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person · Reporting owner

HANDLER RICHARD B

Disclosed activity across 4 companies

Tapewire entity
18909
SEC CIK
0001211677

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Golden Nugget Online Gaming, Inc.LCA · Entity 127461Director · PresidentMay 06, 2019May 07, 2019
Hillman Solutions Corp.LCY · Entity 4721Director · PresidentOctober 08, 2020October 09, 2020
Jefferies Financial Group Inc.JEF · Entity 3502Director · CEOOctober 01, 2026October 03, 2026
Landcadia Holdings IV, Inc.LCA · Entity 92795Director · PresidentMarch 24, 2021March 25, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Golden Nugget Online Gaming, Inc.

Report date May 06, 2019 · Filed May 07, 2019

This filing explicitly reported no securities owned.

Hillman Solutions Corp.

Report date October 08, 2020 · Filed October 09, 2020

This filing explicitly reported no securities owned.

Jefferies Financial Group Inc.

Report date October 01, 2026 · Filed October 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect12,854,174 Reported balance After 2026-10-01 transaction · row 1
1 source row

Row 1 · 2026-10-01 · Gift · Disposed 842 · Balance 12,854,174

F1: Gift of shares to family trust, of which the reporting person is neither a trustee nor a beneficiary.

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2012 Trust287,858 Reported balance Holding disclosure · report date 2026-10-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 287,858

Common StockSEC Table I · non-derivativeIndirectBy Spouse of Reporting Person's Trust279,504 Reported balance Holding disclosure · report date 2026-10-01 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 279,504

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2003 Trust231,268 Reported balance Holding disclosure · report date 2026-10-01 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 231,268

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2022 LLC331,685 Reported balance Holding disclosure · report date 2026-10-01 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 331,685

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2022-A LLC85,584 Reported balance Holding disclosure · report date 2026-10-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 85,584

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2023-A LLC120,753 Reported balance Holding disclosure · report date 2026-10-01 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 120,753

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2023-B LLC121,898 Reported balance Holding disclosure · report date 2026-10-01 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 121,898

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2024-B LLC3,637 Reported balance Holding disclosure · report date 2026-10-01 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 3,637

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2025-B LLC17,340 Reported balance Holding disclosure · report date 2026-10-01 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 17,340

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2025-B Trust320,382 Reported balance Holding disclosure · report date 2026-10-01 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 320,382

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2025-D Trust244,140 Reported balance Holding disclosure · report date 2026-10-01 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 244,140

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2025-M Trust150,000 Reported balance Holding disclosure · report date 2026-10-01 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 150,000

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2025-O Trust150,000 Reported balance Holding disclosure · report date 2026-10-01 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 150,000

Common StockSEC Table I · non-derivativeIndirectBy Reporting Person's 2025-Q Trust150,000 Reported balance Holding disclosure · report date 2026-10-01 · row 15 Holding and transaction disclosures are not merged.
1 source row

Row 15 · Balance 150,000

Common StockSEC Table I · non-derivativeIndirectBy Trustee of Profit Sharing Plan132,465 Reported balance Holding disclosure · report date 2026-10-01 · row 16 Holding and transaction disclosures are not merged.
1 source row

Row 16 · Balance 132,465

Filing footnotes · ownership attribution and instrument terms

F1: Gift of shares to family trust, of which the reporting person is neither a trustee nor a beneficiary.

Landcadia Holdings IV, Inc.

Report date March 24, 2021 · Filed March 25, 2021

This filing explicitly reported no securities owned.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 11, 2023 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 9,951 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 11

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022 LLC

Disclosed balance after: 0

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

Read SEC document
January 11, 2023 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 609,906 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 10

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022-A Trust

Disclosed balance after: 609,906

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

Read SEC document
January 11, 2023 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 609,906 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 9

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022 LLC

Disclosed balance after: 9,951

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

Read SEC document
December 16, 2022 Filed Dec 17, 2022 01:31 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 214,531 $34.96 $7,500,003.76
Disclosure

SEC source: 0001214659-22-015048 · marketforms-57870.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,836,967

F2 · kind: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F2 · shares: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

Read SEC document
December 16, 2022 Filed Dec 17, 2022 01:31 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 214,531 $34.96 $7,500,003.76
Disclosure

SEC source: 0001214659-22-015048 · marketforms-57870.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,622,436

F1 · kind: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F1 · shares: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

Read SEC document
December 16, 2022 Filed Dec 17, 2022 01:30 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 467,359 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-015047 · marketforms-57873.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,407,905

F1 · kind: Restricted stock units (RSUs) earned in respect of compensation year 2020 grant of Long-Term Performance-Linked RSUs.

F1 · shares: Restricted stock units (RSUs) earned in respect of compensation year 2020 grant of Long-Term Performance-Linked RSUs.

Read SEC document
December 15, 2022 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 619,857 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 8

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022 LLC

Disclosed balance after: 619,857

F3 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F3 · acquired: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

Read SEC document
December 15, 2022 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 619,857 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 7

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,836,967

F3 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F3 · acquired: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

Read SEC document
November 29, 2022 Filed Dec 2, 2022 01:05 UTC Jefferies Financial Group Inc. JEF · Entity 3502 OtherCommon Stock 132,000 $37.49 $4,948,020.00
Disclosure

SEC source: 0001214659-22-014414 · marketforms-57739.xml · nonDerivative · entry 4

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse of Reporting Person's Trust

Disclosed balance after: 279,504

F2 · kind: Transfer of shares by Reporting Person from directly owned to indirectly owned through family trusts.

Read SEC document
November 29, 2022 Filed Dec 2, 2022 01:05 UTC Jefferies Financial Group Inc. JEF · Entity 3502 OtherCommon Stock 101,000 $37.49 $3,785,985.00
Disclosure

SEC source: 0001214659-22-014414 · marketforms-57739.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 255,800

F2 · kind: Transfer of shares by Reporting Person from directly owned to indirectly owned through family trusts.

Read SEC document
November 29, 2022 Filed Dec 2, 2022 01:05 UTC Jefferies Financial Group Inc. JEF · Entity 3502 OtherCommon Stock 233,000 $37.49 $8,734,005.00
Disclosure

SEC source: 0001214659-22-014414 · marketforms-57739.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,560,403

F2 · kind: Transfer of shares by Reporting Person from directly owned to indirectly owned through family trusts.

Read SEC document
November 29, 2022 Filed Dec 2, 2022 01:05 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 100,849 $37.32 $3,763,684.68
Disclosure

SEC source: 0001214659-22-014414 · marketforms-57739.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,793,403

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
August 26, 2022 Filed Aug 27, 2022 01:46 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 115,097 $32.40 $3,729,142.80
Disclosure

SEC source: 0001214659-22-010620 · marketforms-56996.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,692,554

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
May 27, 2022 Filed May 28, 2022 00:43 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 112,155 $32.95 $3,695,507.25
Disclosure

SEC source: 0001214659-22-007542 · marketforms-56384.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,577,456

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 16, 2022 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 422,958 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 6

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,456,824

F2 · kind: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

F2 · acquired: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

Read SEC document
March 16, 2022 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 422,958 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 5

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2021-A Trust

Disclosed balance after: 186,114

F2 · kind: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

F2 · acquired: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

Read SEC document
March 16, 2022 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 7,585 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 4

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 255,800

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

Read SEC document
March 16, 2022 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 7,585 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2021 LLC

Disclosed balance after: 0

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

Read SEC document
March 16, 2022 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 609,072 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2021-A Trust

Disclosed balance after: 609,072

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

Read SEC document
March 16, 2022 Filed Jan 14, 2023 02:08 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 609,072 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2021 LLC

Disclosed balance after: 7,585

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 00:47 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 616,657 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-003482 · marketforms-55621.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's LLC

Disclosed balance after: 616,657

F2 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F2 · acquired: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 00:47 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 616,657 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-003482 · marketforms-55621.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,934,626

F2 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F2 · acquired: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 00:47 UTC Jefferies Financial Group Inc. JEF · Entity 3502 Tax withholdingCommon Stock 368,875 $35.42 $13,065,552.50
Disclosure

SEC source: 0001214659-22-003482 · marketforms-55621.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,551,283

F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

F1 · acquired: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

Read SEC document
February 25, 2022 Filed Mar 2, 2022 02:06 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 107,717 $36.02 $3,879,966.34
Disclosure

SEC source: 0001214659-22-003488 · marketforms-55619.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,042,343

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F2 · balance_after: The reported holdings is as of close of business on 2/28/2022, taking into account transactions on that day as reported on an earlier filed Form 4.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:07 UTC Jefferies Financial Group Inc. JEF · Entity 3502 Tax withholdingCommon Stock 1,202,932 $35.89 $43,173,229.48
Disclosure

SEC source: 0001214659-22-001729 · marketforms-55047.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,920,158

F2 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

F2 · acquired: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

Read SEC document
December 31, 2021 Filed Feb 2, 2022 23:07 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 74,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001729 · marketforms-55047.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's Trust

Disclosed balance after: 147,215

F1 · kind: Shares gifted to family trust of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

F1 · shares: Shares gifted to family trust of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

Read SEC document
December 31, 2021 Filed Feb 2, 2022 23:07 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 74,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001729 · marketforms-55047.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,123,090

F1 · kind: Shares gifted to family trust of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

F1 · shares: Shares gifted to family trust of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 23:53 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 235,417 $38.23 $8,999,991.91
Disclosure

SEC source: 0001214659-21-013292 · marketforms-54673.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,325,098

F2 · kind: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F2 · shares: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 23:53 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 235,417 $38.23 $8,999,991.91
Disclosure

SEC source: 0001214659-21-013292 · marketforms-54673.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,089,681

F1 · kind: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F1 · shares: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 11:34 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 871,992 $38.23 $33,336,254.16
Disclosure

SEC source: 0001214659-21-013301 · marketforms-54676.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,197,090

F1 · kind: Grant of eight-year Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to a five-year cliff vesting and a subsequent three-year holding period, is also subject to ECP restrictions, including without limitation clawback/recoupment provisions.

F1 · shares: Grant of eight-year Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to a five-year cliff vesting and a subsequent three-year holding period, is also subject to ECP restrictions, including without limitation clawback/recoupment provisions.

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November 29, 2021 Filed Dec 1, 2021 21:16 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 89,451 $38.37 $3,432,234.87
Disclosure

SEC source: 0001214659-21-012430 · marketforms-54415.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,854,264

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

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November 12, 2021 Filed Nov 16, 2021 23:36 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 23,215 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011907 · marketforms-54269.xml · nonDerivative · entry 4

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's Trust

Disclosed balance after: 73,215

F1 · kind: Shares gifted to family trusts of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

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November 12, 2021 Filed Nov 16, 2021 23:36 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 97,504 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011907 · marketforms-54269.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse of Reporting Person's Trust

Disclosed balance after: 147,504

F1 · kind: Shares gifted to family trusts of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

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November 12, 2021 Filed Nov 16, 2021 23:36 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 23,215 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011907 · marketforms-54269.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,764,813

F1 · kind: Shares gifted to family trusts of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

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November 12, 2021 Filed Nov 16, 2021 23:36 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 97,504 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011907 · marketforms-54269.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,788,028

F1 · kind: Shares gifted to family trusts of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

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November 02, 2021 Filed Nov 4, 2021 20:42 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 270,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011148 · marketforms-54131.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,885,532

F1 · kind: This transaction represents a charitable donation by the Reporting Person to a Donor Advised Fund at the University of Rochester. 100 percent of the proceeds will benefit The University of Rochester Handler Family Scholarship Fund, The Wolf Conservation Center, and a number of other worthy causes.

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August 27, 2021 Filed Sep 1, 2021 00:52 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 90,585 $37.64 $3,409,619.40
Disclosure

SEC source: 0001214659-21-009191 · marketforms-53699.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,155,532

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

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May 28, 2021 Filed Jun 3, 2021 01:37 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 85,920 $32.13 $2,760,609.60
Disclosure

SEC source: 0001214659-21-006258 · marketforms-53027.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,064,947

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F2 · shares: Includes conversion of deferred cash into deferred shares, which deferred cash was granted as a dividend equivalent for the dividend payable on February 26, 2021.

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February 26, 2021 Filed Mar 3, 2021 01:48 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 85,841 $29.04 $2,492,822.64
Disclosure

SEC source: 0001214659-21-002640 · marketforms-51686.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,979,027

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · balance_after: The number of shares beneficially owned is reduced by the number of previously reported performance-based RSUs that were not earned by performance, in a transaction exempt from reporting and liability under Rule 16a-4(d), Rule 16b-3(e) and other applicable rules under the Securities Exchange Act of 1934.

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December 28, 2020 Filed Dec 30, 2020 22:18 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-010807 · marketforms-50780.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,698,270

F1 · kind: Shares contributed to two trusts over which the Reporting Person is a trustee but has no pecuniary interest.

F1 · timeliness: Shares contributed to two trusts over which the Reporting Person is a trustee but has no pecuniary interest.

F2 · balance_after: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

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December 28, 2020 Filed Nov 16, 2021 23:35 UTC Amendment Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011906 · marketforms-54268.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse of Reporting Person's Trust

Disclosed balance after: 50,000

F1 · acquired: On December 30, 2020, the Reporting Person reported via Form 4 a reduction in beneficial ownership as a result of a 100,000 share gift to two family trusts. This amendment is filed solely to reflect the acquisition of an indirect beneficial ownership of such shares in the trusts as a result of the Reporting Person being the trustee. All shares remain in trust for the benefit of the Reporting Person's family.

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December 28, 2020 Filed Nov 16, 2021 23:35 UTC Amendment Jefferies Financial Group Inc. JEF · Entity 3502 GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011906 · marketforms-54268.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's Trust

Disclosed balance after: 50,000

F1 · acquired: On December 30, 2020, the Reporting Person reported via Form 4 a reduction in beneficial ownership as a result of a 100,000 share gift to two family trusts. This amendment is filed solely to reflect the acquisition of an indirect beneficial ownership of such shares in the trusts as a result of the Reporting Person being the trustee. All shares remain in trust for the benefit of the Reporting Person's family.

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December 06, 2020 Filed Dec 8, 2020 22:32 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantStock Appreciation Right · Derivative 1,253,133 Not disclosed Strike: $23.75 Not disclosed
Disclosure

SEC source: 0001214659-20-010265 · marketforms-50563.xml · derivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,133

Underlying: Common Stock · 1,253,133 shares

Expires 2030-12-05

F3 · price: The stock option and stock appreciation right were granted for no cash consideration. The grant date fair value of the combined awards was estimated at $12.5 million.

F2 · derivative.exercise_date: Cash-settled stock appreciation right becomes exercisable as to one-third of the underlying shares on each of the first three anniversaries of the date of grant.

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December 06, 2020 Filed Dec 8, 2020 22:32 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantStock Option (right to buy) · Derivative 1,253,133 Not disclosed Strike: $23.75 Not disclosed
Disclosure

SEC source: 0001214659-20-010265 · marketforms-50563.xml · derivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,133

Underlying: Common Stock · 1,253,133 shares

Expires 2030-12-05

F3 · price: The stock option and stock appreciation right were granted for no cash consideration. The grant date fair value of the combined awards was estimated at $12.5 million.

F1 · derivative.exercise_date: Stock option becomes exercisable as to one-third of the underlying shares on each of the first three anniversaries of the date of grant.

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November 25, 2020 Filed Nov 30, 2020 23:48 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 83,375 $23.74 $1,979,322.50
Disclosure

SEC source: 0001214659-20-010004 · marketforms-50348.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,798,270

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

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August 28, 2020 Filed Sep 1, 2020 23:02 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommonn Stock 110,331 $17.79 $1,962,788.49
Disclosure

SEC source: 0001214659-20-007611 · marketforms-49562.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,714,895

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

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August 28, 2020 Filed Nov 30, 2020 23:46 UTC Amendment Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommonn Stock 110,331 $17.79 $1,962,788.49
Disclosure

SEC source: 0001214659-20-010002 · marketforms-50347.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,714,895

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

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May 29, 2020 Filed May 29, 2020 23:00 UTC Jefferies Financial Group Inc. JEF · Entity 3502 GrantCommon Stock 132,620 $14.65 $1,942,883.00
Disclosure

SEC source: 0001214659-20-005224 · marketforms-48920.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,604,564

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

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March 19, 2020 Filed Mar 25, 2020 21:00 UTC Jefferies Financial Group Inc. JEF · Entity 3502 OtherCommonn Stock 663,036 $13.87 $9,196,309.32
Disclosure

SEC source: 0001214659-20-002908 · marketforms-48435.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,471,944

F1 · kind: Transfer of beneficial ownership of shares from indirectly held through family trusts to directly held.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

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March 19, 2020 Filed Mar 25, 2020 21:00 UTC Jefferies Financial Group Inc. JEF · Entity 3502 OtherCommon Stock 663,036 $13.87 $9,196,309.32
Disclosure

SEC source: 0001214659-20-002908 · marketforms-48435.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,471,944

F1 · kind: Transfer of beneficial ownership of shares from indirectly held through family trusts to directly held.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.