Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amalgamated Financial Corp.AMAL · Entity 1203 | SEVP & CFO | March 09, 2021 | March 11, 2021 |
| Bakkt, Inc.BKKT · Entity 5873 | Chief Financial Officer | April 15, 2022 | April 19, 2022 |
| Happen, Inc.HAPN · Entity 4526 | Chief Financial Officer | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amalgamated Financial Corp.
Report date March 09, 2021 · Filed March 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,254 |
Reported balance
After 2021-03-09 transaction · row 1
1 source rowRow 1 · 2021-03-09 · Exercise / conversion · Disposed 784 · Balance 26,254 F1: This represents shares withheld for taxes related to the vesting of a restricted stock unit grant of 6918 on March 9, 2020 which has previously been reported and vests in equal 1/3 annual installments, beginning on March 9, 2021. |
Filing footnotes · ownership attribution and instrument terms
F1: This represents shares withheld for taxes related to the vesting of a restricted stock unit grant of 6918 on March 9, 2020 which has previously been reported and vests in equal 1/3 annual installments, beginning on March 9, 2021.
Bakkt, Inc.
Report date April 15, 2022 · Filed April 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 320,414 |
Reported balance
After 2022-04-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-04-15 · Tax withholding · Disposed 33,744 · Balance 320,414 F1: In connection with the vesting and settlement of restricted stock units through the issuance of Class A Common Stock of the Issuer pursuant to the Bakkt Holdings, Inc. 2021 Omnibus Employee Incentive Plan, the Issuer withheld Class A Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 18, 2022. F2: Includes 287,491 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the vesting and settlement of restricted stock units through the issuance of Class A Common Stock of the Issuer pursuant to the Bakkt Holdings, Inc. 2021 Omnibus Employee Incentive Plan, the Issuer withheld Class A Common Stock that would otherwise have been issued to the Reporting Person to satisfy his tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 18, 2022.
F2: Includes 287,491 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.
Happen, Inc.
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 233,617 |
Ending reported balance
After 2026-08-25 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2026-08-25 · Exercise / conversion · Acquired 12,274 · Balance 233,300 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 2 · 2026-08-25 · Exercise / conversion · Acquired 7,509 · Balance 240,809 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 3 · 2026-08-25 · Exercise / conversion · Acquired 6,179 · Balance 246,988 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Row 4 · 2026-08-25 · Tax withholding · Disposed 13,371 · Balance 233,617 F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 24,549 |
Reported balance
After 2026-08-25 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2026-08-25 · Exercise / conversion · Disposed 12,274 · Balance 24,549 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 45,052 |
Reported balance
After 2026-08-25 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-08-25 · Exercise / conversion · Disposed 7,509 · Balance 45,052 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5: Not applicable. |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 61,795 |
Reported balance
After 2026-08-25 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-08-25 · Exercise / conversion · Disposed 6,179 · Balance 61,795 F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5: Not applicable. |
| Common StockSEC Table I · non-derivative | IndirectUTMAs for Children | 12,000 |
Reported balance
Holding disclosure · report date 2026-08-25 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 12,000 F3: Aggregates 6,000 shares of Issuer's common stock held in each of two UTMA accounts for children of the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
F3: Aggregates 6,000 shares of Issuer's common stock held in each of two UTMA accounts for children of the Reporting Person.
F4: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F5: Not applicable.
F6: The RSUs vested as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
F7: The RSUs vested as to 8.33% of the total shares on May 25, 2026, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 25, 2025 Filed May 28, 2025 21:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 20,005 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015840 · form4.xml · derivative · entry 7 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,005 Underlying: Common Stock · 20,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:16 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 26,091 | $9.86 | $257,257.26 |
DisclosureSEC source: 0001127602-25-015840 · form4.xml · nonDerivative · entry 5 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,066 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 7,508 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015840 · form4.xml · nonDerivative · entry 4 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 12,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015840 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 214,649 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 10,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015840 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,375 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2025 Filed May 28, 2025 21:16 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 20,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-015840 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 191,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 05, 2025 Filed Mar 14, 2025 21:24 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 90,103 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-009529 · form4.xml · derivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,103 Underlying: Common Stock · 90,103 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2025, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:26 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 12,274 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007138 · form4.xml · derivative · entry 8 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 98,193 Underlying: Common Stock · 12,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:26 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,849 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007138 · form4.xml · derivative · entry 7 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,394 Underlying: Common Stock · 10,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:26 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 20,004 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007138 · form4.xml · derivative · entry 6 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,010 Underlying: Common Stock · 20,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:26 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 22,733 | $12.47 | $283,480.51 |
DisclosureSEC source: 0001127602-25-007138 · form4.xml · nonDerivative · entry 4 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,522 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:26 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 12,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007138 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194,255 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:26 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 10,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007138 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:26 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 20,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-007138 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,132 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 22:56 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003254 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · UTMAs for Children Disclosed balance after: 10,000 F3 · balance_after: Aggregates 5,000 shares of Issuer's common stock held in each of two UTMA accounts for children of the Reporting Person. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 22:56 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003254 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,128 F2 · shares: Does not represent a sale of shares. Represents the transfer of 1,000 shares by the Reporting Person of Issuer common stock by bona fide gift. Read SEC document |
| February 03, 2025 Filed Feb 5, 2025 22:56 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-003254 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,128 F1 · shares: Does not represent a sale of shares. Represents two separate transfers of 1,000 shares of Issuer's Common Stock under the Uniform Transfer to Minors Act ("UTMA") for two children of the Reporting Person. Read SEC document |
| November 25, 2024 Filed Nov 28, 2024 01:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 12,274 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028220 · form4.xml · derivative · entry 8 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,467 Underlying: Common Stock · 12,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2024 Filed Nov 28, 2024 01:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,848 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028220 · form4.xml · derivative · entry 7 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,243 Underlying: Common Stock · 10,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2024 Filed Nov 28, 2024 01:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 20,005 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028220 · form4.xml · derivative · entry 6 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,014 Underlying: Common Stock · 20,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2024 Filed Nov 28, 2024 01:10 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 22,224 | $16.73 | $371,807.52 |
DisclosureSEC source: 0001127602-24-028220 · form4.xml · nonDerivative · entry 4 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,128 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| November 25, 2024 Filed Nov 28, 2024 01:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 12,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028220 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 176,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2024 Filed Nov 28, 2024 01:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 10,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028220 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,078 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| November 25, 2024 Filed Nov 28, 2024 01:10 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 20,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-028220 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 12,274 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023087 · form4.xml · derivative · entry 8 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,741 Underlying: Common Stock · 12,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,848 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023087 · form4.xml · derivative · entry 7 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,091 Underlying: Common Stock · 10,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 20,004 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023087 · form4.xml · derivative · entry 6 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,019 Underlying: Common Stock · 20,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 22,223 | $12.33 | $274,009.59 |
DisclosureSEC source: 0001127602-24-023087 · form4.xml · nonDerivative · entry 4 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 133,225 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 12,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023087 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,448 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 10,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023087 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 143,174 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| August 25, 2024 Filed Aug 28, 2024 22:21 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 20,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-023087 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 12,274 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016833 · form4.xml · derivative · entry 8 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,015 Underlying: Common Stock · 12,274 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,849 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016833 · form4.xml · derivative · entry 7 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,939 Underlying: Common Stock · 10,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 20,005 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016833 · form4.xml · derivative · entry 6 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,023 Underlying: Common Stock · 20,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:24 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 22,223 | $9.02 | $200,451.46 |
DisclosureSEC source: 0001127602-24-016833 · form4.xml · nonDerivative · entry 4 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 112,322 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 12,274 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016833 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 134,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 10,849 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016833 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 122,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| May 25, 2024 Filed May 29, 2024 22:24 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 20,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-016833 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 111,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| March 21, 2024 Filed Mar 26, 2024 00:46 UTC | Happen, Inc. LC · Entity 4526 | GrantRestricted Stock Unit (RSU) · Derivative | 147,289 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-011150 · form4.xml · derivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 147,289 Underlying: Common Stock · 147,289 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F1 · derivative.exercise_date: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F2 · derivative.expiration_date: Represents a grant of RSUs under the Issuer's 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs will vest as to 8.33% of the total shares on May 25, 2024, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:27 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,848 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007335 · form4.xml · derivative · entry 6 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,788 Underlying: Common Stock · 10,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F6 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:27 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 20,004 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007335 · form4.xml · derivative · entry 5 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 120,028 Underlying: Common Stock · 20,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F4 · derivative.exercise_date: The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F5 · derivative.expiration_date: Not applicable. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:27 UTC | Happen, Inc. LC · Entity 4526 | Tax withholdingCommon Stock | 16,617 | $8.15 | $135,428.55 |
DisclosureSEC source: 0001127602-24-007335 · form4.xml · nonDerivative · entry 3 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,417 F2 · shares: Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:27 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 10,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007335 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,034 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 25, 2024 Filed Feb 28, 2024 00:27 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionCommon Stock | 20,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-007335 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,186 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 23:13 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003789 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · UTMAs for Children Disclosed balance after: 12,000 F2 · balance_after: Aggregates 4,000 shares of Issuer's Common Stock held in each of three UTMA accounts for children of the Reporting Person. Read SEC document |
| February 05, 2024 Filed Feb 7, 2024 23:13 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-003789 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,182 F1 · shares: Does not represent a sale of shares. Represents three separate transfers of 2,000 shares of Issuer's Common Stock under the Uniform Transfer to Minors Act ("UTMA") to each of three children of the Reporting Person. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 23:13 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028748 · form4.xml · nonDerivative · entry 2 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · UTMAs for Children Disclosed balance after: 6,000 F2 · balance_after: Aggregates 2,000 shares of Issuer's Common Stock held in each of three UTMAs for the children of the Reporting Person. Read SEC document |
| November 30, 2023 Filed Dec 4, 2023 23:13 UTC | Happen, Inc. LC · Entity 4526 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028748 · form4.xml · nonDerivative · entry 1 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 83,182 F1 · shares: Does not represent a sale of shares. Represents three separate transfers of 2,000 shares of Issuer's Common Stock under the Uniform Transfer to Minors Act ("UTMA") to each of three children of the Reporting Person. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 10,849 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028368 · form4.xml · derivative · entry 5 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,636 Underlying: Common Stock · 10,849 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F5 · derivative.exercise_date: The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
| November 25, 2023 Filed Nov 28, 2023 23:37 UTC | Happen, Inc. LC · Entity 4526 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 20,005 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-028368 · form4.xml · derivative · entry 4 LaBenne Andrew · CIK 0001847231 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,032 Underlying: Common Stock · 20,005 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. F3 · derivative.exercise_date: The RSUs vested as to 33.33% of the total shares on August 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. F4 · derivative.expiration_date: Not applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.