HANDLER RICHARD B

SEC source: 0001214659-20-001975 · marketforms-47927.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,471,944

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 663,036 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-20-000646 · marketforms-47562.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,374,115

F1 · kind: Net change resulting from an acquisition and a disposition of credited RSUs pursuant to performance certifications by the Compensation Committee relating to the Reporting Person's 2016 and 2017 RSU awards in transactions exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Net change resulting from an acquisition and a disposition of credited RSUs pursuant to performance certifications by the Compensation Committee relating to the Reporting Person's 2016 and 2017 RSU awards in transactions exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 663,036 shares indirectly held through family trusts.

SEC source: 0001214659-19-007544 · marketforms-46774.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,352,579

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 663,036 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-19-006508 · marketforms-45953.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,276,265

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 674,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-19-005646 · marketforms-45670.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,352,174

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 674,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-19-004044 · marketforms-45129.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,252,524

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 674,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-19-004049 · marketforms-45096.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,273,332

F1 · kind: Acquisition of restricted stock units pursuant to previously reported grant of 2016 Long-Term Performance-Linked Restricted Stock Units.

F1 · shares: Acquisition of restricted stock units pursuant to previously reported grant of 2016 Long-Term Performance-Linked Restricted Stock Units.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 674,337 shares indirectly held through family trusts.

SEC source: 0001214659-19-001926 · marketforms-44454.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,170,084

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) as well as Rule 16a-3(g)(2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) as well as Rule 16a-3(g)(2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 674,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-19-001300 · marketforms-44128.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,098,660

F1 · kind: Charitable donation of 100,000 shares of Jefferies to the Handler Family Scholarship Fund at the University of Rochester.

F1 · price: Charitable donation of 100,000 shares of Jefferies to the Handler Family Scholarship Fund at the University of Rochester.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 674,337 shares indirectly held through family trusts.

SEC source: 0001214659-19-000673 · marketforms-43884.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,198,660

F1 · kind: Acquisition of restricted stock units pursuant to previously reported grant of 2016 Long-Term Performance-Linked Restricted Stock Units.

F1 · shares: Acquisition of restricted stock units pursuant to previously reported grant of 2016 Long-Term Performance-Linked Restricted Stock Units.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 674,337 shares indirectly held through family trusts.

SEC source: 0001214659-18-007453 · marketforms-43416.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,884,563

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 102,149 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 674,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-18-006351 · marketforms-43014.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,820,455

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 102,149 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 649,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-18-004759 · marketforms-42422.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,757,029

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 102,149 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 649,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-18-004557 · marketforms-42308.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,708,243

F1 · kind: Transfer of shares by the Reporting Person to family trusts. The transfer results in a change of ownership from direct to indirect. The transfer does not result in a change in the number of shares beneficially owned by the Reporting Person.

F2 · ownership.direct: Includes 102,149 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 649,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-18-004557 · marketforms-42308.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,708,243

F1 · kind: Transfer of shares by the Reporting Person to family trusts. The transfer results in a change of ownership from direct to indirect. The transfer does not result in a change in the number of shares beneficially owned by the Reporting Person.

F2 · ownership.direct: Includes 102,149 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 649,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-18-002611 · marketforms-41597.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,708,243

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 102,149 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-17-007522 · marketforms-40497.xml · nonDerivative · entry 4

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,659,266

F2 · kind: Grants of Long-Term Performance-Linked Restricted Stock Units under the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934.

F5 · kind: Compensation year 2020 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2020, 2021 and 2022. No RSUs vest until after fiscal 2022.

F5 · shares: Compensation year 2020 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2020, 2021 and 2022. No RSUs vest until after fiscal 2022.

F6 · ownership.direct: Includes 101,765 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-17-007522 · marketforms-40497.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,055,265

F2 · kind: Grants of Long-Term Performance-Linked Restricted Stock Units under the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934.

F4 · kind: Compensation year 2019 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2019, 2020 and 2021. No RSUs vest until after fiscal 2021.

F4 · shares: Compensation year 2019 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2019, 2020 and 2021. No RSUs vest until after fiscal 2021.

F6 · ownership.direct: Includes 101,765 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-17-007522 · marketforms-40497.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,451,264

F2 · kind: Grants of Long-Term Performance-Linked Restricted Stock Units under the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934.

F3 · kind: Compensation year 2018 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2018, 2019 and 2020. No RSUs vest until after fiscal 2020.

F3 · shares: Compensation year 2018 grant of Long-Term Performance-Linked Restricted Stock Units (RSUs). 100% of the grant is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return for fiscal years 2018, 2019 and 2020. No RSUs vest until after fiscal 2020.

F6 · ownership.direct: Includes 101,765 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-17-007522 · marketforms-40497.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,847,263

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F6 · ownership.direct: Includes 101,765 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-17-005921 · marketforms-39840.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,812,059

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 101,364 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-17-004250 · marketforms-39141.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,775,292

F2 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F3 · ownership.direct: Includes 100,883 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through a family trust by the Reporting Person.

SEC source: 0001214659-17-004250 · marketforms-39141.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,753,454

F1 · kind: Mr. Handler made a charitable donation of 47,583 shares to his undergraduate alma mater, the University of Rochester.

F3 · ownership.direct: Includes 100,883 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through a family trust by the Reporting Person.

SEC source: 0001214659-17-002324 · marketforms-38485.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,801,037

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 100,883 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through a family trust by the Reporting Person.

SEC source: 0001214659-17-000002 · marketforms-37405.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,778,524

F1 · kind: Long-Term Performance-Linked Restricted Stock Units (RSUs) grant for 2017, 100% of which is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return and long-term Return on Tangible Deployable Equity for fiscal years 2017, 2018 and 2019. No RSUs vest until after fiscal 2019 and, if RSUs vest, the Reporting Person remains subject to an additional three-year holding period lock up and cannot dispose of vested RSUs until after January 2023. The grant of RSUs is made under the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended, which is exempt from Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Long-Term Performance-Linked Restricted Stock Units (RSUs) grant for 2017, 100% of which is subject to forfeiture based upon Leucadia's future performance as measured by compounded long-term Total Shareholder Return and long-term Return on Tangible Deployable Equity for fiscal years 2017, 2018 and 2019. No RSUs vest until after fiscal 2019 and, if RSUs vest, the Reporting Person remains subject to an additional three-year holding period lock up and cannot dispose of vested RSUs until after January 2023. The grant of RSUs is made under the Leucadia National Corporation 2003 Incentive Compensation Plan, as amended, which is exempt from Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 100,289 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person and includes 449,337 shares indirectly held through a family trust by the Reporting Person.

SEC source: 0001214659-16-015513 · marketforms-37464.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,703,256

F3 · kind: Richard Handler is donating 100,000 shares to the charitable Handler Family Fund.

F2 · ownership.direct: Includes 100,289 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through a family trust by the Reporting Person.

SEC source: 0001214659-16-015513 · marketforms-37464.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,803,256

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 100,289 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through a family trust by the Reporting Person.

SEC source: 0001214659-16-013951 · marketforms-36370.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,781,665

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 100,289 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through a family trust by the Reporting Person.