Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HAIN CELESTIAL GROUP INCHAIN · Entity 7055 | EVP & Chief Strategy Officer | January 24, 2019 | January 28, 2019 |
| Tilray Brands, Inc.TLRY · Entity 5319 | Chief Strategy Officer | August 26, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HAIN CELESTIAL GROUP INC
Report date January 24, 2019 · Filed January 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 88,767 |
Reported balance
After 2019-01-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-01-24 · Grant · Acquired 88,767 · Balance 88,767 F1: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of common stock of The Hain Celestial Group, Inc. (the "Company"). F2: These PSUs, awarded as part of the Company's 2019-2021 long-term incentive plan ("LTIP"), are subject to both performance and time vesting requirements, and the terms of these PSUs are generally consistent with the award agreement filed as Exhibit A to Exhibit 10.1 to the Company's Form 8-K filed on October 29, 2018. It is not expected that the officer will receive additional PSU awards during the performance period in connection with the LTIP. The number of PSUs reported represents the target number of PSUs awarded on the grant date. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the Company's annual total shareholder return over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of common stock of The Hain Celestial Group, Inc. (the "Company").
F2: These PSUs, awarded as part of the Company's 2019-2021 long-term incentive plan ("LTIP"), are subject to both performance and time vesting requirements, and the terms of these PSUs are generally consistent with the award agreement filed as Exhibit A to Exhibit 10.1 to the Company's Form 8-K filed on October 29, 2018. It is not expected that the officer will receive additional PSU awards during the performance period in connection with the LTIP. The number of PSUs reported represents the target number of PSUs awarded on the grant date. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the Company's annual total shareholder return over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021.
Tilray Brands, Inc.
Report date August 26, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 225,047 |
Last balance in matching sequence
After 2026-08-26 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2026-08-26 · Exercise / conversion · Acquired 58,204 · Balance 199,489 F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Row 2 · 2026-08-26 · Tax withholding · Disposed 30,849 · Balance 168,640 F3: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards. F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Row 3 · 2026-08-26 · Exercise / conversion · Acquired 120,017 · Balance 288,657 F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Row 4 · 2026-08-26 · Tax withholding · Disposed 63,610 · Balance 225,047 F3: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards. F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-26 · Exercise / conversion · Disposed 58,204 · Balance 0 F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F4: The reporting person was granted 62,720 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-26 · Exercise / conversion · Disposed 120,017 · Balance 0 F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F5: The reporting person was granted 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. Each PSU converts into one share of Issuer's common stock and the reporting person received the remainder cash value thereof in lieu of the delivery of stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock.
F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs").
F3: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards.
F4: The reporting person was granted 62,720 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award.
F5: The reporting person was granted 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. Each PSU converts into one share of Issuer's common stock and the reporting person received the remainder cash value thereof in lieu of the delivery of stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Whole Earth Brands, Inc.
Report date August 05, 2024 · Filed August 05, 2024
Section 16 reporting ended · disclosed 2024-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-08-05 transaction · row 1
1 source rowRow 1 · 2024-08-05 · Disposition to issuer · Disposed 43,627 · Balance 0 F1: On August 5, 2024, the parties to the agreement of merger, dated February 12, 2024 (the "Merger Agreement"), by and among Whole Earth Brands, Inc. (the "Company"), Ozark Holdings, LLC ("Parent") and Sweek Oak Merger Sub, LLC ("Merger Sub"), completed the transactions contemplated thereby, pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Parent. F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock ("Common Stock") outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive cash in an amount equal to $4.875 per share, without interest, and subject to any applicable withholding taxes. F3: Includes 15,971 shares of Common Stock subject to a restricted stock award. Pursuant to the Merger Agreement, at the Effective Time, each share of Common Stock subject to a restricted stock award became immediately fully vested (and subject to any applicable tax withholding on such acceleration) and treated as a share of Common Stock issued and outstanding immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 5, 2024, the parties to the agreement of merger, dated February 12, 2024 (the "Merger Agreement"), by and among Whole Earth Brands, Inc. (the "Company"), Ozark Holdings, LLC ("Parent") and Sweek Oak Merger Sub, LLC ("Merger Sub"), completed the transactions contemplated thereby, pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Parent.
F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock ("Common Stock") outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive cash in an amount equal to $4.875 per share, without interest, and subject to any applicable withholding taxes.
F3: Includes 15,971 shares of Common Stock subject to a restricted stock award. Pursuant to the Merger Agreement, at the Effective Time, each share of Common Stock subject to a restricted stock award became immediately fully vested (and subject to any applicable tax withholding on such acceleration) and treated as a share of Common Stock issued and outstanding immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 26, 2026 Filed Aug 27, 2026 23:59 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 120,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-26-005775 · ownership.xml · derivative · entry 6 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,017 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F5 · derivative.exercise_date: The reporting person was granted 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. Each PSU converts into one share of Issuer's common stock and the reporting person received the remainder cash value thereof in lieu of the delivery of stock. F5 · derivative.expiration_date: The reporting person was granted 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. Each PSU converts into one share of Issuer's common stock and the reporting person received the remainder cash value thereof in lieu of the delivery of stock. Read SEC document |
| August 26, 2026 Filed Aug 27, 2026 23:59 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionPerformance Based Restricted Stock Units · Derivative | 58,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-26-005775 · ownership.xml · derivative · entry 5 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 58,204 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: The reporting person was granted 62,720 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. F4 · derivative.expiration_date: The reporting person was granted 62,720 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. Read SEC document |
| August 26, 2026 Filed Aug 27, 2026 23:59 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock | 63,610 | $4.88 | $310,416.80 |
DisclosureSEC source: 0001171843-26-005775 · ownership.xml · nonDerivative · entry 4 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,047 F3 · shares: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards. F2 · balance_after: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Read SEC document |
| August 26, 2026 Filed Aug 27, 2026 23:59 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock | 120,017 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-26-005775 · ownership.xml · nonDerivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F2 · balance_after: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Read SEC document |
| August 26, 2026 Filed Aug 27, 2026 23:59 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock | 30,849 | $4.88 | $150,543.12 |
DisclosureSEC source: 0001171843-26-005775 · ownership.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,640 F3 · shares: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards. F2 · balance_after: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Read SEC document |
| August 26, 2026 Filed Aug 27, 2026 23:59 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock | 58,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-26-005775 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F2 · balance_after: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Read SEC document |
| August 03, 2026 Filed Aug 4, 2026 14:58 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | PurchaseCommon Stock | 2,500 | $4.78 | $11,950.00 |
DisclosureSEC source: 0001171843-26-005173 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 141,285 F1 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Read SEC document |
| July 30, 2026 Filed Jul 31, 2026 21:52 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 26,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-26-005125 · ownership.xml · derivative · entry 7 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,120 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F6 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, the 2024 LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 26, 2025, and July 26, 2026, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary resignation by the reporting person prior to the vesting date, all RSUs will be forfeited. F6 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, the 2024 LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 26, 2025, and July 26, 2026, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary resignation by the reporting person prior to the vesting date, all RSUs will be forfeited. Read SEC document |
| July 30, 2026 Filed Jul 31, 2026 21:52 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock | 13,844 | $4.20 | $58,144.80 |
DisclosureSEC source: 0001171843-26-005125 · ownership.xml · nonDerivative · entry 4 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 138,785 F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested restricted stock unites ("RSUs"). Read SEC document |
| July 30, 2026 Filed Jul 31, 2026 21:52 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock | 26,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-26-005125 · ownership.xml · nonDerivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested restricted stock unites ("RSUs"). Read SEC document |
| July 29, 2026 Filed Jul 31, 2026 21:52 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 281,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-26-005125 · ownership.xml · derivative · entry 6 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,901 Underlying: Common Stock · 281,901 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F5 · derivative.exercise_date: Subject to the reporting person's continued employment through the vesting date, the RSUs shall vest as follows: 50% on the 1-year anniversary of grant date, July 29, 2027 and the remaining 50% on the 2-year anniversary, July 29, 2028. F5 · derivative.expiration_date: Subject to the reporting person's continued employment through the vesting date, the RSUs shall vest as follows: 50% on the 1-year anniversary of grant date, July 29, 2027 and the remaining 50% on the 2-year anniversary, July 29, 2028. Read SEC document |
| July 29, 2026 Filed Jul 31, 2026 21:52 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 93,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-26-005125 · ownership.xml · derivative · entry 5 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,685 Underlying: Common Stock · 93,685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, the LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 29, 2026, and July 29, 2027, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. F4 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, the LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 29, 2026, and July 29, 2027, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. Read SEC document |
| July 29, 2026 Filed Jul 31, 2026 21:52 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock | 49,654 | $3.99 | $198,119.46 |
DisclosureSEC source: 0001171843-26-005125 · ownership.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 126,509 F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested restricted stock unites ("RSUs"). Read SEC document |
| July 29, 2026 Filed Jul 31, 2026 21:52 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock | 93,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-26-005125 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested restricted stock unites ("RSUs"). F3 · balance_after: Effective December 2, 2025, Tilray implemented a 1-for-10 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. All RSUs and listed securities amounts have been adjusted to reflect the Reverse Stock Split. Read SEC document |
| July 31, 2025 Filed Aug 4, 2025 20:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionPerformance-Based Restricted Stock Units ("2022 PSUs") · Derivative | 46,964 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-25-004990 · ownership.xml · derivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 93,928 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.expiration_date: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. Read SEC document |
| July 31, 2025 Filed Aug 4, 2025 20:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock | 49,782 | $0.58 | $28,873.56 |
DisclosureSEC source: 0001171843-25-004990 · ownership.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 824,782 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 46,964 of 2022 PSUs previously granted on June 26, 2022. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs. Read SEC document |
| July 31, 2025 Filed Aug 4, 2025 20:05 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock | 93,928 | $0.58 | $54,478.24 |
DisclosureSEC source: 0001171843-25-004990 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 874,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the aggregate EBITDA generated from the HEXO transaction. The underlying performance condition was satisfied, and 46,964 units vested on July 31, 2025. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs. Read SEC document |
| July 30, 2025 Filed Jul 31, 2025 22:26 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 261,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-25-004936 · ownership.xml · derivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 261,194 Underlying: Common Stock · 261,194 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.expiration_date: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. Read SEC document |
| July 30, 2025 Filed Jul 31, 2025 22:26 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock | 138,433 | $0.61 | $84,444.13 |
DisclosureSEC source: 0001171843-25-004936 · ownership.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 780,636 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 261,194 2024 RSUs previously granted on July 30, 2024. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs. Read SEC document |
| July 30, 2025 Filed Jul 31, 2025 22:26 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock | 261,194 | $0.61 | $159,328.34 |
DisclosureSEC source: 0001171843-25-004936 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 919,069 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 30, 2024, the reporting person was granted 522,388 of 2024 RSUs, and 261,194 RSUs vested on July 30, 2025. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs. Read SEC document |
| July 29, 2025 Filed Jul 31, 2025 22:26 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 1,873,707 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-25-004936 · ownership.xml · derivative · entry 4 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,873,707 Underlying: Common Stock · 1,873,707 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Common Stock. Grant date is based on close of trading on July 29, 2025. F6 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, the LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 29, 2026, and July 29, 2027, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. F6 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, the LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 29, 2026, and July 29, 2027, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 21:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Disposition to issuerRestricted Stock Units ("LTIP RSUs") · Derivative | 249,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-25-003682 · ownership.xml · derivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 249,353 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F5 · balance_after: Amount represents the total amount of unvested RSUs. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 21:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock (RSUs) | 127,171 | $0.41 | $52,140.11 |
DisclosureSEC source: 0001171843-25-003682 · ownership.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 657,875 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 249,353 LTIP RSUs previously granted on July 26, 2023. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs. Read SEC document |
| June 02, 2025 Filed Jun 4, 2025 21:00 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock (RSUs) | 249,353 | $0.41 | $102,234.73 |
DisclosureSEC source: 0001171843-25-003682 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 785,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 2, 2025, a total of 249,353 LTIP RSUs vested. Each LTIP RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs. Read SEC document |
| August 05, 2024 Filed Aug 5, 2024 18:23 UTC | Whole Earth Brands, Inc. FREE · Entity 88485 | Disposition to issuerCommon Stock | 43,627 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-24-035702 · form4.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: On August 5, 2024, the parties to the agreement of merger, dated February 12, 2024 (the "Merger Agreement"), by and among Whole Earth Brands, Inc. (the "Company"), Ozark Holdings, LLC ("Parent") and Sweek Oak Merger Sub, LLC ("Merger Sub"), completed the transactions contemplated thereby, pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Parent. F2 · price: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock ("Common Stock") outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive cash in an amount equal to $4.875 per share, without interest, and subject to any applicable withholding taxes. F3 · price: Includes 15,971 shares of Common Stock subject to a restricted stock award. Pursuant to the Merger Agreement, at the Effective Time, each share of Common Stock subject to a restricted stock award became immediately fully vested (and subject to any applicable tax withholding on such acceleration) and treated as a share of Common Stock issued and outstanding immediately prior to the Effective Time. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 20:06 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionPerformance-Based Restricted Stock Units ("2022 PSUs") · Derivative | 93,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-24-004400 · ownership.xml · derivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 93,926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.expiration_date: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 20:06 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock | 47,950 | $2.03 | $97,338.50 |
DisclosureSEC source: 0001171843-24-004400 · ownership.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 535,693 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 93,926 of 2022 PSUs previously granted on June 26, 2022. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs. Read SEC document |
| July 31, 2024 Filed Aug 2, 2024 20:06 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock | 93,926 | $2.03 | $190,669.78 |
DisclosureSEC source: 0001171843-24-004400 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 583,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the aggregate EBITDA generated from the HEXO transaction. The underlying performance condition was satisfied, and 93,926 units vested on July 31, 2024. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs. Read SEC document |
| July 30, 2024 Filed Jul 30, 2024 22:33 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 522,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-24-004252 · ownership.xml · derivative · entry 4 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 522,388 Underlying: Common Stock · 522,388 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Common Stock. Grant date is based on close of trading on July 30, 2024. F6 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, the 2024 LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 26, 2025, and July 26, 2026, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary resignation by the reporting person prior to the vesting date, all RSUs will be forfeited. F6 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, the 2024 LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 26, 2025, and July 26, 2026, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary resignation by the reporting person prior to the vesting date, all RSUs will be forfeited. Read SEC document |
| July 26, 2024 Filed Jul 30, 2024 22:33 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionPerformance-Based Restricted Stock Units ("2021 PSUs") · Derivative | 12,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-24-004252 · ownership.xml · derivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.expiration_date: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. Read SEC document |
| July 26, 2024 Filed Jul 30, 2024 22:33 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock | 6,212 | $1.83 | $11,367.96 |
DisclosureSEC source: 0001171843-24-004252 · ownership.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 489,717 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 12,166 2021 PSUs previously granted on June 26, 2021. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs or PSUs. Read SEC document |
| July 26, 2024 Filed Jul 30, 2024 22:33 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock | 12,166 | $1.83 | $22,263.78 |
DisclosureSEC source: 0001171843-24-004252 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 495,929 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 26, 2021, the reporting person was granted 48,662 of 2021 PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 25% of these 2021 PSUs vested (12,166) on July 26, 2024. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs or PSUs. Read SEC document |
| June 03, 2024 Filed Jun 3, 2024 22:35 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock (RSUs) | 198,670 | $1.80 | $357,606.00 |
DisclosureSEC source: 0001171843-24-003247 · ownership.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 483,763 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 389,164 LTIP RSUs previously granted on July 26, 2021, July 26, 2022, and July 26, 2023. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs. Read SEC document |
| June 03, 2024 Filed Jun 3, 2024 22:35 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock (RSUs) | 389,164 | $1.80 | $700,495.20 |
DisclosureSEC source: 0001171843-24-003247 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 682,433 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 1, 2024, a total of 389,164 LTIP RSUs vested. Each LTIP RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs. Read SEC document |
| June 01, 2024 Filed Jun 3, 2024 22:35 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Disposition to issuerRestricted Stock Units ("2023 LTIP RSUs") · Derivative | 249,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-24-003247 · ownership.xml · derivative · entry 5 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249,353 Underlying: Common Stock · 249,352 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F5 · balance_after: Amount represents the total amount of unvested RSUs. Read SEC document |
| June 01, 2024 Filed Jun 3, 2024 22:35 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Disposition to issuerRestricted Stock Units ("2022 LTIP RSUs") · Derivative | 123,588 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-24-003247 · ownership.xml · derivative · entry 4 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 123,588 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F5 · balance_after: Amount represents the total amount of unvested RSUs. Read SEC document |
| June 01, 2024 Filed Jun 3, 2024 22:35 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Disposition to issuerRestricted Stock Units ("2021 LTIP RSUs") · Derivative | 16,224 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-24-003247 · ownership.xml · derivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,166 Underlying: Common Stock · 16,224 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F5 · balance_after: Amount represents the total amount of unvested RSUs. Read SEC document |
| January 17, 2024 Filed Jan 18, 2024 13:32 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | PurchaseCommon Stock | 10,000 | $2.05 | $20,500.00 |
DisclosureSEC source: 0001171843-24-000291 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 293,269 F1 · shares: On January 17, 2024, the reporting person purchased 10,000 shares of common stock of Tilray Brands, Inc. on the open market at a per share price of $2.05. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs or PSUs. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:30 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionPerformance-Based Restricted Stock Units ("2022 PSUs") · Derivative | 93,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-23-004903 · ownership.xml · derivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,927 Underlying: Common Stock · 93,926 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each 2022 PSU represents a contingent right to receive up to two (2) shares of Tilray Common Stock depending upon the target level achieved with respect to the pre-established performance parameters relating to the HEXO transaction. F4 · derivative.exercise_date: Each 2022 PSU represents a contingent right to receive up to two (2) shares of Tilray Common Stock depending upon the target level achieved with respect to the pre-established performance parameters relating to the HEXO transaction. F4 · derivative.expiration_date: Each 2022 PSU represents a contingent right to receive up to two (2) shares of Tilray Common Stock depending upon the target level achieved with respect to the pre-established performance parameters relating to the HEXO transaction. F4 · balance_after: Each 2022 PSU represents a contingent right to receive up to two (2) shares of Tilray Common Stock depending upon the target level achieved with respect to the pre-established performance parameters relating to the HEXO transaction. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:30 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock | 95,899 | $2.53 | $242,624.47 |
DisclosureSEC source: 0001171843-23-004903 · ownership.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,269 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligations associated with the vesting of 187,852 previously granted on July 26, 2022. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs. Read SEC document |
| July 31, 2023 Filed Aug 2, 2023 20:30 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock | 187,852 | $2.53 | $475,265.56 |
DisclosureSEC source: 0001171843-23-004903 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 379,168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs, with vesting subject to the achievement of certain pre-established performance targets for aggregate EBITDA generated from the HEXO transaction over the one (1) year performance period following the HEXO closing date. The underlying performance condition was satisfied, and an amount equal to 50% of these 2022 PSUs vested on July 31, 2023. The remaining 2022 PSUs will vest as follows - 25% will vest on July 31, 2024, and 25% will vest on July 31, 2025, in each case subject to continued employment through the applicable vesting date. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 20:42 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 498,705 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-23-004788 · ownership.xml · derivative · entry 8 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 498,705 Underlying: Common Stock · 498,705 shares Expires not disclosed F9 · derivative.exercise_price: Each restricted stock unit ("LTIP RSU") represents a contingent right to receive one (1) share of Common Stock. Grant was effective as of close of trading on July 26, 2023. F10 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, the LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 26, 2024, and July 26, 2025, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all LTIP RSUs will be forfeited. F10 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, the LTIP RSUs shall vest in two (2) equal annual installments, commencing on July 26, 2024, and July 26, 2025, except in the case of the reporting person's earlier voluntary resignation, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all LTIP RSUs will be forfeited. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 20:42 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantPerformance-Based Restricted Stock Units · Derivative | 627,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-23-004788 · ownership.xml · derivative · entry 7 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 627,197 Underlying: Common Stock · 627,197 shares Expires not disclosed F7 · derivative.exercise_price: Each performance-based restricted stock unit ("2023 EBITDA PSU") represents a contingent right to receive one (1) share of Tilray Common Stock. Grant was effective as of close of trading on July 26, 2023. F8 · derivative.exercise_date: On July 26, 2023, the reporting person was granted 627,197 2023 EBITDA PSUs. Subject to the reporting person's continuous employment through the vesting date, each 2023 EBITDA PSU represents the right to receive, following vesting, one (1) share of Tilray Common Stock. The 2023 EBITDA PSUs will vest based on the achievement of a cumulative performance target for Adjusted EBITDA generated by Tilray over the 3-year performance period beginning June 1, 2023, and ending May 31, 2026. F8 · derivative.expiration_date: On July 26, 2023, the reporting person was granted 627,197 2023 EBITDA PSUs. Subject to the reporting person's continuous employment through the vesting date, each 2023 EBITDA PSU represents the right to receive, following vesting, one (1) share of Tilray Common Stock. The 2023 EBITDA PSUs will vest based on the achievement of a cumulative performance target for Adjusted EBITDA generated by Tilray over the 3-year performance period beginning June 1, 2023, and ending May 31, 2026. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 20:42 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units ("2021 LTIP RSUs") · Derivative | 13,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-23-004788 · ownership.xml · derivative · entry 6 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F6 · derivative.exercise_date: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F6 · derivative.expiration_date: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 20:42 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionPerformance-Based Restricted Stock Units ("Synergy PSUs") · Derivative | 12,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-23-004788 · ownership.xml · derivative · entry 5 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,166 Underlying: Common Stock · 12,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F6 · derivative.exercise_date: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. F6 · derivative.expiration_date: Each unit represents a contingent right to receive one (1) share of Tilray Common Stock. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 20:42 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock | 6,813 | $1.93 | $13,149.09 |
DisclosureSEC source: 0001171843-23-004788 · ownership.xml · nonDerivative · entry 4 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,316 F5 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 13,343 LTIP RSUs previously granted on June 26, 2021. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs or PSUs. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 20:42 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock | 13,344 | $1.93 | $25,753.92 |
DisclosureSEC source: 0001171843-23-004788 · ownership.xml · nonDerivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On July 26, 2021, the reporting person was granted 26,687 of 2021 LTIP RSUs. The underlying vesting conditions were satisfied, and an amount equal to the remaining 13,343 vested on July 26, 2023. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs or PSUs. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 20:42 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock | 6,212 | $1.93 | $11,989.16 |
DisclosureSEC source: 0001171843-23-004788 · ownership.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,785 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 12,166 Synergy PSUs previously granted on June 26, 2021. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs or PSUs. Read SEC document |
| July 26, 2023 Filed Jul 28, 2023 20:42 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock | 12,166 | $1.93 | $23,480.38 |
DisclosureSEC source: 0001171843-23-004788 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 25% of these Synergy PSUs vested (12,166) on July 26, 2023. The remaining 25% of the Synergy PSUs will vest on July 26, 2024, subject to continued employment through the applicable vesting date. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs or PSUs. Read SEC document |
| July 15, 2023 Filed Jul 18, 2023 20:32 UTC | Whole Earth Brands, Inc. FREE · Entity 88485 | GrantCommon Stock | 15,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-082031 · tm2321534-2_4seq1.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,627 F1 · shares: Except in the case of the reporting person's earlier involuntary termination, death, or disability, or upon an earlier change of control of the issuer, the restricted common stock shall vest in full at the close of business on July 15, 2025 (the two-year anniversary of the grant date). In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock will be forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.