsor which, among other things, sets forth certain agreements between the Company and Live Oak Sponsor with respect to the vesting, forfeiture and transfer of earnout shares issuable in connection with the Company's business combination based on the achievement of certain price thresholds. F2 · ownership.nature: The Reporting Person is a managing member of Live Oak Sponsor. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 11, 2025 Filed Dec 13, 2025 02:13 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 49,651 | $9.31 | $462,250.81 |
DisclosureSEC source: 0001709974-25-000006 · wk-form4_1765591989.xml · nonDerivative · entry 2 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,964 F1 · price: The reported securities were sold in multiple trades at prices ranging from $9.300 to $9.325, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 10, 2025 Filed Dec 13, 2025 02:13 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 78,649 | $9.25 | $727,503.25 |
DisclosureSEC source: 0001709974-25-000006 · wk-form4_1765591989.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,615 Read SEC document |
| December 09, 2025 Filed Dec 9, 2025 23:49 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 50,000 | $9.25 | $462,500.00 |
DisclosureSEC source: 0001709974-25-000004 · wk-form4_1765324182.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 215,264 Read SEC document |
| August 06, 2025 Filed Aug 8, 2025 22:16 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | GrantClass A Common Stock | 22,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001821769-25-000185 · wk-form4_1754691388.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265,264 F1 · kind: Reflects shares underlying an annual award of restricted stock units ("RSUs") granted for the 2025-2026 board term under the issuer's non-employee director compensation program and the Navitas Semiconductor Corporation 2021 Equity Incentive Plan (the "Plan"). Each RSU represents the reporting person's right to receive one share of Class A Common Stock of the issuer following the vesting date in accordance with the Plan and subject to applicable issuer policies. The RSUs will vest in full immediately before the issuer's 2026 annual stockholders' meeting, subject to the reporting person's continued service as a director at that time, and provided such meeting is within 30 days of the first anniversary of the 2025 annual stockholders' meeting (otherwise the RSUs will vest one year after the grant date). Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 23:56 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 2,610 | $8.14 | $21,245.66 |
DisclosureSEC source: 0001821769-25-000145 · wk-form4_1749772557.xml · nonDerivative · entry 2 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust C Disclosed balance after: 0 F2 · ownership.nature: The reported shares were held in trust for the benefit of the reporting person's immediate family member. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 23:56 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 45,219 | $8.11 | $366,843.66 |
DisclosureSEC source: 0001821769-25-000145 · wk-form4_1749772557.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,216 F1 · price: The reported shares were sold in multiple trades at prices ranging from $8.1100 to $8.1350, inclusive. The price reported above reflects the weighted-average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 09, 2025 Filed Jun 12, 2025 01:07 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 2,610 | $7.36 | $19,209.60 |
DisclosureSEC source: 0001821769-25-000131 · wk-form4_1749690415.xml · nonDerivative · entry 2 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust D Disclosed balance after: 0 F2 · ownership.nature: Reported shares were held in trust for the benefit of the reporting person's immediate family member. Read SEC document |
| June 09, 2025 Filed Jun 12, 2025 01:07 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 56,789 | $7.35 | $417,643.34 |
DisclosureSEC source: 0001821769-25-000131 · wk-form4_1749690415.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 338,435 F1 · price: The reported shares were sold in multiple trades at prices ranging from $7.3500 to $7.3700, inclusive. The price reported above reflects the weighted-average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 09, 2025 Filed Jun 12, 2025 23:55 UTC Amendment | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 2,610 | $7.36 | $19,209.60 |
DisclosureSEC source: 0001821769-25-000143 · wk-form4a_1749772499.xml · nonDerivative · entry 3 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust D Disclosed balance after: 0 F3 · ownership.nature: The reported shares were held in trust for the benefit of the reporting person's immediate family member. Read SEC document |
| June 09, 2025 Filed Jun 12, 2025 23:55 UTC Amendment | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 56,789 | $7.35 | $417,643.34 |
DisclosureSEC source: 0001821769-25-000143 · wk-form4a_1749772499.xml · nonDerivative · entry 2 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,435 F2 · price: The reported shares were sold in multiple trades at prices ranging from $7.3500 to $7.3700, inclusive. The price reported above reflects the weighted-average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 09, 2025 Filed Jun 12, 2025 23:55 UTC Amendment | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 50,000 | $7.25 | $362,695.00 |
DisclosureSEC source: 0001821769-25-000143 · wk-form4a_1749772499.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 345,224 F1 · price: The reported shares were sold in multiple trades at prices ranging from $7.2500 to $7.2848, inclusive. The price reported above reflects the weighted-average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 27, 2025 Filed May 30, 2025 01:25 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 156,789 | $4.66 | $730,636.74 |
DisclosureSEC source: 0001628280-25-028471 · wk-form4_1748568327.xml · nonDerivative · entry 3 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Individual retirement account Disclosed balance after: 0 Read SEC document |
| May 23, 2025 Filed May 30, 2025 01:25 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 2,610 | $4.57 | $11,927.70 |
DisclosureSEC source: 0001628280-25-028471 · wk-form4_1748568327.xml · nonDerivative · entry 2 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust B Disclosed balance after: 0 F1 · ownership.nature: In separate trusts for the benefit of the reporting person's immediate family members. Read SEC document |
| May 23, 2025 Filed May 30, 2025 01:25 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 2,610 | $4.57 | $11,927.70 |
DisclosureSEC source: 0001628280-25-028471 · wk-form4_1748568327.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Trust A Disclosed balance after: 0 F1 · ownership.nature: In separate trusts for the benefit of the reporting person's immediate family members. Read SEC document |
| May 22, 2025 Filed May 27, 2025 20:12 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 32,366 | $4.75 | $153,738.50 |
DisclosureSEC source: 0001628280-25-027916 · wk-form4_1748376751.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Live Oak Merchant Partners, LLC Disclosed balance after: 0 F1 · ownership.nature: The reporting person is a managing member of Live Oak Merchant Partners, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 10, 2024 Filed Dec 11, 2024 22:09 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 75,000 | $4.50 | $337,500.00 |
DisclosureSEC source: 0001821769-24-000161 · wk-form4_1733954955.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 395,224 F1 · balance_after: Consists of (i) 363,764 shares of common stock held directly and (ii) 31,460 shares underlying unvested restricted stock units ("RSUs") subject to vesting on the date of the issuer's 2025 annual stockholders' meeting. RSU vesting is subject to the reporting person's continued service on the issuer's board of directors on the vesting date. RSUs are granted under the issuer's non-employee director compensation program and 2021 Equity Incentive Plan (the "Plan"), and represent the reporting person's right to receive one share of Class A Common Stock following the vesting date in accordance with the Plan and subject to applicable issuer policies. Read SEC document |
| December 06, 2024 Filed Dec 11, 2024 02:58 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 10,000 | $3.27 | $32,705.00 |
DisclosureSEC source: 0001821769-24-000153 · wk-form4_1733885911.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Live Oak Merchant Partners, LLC Disclosed balance after: 32,366 F1 · price: The reported securities were sold in multiple trades at prices ranging from $3.7200 to $3.7210, inclusive. The price reported above reflects the weighted-average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: The reporting person is a managing member of the specified limited liability company. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| November 22, 2024 Filed Nov 26, 2024 21:39 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 15,000 | $2.39 | $35,809.50 |
DisclosureSEC source: 0001821769-24-000131 · wk-form4_1732657158.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Live Oak Merchant Partners, LLC Disclosed balance after: 42,366 F1 · shares: The reported shares were previously held by Live Oak Sponsor Partners II, LLC ("Live Oak Sponsor") and previously reported as beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein. As described in footnote 4, the reported shares were later distributed by Live Oak Sponsor to its members, including Live Oak Merchant Partners, LLC ("Live Oak Merchant"), in a transaction which was not reportable under Section 16 of the Securities Exchange Act of 1934 ("Exchange Act"). F2 · price: The reported securities were sold in multiple trades at prices ranging from $2.380 to $2.395, inclusive. The price reported above reflects the weighted-average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. F1 · balance_after: The reported shares were previously held by Live Oak Sponsor Partners II, LLC ("Live Oak Sponsor") and previously reported as beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein. As described in footnote 4, the reported shares were later distributed by Live Oak Sponsor to its members, including Live Oak Merchant Partners, LLC ("Live Oak Merchant"), in a transaction which was not reportable under Section 16 of the Securities Exchange Act of 1934 ("Exchange Act"). F3 · ownership.nature: The reporting person is a managing member of Live Oak Merchant. The reporting person disclaims beneficial ownership of the reported securities for purposes of Section 16 of the Exchange Act, except to the extent of his pecuniary interest therein. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 21:00 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | GrantClass A Common Stock | 31,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001821769-24-000076 · wk-form4_1718053242.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 354,259 F1 · kind: Reflects shares underlying restricted stock units ("RSUs") granted under the issuer's non-employee director compensation program and the Navitas Semiconductor Corporation 2021 Equity Incentive Plan (the "Plan"). Each RSU represents the reporting person's right to receive one share of Class A Common Stock of the issuer following the vesting date in accordance with the Plan and subject to applicable issuer policies. The RSUs will vest in full immediately before the issuer's 2025 annual stockholders' meeting, subject to the reporting person's continued service as a director at that time, and provided such meeting is within 30 days of the first anniversary of the 2024 annual stockholders' meeting (otherwise the RSUs will vest one year after the grant date). Read SEC document |
| November 14, 2023 Filed Nov 16, 2023 23:55 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 49,150 | $6.29 | $309,217.40 |
DisclosureSEC source: 0001821769-23-000184 · wk-form4_1700178916.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Live Oak Merchant Partners LLC Disclosed balance after: 0 F1 · shares: The reported shares were previously reported as held by Live Oak Sponsor Partners II, LLC ("Live Oak Sponsor") and beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein. The reported shares were subsequently distributed by Live Oak Sponsor to Live Oak Merchant Partners, LLC in a transaction that was not reportable under Section 16 of the Securities Exchange Act of 1934. F2 · price: The reported securities were sold in multiple trades at prices ranging from $6.2900 to $6.3050, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: The reporting person is a managing member of Live Oak Merchant Partners LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 25, 2023 Filed Aug 26, 2023 00:04 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 24,935 | $8.34 | $207,957.90 |
DisclosureSEC source: 0001821769-23-000141 · wk-form4_1693008257.xml · nonDerivative · entry 2 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Live Oak Merchant Partners LLC Disclosed balance after: 0 F2 · price: The reported securities were sold in multiple trades at prices ranging from $8.340 to $8.375, inclusive. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: The reporting person is a managing member of Live Oak Merchant Partners LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Read SEC document |
| August 24, 2023 Filed Aug 26, 2023 00:04 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | SaleClass A Common Stock | 25,000 | $8.50 | $212,500.00 |
DisclosureSEC source: 0001821769-23-000141 · wk-form4_1693008257.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,523 F1 · balance_after: Includes 21,705 RSUs subject to vesting on November 10, 2023. Read SEC document |
| June 08, 2023 Filed Jun 13, 2023 00:54 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | GrantClass A Common Stock | 15,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001821769-23-000112 · wk-form4_1686617681.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194,523 F1 · shares: Reflects shares underlying restricted stock units ("RSUs") granted under the issuer's non-employee director compensation program and the Navitas Semiconductor Corporation 2021 Equity Incentive Plan (the "Plan"). Each RSU represents the reporting person's right to receive one share of Class A Common Stock of the issuer following the vesting date in accordance with the Plan and subject to applicable issuer policies. The RSUs will vest in full immediately before the issuer's 2024 annual stockholders' meeting , subject to the reporting person's continued service as a director at that time, and provided such meeting is within 30 days of the first anniversary of the 2023 annual stockholders' meeting (otherwise the RSUs will vest one year after the grant date). F2 · balance_after: Includes 21,705 RSUs subject to vesting on November 10, 2023. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 22:13 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | GrantClass A Common Stock | 21,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001821769-23-000020 · wf-form4_167770877159004.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,137 F1 · kind: Reflects shares underlying restricted stock units ("RSUs") granted under the issuer's non-employee director compensation program and the Navitas Semiconductor Corporation 2021 Equity Incentive Plan (the "Plan"). Each RSU represents the reporting person's right to receive one share of Class A Common Stock of the issuer following the vesting date in accordance with the Plan. All RSUs vest on November 10, 2023, the one-year anniversary of the issuer's 2022 annual stockholders' meeting, subject to the reporting person's continued service as of the vesting date. F1 · shares: Reflects shares underlying restricted stock units ("RSUs") granted under the issuer's non-employee director compensation program and the Navitas Semiconductor Corporation 2021 Equity Incentive Plan (the "Plan"). Each RSU represents the reporting person's right to receive one share of Class A Common Stock of the issuer following the vesting date in accordance with the Plan. All RSUs vest on November 10, 2023, the one-year anniversary of the issuer's 2022 annual stockholders' meeting, subject to the reporting person's continued service as of the vesting date. F2 · balance_after: Balance includes 117,136 shares previously reported as held by Live Oak Sponsor Partners II, LLC ("Live Oak") and beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionPrivate Placement Warrants (right to buy) · Derivative | 90,476 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · derivative · entry 22 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 90,476 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. F6 · kind: Reflects exercise by the reporting person of private placement warrants previously reported as held directly by Live Oak Sponsor Partners II, LLC and beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein. Read SEC document |
| March 04, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Tax withholdingClass A Common Stock | 66,862 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 14 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,296 F4 · kind: The number of net shares issuable, and thus the number of shares deemed "disposed of" upon cashless exercise of the warrants, was determined by the Issuer pursuant to Sections 3.3.1 and 6.2 of the Warrant Agreement. Accordingly, on 2/22/2022, the Issuer announced that warrant holders who exercise warrants on a cashless basis prior to the Redemption Date would receive 0.261 shares of common stock per warrant exercised (rounded down to the nearest whole share). See the Issuer's current reports on Form 8-K, filed with the SEC on 2/4/2022 and 2/22/2022. The related disposition of shares, in addition to being provided for in the Warrant Agreement, was exempted from Section 16(b) of the Exchange Act, pursuant to Rule 16b-3(e) thereunder, by resolution of the board of directors of the Issuer prior to such disposition. F6 · kind: Reflects exercise by the reporting person of private placement warrants previously reported as held directly by Live Oak Sponsor Partners II, LLC and beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F7 · balance_after: In addition to shares acquired or deemed acquired upon the cashless exercise of private placement warrants reported on this form, the reported number of shares includes (i) 12,750 shares previously reported as held directly by Live Oak GaN Partners LLC (of which the reporting person is a managing member) and beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein; and (ii) 10,463 previously reported shares underlying restricted stock units that vest in full on 10/19/2022. Read SEC document |
| March 04, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionClass A Common Stock | 90,476 | $11.50 | $1,040,474.00 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 13 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. F6 · kind: Reflects exercise by the reporting person of private placement warrants previously reported as held directly by Live Oak Sponsor Partners II, LLC and beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · balance_after: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F7 · balance_after: In addition to shares acquired or deemed acquired upon the cashless exercise of private placement warrants reported on this form, the reported number of shares includes (i) 12,750 shares previously reported as held directly by Live Oak GaN Partners LLC (of which the reporting person is a managing member) and beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein; and (ii) 10,463 previously reported shares underlying restricted stock units that vest in full on 10/19/2022. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionPrivate Placement Warrants (right to buy) · Derivative | 124,405 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · derivative · entry 21 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,476 Underlying: Class A Common Stock · 124,405 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. F6 · kind: Reflects exercise by the reporting person of private placement warrants previously reported as held directly by Live Oak Sponsor Partners II, LLC and beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionPublic Warrants (right to buy) · Derivative | 10,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · derivative · entry 20 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Individual retirement account Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionPublic Warrants (right to buy) · Derivative | 10,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · derivative · entry 19 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust D Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. F5 · ownership.nature: In trust for the benefit of the reporting person. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionPublic Warrants (right to buy) · Derivative | 10,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · derivative · entry 18 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust C Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. F3 · ownership.nature: In separate trusts for the benefit of the reporting person's immediate family members. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionPublic Warrants (right to buy) · Derivative | 10,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · derivative · entry 17 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust B Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. F3 · ownership.nature: In separate trusts for the benefit of the reporting person's immediate family members. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionPublic Warrants (right to buy) · Derivative | 10,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · derivative · entry 16 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust A Disclosed balance after: 0 Underlying: Class A Common Stock · 10,000 shares Expires 2022-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. F3 · ownership.nature: In separate trusts for the benefit of the reporting person's immediate family members. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Tax withholdingClass A Common Stock | 91,936 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 12 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,682 F4 · kind: The number of net shares issuable, and thus the number of shares deemed "disposed of" upon cashless exercise of the warrants, was determined by the Issuer pursuant to Sections 3.3.1 and 6.2 of the Warrant Agreement. Accordingly, on 2/22/2022, the Issuer announced that warrant holders who exercise warrants on a cashless basis prior to the Redemption Date would receive 0.261 shares of common stock per warrant exercised (rounded down to the nearest whole share). See the Issuer's current reports on Form 8-K, filed with the SEC on 2/4/2022 and 2/22/2022. The related disposition of shares, in addition to being provided for in the Warrant Agreement, was exempted from Section 16(b) of the Exchange Act, pursuant to Rule 16b-3(e) thereunder, by resolution of the board of directors of the Issuer prior to such disposition. F6 · kind: Reflects exercise by the reporting person of private placement warrants previously reported as held directly by Live Oak Sponsor Partners II, LLC and beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F7 · balance_after: In addition to shares acquired or deemed acquired upon the cashless exercise of private placement warrants reported on this form, the reported number of shares includes (i) 12,750 shares previously reported as held directly by Live Oak GaN Partners LLC (of which the reporting person is a managing member) and beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein; and (ii) 10,463 previously reported shares underlying restricted stock units that vest in full on 10/19/2022. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionClass A Common Stock | 124,405 | $11.50 | $1,430,657.50 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 11 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. F6 · kind: Reflects exercise by the reporting person of private placement warrants previously reported as held directly by Live Oak Sponsor Partners II, LLC and beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · balance_after: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F7 · balance_after: In addition to shares acquired or deemed acquired upon the cashless exercise of private placement warrants reported on this form, the reported number of shares includes (i) 12,750 shares previously reported as held directly by Live Oak GaN Partners LLC (of which the reporting person is a managing member) and beneficially owned indirectly by the reporting person by virtue of his pecuniary interest therein; and (ii) 10,463 previously reported shares underlying restricted stock units that vest in full on 10/19/2022. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Tax withholdingClass A Common Stock | 7,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 10 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Individual retirement account Disclosed balance after: 2,610 F4 · kind: The number of net shares issuable, and thus the number of shares deemed "disposed of" upon cashless exercise of the warrants, was determined by the Issuer pursuant to Sections 3.3.1 and 6.2 of the Warrant Agreement. Accordingly, on 2/22/2022, the Issuer announced that warrant holders who exercise warrants on a cashless basis prior to the Redemption Date would receive 0.261 shares of common stock per warrant exercised (rounded down to the nearest whole share). See the Issuer's current reports on Form 8-K, filed with the SEC on 2/4/2022 and 2/22/2022. The related disposition of shares, in addition to being provided for in the Warrant Agreement, was exempted from Section 16(b) of the Exchange Act, pursuant to Rule 16b-3(e) thereunder, by resolution of the board of directors of the Issuer prior to such disposition. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionClass A Common Stock | 10,000 | $11.50 | $115,000.00 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 9 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Individual retirement account Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · balance_after: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Tax withholdingClass A Common Stock | 7,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 8 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust D Disclosed balance after: 2,610 F4 · kind: The number of net shares issuable, and thus the number of shares deemed "disposed of" upon cashless exercise of the warrants, was determined by the Issuer pursuant to Sections 3.3.1 and 6.2 of the Warrant Agreement. Accordingly, on 2/22/2022, the Issuer announced that warrant holders who exercise warrants on a cashless basis prior to the Redemption Date would receive 0.261 shares of common stock per warrant exercised (rounded down to the nearest whole share). See the Issuer's current reports on Form 8-K, filed with the SEC on 2/4/2022 and 2/22/2022. The related disposition of shares, in addition to being provided for in the Warrant Agreement, was exempted from Section 16(b) of the Exchange Act, pursuant to Rule 16b-3(e) thereunder, by resolution of the board of directors of the Issuer prior to such disposition. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F5 · ownership.nature: In trust for the benefit of the reporting person. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionClass A Common Stock | 10,000 | $11.50 | $115,000.00 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 7 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust D Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · balance_after: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F5 · ownership.nature: In trust for the benefit of the reporting person. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Tax withholdingClass A Common Stock | 7,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 6 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust C Disclosed balance after: 2,610 F4 · kind: The number of net shares issuable, and thus the number of shares deemed "disposed of" upon cashless exercise of the warrants, was determined by the Issuer pursuant to Sections 3.3.1 and 6.2 of the Warrant Agreement. Accordingly, on 2/22/2022, the Issuer announced that warrant holders who exercise warrants on a cashless basis prior to the Redemption Date would receive 0.261 shares of common stock per warrant exercised (rounded down to the nearest whole share). See the Issuer's current reports on Form 8-K, filed with the SEC on 2/4/2022 and 2/22/2022. The related disposition of shares, in addition to being provided for in the Warrant Agreement, was exempted from Section 16(b) of the Exchange Act, pursuant to Rule 16b-3(e) thereunder, by resolution of the board of directors of the Issuer prior to such disposition. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F3 · ownership.nature: In separate trusts for the benefit of the reporting person's immediate family members. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionClass A Common Stock | 10,000 | $11.50 | $115,000.00 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 5 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust C Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · balance_after: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F3 · ownership.nature: In separate trusts for the benefit of the reporting person's immediate family members. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Tax withholdingClass A Common Stock | 7,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 4 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust B Disclosed balance after: 2,610 F4 · kind: The number of net shares issuable, and thus the number of shares deemed "disposed of" upon cashless exercise of the warrants, was determined by the Issuer pursuant to Sections 3.3.1 and 6.2 of the Warrant Agreement. Accordingly, on 2/22/2022, the Issuer announced that warrant holders who exercise warrants on a cashless basis prior to the Redemption Date would receive 0.261 shares of common stock per warrant exercised (rounded down to the nearest whole share). See the Issuer's current reports on Form 8-K, filed with the SEC on 2/4/2022 and 2/22/2022. The related disposition of shares, in addition to being provided for in the Warrant Agreement, was exempted from Section 16(b) of the Exchange Act, pursuant to Rule 16b-3(e) thereunder, by resolution of the board of directors of the Issuer prior to such disposition. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F3 · ownership.nature: In separate trusts for the benefit of the reporting person's immediate family members. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionClass A Common Stock | 10,000 | $11.50 | $115,000.00 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 3 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust B Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · balance_after: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F3 · ownership.nature: In separate trusts for the benefit of the reporting person's immediate family members. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Tax withholdingClass A Common Stock | 7,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 2 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust A Disclosed balance after: 2,610 F4 · kind: The number of net shares issuable, and thus the number of shares deemed "disposed of" upon cashless exercise of the warrants, was determined by the Issuer pursuant to Sections 3.3.1 and 6.2 of the Warrant Agreement. Accordingly, on 2/22/2022, the Issuer announced that warrant holders who exercise warrants on a cashless basis prior to the Redemption Date would receive 0.261 shares of common stock per warrant exercised (rounded down to the nearest whole share). See the Issuer's current reports on Form 8-K, filed with the SEC on 2/4/2022 and 2/22/2022. The related disposition of shares, in addition to being provided for in the Warrant Agreement, was exempted from Section 16(b) of the Exchange Act, pursuant to Rule 16b-3(e) thereunder, by resolution of the board of directors of the Issuer prior to such disposition. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F3 · ownership.nature: In separate trusts for the benefit of the reporting person's immediate family members. Read SEC document |
| March 03, 2022 Filed Jan 5, 2023 01:43 UTC | Navitas Semiconductor Corp NVTS · Entity 4266 | Exercise / conversionClass A Common Stock | 10,000 | $11.50 | $115,000.00 |
DisclosureSEC source: 0001821769-23-000004 · wf-form4_167288296867395.xml · nonDerivative · entry 1 Wunderlich Gary Kent JR · CIK 0001709974 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Trust A Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects cashless exercise of warrants in connection with the Issuer's redemption of all outstanding and unexercised public and private placement warrants at 5:00 pm New York City time on 3/7/2022 (the "Redemption Date") for a redemption price of $0.10 per warrant, in accordance with the Warrant Agreement dated 12/2/2020 between the Issuer (fka Live Oak Acquisition Corp. II) and Continental Stock Transfer & Trust Company (the "Warrant Agreement"). Pursuant to the Warrant Agreement, each warrant was exercisable, before the Redemption Date only, for one share of common stock for $11.50 per share in cash or on a cashless basis. In accordance with SEC requirements, the cashless exercise is reported on two rows of Table I: the row that includes this note 1, which sets forth the gross number of shares subject to the warrant, and the subsequent row that includes note 4, which reflects the number of shares deemed surrendered in lieu of payment of the exercise price. See also notes 2 and 4. F2 · shares: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · price: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F2 · balance_after: Since shares were acquired on a net basis, this entry is provided only to satisfy the requirements of Form 4 (except, if note 7 also applies, to the extent figure reflects previously reported shares described in note 7). As applicable based on the figure to which this note 2 pertains, (i) number of shares shown as "acquired" reflects gross number of shares subject to warrant upon exercise; (ii) number of shares shown as "disposed of" equals the difference between the gross number of shares subject to the warrant and the net number issuable under the terms of the Warrant Agreement, as explained in note 4. For more information, see the Warrant Agreement filed as Exhibit 4.1 to the Issuer's current report on Form 8-K, filed with the SEC on 12/8/2020. F3 · ownership.nature: In separate trusts for the benefit of the reporting person's immediate family members. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.