Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | See Remarks | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,875 |
Reported balance
After 2026-08-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-25 · Sale · Disposed 913 · Balance 35,875 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025. F2: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025.
F2: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 23, 2022 Filed Aug 25, 2022 20:55 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 238 | $27.30 | $6,497.66 |
DisclosureSEC source: 0001628280-22-023708 · wf-form4_166146091332571.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,022 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.3001 to $27.3100. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 18, 2022 Filed Aug 22, 2022 21:06 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 706 | $33.27 | $23,488.62 |
DisclosureSEC source: 0001647639-22-000051 · wf-form4_166120238871595.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,260 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 24, 2022 Filed May 26, 2022 22:05 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 283 | $36.15 | $10,230.51 |
DisclosureSEC source: 0001647639-22-000038 · wf-form4_165360268856183.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,966 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.1501 to $36.1801. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 208 | $116.68 | $24,269.81 |
DisclosureSEC source: 0001628280-22-003595 · wf-form4_164566714946449.xml · nonDerivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,249 F5 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.54 to $116.70. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 20, 2022 Filed Feb 24, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 1,791 | $0.00 Strike: $130.05 | $0.00 |
DisclosureSEC source: 0001628280-22-003595 · wf-form4_164566714946449.xml · derivative · entry 5 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,791 Underlying: Common Stock · 1,791 shares Expires 2032-02-20 F8 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on December 20, 2024 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 20, 2022 Filed Feb 24, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 979 | $0.00 Strike: $130.05 | $0.00 |
DisclosureSEC source: 0001628280-22-003595 · wf-form4_164566714946449.xml · derivative · entry 4 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 979 Underlying: Common Stock · 979 shares Expires 2032-02-20 F7 · derivative.exercise_date: 1/33rd of the shares subject to the option shall vest on March 20, 2022 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider througheach such date. Read SEC document |
| February 20, 2022 Filed Feb 24, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 2,442 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003595 · wf-form4_164566714946449.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,457 F4 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on February 20, 2025 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 20, 2022 Filed Feb 24, 2022 01:46 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 1,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003595 · wf-form4_164566714946449.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,015 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/11th of the RSUs shall vest on May 20, 2022 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F3 · balance_after: Includes 210 shares acquired on February 15, 2022 under the Issuer's 2020 Employee Stock Purchase Plan. Read SEC document |
| November 26, 2021 Filed Nov 30, 2021 23:56 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 259 | $201.30 | $52,136.70 |
DisclosureSEC source: 0001833851-21-000005 · wf-form4_163831659127440.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,470 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 23, 2021 Filed Nov 24, 2021 22:47 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 278 | $198.52 | $55,189.81 |
DisclosureSEC source: 0001833851-21-000003 · wf-form4_163779403031658.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,729 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F3 · balance_after: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $198.40 to $198.53. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 31, 2021 Filed Sep 18, 2021 01:58 UTC Amendment | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 234 | $223.04 | $52,191.71 |
DisclosureSEC source: 0001209191-21-056798 · doc4a.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,007 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · shares: The original Form 4 filed August 24, 2021 is amended to reflect (i) the stock sale occurred on August 31, 2021, not August 20, 2021, (ii) that 234 shares, not 267 shares, were sold, and (iii) the actual sale price of the shares. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $223.0101 to $223.07. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 1,637 shares acquired on August 18, 2021 under the Issuer's 2020 Employee Stock Purchase Plan. F5 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 23:55 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 271 | $218.80 | $59,294.80 |
DisclosureSEC source: 0001209191-21-053751 · doc4.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,007 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 25, 2021 Filed Sep 18, 2021 01:57 UTC Amendment | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 304 | $218.80 | $66,515.20 |
DisclosureSEC source: 0001209191-21-056797 · doc4a.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,241 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F2 · shares: The original Form 4 filed August 27, 2021 is amended to reflect that 304 shares, not 271 shares, were sold on August 25, 2021. F3 · balance_after: Includes 1,637 shares acquired on August 18, 2021 under the Issuer's 2020 Employee Stock Purchase Plan. F4 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU Read SEC document |
| August 20, 2021 Filed Aug 24, 2021 23:59 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 267 | $195.64 | $52,235.88 |
DisclosureSEC source: 0001209191-21-053251 · doc4.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,278 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · balance_after: Includes 1,637 shares acquired on August 18, 2021 under the Issuer's 2020 Employee Stock Purchase Plan. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 16,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001209191-21-051689 · doc4.xml · derivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Underlying: Common Stock · 16,000 shares Expires 2024-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 16,351 | $167.62 | $2,740,754.62 |
DisclosureSEC source: 0001209191-21-051689 · doc4.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,908 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 22:49 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 16,000 | $0.43 | $6,880.00 |
DisclosureSEC source: 0001209191-21-051689 · doc4.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2021. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 20, 2021 Filed May 24, 2021 23:41 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Tax withholdingCommon Stock | 186 | $139.08 | $25,868.88 |
DisclosureSEC source: 0001209191-21-035528 · doc4.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,259 F1 · shares: Represents shares that have been withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs). F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 22:19 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 4,354 | $0.00 Strike: $125.28 | $0.00 |
DisclosureSEC source: 0001209191-21-022657 · doc4.xml · derivative · entry 4 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,354 Underlying: Common Stock · 4,354 shares Expires 2031-03-20 F5 · derivative.exercise_date: 1/14th of the shares subject to the option shall vest on October 20, 2023 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 22:19 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 3,943 | $0.00 Strike: $125.28 | $0.00 |
DisclosureSEC source: 0001209191-21-022657 · doc4.xml · derivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,943 Underlying: Common Stock · 3,943 shares Expires 2031-03-20 F4 · derivative.exercise_date: 1/33rd of the shares subject to the option shall vest on March 20, 2021 and each one-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 22:19 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 6,531 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022657 · doc4.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,445 F3 · shares: These securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock. 20% of the RSUs shall vest on November 20, 2023 and each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 20, 2021 Filed Mar 23, 2021 22:19 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 5,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022657 · doc4.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,914 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/11th of the RSUs shall vest on May 20, 2021 and each three-month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.