Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Upstart Holdings, Inc.UPST · Entity 4306 | See Remarks | August 25, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Upstart Holdings, Inc.
Report date August 25, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,875 |
Reported balance
After 2026-08-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-25 · Sale · Disposed 913 · Balance 35,875 F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025. F2: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 28, 2025.
F2: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 11, 2024 Filed Oct 15, 2024 21:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,000 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-042867 · wk-form4_1729027201.xml · derivative · entry 5 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 2,000 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F4 · derivative.exercise_date: All of the shares subject to this option were fully vested and exercisable as of the transaction date Read SEC document |
| October 11, 2024 Filed Oct 15, 2024 21:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,000 | $45.01 | $90,022.60 |
DisclosureSEC source: 0001628280-24-042867 · wk-form4_1729027201.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,518 F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.035. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 11, 2024 Filed Oct 15, 2024 21:20 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 2,000 | $1.17 | $2,340.00 |
DisclosureSEC source: 0001628280-24-042867 · wk-form4_1729027201.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 23,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F2 · balance_after: Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 20:15 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 959 | $40.32 | $38,666.88 |
DisclosureSEC source: 0001628280-24-041888 · wk-form4_1727900142.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 21,518 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:06 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 5,000 | $0.00 Strike: $1.17 | $0.00 |
DisclosureSEC source: 0001628280-24-039590 · wk-form4_1725581169.xml · derivative · entry 4 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2025-12-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:06 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 360 | $41.54 | $14,955.80 |
DisclosureSEC source: 0001628280-24-039590 · wk-form4_1725581169.xml · nonDerivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,477 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.515 to $41.58. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:06 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,640 | $40.99 | $190,185.25 |
DisclosureSEC source: 0001628280-24-039590 · wk-form4_1725581169.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,837 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.50 to $41.43. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (4) to this Form 4. Read SEC document |
| September 03, 2024 Filed Sep 6, 2024 00:06 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 5,000 | $1.17 | $5,850.00 |
DisclosureSEC source: 0001628280-24-039590 · wk-form4_1725581169.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 27,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 29, 2024 Filed Sep 3, 2024 20:16 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-24-039133 · wk-form4_1725394564.xml · derivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires 2024-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| August 29, 2024 Filed Sep 3, 2024 20:16 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,000 | $45.00 | $90,000.00 |
DisclosureSEC source: 0001628280-24-039133 · wk-form4_1725394564.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,477 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023. Read SEC document |
| August 29, 2024 Filed Sep 3, 2024 20:16 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 2,000 | $0.43 | $860.00 |
DisclosureSEC source: 0001628280-24-039133 · wk-form4_1725394564.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 24,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 23, 2024 Filed Aug 27, 2024 23:01 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,080 | $40.02 | $83,241.60 |
DisclosureSEC source: 0001628280-24-038575 · wk-form4_1724799695.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 22,477 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 20, 2024 Filed Aug 21, 2024 22:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,264 | $38.36 | $48,481.10 |
DisclosureSEC source: 0001628280-24-038066 · wk-form4_1724277843.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,557 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.045 to $38.86. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 07, 2024 Filed Aug 9, 2024 20:23 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,500 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-24-036490 · wk-form4_1723235030.xml · derivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,500 shares Expires 2024-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| August 07, 2024 Filed Aug 9, 2024 20:23 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,500 | $35.00 | $87,500.00 |
DisclosureSEC source: 0001628280-24-036490 · wk-form4_1723235030.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,821 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. Read SEC document |
| August 07, 2024 Filed Aug 9, 2024 20:23 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 2,500 | $0.43 | $1,075.00 |
DisclosureSEC source: 0001628280-24-036490 · wk-form4_1723235030.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 28,321 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2024. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 23, 2024 Filed May 28, 2024 23:32 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,156 | $24.27 | $52,326.12 |
DisclosureSEC source: 0001628280-24-025520 · wk-form4_1716939160.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 25,821 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2023. F2 · balance_after: Certain of these securities are Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 20, 2024 Filed May 22, 2024 20:42 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,188 | $25.61 | $30,426.11 |
DisclosureSEC source: 0001628280-24-024753 · wk-form4_1716410563.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,977 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.26 to $26.19. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,500 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-24-008644 · wk-form4_1709593801.xml · derivative · entry 5 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 2,500 shares Expires 2024-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F6 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,500 | $25.48 | $63,689.50 |
DisclosureSEC source: 0001628280-24-008644 · wk-form4_1709593801.xml · nonDerivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,165 F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.225 to $25.81. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 23:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 2,500 | $0.43 | $1,075.00 |
DisclosureSEC source: 0001628280-24-008644 · wk-form4_1709593801.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 31,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 582 | $0.00 Strike: $25.75 | $0.00 |
DisclosureSEC source: 0001628280-24-008644 · wk-form4_1709593801.xml · derivative · entry 4 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 582 Underlying: Common Stock · 582 shares Expires 2034-02-28 F5 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on September 20, 2024 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 23:10 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 919 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-008644 · wk-form4_1709593801.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 29,165 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on November 20, 2024 and at the end of each successive three month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 21:41 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,919 | $24.30 | $46,631.70 |
DisclosureSEC source: 0001628280-24-007268 · wk-form4_1709070057.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 28,246 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:22 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,423 | $25.29 | $35,984.54 |
DisclosureSEC source: 0001628280-24-006366 · wk-form4_1708636900.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,165 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.14 to $25.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 755 shares acquired on February 15, 2024 under the Issuer's 2020 Employee Stock Purchase Plan. F4 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 24, 2023 Filed Nov 28, 2023 23:18 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,444 | $23.25 | $56,833.02 |
DisclosureSEC source: 0001628280-23-040154 · wk-form4_1701213478.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 30,833 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $23.44. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are Restricted Stock Units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 21, 2023 Filed Nov 22, 2023 21:25 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,437 | $23.99 | $34,479.81 |
DisclosureSEC source: 0001628280-23-039878 · wk-form4_1700688347.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,277 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.78 to $24.17. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 00:16 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 3,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-23-031211 · wk-form4_1693527350.xml · derivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 3,000 shares Expires 2024-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F3 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 00:16 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 5,604 | $32.16 | $180,224.64 |
DisclosureSEC source: 0001628280-23-031211 · wk-form4_1693527350.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 34,714 F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 00:16 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 3,000 | $0.43 | $1,290.00 |
DisclosureSEC source: 0001628280-23-031211 · wk-form4_1693527350.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 40,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2023. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 24, 2023 Filed Aug 24, 2023 23:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,421 | $33.00 | $46,893.00 |
DisclosureSEC source: 0001628280-23-030564 · wk-form4_1692918173.xml · nonDerivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 37,318 F6 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 23:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 40 | $33.22 | $1,328.60 |
DisclosureSEC source: 0001628280-23-030564 · wk-form4_1692918173.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,739 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.21 to $33.22. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 22, 2023 Filed Aug 24, 2023 23:03 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 692 | $32.61 | $22,566.54 |
DisclosureSEC source: 0001628280-23-030564 · wk-form4_1692918173.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 38,779 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.21 to $33.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · balance_after: Includes 1 share acquired on August 15, 2023 under the Issuer's 2020 Employee Stock Purchase Plan. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 2,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-23-025343 · wk-form4_1689971174.xml · derivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 2,000 shares Expires 2024-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022. F2 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 2,000 | $60.00 | $120,000.00 |
DisclosureSEC source: 0001628280-23-025343 · wk-form4_1689971174.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 39,470 F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022. Read SEC document |
| July 19, 2023 Filed Jul 21, 2023 20:26 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 2,000 | $0.43 | $860.00 |
DisclosureSEC source: 0001628280-23-025343 · wk-form4_1689971174.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 41,470 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022. Read SEC document |
| May 25, 2023 Filed May 30, 2023 20:35 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,514 | $27.76 | $42,028.64 |
DisclosureSEC source: 0001628280-23-020147 · wk-form4_1685478918.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,470 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| May 23, 2023 Filed May 25, 2023 20:35 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 637 | $26.94 | $17,159.63 |
DisclosureSEC source: 0001628280-23-019797 · wk-form4_1685046887.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,984 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.52 to $27.25. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 21:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 1,073 | $0.00 Strike: $15.23 | $0.00 |
DisclosureSEC source: 0001628280-23-008784 · wf-form4_167943562310705.xml · derivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,073 Underlying: Common Stock · 1,073 shares Expires 2033-03-17 F3 · derivative.exercise_date: 1/12th of the shares subject to the option shall vest on September 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| March 17, 2023 Filed Mar 21, 2023 21:54 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 1,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-008784 · wf-form4_167943562310705.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,621 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/4th of the RSUs shall vest on November 20, 2023 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:12 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 1,262 | $18.23 | $23,006.26 |
DisclosureSEC source: 0001628280-23-005834 · wf-form4_167770510039311.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,928 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| February 21, 2023 Filed Feb 23, 2023 22:14 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 890 | $18.15 | $16,150.12 |
DisclosureSEC source: 0001628280-23-004884 · wf-form4_167719042514328.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,190 F1 · kind: These shares were sold to cover tax withholding obligations in connection with the vesting of RSUs. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.02 to $18.30. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. F4 · balance_after: Includes 757 shares acquired on February 15, 2023 under the Issuer's 2020 Employee Stock Purchase Plan. Read SEC document |
| November 25, 2022 Filed Nov 29, 2022 21:44 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 424 | $18.02 | $7,640.48 |
DisclosureSEC source: 0001628280-22-030951 · wf-form4_166975824290829.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,323 F1 · shares: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2022. F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 22:25 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 769 | $18.68 | $14,361.15 |
DisclosureSEC source: 0001628280-22-030760 · wf-form4_166924228536626.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,747 F1 · shares: These shares were sold to cover tax withholding obligations in connection with the vesting of restricted stock units (RSUs). F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.59 to $18.69. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 21:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionEmployee Stock Option (Right to buy) · Derivative | 4,000 | $0.00 Strike: $0.43 | $0.00 |
DisclosureSEC source: 0001628280-22-024298 · wf-form4_166215267607379.xml · derivative · entry 5 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 4,000 shares Expires 2024-09-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2022. F5 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 21:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 4,000 | $25.23 | $100,920.00 |
DisclosureSEC source: 0001628280-22-024298 · wf-form4_166215267607379.xml · nonDerivative · entry 3 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,516 F3 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2022. Read SEC document |
| September 01, 2022 Filed Sep 2, 2022 21:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | Exercise / conversionCommon Stock | 4,000 | $0.43 | $1,720.00 |
DisclosureSEC source: 0001628280-22-024298 · wf-form4_166215267607379.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2022. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 21:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantEmployee Stock Option (Right to buy) · Derivative | 13,137 | $0.00 Strike: $25.90 | $0.00 |
DisclosureSEC source: 0001628280-22-024298 · wf-form4_166215267607379.xml · derivative · entry 4 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,137 Underlying: Common Stock · 13,137 shares Expires 2032-08-31 F4 · derivative.exercise_date: 1/36th of the shares subject to the option shall vest on September 20, 2022 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. Read SEC document |
| August 31, 2022 Filed Sep 2, 2022 21:04 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | GrantCommon Stock | 17,914 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-024298 · wf-form4_166215267607379.xml · nonDerivative · entry 1 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,516 F1 · shares: These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock. 1/12th of the RSUs shall vest on November 20, 2022 and at the end of each successive three-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date. F2 · balance_after: Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU. Read SEC document |
| August 25, 2022 Filed Aug 25, 2022 20:55 UTC | Upstart Holdings, Inc. UPST · Entity 4306 | SaleCommon Stock | 420 | $27.35 | $11,487.00 |
DisclosureSEC source: 0001628280-22-023708 · wf-form4_166146091332571.xml · nonDerivative · entry 2 Mirgorodskaya Natalia · CIK 0001833851 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,602 F4 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 27, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.