Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.HAPN · Entity 4526 | Director · CEO | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,462,774 |
Ending reported balance
After 2026-08-26 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-08-25 · Exercise / conversion · Acquired 13,151 · Balance 1,491,714 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2026-08-25 · Exercise / conversion · Acquired 8,045 · Balance 1,499,759 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2026-08-25 · Exercise / conversion · Acquired 6,621 · Balance 1,506,380 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2026-08-25 · Tax withholding · Disposed 14,856 · Balance 1,491,524 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Row 5 · 2026-08-26 · Sale · Disposed 28,750 · Balance 1,462,774 F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. F4: This transaction was executed in multiple trades during the date at prices ranging from $18.13 to $18.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 26,302 |
Reported balance
After 2026-08-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-25 · Exercise / conversion · Disposed 13,151 · Balance 26,302 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 48,270 |
Reported balance
After 2026-08-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-25 · Exercise / conversion · Disposed 8,045 · Balance 48,270 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 66,209 |
Reported balance
After 2026-08-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-25 · Exercise / conversion · Disposed 6,621 · Balance 66,209 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer.
F4: This transaction was executed in multiple trades during the date at prices ranging from $18.13 to $18.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: Not applicable.
F7: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F8: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2023 Filed May 30, 2023 23:23 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017103 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,204,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2023 Filed May 30, 2023 23:23 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017103 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,192,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 12, 2023 Filed Mar 14, 2023 23:28 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 179,331 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-010176 · form4.xml · derivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,331 Underlying: Common Stock · 179,331 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,252 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007643 · form4.xml · derivative · entry 12 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,022 Underlying: Common Stock · 8,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007643 · form4.xml · derivative · entry 11 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,032 Underlying: Common Stock · 11,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 110,177 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007643 · form4.xml · derivative · entry 10 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,496 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007643 · form4.xml · derivative · entry 9 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,983 Underlying: Common Stock · 13,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,985 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007643 · form4.xml · derivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,985 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:24 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 66,548 | $9.61 | $639,526.28 |
DisclosureSEC source: 0001127602-23-007643 · form4.xml · nonDerivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,755 F3 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:24 UTC | Happen, Inc. LC · Entity 4526 | Disposition to issuerCommon Stock | 27,273 | $9.61 | $262,093.53 |
DisclosureSEC source: 0001127602-23-007643 · form4.xml · nonDerivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,245,303 F2 · shares: Does not represent a sale of shares. Represents the settlement of RSUs granted on January 20, 2022, February 26, 2020 and February 24, 2019, in cash rather than in shares of the Issuer's common stock. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007643 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007643 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,264,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 110,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007643 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,252,566 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007643 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,142,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2023 Filed Mar 1, 2023 00:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,985 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007643 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,128,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,253 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026515 · form4.xml · derivative · entry 12 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,274 Underlying: Common Stock · 8,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026515 · form4.xml · derivative · entry 11 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,790 Underlying: Common Stock · 11,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 110,177 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026515 · form4.xml · derivative · entry 10 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,177 Underlying: Common Stock · 110,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,496 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026515 · form4.xml · derivative · entry 9 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,479 Underlying: Common Stock · 13,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026515 · form4.xml · derivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,985 Underlying: Common Stock · 9,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:21 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 73,803 | $10.54 | $777,883.62 |
DisclosureSEC source: 0001127602-22-026515 · form4.xml · nonDerivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,118,908 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:21 UTC | Happen, Inc. LC · Entity 4526 | Disposition to issuerCommon Stock | 13,496 | $10.54 | $142,247.84 |
DisclosureSEC source: 0001127602-22-026515 · form4.xml · nonDerivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,711 F2 · shares: Represents the settlement of RSUs granted on February 26, 2020, in cash rather than in shares of the Issuer's common stock. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026515 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,206,207 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026515 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,197,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 110,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026515 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186,196 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026515 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2022 Filed Nov 30, 2022 01:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-026515 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,062,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionStock Option (right to buy) · Derivative | 40,166 | $0.00 Strike: $3.48 | $0.00 |
DisclosureSEC source: 0001127602-22-023583 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 40,166 shares Expires 2022-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:33 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 21,499 | $11.05 | $237,563.95 |
DisclosureSEC source: 0001127602-22-023583 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,539 Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 22:33 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 40,166 | $3.48 | $139,576.85 |
DisclosureSEC source: 0001127602-22-023583 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,074,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,253 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021739 · form4.xml · derivative · entry 12 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,527 Underlying: Common Stock · 8,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021739 · form4.xml · derivative · entry 11 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,548 Underlying: Common Stock · 11,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 110,177 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021739 · form4.xml · derivative · entry 10 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,354 Underlying: Common Stock · 110,177 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,495 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021739 · form4.xml · derivative · entry 9 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,975 Underlying: Common Stock · 13,495 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021739 · form4.xml · derivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,969 Underlying: Common Stock · 9,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:45 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 73,803 | $14.01 | $1,033,980.03 |
DisclosureSEC source: 0001127602-22-021739 · form4.xml · nonDerivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,872 F3 · shares: Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:45 UTC | Happen, Inc. LC · Entity 4526 | Disposition to issuerCommon Stock | 13,495 | $14.01 | $189,064.95 |
DisclosureSEC source: 0001127602-22-021739 · form4.xml · nonDerivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107,675 F2 · shares: Represents the settlement of RSUs granted on February 26, 2020, in cash rather than in shares of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021739 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,121,170 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 11,758 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021739 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 110,177 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021739 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,101,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021739 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2022 Filed Aug 30, 2022 00:45 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 9,984 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-021739 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 977,487 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionStock Option (right to buy) · Derivative | 40,167 | $0.00 Strike: $3.48 | $0.00 |
DisclosureSEC source: 0001127602-22-019671 · form4.xml · derivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,166 Underlying: Common Stock · 40,167 shares Expires 2022-10-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is fully exercisable. Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 22:35 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 19,374 | $14.70 | $284,797.80 |
DisclosureSEC source: 0001127602-22-019671 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,503 Read SEC document |
| July 20, 2022 Filed Jul 22, 2022 22:35 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 40,167 | $3.48 | $139,580.33 |
DisclosureSEC source: 0001127602-22-019671 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 986,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,252 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · derivative · entry 15 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,780 Underlying: Common Stock · 8,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F9 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 11,758 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · derivative · entry 14 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,306 Underlying: Common Stock · 11,758 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 110,176 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · derivative · entry 13 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,531 Underlying: Common Stock · 110,176 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,496 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · derivative · entry 12 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,470 Underlying: Common Stock · 13,496 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2022 Filed May 27, 2022 23:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 9,984 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015916 · form4.xml · derivative · entry 11 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,953 Underlying: Common Stock · 9,984 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.