Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.HAPN · Entity 4526 | Director · CEO | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,462,774 |
Ending reported balance
After 2026-08-26 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2026-08-25 · Exercise / conversion · Acquired 13,151 · Balance 1,491,714 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2026-08-25 · Exercise / conversion · Acquired 8,045 · Balance 1,499,759 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2026-08-25 · Exercise / conversion · Acquired 6,621 · Balance 1,506,380 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2026-08-25 · Tax withholding · Disposed 14,856 · Balance 1,491,524 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Row 5 · 2026-08-26 · Sale · Disposed 28,750 · Balance 1,462,774 F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer. F4: This transaction was executed in multiple trades during the date at prices ranging from $18.13 to $18.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 26,302 |
Reported balance
After 2026-08-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-25 · Exercise / conversion · Disposed 13,151 · Balance 26,302 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 48,270 |
Reported balance
After 2026-08-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-25 · Exercise / conversion · Disposed 8,045 · Balance 48,270 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 66,209 |
Reported balance
After 2026-08-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-25 · Exercise / conversion · Disposed 6,621 · Balance 66,209 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F8: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F6: Not applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer.
F4: This transaction was executed in multiple trades during the date at prices ranging from $18.13 to $18.40. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.
F5: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F6: Not applicable.
F7: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F8: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 17, 2025 Filed Jul 18, 2025 21:59 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 5,250 | $12.98 | $68,146.05 |
DisclosureSEC source: 0001127602-25-019423 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,283,175 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-K for the period ending December 31, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.1% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $12.73 to $13.13. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 03, 2025 Filed Jul 7, 2025 21:01 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 5,250 | $12.56 | $65,932.13 |
DisclosureSEC source: 0001127602-25-018991 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,288,425 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-K for the period ending December 31, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.1% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $12.51 to $12.61. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 21:38 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 5,250 | $11.15 | $58,525.43 |
DisclosureSEC source: 0001127602-25-017931 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,293,675 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-K for the period ending December 31, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.1% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $11.01 to $11.38. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| June 05, 2025 Filed Jun 6, 2025 20:49 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 5,250 | $10.30 | $54,061.35 |
DisclosureSEC source: 0001127602-25-016992 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,298,925 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-K for the period ending December 31, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.1% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $10.25 to $10.35. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,044 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015842 · form4.xml · derivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,495 Underlying: Common Stock · 8,044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,150 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015842 · form4.xml · derivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,056 Underlying: Common Stock · 13,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,944 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015842 · form4.xml · derivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,833 Underlying: Common Stock · 14,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:19 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 19,245 | $9.86 | $189,755.70 |
DisclosureSEC source: 0001127602-25-015842 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,304,175 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,044 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015842 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,323,420 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,150 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015842 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,315,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:19 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 14,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015842 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,302,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 15, 2025 Filed May 16, 2025 21:02 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 5,250 | $10.65 | $55,934.03 |
DisclosureSEC source: 0001127602-25-014769 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,287,282 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-K for the period ending December 31, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.1% of the Reporting Person's equity interest in the Issuer. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $10.50 to $11.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 01, 2025 Filed May 2, 2025 22:22 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 5,250 | $10.00 | $52,500.00 |
DisclosureSEC source: 0001127602-25-013277 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,292,532 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-K for the period ending December 31, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.1% of the Reporting Person's equity interest in the Issuer. Read SEC document |
| April 23, 2025 Filed Apr 25, 2025 20:43 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 5,250 | $10.34 | $54,285.00 |
DisclosureSEC source: 0001127602-25-012629 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,297,782 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-K for the period ending December 31, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.1% of the Reporting Person's equity interest in the Issuer. Read SEC document |
| April 09, 2025 Filed Apr 11, 2025 21:27 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 5,250 | $10.00 | $52,500.00 |
DisclosureSEC source: 0001127602-25-011988 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,303,032 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-K for the period ending December 31, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.1% of the Reporting Person's equity interest in the Issuer. Read SEC document |
| March 05, 2025 Filed Mar 14, 2025 21:33 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 96,539 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-009535 · form4.xml · derivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,539 Underlying: Common Stock · 96,539 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007140 · form4.xml · derivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,206 Underlying: Common Stock · 13,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,945 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007140 · form4.xml · derivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,777 Underlying: Common Stock · 14,945 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,253 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007140 · form4.xml · derivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:29 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 14,998 | $12.47 | $187,025.06 |
DisclosureSEC source: 0001127602-25-007140 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,308,282 F3 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:29 UTC | Happen, Inc. LC · Entity 4526 | Disposition to issuerCommon Stock | 8,253 | $12.47 | $102,914.91 |
DisclosureSEC source: 0001127602-25-007140 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,323,280 F2 · shares: Does not represent a sale of shares. Represents the settlement of RSUs granted on March 13, 2022 in cash rather than in shares of the Issuer's common stock. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007140 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,331,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 14,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007140 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,318,382 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:29 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007140 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,303,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 06, 2025 Filed Feb 7, 2025 21:17 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 17,000 | $13.76 | $233,937.00 |
DisclosureSEC source: 0001127602-25-003567 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,295,184 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending June 30, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.2% of the Reporting Person's equity interest in the Issuer. Transactions effected pursuant to the Plan represent the first sales of Issuer stock by the Reporting Person during his eight years as Chief Executive Officer, other than sales in connection with equity related tax obligations. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $13.62 to $13.96. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 22:06 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 17,000 | $16.12 | $274,031.50 |
DisclosureSEC source: 0001127602-25-000496 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,312,184 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending June 30, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.2% of the Reporting Person's equity interest in the Issuer. Transactions effected pursuant to the Plan represent the first sales of Issuer stock by the Reporting Person during his eight years as Chief Executive Officer, other than sales in connection with equity related tax obligations. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $15.89 to $16.41. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 22:17 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 17,000 | $15.84 | $269,217.10 |
DisclosureSEC source: 0001127602-24-028790 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,329,184 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending June 30, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.2% of the Reporting Person's equity interest in the Issuer. Transactions effected pursuant to the Plan represent the first sales of Issuer stock by the Reporting Person during his eight years as Chief Executive Officer, other than sales in connection with equity related tax obligations. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $15.65 to $16.05. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028206 · form4.xml · derivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,357 Underlying: Common Stock · 13,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,944 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028206 · form4.xml · derivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,722 Underlying: Common Stock · 14,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,253 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028206 · form4.xml · derivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,253 Underlying: Common Stock · 8,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:54 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 8,033 | $16.73 | $134,392.09 |
DisclosureSEC source: 0001127602-24-028206 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,346,184 F3 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:54 UTC | Happen, Inc. LC · Entity 4526 | Disposition to issuerCommon Stock | 21,404 | $16.73 | $358,088.92 |
DisclosureSEC source: 0001127602-24-028206 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,354,217 F2 · shares: Does not represent a sale of shares. Represents the settlement of RSUs granted on March 13, 2022 and March 21, 2024, in cash rather than in shares of the Issuer's common stock. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028206 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,375,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 14,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028206 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,362,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2024 Filed Nov 27, 2024 22:54 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,253 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028206 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,347,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 07, 2024 Filed Nov 8, 2024 22:31 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 17,000 | $14.89 | $253,124.90 |
DisclosureSEC source: 0001127602-24-026861 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,339,273 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending June 30, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.2% of the Reporting Person's equity interest in the Issuer. Transactions effected pursuant to the Plan represent the first sales of Issuer stock by the Reporting Person during his eight years as Chief Executive Officer, other than sales in connection with equity related tax obligations. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $14.62 to $15.20. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 03, 2024 Filed Oct 4, 2024 20:51 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 17,000 | $11.09 | $188,533.40 |
DisclosureSEC source: 0001127602-24-025262 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,356,273 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending June 30, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.2% of the Reporting Person's equity interest in the Issuer. Transactions effected pursuant to the Plan represent the first sales of Issuer stock by the Reporting Person during his eight years as Chief Executive Officer, other than sales in connection with equity related tax obligations. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $10.94 to $11.20. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 21:33 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 17,000 | $11.36 | $193,145.50 |
DisclosureSEC source: 0001127602-24-023631 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,373,273 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending June 30, 2024, the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 4.2% of the Reporting Person's equity interest in the Issuer. Transactions effected pursuant to the Plan represent the first sales of Issuer stock by the Reporting Person during his eight years as Chief Executive Officer, other than sales in connection with equity related tax obligations. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $11.23 to $11.62. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,151 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023092 · form4.xml · derivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,508 Underlying: Common Stock · 13,151 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,944 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023092 · form4.xml · derivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,666 Underlying: Common Stock · 14,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,252 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023092 · form4.xml · derivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,506 Underlying: Common Stock · 8,252 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:37 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 8,033 | $12.33 | $99,046.89 |
DisclosureSEC source: 0001127602-24-023092 · form4.xml · nonDerivative · entry 5 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,390,273 F3 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:37 UTC | Happen, Inc. LC · Entity 4526 | Disposition to issuerCommon Stock | 21,403 | $12.33 | $263,898.99 |
DisclosureSEC source: 0001127602-24-023092 · form4.xml · nonDerivative · entry 4 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,398,306 F2 · shares: Does not represent a sale of shares. Represents the settlement of RSUs granted on March 13, 2022 and March 21, 2024, in cash rather than in shares of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 13,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023092 · form4.xml · nonDerivative · entry 3 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,419,709 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 14,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023092 · form4.xml · nonDerivative · entry 2 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,406,558 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 8,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023092 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,391,614 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 08, 2024 Filed Aug 9, 2024 21:01 UTC | Happen, Inc. LC · Entity 4526 | SaleCommon Stock | 17,000 | $10.25 | $174,304.40 |
DisclosureSEC source: 0001127602-24-021951 · form4.xml · nonDerivative · entry 1 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,383,362 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending June 30, 2024, the maximum number of shares that can be sold under the Plan, inclusive of reported transaction, represents 4.2% of the Reporting Person's equity interest in the Issuer. Transactions effected pursuant to the Plan represent the first sales of Issuer stock by the Reporting Person during his eight years as Chief Executive Officer, other than sales in connection with equity related tax obligations. F2 · price: This transaction was executed in multiple trades during the date at prices ranging from $9.99 to $10.43. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:30 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 13,150 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016839 · form4.xml · derivative · entry 8 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,659 Underlying: Common Stock · 13,150 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:30 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 14,944 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016839 · form4.xml · derivative · entry 7 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,610 Underlying: Common Stock · 14,944 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:30 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 8,253 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016839 · form4.xml · derivative · entry 6 Sanborn Scott · CIK 0001397362 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,758 Underlying: Common Stock · 8,253 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.