Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HAIN CELESTIAL GROUP INCHAIN · Entity 7055 | EVP & Chief Strategy Officer | January 24, 2019 | January 28, 2019 |
| Tilray Brands, Inc.TLRY · Entity 5319 | Chief Strategy Officer | August 26, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HAIN CELESTIAL GROUP INC
Report date January 24, 2019 · Filed January 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 88,767 |
Reported balance
After 2019-01-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-01-24 · Grant · Acquired 88,767 · Balance 88,767 F1: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of common stock of The Hain Celestial Group, Inc. (the "Company"). F2: These PSUs, awarded as part of the Company's 2019-2021 long-term incentive plan ("LTIP"), are subject to both performance and time vesting requirements, and the terms of these PSUs are generally consistent with the award agreement filed as Exhibit A to Exhibit 10.1 to the Company's Form 8-K filed on October 29, 2018. It is not expected that the officer will receive additional PSU awards during the performance period in connection with the LTIP. The number of PSUs reported represents the target number of PSUs awarded on the grant date. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the Company's annual total shareholder return over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of common stock of The Hain Celestial Group, Inc. (the "Company").
F2: These PSUs, awarded as part of the Company's 2019-2021 long-term incentive plan ("LTIP"), are subject to both performance and time vesting requirements, and the terms of these PSUs are generally consistent with the award agreement filed as Exhibit A to Exhibit 10.1 to the Company's Form 8-K filed on October 29, 2018. It is not expected that the officer will receive additional PSU awards during the performance period in connection with the LTIP. The number of PSUs reported represents the target number of PSUs awarded on the grant date. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the Company's annual total shareholder return over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021.
Tilray Brands, Inc.
Report date August 26, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 225,047 |
Last balance in matching sequence
After 2026-08-26 transaction · row 4
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
4 source rowsRow 1 · 2026-08-26 · Exercise / conversion · Acquired 58,204 · Balance 199,489 F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Row 2 · 2026-08-26 · Tax withholding · Disposed 30,849 · Balance 168,640 F3: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards. F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Row 3 · 2026-08-26 · Exercise / conversion · Acquired 120,017 · Balance 288,657 F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). Row 4 · 2026-08-26 · Tax withholding · Disposed 63,610 · Balance 225,047 F3: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards. F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs"). |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-08-26 · Exercise / conversion · Disposed 58,204 · Balance 0 F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F4: The reporting person was granted 62,720 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-08-26 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-26 · Exercise / conversion · Disposed 120,017 · Balance 0 F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock. F5: The reporting person was granted 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. Each PSU converts into one share of Issuer's common stock and the reporting person received the remainder cash value thereof in lieu of the delivery of stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance based restricted stock unit (the "2023 EBITDA PSU") represents the right to receive one (1) share of Tilray Common Stock.
F2: Amount includes shares of common stock beneficially owned by the reporting person but excludes other unvested restricted stock units ("RSUs").
F3: The shares disposed were withheld by the Company to satisfy the applicable tax withholding obligation on vesting of the PSU Awards.
F4: The reporting person was granted 62,720 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award.
F5: The reporting person was granted 2023 EBITDA PSUs on July 26, 2023. The Compensation Committee has certified the achievement at 96.4% of the cumulative performance target for the 3-year performance period beginning June 1, 2023, and ending May 31, 2026, resulting in 92.8% payout of each 2023 EBITDA PSU award. Each PSU converts into one share of Issuer's common stock and the reporting person received the remainder cash value thereof in lieu of the delivery of stock.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Whole Earth Brands, Inc.
Report date August 05, 2024 · Filed August 05, 2024
Section 16 reporting ended · disclosed 2024-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-08-05 transaction · row 1
1 source rowRow 1 · 2024-08-05 · Disposition to issuer · Disposed 43,627 · Balance 0 F1: On August 5, 2024, the parties to the agreement of merger, dated February 12, 2024 (the "Merger Agreement"), by and among Whole Earth Brands, Inc. (the "Company"), Ozark Holdings, LLC ("Parent") and Sweek Oak Merger Sub, LLC ("Merger Sub"), completed the transactions contemplated thereby, pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Parent. F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock ("Common Stock") outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive cash in an amount equal to $4.875 per share, without interest, and subject to any applicable withholding taxes. F3: Includes 15,971 shares of Common Stock subject to a restricted stock award. Pursuant to the Merger Agreement, at the Effective Time, each share of Common Stock subject to a restricted stock award became immediately fully vested (and subject to any applicable tax withholding on such acceleration) and treated as a share of Common Stock issued and outstanding immediately prior to the Effective Time. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 5, 2024, the parties to the agreement of merger, dated February 12, 2024 (the "Merger Agreement"), by and among Whole Earth Brands, Inc. (the "Company"), Ozark Holdings, LLC ("Parent") and Sweek Oak Merger Sub, LLC ("Merger Sub"), completed the transactions contemplated thereby, pursuant to which Merger Sub merged with and into the Company (the "Merger"), with the Company surviving the Merger as a wholly-owned subsidiary of Parent.
F2: Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each share of the Company's common stock ("Common Stock") outstanding immediately prior to the Effective Time was cancelled and automatically converted into the right to receive cash in an amount equal to $4.875 per share, without interest, and subject to any applicable withholding taxes.
F3: Includes 15,971 shares of Common Stock subject to a restricted stock award. Pursuant to the Merger Agreement, at the Effective Time, each share of Common Stock subject to a restricted stock award became immediately fully vested (and subject to any applicable tax withholding on such acceleration) and treated as a share of Common Stock issued and outstanding immediately prior to the Effective Time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2023 Filed Jun 5, 2023 20:35 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Disposition to issuerRestricted Stock Units ("2022 LTIP RSUs") · Derivative | 123,587 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-23-003768 · ownership.xml · derivative · entry 4 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,588 Underlying: Common Stock · 123,587 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F5 · balance_after: Amount represents the total amount of unvested RSUs. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:35 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Disposition to issuerRestricted Stock Units ("2021 LTIP RSUs") · Derivative | 16,219 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-23-003768 · ownership.xml · derivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,224 Underlying: Common Stock · 16,219 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.exercise_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F4 · derivative.expiration_date: Each RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F5 · balance_after: Amount represents the total amount of unvested RSUs. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:35 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingCommon Stock (RSUs) | 71,372 | $1.70 | $121,332.40 |
DisclosureSEC source: 0001171843-23-003768 · ownership.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178,831 F3 · shares: Represents shares withheld by the Company to satisfy the tax withholding obligation associated with the vesting of 139,806 LTIP RSUs previously granted on July 26, 2021 and July 26, 2022. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 20:35 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionCommon Stock (RSUs) | 139,806 | $1.70 | $237,670.20 |
DisclosureSEC source: 0001171843-23-003768 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On June 1, 2023, a total of 139,806 LTIP RSUs vested. Each LTIP RSU represents a contingent right to receive one (1) share of Tilray Common Stock. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:17 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantPerformance-Based Restricted Stock Units ("2022 PSUs") · Derivative | 187,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-005148 · ownership.xml · derivative · entry 8 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,853 Underlying: Class 2 Common Stock · 187,853 shares Expires not disclosed F8 · derivative.exercise_price: Each Synergy PSU or 2022 PSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock. F11 · derivative.exercise_date: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs. Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each 2022 PSU represents the right to receive, following vesting, one (1) share of Tilray Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the 2022 PSUs is contingent upon the achievement of pre-established performance targets for aggregate EBITDA generated from the HEXO transaction over the one (1) year performance period following the HEXO closing date. F11 · derivative.expiration_date: On July 26, 2022, the reporting person was granted 187,853 of 2022 PSUs. Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each 2022 PSU represents the right to receive, following vesting, one (1) share of Tilray Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the 2022 PSUs is contingent upon the achievement of pre-established performance targets for aggregate EBITDA generated from the HEXO transaction over the one (1) year performance period following the HEXO closing date. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:17 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units ("2022 LTIP RSUs") · Derivative | 247,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-005148 · ownership.xml · derivative · entry 7 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,175 Underlying: Class 2 Common Stock · 247,175 shares Expires not disclosed F7 · derivative.exercise_price: Each 2021 LTIP RSU or 2022 LTIP RSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock. F9 · derivative.exercise_date: On July 26, 2022, the reporting person was granted 247,175 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date. F9 · derivative.expiration_date: On July 26, 2022, the reporting person was granted 247,175 of 2022 LTIP RSUs, with 50% vesting on the 1st anniversary and 50% on the 2nd anniversary of the grant date, subject to continued employment through the applicable vesting date. F10 · balance_after: Amount represents the total amount of unvested 2022 LTIP RSUs. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:17 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionPerformance-Based Restricted Stock Units ("Synergy PSUs") · Derivative | 24,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-005148 · ownership.xml · derivative · entry 6 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,332 Underlying: Class 2 Common Stock · 24,330 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each Synergy PSU or 2022 PSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock. F4 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date. F4 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:17 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units ("2021 LTIP RSUs") · Derivative | 13,343 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-005148 · ownership.xml · derivative · entry 5 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,344 Underlying: Class 2 Common Stock · 13,343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each 2021 LTIP RSU or 2022 LTIP RSU, as applicable, represents a contingent right to receive one (1) share of Tilray Class 2 Common Stock. F1 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 26,687 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited. F1 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 26,687 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:17 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock (Synergy PSUs) | 8,772 | $3.38 | $29,649.36 |
DisclosureSEC source: 0001171843-22-005148 · ownership.xml · nonDerivative · entry 4 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,397 F6 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of Synergy PSUs. F5 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:17 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock (Synergy PSUs) | 24,330 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001171843-22-005148 · ownership.xml · nonDerivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: On July 26, 2021, the reporting person was granted 48,662 of Synergy PSUs, with vesting subject to the achievement of certain pre-established performance parameters relating to the achievement of Tilray's synergy goals resulting from the integration of Aphria, Inc. The underlying performance condition was satisfied, and an amount equal to 50% of these Synergy PSUs vested (24,330) on July 26, 2022. The remaining Synergy PSUs will vest on July 26, 2023 (25%) and July 26, 2024 (25%), subject to continued employment through the applicable vesting date. F5 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested PSUs. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:17 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock (2021 LTIP RSUs) | 4,811 | $3.38 | $16,261.18 |
DisclosureSEC source: 0001171843-22-005148 · ownership.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,839 F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of 2021 LTIP RSUs. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 23:17 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock (2021 LTIP RSUs) | 13,343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001171843-22-005148 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On July 26, 2021, the reporting person was granted 26,687 of 2021 LTIP RSUs, 50% of which vested on July 26, 2022. The remaining 50% is scheduled to vest on July 26, 2023, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all 2021 LTIP RSUs will be forfeited. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person but excludes other unvested RSUs. Read SEC document |
| June 09, 2022 Filed Jun 13, 2022 20:13 UTC | Whole Earth Brands, Inc. FREE · Entity 88485 | GrantCommon Stock | 9,339 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-070529 · tm2218327-5_4seq1.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,656 F1 · shares: Except in the case of the reporting person's earlier involuntary termination, death, or disability, or upon an earlier change of control of the issuer, the restricted common stock shall vest in full at the close of business on June 9, 2024 (the two-year anniversary of the grant date). In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock will be forfeited. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:07 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 16,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001171843-22-004138 · ownership.xml · derivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 16,218 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of Tilray Brands, Inc. Class 2 Common Stock. F5 · derivative.exercise_date: On July 26, 2021, the reporting person was granted 48,661 RSUs, 33.33% of which vested on June 1, 2022, with 33.33% scheduled to vest on June 1, 2023 and 33.34% scheduled to vest on June 1, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. F5 · derivative.expiration_date: On July 26, 2021, the reporting person was granted 48,661 RSUs, 33.33% of which vested on June 1, 2022, with 33.33% scheduled to vest on June 1, 2023 and 33.34% scheduled to vest on June 1, 2024, subject to continued employment, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:07 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 5,847 | $4.18 | $24,440.46 |
DisclosureSEC source: 0001171843-22-004138 · ownership.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,307 F3 · shares: Represents the number of shares withheld by the issuer to satisfy applicable tax withholding obligations in connection with the vesting of RSUs previously reported. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 22:07 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 16,218 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001171843-22-004138 · ownership.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,154 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis. F2 · balance_after: Amount includes shares of Common Stock beneficially owned by the reporting person, but excludes other unvested RSUs. Read SEC document |
| October 12, 2021 Filed Jan 20, 2022 23:30 UTC | Whole Earth Brands, Inc. FREE · Entity 88485 | GrantCommon Stock | 5,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-006078 · tm223969-2_4seq1.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,317 F1 · shares: Except in the case of the reporting person's earlier involuntary termination, death, or disability, or upon an earlier change of control of the issuer, the restricted common stock shall vest in full at the close of business on the two-year anniversary of the grant date, October 12, 2023. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock will be forfeited. Read SEC document |
| August 19, 2021 Filed Aug 24, 2021 01:01 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 26,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-029191 · form4.xml · derivative · entry 6 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis. F4 · derivative.exercise_date: On August 12, 2020, the reporting person was granted 52,887 RSUs, with 50% vesting on August 12, 2021, and the remaining 50% scheduled to vest on August 12, 2022. On August 19, 2021, the Compensation Committee accelerated the vesting of the remaining unvested RSUs. F4 · derivative.expiration_date: On August 12, 2020, the reporting person was granted 52,887 RSUs, with 50% vesting on August 12, 2021, and the remaining 50% scheduled to vest on August 12, 2022. On August 19, 2021, the Compensation Committee accelerated the vesting of the remaining unvested RSUs. Read SEC document |
| August 19, 2021 Filed Aug 24, 2021 01:01 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 31,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-029191 · form4.xml · derivative · entry 5 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class 2 Common Stock · 0 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On November 14, 2019, the reporting person was granted 62,250 RSUs, with 50% vesting on November 14, 2020, and the remaining 50% scheduled to vest on November 14, 2021. On August 19, 2021, the Compensation Committee of Tilray's Board of Directors (the "Compensation Committee") accelerated the vesting of the remaining unvested RSUs. F3 · derivative.expiration_date: On November 14, 2019, the reporting person was granted 62,250 RSUs, with 50% vesting on November 14, 2020, and the remaining 50% scheduled to vest on November 14, 2021. On August 19, 2021, the Compensation Committee of Tilray's Board of Directors (the "Compensation Committee") accelerated the vesting of the remaining unvested RSUs. Read SEC document |
| August 19, 2021 Filed Aug 24, 2021 01:01 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 8,925 | $12.68 | $113,169.00 |
DisclosureSEC source: 0001140361-21-029191 · form4.xml · nonDerivative · entry 4 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,936 F1 · shares: These shares were retained by Tilray, Inc. ("Tilray") via settlement on a net withholding basis in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of restricted stock units ("RSUs") granted to the reporting person on November 14, 2019 and August 12, 2020. None of these shares were sold in an open market transaction. Read SEC document |
| August 19, 2021 Filed Aug 24, 2021 01:01 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 26,444 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-029191 · form4.xml · nonDerivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis. Read SEC document |
| August 19, 2021 Filed Aug 24, 2021 01:01 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 10,505 | $12.68 | $133,203.40 |
DisclosureSEC source: 0001140361-21-029191 · form4.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,417 F1 · shares: These shares were retained by Tilray, Inc. ("Tilray") via settlement on a net withholding basis in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of restricted stock units ("RSUs") granted to the reporting person on November 14, 2019 and August 12, 2020. None of these shares were sold in an open market transaction. Read SEC document |
| August 19, 2021 Filed Aug 24, 2021 01:01 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 31,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-029191 · form4.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,922 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: RSUs convert into shares of Tilray Class 2 Common Stock on a one-for-one basis. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 01:01 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 26,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-028557 · form4.xml · derivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,444 Underlying: Class 2 Common Stock · 26,443 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into shares of Tilray, Inc. Class 2 Common Stock on a one-for-one basis. F3 · derivative.exercise_date: On August 12, 2020, the reporting person was granted 52,887 restricted stock units with 50% vesting on August 12, 2021, and the remaining 50% vesting on August 12, 2022. F3 · derivative.expiration_date: On August 12, 2020, the reporting person was granted 52,887 restricted stock units with 50% vesting on August 12, 2021, and the remaining 50% vesting on August 12, 2022. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 01:01 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 9,163 | $14.10 | $129,198.30 |
DisclosureSEC source: 0001140361-21-028557 · form4.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,797 F1 · shares: These shares were retained by Tilray, Inc. via settlement on a net withholding basis in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of restricted stock units granted to the reporting person on August 12, 2020. None of these shares were sold in an open market transaction. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 01:01 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 26,443 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-028557 · form4.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,960 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Restricted stock units convert into shares of Tilray, Inc. Class 2 Common Stock on a one-for-one basis. Read SEC document |
| July 26, 2021 Filed Jul 29, 2021 01:22 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 26,687 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025939 · form4.xml · derivative · entry 4 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,687 Underlying: Class 2 Common Stock · 26,687 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock. F5 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, except in certain circumstances, the RSUs shall vest 50% on the first (1st) anniversary of the grant date and 50% on the second (2nd) anniversary of the grant date. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. F5 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, except in certain circumstances, the RSUs shall vest 50% on the first (1st) anniversary of the grant date and 50% on the second (2nd) anniversary of the grant date. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. Read SEC document |
| July 26, 2021 Filed Jul 29, 2021 01:22 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantPerformance-Based Restricted Stock Units · Derivative | 48,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025939 · form4.xml · derivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,662 Underlying: Class 2 Common Stock · 48,662 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock. F4 · derivative.exercise_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date. F4 · derivative.expiration_date: Subject to the reporting person's continuous employment (except under certain limited circumstances) through the vesting date, each PSU represents the right to receive, following vesting, one (1) share of Tilray, Inc. Class 2 Common Stock. The resulting number of shares of Class 2 Common Stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance parameters relating to the achievement of Tilray, Inc.'s synergy goals resulting from the integration of Aphria, Inc., as approved by Tilray, Inc.'s Compensation Committee, over a three (3) year performance period from the grant date until July 27, 2024, with 50% of the PSUs vesting first (1st) anniversary of the grant date, and 25% vesting on each of the second (2nd) and (3rd) anniversary of the grant date. Read SEC document |
| July 26, 2021 Filed Jul 29, 2021 01:22 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 48,661 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025939 · form4.xml · derivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,661 Underlying: Class 2 Common Stock · 48,661 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock. F3 · derivative.exercise_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. F3 · derivative.expiration_date: Subject to the reporting person's continuous employment through the vesting date, the RSUs shall vest in three (3) equal annual installments, commencing on June 1, 2022, except in the case of the reporting person's earlier involuntary termination, death or disability. In the event of a voluntary termination by the reporting person prior to the vesting date, all RSUs will be forfeited. Read SEC document |
| July 26, 2021 Filed Jul 29, 2021 01:22 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantPerformance-Based Restricted Stock Units · Derivative | 48,662 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-025939 · form4.xml · derivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,662 Underlying: Class 2 Common Stock · 48,662 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of Tilray, Inc. Class 2 Common Stock. F2 · derivative.exercise_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation. F2 · derivative.expiration_date: Subject to the reporting person's satisfaction of continued employment conditions and accelerated vesting in certain circumstances, the performance-based restricted stock units ("PSUs") will be eligible to vest in certain percentages ranging from 0% to 250% based on the stock price appreciation of (i) the highest 30-day volume weighted average stock price of Tilray, Inc.'s Class 2 Common Stock ("VWAP") during the three-year performance period (beginning on the grant date) relative to (ii) the VWAP over the 30-day period from May 1 to May 30, 2021, with appreciation targets ranging from 0% to 125%. No PSUs will be eligible to vest if the threshold appreciation target (25%) is not achieved, and if the actual stock price appreciation falls in between any of the appreciation targets, the amount of PSUs eligible to vest will be determined by linear interpolation. Read SEC document |
| May 12, 2021 Filed May 15, 2021 00:54 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionRestricted Stock Units · Derivative | 31,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-017516 · form4.xml · derivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,125 Underlying: Class 2 Common Stock · 31,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis. F2 · derivative.exercise_date: On November 14, 2019, the reporting person was granted 62,250 restricted stock units, with 50% vesting on November 14, 2020, and the remaining 50% vesting on November 14, 2021. F2 · derivative.expiration_date: On November 14, 2019, the reporting person was granted 62,250 restricted stock units, with 50% vesting on November 14, 2020, and the remaining 50% vesting on November 14, 2021. Read SEC document |
| May 12, 2021 Filed May 15, 2021 00:54 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Tax withholdingClass 2 Common Stock | 10,608 | $14.53 | $154,134.24 |
DisclosureSEC source: 0001140361-21-017516 · form4.xml · nonDerivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,517 Read SEC document |
| May 12, 2021 Filed May 15, 2021 00:54 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | Exercise / conversionClass 2 Common Stock | 31,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-21-017516 · form4.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,125 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into shares of Class 2 common stock on a one-for-one basis. Read SEC document |
| April 30, 2021 Filed May 5, 2021 01:54 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 52,887 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-015810 · form4.xml · derivative · entry 3 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,887 Underlying: Class 2 Common Stock · 52,887 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units will vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units will vest on August 12, 2021 with the remaining 50% vesting on August 12, 2022. Read SEC document |
| April 30, 2021 Filed May 5, 2021 01:54 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantRestricted Stock Units · Derivative | 62,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-015810 · form4.xml · derivative · entry 2 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,250 Underlying: Class 2 Common Stock · 62,250 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Tilray, Inc. Class 2 Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on November 14, 2020 with the remaining 50% vesting on November 14, 2021. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing service with the Company, 50% of the restricted stock units vested on November 14, 2020 with the remaining 50% vesting on November 14, 2021. Read SEC document |
| April 30, 2021 Filed May 5, 2021 01:54 UTC | Tilray Brands, Inc. TLRY · Entity 5319 | GrantEmployee Stock Option (Right to Buy) · Derivative | 249,000 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001140361-21-015810 · form4.xml · derivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,000 Underlying: Class 2 Common Stock · 249,000 shares Expires 2024-10-17 F1 · derivative.exercise_date: The options are 100% vested. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 21:24 UTC | Whole Earth Brands, Inc. FREE · Entity 88485 | GrantCommon Stock | 7,794 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-20-111794 · tm2032363d9_4.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,794 F1 · shares: Except in the case of the reporting person's earlier involuntary termination, death, or disability, or upon an earlier change of control of the issuer, the restricted common stock shall vest in full at the close of business on the date of the 2022 annual stockholders meeting of Whole Earth Brands, Inc. In the event of a voluntary termination by the reporting person prior to the vesting date, all restricted stock will be forfeited. Read SEC document |
| September 03, 2020 Filed Sep 8, 2020 11:24 UTC | Whole Earth Brands, Inc. FREE · Entity 88485 | PurchaseCommon Stock | 5,000 | $8.02 | $40,124.00 |
DisclosureSEC source: 0001104659-20-102816 · tm2030357-1_4.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.95 to $8.07. The reporting person undertakes to provide to Whole Earth Brands, Inc., any security holder of Whole Earth Brands, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| January 24, 2019 Filed Jan 28, 2019 23:30 UTC | HAIN CELESTIAL GROUP INC HAIN · Entity 7055 | GrantPerformance Based Restricted Stock Units · Derivative | 88,767 | $0.00 | $0.00 |
DisclosureSEC source: 0000910406-19-000030 · wf-form4_154871823259505.xml · derivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · EVP & Chief Strategy Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,767 Underlying: Common Stock · 88,767 shares Expires not disclosed F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of common stock of The Hain Celestial Group, Inc. (the "Company"). F2 · shares: These PSUs, awarded as part of the Company's 2019-2021 long-term incentive plan ("LTIP"), are subject to both performance and time vesting requirements, and the terms of these PSUs are generally consistent with the award agreement filed as Exhibit A to Exhibit 10.1 to the Company's Form 8-K filed on October 29, 2018. It is not expected that the officer will receive additional PSU awards during the performance period in connection with the LTIP. The number of PSUs reported represents the target number of PSUs awarded on the grant date. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the Company's annual total shareholder return over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. F2 · derivative.exercise_date: These PSUs, awarded as part of the Company's 2019-2021 long-term incentive plan ("LTIP"), are subject to both performance and time vesting requirements, and the terms of these PSUs are generally consistent with the award agreement filed as Exhibit A to Exhibit 10.1 to the Company's Form 8-K filed on October 29, 2018. It is not expected that the officer will receive additional PSU awards during the performance period in connection with the LTIP. The number of PSUs reported represents the target number of PSUs awarded on the grant date. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the Company's annual total shareholder return over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. F2 · derivative.expiration_date: These PSUs, awarded as part of the Company's 2019-2021 long-term incentive plan ("LTIP"), are subject to both performance and time vesting requirements, and the terms of these PSUs are generally consistent with the award agreement filed as Exhibit A to Exhibit 10.1 to the Company's Form 8-K filed on October 29, 2018. It is not expected that the officer will receive additional PSU awards during the performance period in connection with the LTIP. The number of PSUs reported represents the target number of PSUs awarded on the grant date. The number of PSUs that vest, if any, may vary from 0% to 300% of the target number shown, and is based on criteria related to the Company's annual total shareholder return over the three-year period beginning on November 6, 2018. The time vesting requirement will be satisfied on November 6, 2021. Read SEC document |
| November 20, 2017 Filed Nov 22, 2017 21:05 UTC | HAIN CELESTIAL GROUP INC HAIN · Entity 7055 | Tax withholdingCommon Stock | 4,886 | $40.89 | $199,788.54 |
DisclosureSEC source: 0000910406-17-000122 · wf-form4_151138472890467.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,233 F1 · kind: On November 20, 2017, 10,364 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Ms. Faltischek (the "Agreement"). The Company retained 4,886 shares to satisfy the tax withholding obligations of Ms. Faltischek in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations. Read SEC document |
| November 20, 2016 Filed Nov 23, 2016 00:21 UTC | HAIN CELESTIAL GROUP INC HAIN · Entity 7055 | Tax withholdingCommon Stock | 957 | $39.45 | $37,753.65 |
DisclosureSEC source: 0000910406-16-000147 · wf-form4_147986046366042.xml · nonDerivative · entry 1 FALTISCHEK DENISE M · CIK 0001477590 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,119 F1 · security: On November 20, 2016, 2,590 shares of The Hain Celestial Group, Inc. (the "Company") restricted stock vested pursuant to the Restricted Stock Agreement between the Company and Ms. Faltischek (the "Agreement"). The Company retained 957 shares to satisfy the tax withholding obligations of Ms. Faltischek in connection with the vesting as required by the terms of the Agreement and consistent with the Company's practice for satisfying such U.S. tax withholding obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.