Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.HAPN · Entity 4526 | Director · CEO | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,462,774 |
Ending reported balance
After 2026-08-26 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-08-25 · Exercise / conversion · Acquired 13,151 · Balance 1,491,714 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2026-08-25 · Exercise / conversion · Acquired 8,045 · Balance 1,499,759 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2026-08-25 · Exercise / conversion · Acquired 6,621 · Balance 1,506,380 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2026-08-25 · Tax withholding · Disposed 14,856 · Balance 1,491,524 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Row 5 · 2026-08-26 · Sale · Disposed 28,750 · Balance 1,462,774 F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. F4: This transaction was executed in multiple trades during the date at prices ranging from $18.13 to $18.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 26,302 |
Reported balance
After 2026-08-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-25 · Exercise / conversion · Disposed 13,151 · Balance 26,302 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 48,270 |
Reported balance
After 2026-08-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-25 · Exercise / conversion · Disposed 8,045 · Balance 48,270 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 66,209 |
Reported balance
After 2026-08-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-25 · Exercise / conversion · Disposed 6,621 · Balance 66,209 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer.
F4: This transaction was executed in multiple trades during the date at prices ranging from $18.13 to $18.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: Not applicable.
F7: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F8: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 4,345 | $12.71 | $55,224.95 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 10 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946,710 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 9 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 951,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 6,191 | $12.71 | $78,687.61 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942,803 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 58,008 | $12.71 | $737,281.68 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 937,236 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 110,176 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 995,244 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Disposition to issuerCommon Stock | 13,496 | $12.71 | $171,534.16 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,068 F3 · shares: Represents the settlement of RSUs granted on February 26, 2020, in cash rather than in shares of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,564 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,257 | $12.71 | $66,816.47 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,068 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 13, 2022 Filed Mar 16, 2022 00:33 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 99,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-009396 · form4.xml · derivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,032 Underlying: Common Stock · 99,032 shares Expires not disclosed F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007472 · form4.xml · derivative · entry 12 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,064 Underlying: Common Stock · 11,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,496 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007472 · form4.xml · derivative · entry 11 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,966 Underlying: Common Stock · 13,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007472 · form4.xml · derivative · entry 10 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,937 Underlying: Common Stock · 9,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007472 · form4.xml · derivative · entry 9 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:47 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 6,191 | $18.06 | $111,809.46 |
DisclosureSEC source: 0001127602-22-007472 · form4.xml · nonDerivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880,341 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007472 · form4.xml · nonDerivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:47 UTC | Happen, Inc. LC · Entity 4526 | Disposition to issuerCommon Stock | 13,496 | $18.06 | $243,737.76 |
DisclosureSEC source: 0001127602-22-007472 · form4.xml · nonDerivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,774 F3 · shares: Represents the settlement of RSUs granted on February 26, 2020, in cash rather than in shares of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007472 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 888,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:47 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,257 | $18.06 | $94,941.42 |
DisclosureSEC source: 0001127602-22-007472 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,774 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007472 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 880,031 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:47 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 4,912 | $18.06 | $88,710.72 |
DisclosureSEC source: 0001127602-22-007472 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,047 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2022 Filed Mar 2, 2022 00:47 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,329 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007472 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,959 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| January 20, 2022 Filed Jan 24, 2022 23:51 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 440,707 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-001982 · form4.xml · derivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 440,707 Underlying: Common Stock · 440,707 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.exercise_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan as a result of the Issuer's achievement of certain performance criteria for the period of January 2020 through December 2021. The RSUs will vest as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 23:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $3.48 | $0.00 |
DisclosureSEC source: 0001127602-21-031810 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,333 Underlying: Common Stock · 25,000 shares Expires 2022-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 23:41 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 3,591 | $24.19 | $86,866.29 |
DisclosureSEC source: 0001127602-21-031810 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,630 Read SEC document |
| December 21, 2021 Filed Dec 22, 2021 23:41 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 25,000 | $3.48 | $86,875.00 |
DisclosureSEC source: 0001127602-21-031810 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 869,221 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · derivative · entry 15 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,822 Underlying: Common Stock · 11,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,495 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · derivative · entry 14 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,462 Underlying: Common Stock · 13,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · derivative · entry 13 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,921 Underlying: Common Stock · 9,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,190 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · derivative · entry 12 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,328 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · derivative · entry 11 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,329 Underlying: Common Stock · 9,328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 6,191 | $38.07 | $235,691.37 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · nonDerivative · entry 10 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 844,221 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · nonDerivative · entry 9 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Disposition to issuerCommon Stock | 13,495 | $38.07 | $513,754.65 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · nonDerivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,654 F3 · shares: Represents the settlement of RSUs granted on February 26, 2020, in cash rather than in shares of the Issuer's common stock. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · nonDerivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,257 | $38.07 | $200,133.99 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · nonDerivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,654 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843,911 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 5,366 | $38.07 | $204,283.62 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,927 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 10,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 839,293 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 4,912 | $38.07 | $186,999.84 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,103 F2 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2021 Filed Nov 30, 2021 01:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-029811 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 23:06 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024470 · form4.xml · derivative · entry 15 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,580 Underlying: Common Stock · 11,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F10 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 23:06 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,496 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024470 · form4.xml · derivative · entry 14 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,957 Underlying: Common Stock · 13,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 23:06 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024470 · form4.xml · derivative · entry 13 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,905 Underlying: Common Stock · 9,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 23:06 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,190 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024470 · form4.xml · derivative · entry 12 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,190 Underlying: Common Stock · 10,190 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2020, with an additional 12.5% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 23:06 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,329 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024470 · form4.xml · derivative · entry 11 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,657 Underlying: Common Stock · 9,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2018, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 23:06 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 6,191 | $29.08 | $180,034.28 |
DisclosureSEC source: 0001127602-21-024470 · form4.xml · nonDerivative · entry 10 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 824,687 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 23:06 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-024470 · form4.xml · nonDerivative · entry 9 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 830,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 23:06 UTC | Happen, Inc. LC · Entity 4526 | Disposition to issuerCommon Stock | 13,496 | $29.00 | $391,384.00 |
DisclosureSEC source: 0001127602-21-024470 · form4.xml · nonDerivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 819,120 F4 · shares: Represents the settlement of RSUs granted on February 26, 2020, in cash rather than in shares of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.